UNICOLORS, INC. v. H&M HENNES & MAURITZ, L. P.
No. 20-915
SUPREME COURT OF THE UNITED STATES
February 24, 2022
595 U. S. ___ (2022)
Argued November 8, 2021
(Slip Opinion)
OCTOBER TERM, 2021
Syllabus
NOTE: Where it is feasible, a syllabus (headnote) will be released, as is being done in connection with this case, at the time the opinion is issued. The syllabus constitutes no part of the opinion of the Court but has been prepared by the Reporter of Decisions for the convenience of the reader. See United States v. Detroit Timber & Lumber Co., 200 U. S. 321, 337.
SUPREME COURT OF THE UNITED STATES
Syllabus
UNICOLORS, INC. v. H&M HENNES & MAURITZ, L. P.
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT
No. 20-915. Argued November 8, 2021-Decided February 24, 2022
Held: Section 411(b) does not distinguish between a mistake of law and a mistake of fact; lack of either factual or legal knowledge can excuse an inaccuracy in a copyright registration under
(a) The Copyright Act provides that a certificate of registration is valid, even though it contains inaccurate information, as long as the copyright holder lacked “knowledge that it was inaccurate.”
(b) Nearby statutory provisions help confirm that here “knowledge” refers to knowledge of the law as well as the facts. Registration applications call for information that requires both legal and factual knowledge. See, e.g.,
(c) Those who consider legislative history will find indications that Congress enacted
(d) H&M‘s remaining arguments are unavailing. First, the Court‘s interpretation of the statute will not allow copyright holders to avoid the consequences of an inaccurate application by claiming lack of knowledge. As in other legal contexts, courts need not automatically accept a copyright holder‘s claim that it was unaware of the relevant legal requirements. Willful blindness may support a finding of actual knowledge. Additionally, circumstantial evidence may demonstrate that an applicant was actually aware of, or willfully blind to, legally inaccurate information. Second, the legal maxim that “ignorance of the law is no excuse” does not apply in this civil case concerning the scope of a statutory safe harbor that arises from ignorance of collateral legal requirements. Finally, the “knowledge” question that the parties have argued, and which the Court decides, was a “subsidiary question fairly included” in the petition‘s question presented. See this Court‘s Rule 14.1(a). And the Ninth Circuit explicitly addressed the knowledge issue when it held that Unicolors’ “knowledge” of the facts underlying the inaccuracy on its application was sufficient to demonstrate knowledge under
959 F. 3d 1194, vacated and remanded.
BREYER, J., delivered the opinion of the Court, in which ROBERTS, C. J., and SOTOMAYOR, KAGAN, KAVANAUGH, and BARRETT, JJ., joined. THOMAS, J., filed a dissenting opinion, in which ALITO, J., joined, and in which GORSUCH, J., joined, except as to Part II.
Opinion of the Court
NOTICE: This opinion is subject to formal revision before publication in the preliminary print of the United States Reports. Readers are requested to notify the Reporter of Decisions, Supreme Court of the United States, Washington, D. C. 20543, of any typographical or other formal errors, in order that corrections may be made before the preliminary print goes to press.
SUPREME COURT OF THE UNITED STATES
No. 20-915
UNICOLORS, INC., PETITIONER v. H&M HENNES & MAURITZ, L. P.
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT
[February 24, 2022]
JUSTICE BREYER delivered the opinion of the Court.
A valid copyright registration provides a copyright holder with important and sometimes necessary legal advantages. It is, for example, a prerequisite for bringing a “civil action for infringement” of the copyrighted work.
To obtain registration, the author of a work must submit to the Register of Copyrights a copy of the work and an application.
Naturally, the information provided on the application for registration should be accurate. Nevertheless, the Copyright Act provides a safe harbor. It says that a certificate of registration is valid
“regardless of whether the certificate contains any inaccurate information, unless-
“(A) the inaccurate information was included on the application for copyright registration with knowledge that it was inaccurate; and
“(B) the inaccuracy of the information, if known, would have caused the Register of Copyrights to refuse registration.”
§411(b)(1) (emphasis added).
The important point for our purposes is that a certificate of registration is valid even though it contains inaccurate information, as long as the copyright holder lacked “knowledge that it was inaccurate.”
The question before us concerns the scope of the phrase “with knowledge that it was inaccurate.” The Court of Appeals for the Ninth Circuit believed that a copyright holder cannot benefit from the safe harbor and save its copyright registration from invalidation if its lack of knowledge stems from a failure to understand the law rather than a failure to understand the facts. In our view, however,
I
The petitioner here, Unicolors, owns copyrights in various fabric designs. App. 50–51. It sued the respondent, H&M Hennes & Mauritz, L.P. (H&M), for copyright infringement. 959 F. 3d 1194, 1195 (CA9 2020). The jury found in Unicolors’ favor, but H&M asked the trial court to grant it judgment as a matter of law. Id., at 1196–1197. H&M argued, among other things, that Unicolors’ registration certificate was invalid (and that therefore Unicolors could not sue for infringement) because it contained inaccurate information. Id., at 1197–1198; see also
The District Court denied H&M‘s motion. Id., at 202. Among other things, it noted that “a registration remains effective despite containing inaccurate information” if the registrant included the inaccurate information in the registration application without “knowledge that it was inaccurate.” Id., at 180–181 (internal quotation marks omitted). Because Unicolors did not know that it had failed to satisfy the “single unit of publication” requirement when it filed its application, the purported inaccuracy could not invalidate the registration. Id., at 182.
