Torres v. CarreseTorres v. Carrese
Opinion
BEACH, J. This appeal arises from a medical malpractice action brought by the plaintiff, Erika Torres, against the defendants, Alexander A. Carrese and Abraham J. Yaari, board certified obstetrician-gynecologists. The plaintiff claims: (1) the trial court erred in dismissing her professional negligence claims against both defendants on the ground that the written opinion letter that she attached to her complaint did not satisfy the requirements of
On May 28, 2004, the plaintiff presented at Bridgeport Hospital with signs of vaginal bleeding and was seen by Yaari for the first time. While the plaintiff was dressed and sitting in bed, she informed a nurse that she wanted to leave. The plaintiff signed herself out of the hospital against medical advice.
In August, 2004, prior to leaving Connecticut for a vacation, Carrese arranged for Yaari to cover his patients. On August 5, 2004, while Carrese was on vacation, the plaintiff went into labor. The plaintiff presented at St. Vincent‘s Medical Center in Bridgeport, thirty-five weeks pregnant with vaginal bleeding and uterine
As the court related, “After performing the cesarean section, Yaari discovered that the plaintiff in fact had placenta percreta and that the placenta had invaded the wall of the bladder causing substantial bleeding, [and] requiring a hysterectomy. The contemporaneous hospital record signed by Yaari further state[d] that the plaintiff ‘was taken to the operating room and a cesarean section was performed. A live baby girl was delivered. . . . Because of the severe bleeding that we could not prevent even though the incision on the uterus was in the fundal area, we had to pursue a . . . hysterectomy. Because of the location of the placenta at the lower level of the uterus, it penetrated the posterior wall of the bladder and thus was removed with the uterus and we called for intraoperative urology evaluation. The urology team arrived . . . and the patient had later on a reconstruction of the bladder’ . . . .”
In September, 2006, the plaintiff served this medical malpractice action on the defendants, Carrese and Yaari.2 The complaint alleged that each defendant was “a duly licensed physician engaged in the practice of medicine in the State of Connecticut and a specialist in the field of obstetrics and/or gynecology.”3 The complaint alleged that the defendants were negligent in their obstetric care of the plaintiff. Specifically, count
Count two alleged that Yaari, the obstetrician who performed the plaintiff‘s cesarean section, was negligent in his obstetric care of the plaintiff because he (1) “failed to take the proper precautions during the plaintiff‘s cesarean section and/or related procedures as to avoid injuring her bladder (including arranging for the delivery to occur in the appropriate facility and arranging for a urologist to deal with the potential placenta accreta condition),” (2) “failed to undertake the appropriate investigations to determine whether the plaintiff suffered from placenta previa and/or placenta accreta,” (3) “caused injury to the plaintiff‘s bladder,”
With her complaint, the plaintiff filed a good faith certificate signed by her attorney, who represented therein that he had made a reasonable inquiry into the circumstances of the plaintiff‘s claims and that, on the basis of that inquiry, he believed in good faith that the defendants had been negligent in their treatment of the plaintiff. Additionally, pursuant to
On November 13, 2006, Yaari filed a motion to dismiss the plaintiff‘s complaint on the ground that the written opinion letter submitted by the plaintiff was not written by a “similar health care provider,” as defined by
“Oral argument was heard a second time on February 26, 2007. . . . The defendants move[d] to dismiss the [plaintiff‘s] first amended complaint on the ground that the first written opinion [letter] submitted by the plaintiff was not obtained from a ‘similar health care provider’ as mandated by
On January 19, 2011, the case was called for trial. On January 31, 2011, and February 10, 2011, after our Supreme Court released its opinion in Bennett v. New Milford Hospital, Inc., 300 Conn. 1, 21, 12 A.3d 865 (2011) (holding in cases against specialists, author of written opinion letter pursuant to
On July 28, 2011, Carrese moved for summary judgment as to the plaintiff‘s claims of lack of informed consent on the ground that the plaintiff did not plead lack of informed consent, and, alternatively, to the extent that a lack of informed consent claim was pleaded, no triable issue existed. On August 1, 2011, Yaari also moved for summary judgment. The plaintiff filed separate objections to the defendants’ motions on
I
On appeal, the plaintiff first claims that the court improperly dismissed her professional negligence claims because the written opinion letter, authored by a urologist, not an obstetrician-gynecologist, was sufficient to meet the requirements of
A
The plaintiff first claims that the court improperly dismissed her professional negligence claims because the opinion letter, authored by a urologist rather than an obstetrician-gynecologist, was sufficient to meet the requirements of
Our review of a trial court‘s ruling on a motion to dismiss pursuant to
We begin our analysis by setting forth the relevant statutory provisions. Section
The plaintiff argues that the opinion letter, authored by a urologist, is sufficient to meet the requirements of
This argument fails for two reasons. First, in the written opinion letter dated September 5, 2006, Motola,
In this regard, the plaintiff‘s claim is governed by Bennett v. New Milford Hospital, Inc., supra, 300 Conn. 1. In Bennett, our Supreme Court concluded that “in cases of specialists, the author of an opinion letter pursuant to
B
The plaintiff also claims that, even if the original opinion letter was insufficient,
The following additional facts are relevant. At the hearing on the defendants’ 2011 motions to dismiss,16 the plaintiff argued that the defendants’ motions to dismiss were, in essence, motions to reargue their 2006 motions to dismiss17 that did not comply with the mandatory time requirements set forth in Practice Book § 11-12. The plaintiff further argued that no statute or rule of practice authorized filing a motion to dismiss, not claiming lack of subject matter jurisdiction, five and one-half years after filing an appearance.18 In its memorandum of decision, the court agreed with the plaintiff that the 2011 motions to dismiss were really motions to reargue the 2006 motions to dismiss.19 The court also agreed that the defendants’ motions were untimely because § 11-12 mandates that motions to
1
We first consider whether the trial court properly concluded that the defendants’ 2011 motions to dismiss were functionally motions to reargue their 2006 motions to dismiss. “[T]he interpretation of pleadings is always a question of law for the court and . . . our interpretation of the pleadings therefore is plenary.” (Internal quotation marks omitted.) Dimmock v. Lawrence & Memorial Hospital, Inc., 286 Conn. 789, 799-800, 945 A.2d 955 (2008); see also Sherman v. Ronco, 294 Conn. 548, 554 n.10, 985 A.2d 1042 (2010). “[P]leadings must be construed broadly and realistically, rather than narrowly and technically.” (Internal quotation marks omitted.) Connecticut Coalition for Justice in Education Funding, Inc. v. Rell, 295 Conn. 240, 253, 990 A.2d 206 (2010). Courts analyze pleadings for what they are, rather than for what their titles state they are. See, e.g., State v. Smith, 19 Conn. App. 646, 648, 563 A.2d 1034 (“[a party] cannot change the nature of his motion by changing its title any more than one can make a bull a cow by giving it a female name“), cert. denied, 213 Conn. 806, 567 A.2d 836 (1989).
In this case, the defendants’ original 2006 motions to dismiss sought to dismiss the plaintiff‘s complaint on the ground that the plaintiff‘s failure to attach a written opinion letter from a similar health care provider, as mandated by
2
The plaintiff contends that the twenty day filing deadline in Practice Book § 11-12 (a) is a mandatory limitation, and therefore, because the defendants’ 2011 motions were untimely, Judge Levin improperly considered the motions.21 The defendants argue that Judge Levin properly considered their 2011 motions to dismiss.22 We agree with the defendants.
Practice Book § 11-12 (a) provides: “A party who wishes to reargue a decision or order rendered by the court shall, within twenty days from the issuance of notice of the rendition of the decision or order, file a motion to reargue setting forth the decision or order which is the subject of the motion, the name of the judge who rendered it, and the specific grounds for reargument upon which the party relies.” (Emphasis added.) “We construe words used in the Practice Book according to their commonly approved meaning.” Lo Sacco v. Young, 210 Conn. 503, 507, 555 A.2d 986 (1989). The word “shall” typically implies a mandatory connotation. “Our Supreme Court previously has recognized the significance of the [drafter‘s] choice in electing to choose shall or may in formulating a . . . directive. . . . Absent an indication to the contrary, the [drafter‘s] choice of the mandatory term shall rather than the permissive term may indicates that the . . . directive is mandatory.” (Citation omitted; internal quotation marks omitted.) Vargas v. Doe, 96 Conn. App. 399, 412, 900 A.2d 525, cert. denied, 280 Conn. 923, 908 A.2d 546 (2006). Ordinarily, then, a motion to reconsider must be timely filed, and a court may and usually should decline to consider an untimely motion.