The Ninth Circuit disagreed. It agreed with H&M that Unicolors had failed to satisfy the “single unit of publication” requirement (because it offered some of the 31 designs exclusively to certain customers). 959 F. 3d, at 1198–1200. But did Unicolors know about this inaccuracy? In the Ninth Circuit‘s view, it did not matter whether Unicolors did or did not know that it had failed to satisfy the “single unit of publication” requirement. Id., at 1200. That was because, in the Ninth Circuit‘s view, the statute excused only good-faith mistakes of fact, not law. Ibid. And Unicolors had known the relevant facts, namely, that some of the 31 designs had initially been reserved for certain customers. Ibid.
Unicolors sought certiorari, asking us to review the Ninth Circuit‘s interpretation of
II
A brief analogy may help explain the issue we must decide. Suppose that John, seeing a flash of red in a tree, says, “There is a cardinal.” But he is wrong. The bird is not a cardinal; it is a scarlet tanager. John‘s statement is inaccurate. But what kind of mistake has John made?
John may have failed to see the bird‘s black wings. In that case, he has made a mistake about the brute facts. Or John may have seen the bird perfectly well, noting all of its relevant features, but, not being much of a birdwatcher, he may not have known that a tanager (unlike a cardinal) has black wings. In that case, John has made a labeling mistake. He saw the bird correctly, but does not know how to label what he saw. Here, Unicolors’ mistake is a mistake of labeling. But unlike John (who might consult an ornithologist about the birds), Unicolors must look to judges and lawyers as experts regarding the proper scope of the label “single unit of publication.” The labeling problem here is one of law. Does that difference matter here? Cf. United States v. Fifty-Three (53) Eclectus Parrots, 685 F. 2d 1131, 1137 (CA9 1982). We think it does not.
Our reasons are straightforward. For one thing, we follow the text of the statute. See Hardt v. Reliance Standard Life Ins. Co., 560 U. S. 242, 251 (2010). Section 411(b)(1) says that Unicolors’ registration is valid “regardless of whether the [registration] certificate contains any inaccurate information, unless . . . the inaccurate information was included on the application for copyright registration with knowledge that it was inaccurate.” Both case law and the dictionary tell us that “knowledge” has historically “meant and still means ‘the fact or condition of being aware of something.‘” Intel Corp. Investment Policy Comm. v. Sulyma, 589 U. S. ___, ___ (2020) (slip op., at 6) (quoting Webster‘s Seventh New Collegiate Dictionary 469 (1967)); see also Black‘s Law Dictionary 888 (8th ed. 2004); New Oxford American Dictionary 938 (def. 2) (2d ed. 2005); Webster‘s New College Dictionary 625 (3d ed. 2008).
Unicolors says that, when it submitted its registration application, it was not aware (as the Ninth Circuit would later hold) that the 31 designs it was registering together did not satisfy the “single unit of publication” requirement. If Unicolors was not aware of the legal requirement that rendered the information in its application inaccurate, it did not include that information in its application “with knowledge that it was inaccurate.”
To the contrary, nearby statutory provisions help confirm that here “knowledge” refers to knowledge of the law as well as the facts. Registration applications call for information that requires both legal and factual knowledge. See, e.g.,
Other provisions of the Copyright Act confirm that, in this context, the word “knowledge” means actual, subjective awareness of both the facts and the law. Those provisions suggest that if Congress had intended to impose a scienter standard other than actual knowledge, it would have said so explicitly. See, e.g.,
For another thing, cases decided before Congress enacted
Further, those who consider legislative history will find that history persuasive here. It indicates that Congress enacted
III
H&M argues that our interpretation of the statute will make it too easy for copyright holders, by claiming lack of knowledge, to avoid the consequences of an inaccurate application. But courts need not automatically accept a copyright holder‘s claim that it was unaware of the relevant legal requirements of copyright law. We have recognized in civil cases that willful blindness may support a finding of actual knowledge. Intel Corp., 589 U. S., at ___ (slip op., at 11-12). Circumstantial evidence, including the significance of the legal error, the complexity of the relevant rule, the applicant‘s experience with copyright law, and other such matters, may also lead a court to find that an applicant was actually aware of, or willfully blind to, legally inaccurate information. See id., at ___ (slip op., at 11).
H&M also argues that our interpretation is foreclosed by the legal maxim that “ignorance of the law is no excuse.” See Brief for Respondent 41-43. This maxim “normally applies where a defendant has the requisite mental state in respect to the elements of [a] crime but claims to be unaware of the existence of a statute proscribing his conduct.” Rehaif v. United States, 588 U. S. ___, ___ (2019) (slip op., at 8) (internal quotation marks omitted). It does not apply in this civil case concerning the scope of a safe harbor that arises from ignorance of collateral legal requirements. See ibid.