Our determination that the filing deadline in Practice Book § 11-12 is mandatory, however, does not end the inquiry. “Rules of practice are not statutory or constitutional mandates, but they reflect the courts’ authority to prescribe rules to regulate their proceedings and
After a thorough review of the record, we conclude that the court did not abuse its discretion in considering the defendants’ untimely 2011 motions to dismiss. First, as noted previously, noncompliance with mandatory filing deadlines in our rules of practice does not deprive the court of subject matter jurisdiction to consider the pleading. Second, the defendants, in filing their 2011 motions to dismiss, sought reconsideration because of a newly articulated controlling principle of law set forth
For the aforementioned reasons we conclude that the court properly considered and granted the defendants’ 2011 motions to dismiss.
II
The plaintiff also claims that the court erred in rendering summary judgment as to her claims of lack of informed consent against Carrese and Yaari. Specifically, the plaintiff argues that the court (1) erred in concluding that Carrese had no duty to obtain the plaintiff‘s informed consent, and (2) erred in concluding that
”
“[T]he lack of informed consent claim is a different cause of action from [a] claim of [medical] negligence
Our Supreme Court has adopted an objective lay standard for determining the materiality of risk. See, e.g., Shortell v. Cavanagh, supra, 300 Conn. 388 (“[u]nlike a
A
The plaintiff claims that the court erred in concluding that Carrese had no duty to obtain the plaintiff‘s informed consent. The plaintiff argues, essentially, that, because Carrese was providing her prenatal care and anticipated that he would be the physician to perform the eventual cesarean section, he had an obligation to provide the plaintiff, and any subsequent substitute treating physician, with information about the plaintiff‘s condition and the nature of her pregnancy “such that
The following additional facts and procedural history are relevant. In count one of her April 21, 2011 revised complaint, the plaintiff alleged that Carrese (1) “failed to advise the plaintiff in timely fashion of her options with respect to complete bed rest, early delivery or other means of dealing with potentially life threatening complication of placenta percreta in a timely and appropriate fashion“; (2) “failed to advise the plaintiff of the possibility of complications during delivery due to her condition(s) of placenta previa, placenta accreta and/or placenta percreta“; and (3) “failed to advise the plaintiff of the risk that her bladder would be injured during the cesarean [hysterectomy] . . . .”
On July 28, 2011, Carrese moved for summary judgment on the grounds that the plaintiff did not allege lack of informed consent29 or alternatively, to the extent
The plaintiff argues that because Carrese provided her prenatal care and anticipated that he would be the physician to perform the eventual cesarean section, he had an obligation to provide the plaintiff with information about the plaintiff‘s condition and the nature of her pregnancy “such that she could make knowing consent to treatment.” The plaintiff also argues that Carrese had an obligation to provide any subsequent substitute treating physician with information about her condition such that she could give informed consent to treatment. We disagree.
Our case law regarding the issue of a physician‘s obligation to obtain a patient‘s informed consent focuses on the decision “to embark upon a contemplated course of therapy,” such as a “procedure,” “operation,” or ”surgery.” (Internal quotation marks omitted.) Logan v. Greenwich Hospital Assn., supra, 191 Conn. 290-94 (examining our informed consent case law). Carrese provided the plaintiff prenatal care. It is undisputed that Carrese did not perform the plaintiff‘s cesarean section and was on vacation with his family at the time of the plaintiff‘s surgery. Although he may have anticipated performing a cesarean section sometime in the future, the operation was not imminent and
Under the current state of the law of informed consent, Carrese did not have an obligation to provide the plaintiff, or any subsequent substitute treating physician, with information regarding the increased risks the plaintiff might face when undergoing a cesarean section due to her condition of placenta previa.30
The plaintiff makes much of the fact that Carrese intended at some point to perform the cesarean section. Under our law, however, a physician‘s obligation to obtain informed consent turns on the performance of a procedure and not the intent to perform a procedure. Consequently, we find that the plaintiff‘s arguments are unavailing. See, e.g., Sherwood v. Danbury Hospital, 278 Conn. 163, 171 n.8, 192, 194, 896 A.2d 777 (2006) (obligation to inform patient of risks of blood transfusion is owed by physician performing surgery and him “alone” [emphasis omitted]).
B
The plaintiff‘s final claim is that the court erred in concluding that Yaari had no obligation to disclose to the plaintiff, in order to ensure that consent was informed, that the procedure could be better performed at another health care facility. The plaintiff argues that Yaari had an obligation to advise the plaintiff of the option of having a cesarean hysterectomy at another health care facility, more specifically, a “tertiary facility” with other specialists present, because Yaari reasonably anticipated that the procedure would require
The following additional facts and procedural history, as recited by the trial court, are relevant. “Sometime after the plaintiff was admitted to the hospital on August 5, [2004], Yaari suspected and subsequently confirmed that she had placenta previa. . . . Yaari also suspected that the plaintiff had placenta accreta. Yaari tried to stop the contractions and, according to the contemporaneous hospital record, he ‘explained to the [plaintiff] that there [was] a good chance that we might need to remove the uterus and there might be damage to the bladder during this kind of operation because of the location of the previous uterine incisions. The [plaintiff] consented. This was also explained to her husband.’
“In her affidavit in opposition to the defendants’ motions for summary judgment, however, the plaintiff state[d] that ‘Yaari . . . did not advise me of the risks associated with undertaking a cesarean section in the presence of placenta accreta or placenta percreta nor did he tell me anything about my alternatives at that time (or in May 2004), including that of having my cesarean delivery take place at an appropriate tertiary facility and of having it handled by a team of specialists experienced in dealing with very difficult, potentially life-threatening lower abdominal surgery. . . . Yaari did not tell me that he suspected that I had placenta accreta
“The plaintiff signed a consent form giving Yaari permission to perform a ‘repeat C-Section, Possible Hysterectomy, Possible [illegible].’ Specifically, the form state[d]: ‘My condition, the nature of the above procedure, risks and hazards of the procedure, the benefits of the procedure, any problems related to recuperation, the likelihood of success of the procedure, all viable alternatives to the procedure and the same type of information regarding such alternatives have been explained to my satisfaction by . . . Yaari.’ Yaari also signed the consent form, affirming that he had provided the information to the plaintiff.
“After performing the cesarean section, Yaari discovered that the plaintiff in fact had placenta percreta and that the placenta had invaded the wall of the bladder causing substantial bleeding, requiring a hysterectomy. The contemporaneous hospital record signed by Yaari further states that the plaintiff ‘was taken to the operating room and a cesarean section was performed. A live baby girl was delivered. . . . Because of the severe bleeding that we could not prevent . . . we had to pursue a cesarean hysterectomy. Because of the location of the placenta at the lower level of the uterus, it penetrated the posterior wall of the bladder and thus was removed with the uterus and we called for intraoperative urology evaluation. The urology team arrived, headed by Dr. [Jeffrey] Small, and the patient had later on a reconstruction of the bladder and reimplantation of the one of the ureters.’ ”
On August 1, 2011, Yaari filed a motion for summary judgment, arguing that he was entitled to judgment as a matter of law because there was no genuine issue of material fact that he disclosed all material risks to the
We note initially that the plaintiff‘s “informed consent” claim has little to do with any known material risk of a cesarean hysterectomy and thus falls outside the usual rubric of informed consent. The plaintiff conceded, and our review of the record confirms, that there is no genuine issue of material fact that the plaintiff would have undergone a cesarean hysterectomy in any event—the plaintiff‘s counsel so indicated.33 Further,
None of our courts have addressed a claim closely analogous to the plaintiff‘s—that is, whether a physician has an obligation to inform his or her patient that a procedure may be better performed at another health
The judgment is affirmed.
In this opinion the other judges concurred.
Notes
“[The Plaintiff‘s Counsel]: Thank you, Your Honor. Your Honor, as to the—just addressing quickly the informed . . . consent form that the defendant, Dr. Yaari has provided a copy of . . . all it says is repeat [cesarean] section and possible hysterectomy. It says something else, possible greater, I can‘t read the words, but it says nothing, Your Honor, and the testimony is . . . at no time did Dr. Yaari tell [the plaintiff] that because she‘d had multiple prior [cesarean] sections and had a placenta previa, she was at a substantially increased risk of suffering from placenta percreta and/or placenta accreta. Placenta percreta is a more advanced or complicated version. And in fact, she did suffer from placenta percreta. And he never had a percreta or accreta discussion with her ever, Your Honor. . . .
“The Court: What would have changed if she had? . . .
“[The Plaintiff‘s Counsel]: What would have changed, Your Honor, firstly, in May of 2004, she was at Bridgeport Hospital. Dr. Yaari was again covering for Dr. Carrese and was the responsible physician. . . . And the hospital [record] says . . . suspected placenta previa, will tell Dr. Yaari when he calls in an hour, something to that effect.