Finally, H&M claims that neither Unicolors’ petition for certiorari nor the Ninth Circuit‘s opinion addressed the question we decide here. The petition,
As to the decision below, the Ninth Circuit wrote that “the knowledge inquiry is not whether Unicolors knew that including a mixture of confined and non-confined designs would run afoul of the single-unit registration requirements; the inquiry is merely whether Unicolors knew that certain designs included in the registration were confined and, therefore, were each published separately to exclusive customers.” 959 F. 3d, at 1200. In context, we understand this statement to hold that Unicolors’ “knowledge” of the facts that produced the inaccuracy was sufficient to demonstrate its knowledge of the inaccuracy itself under
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For these reasons, the judgment of the Ninth Circuit is vacated, and the case is remanded for further proceedings consistent with this opinion.
It is so ordered.
THOMAS, J., dissenting
SUPREME COURT OF THE UNITED STATES
No. 20-915
UNICOLORS, INC., PETITIONER v. H&M HENNES & MAURITZ, L. P.
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT
[February 24, 2022]
JUSTICE THOMAS, with whom JUSTICE ALITO joins, and with whom JUSTICE GORSUCH joins as to all but Part II, dissenting.
A copyright registration is invalid if the registrant included materially inaccurate information in its application “with knowledge that [the information] was inaccurate.”
Yet now, after having “persuaded us to grant certiorari on this issue,” Unicolors has “chosen to rely on a different argument in [its] merits briefing.” Visa Inc. v. Osborn, 580 U. S. ___ (2016) (internal punctuation altered). It no longer argues that
I
We should dismiss this case for the reasons we gave in City and County of San Francisco v. Sheehan, 575 U. S. 600 (2015), and Yee v. Escondido, 503 U. S. 519 (1992). In Sheehan, we granted review to resolve a Circuit split and decide whether the Americans with Disabilities Act requires law enforcement officers to provide reasonable accommodations
These considerations counsel dismissal here. First, Unicolors has abandoned the actual question presented and now presses novel arguments in favor of reversal. We took this case to resolve an apparent split between the Eleventh Circuit, which has held that
Second, as in Yee, Unicolors’ new merits-stage arguments present novel legal questions. Unicolors claims that “knowledge” in
It is undisputed that Unicolors raised neither point below. It is also undisputed that there is no circuit split on either of Unicolors’ new arguments. And it is clear that the Court of Appeals did not meaningfully consider these questions. It said nothing about actual versus constructive knowledge, see 959 F. 3d, at 1200, and it merely implied, in a cursory sentence, that
The Court disputes none of this. Instead, it reasons that Unicolors’ new arguments are “fairly included” in the question presented because, even though Unicolors originally proposed a fraud standard, it now argues for at least an element of that standard: actual knowledge of a misrepresentation. Ante, at 9 (quoting this Court‘s Rule 14.1(a)).
But even if Unicolors’ arguments were “prior” questions, the Court still misapplies Rule 14.1(a). We are free to address “subsidiary question[s]” in deciding ”any question presented.” This Court‘s Rule 14.1(a) (emphasis added). Put another way, the subsidiary questions must be “inextricably linked” to the question under review and necessarily contribute to that question‘s resolution. City of Sherrill v. Oneida Indian Nation of N. Y., 544 U. S. 197, 214, n. 8 (2005). Here, though, the Court never answers the ultimate question about fraud. To provide an incomplete answer to the question presented disserves the public and our fellow judges. The Court does not decide the question that has split the Courts of Appeals, but instead decides a question that no court has addressed. And by granting review of one question but answering another, we encourage litigants “to seek review of a circuit conflict only then to change the question to one that seems more favorable.” Czyzewski v. Jevic Holding Corp., 580 U. S. ___, ___ (2017) (THOMAS, J., dissenting) (slip op., at 2); see also Yee, 503 U. S., at 536 (parties would be “encouraged to fill their limited briefing space and argument time with discussion of issues other than the one on which certiorari was granted“). The result is muddled briefing on questions we did not agree to resolve, and a ruling that bypasses the ordinary process of appellate review.
II
In this case, the Court‘s misstep comes at considerable cost. A requirement to know the law is ordinarily satisfied by constructive knowledge, cf. Jerman v. Carlisle, McNellie, Rini, Kramer & Ulrich, L. P. A., 559 U. S. 573, 584 (2010), because “actual knowledge of illegality” can be “difficult or impossible” to prove, Ratzlaf v. United States, 510 U. S. 135, 162 (1994) (Blackmun, J., dissenting). Yet here, the Court imposes an
Moreover, as the Court recognizes, the other knowledge requirements in the Copyright Act are satisfied by either kind of knowledge. See ante, at 6. The Court points to no other Copyright Act provision that is satisfied by actual knowledge alone. That the Court reads
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I would dismiss the writ of certiorari as improvidently granted because Unicolors has abandoned the question presented and instead proposes novel questions of copyright law that no other court addressed before today. I respectfully dissent.