“And so, that he knew so months before the delivery, it is our position, and it certainly is an issue of fact on this, at least that she had a placenta previa condition, and he knew about her prior [cesarean] sections. Under those circumstances . . . [w]hat . . . we‘re saying is that, well, certainly she should have been given the risks and the alternatives to that. . . .
“The Court: This is alternatives to what?
“[The Plaintiff‘s Counsel]: . . . [T]o having Dr. Carrese and/or Dr. Yaari perform this cesarean section, cesarean section hysterectomy. A lot of them are saying, and most—certainly all the plaintiff‘s experts and a number of the defendants’ experts, that it would have been preferable to have an experienced general pelvic surgeon. It‘s [a] very unusual occurrence, this placenta accreta, in the life of an . . . obstetrician-gynecologist. And it‘s—it‘s the plaintiff‘s position that she would have liked to have known that she was in an elevated risk of suffering lower urinary tract injury and that she could have gone and she would like to have known the alternative of going to, and having present, an experienced, let‘s say, gynecological oncologist to this procedure on her. . . .
“The Court: Gynecological oncologist, did you say?
“[The Plaintiff‘s Counsel]: Yes. Yes, Your Honor, in other words, a doctor who specializes in complicated lower urinary tract surgeries, for example. So, rather—and she could have, if she‘d known, if this had been brought to her attention . . . you know, she could have had an alternative of having somebody who specializes in this kind of complicated condition deal with it. In fact, she was told nothing about it. She only found [out] about placenta percreta, placenta accreta, after the delivery. They told her nothing about it.
“And, in fact, Dr. [Frank] Boehm, Dr. Yaari‘s expert, says that Dr. Yaari knew ahead of time or suspected strongly that she had an accreta. And . . . Dr. [Jeffrey] Richardson, one of the plaintiff‘s experts, testified that, in fact, he suspected that she—oh, testified that Dr. Yaari did anticipate on August 5, before the delivery was attempted, there was a placenta accreta and/or percreta present, and that urologic injury could occur during the procedure.
“And that because of knowing about it ahead of time, he, quote, he had the luxury of time. In other words, we don‘t accept that there is an emergency exception, Your Honor. I believe that all that the defendant has cited to on this issue is a state regulation, it‘s not a statute, that simply says that hospitals should make sure that doctors get informed consent. That‘s essentially what that regulation says. It doesn‘t say anything about doctors don‘t have to get informed consent if there‘s an emergency.
“But beyond that, it‘s our position, Your Honor, that there was not an emergency, that . . . there was sufficient time for [the plaintiff] to give informed consent, to have a discussion about possible bladder injury, about possible urethral injury, about an option of having a urologist or a gynecological oncologist deal with the procedure. She wasn‘t given any of these options. She was not told the risks. She was not told the alternatives. And, Your Honor, it‘s the plaintiff‘s position that that‘s exactly what informed consent is about. She should have been told of these risks and alternatives, and she was not . . .
“The Court: What . . . other alternatives were there, again, other than you mentioned an experienced pelvic surgeon or gynecological oncologist?
“[The Plaintiff‘s Counsel]: She would have, Your Honor, have had to
“Q. And in reviewing all the records, have you developed any opinions as to whether or not . . . Yaari conformed to the standard of care in his care and treatment of [the plaintiff] in this particular situation?
“A. I believe that . . . Yaari did conform to the standard of care in this very difficult situation. . . . I don‘t think he had any choice but to proceed with the operation, perform the cesarean hysterectomy, and then manage the bleeding and urologic issues after the hysterectomy.
“Yaari submitted a portion of an uncertified deposition transcript of Dr. Jeffrey Richardson, an obstetrician-gynecologist, who testified that the hysterectomy saved the plaintiff‘s life. The pertinent deposition testimony is as follows:
“Q. Okay. Did the hysterectomy that was done in this case save [the plaintiff‘s] [life]? . . .
“A. I would say the hysterectomy saved her [life].”
“Additionally, the plaintiff submitted a portion of a certified deposition transcript of Dr. Frank Boehm, an obstetrician-gynecologist, who testified that the circumstances of the plaintiff‘s case constituted a life-threatening situation. The pertinent deposition testimony is as follows:
“A. [T]his is a life-threatening situation, placenta percreta with a previa. The amount of blood loss was obviously enormous; the [plaintiff] received nine units of blood.” (Emphasis omitted.)