In re: THE RENCO GROUP INC. AND THE DOE RUN RESOURCES CORPORATION. THE RENCO GROUP INC. AND THE DOE RUN RESOURCES CORPORATION, Appellee, versus NAPOLI SHKOLNIK PLLC, HALPERN SANTOS & PINKERT, PA, Intervenor Plaintiffs-Appellants, VICTOR CAREAGA, Respondent, RODRIGUEZ TRAMONT & NUNEZ, PA, Intervenor-Appellant.
No. 24-13266
United States Court of Appeals For the Eleventh Circuit
January 21, 2026
FOR PUBLICATION
D.C. Docket No. 1:22-cv-21115-JAL
Before MARCUS and WILSON, Circuit Judges, and JONES,* District Judge.
MARCUS, Circuit Judge:
This matter arises out of an acrimonious discovery dispute between companies involved in the mining and production of heavy metals in the Republic of Peru and three law firms (the Appellants in this case) representing plaintiffs who claimed they were harmed by the conduct of those companies. The companies are The Renco Group Inc. and its subsidiary, The Doe Run Resources Corporation (collectively, “Renco“); the law firms are Halpern, LLC (“Halpern“), and jointly, Rodriguez Tramont & Nuñez, P.A. and Napoli Shkolnik, PLLC (“Rodriguez-Napoli“).
Renco filed an ex parte application pursuant to
Halpern and Rodriguez-Napoli intervened in the
At oral argument, Rodriguez-Napoli moved ore tenus for voluntary dismissal under
After thorough review, and with the benefit of oral argument, we are satisfied the district court did not abuse its considerable discretion in denying Halpern‘s motion for protective order. We affirm.
I.
We recount the winding and bitter history between the parties, which extends far beyond the underlying
Victor Careaga, formerly an attorney at Halpern, served as co-counsel for the Reid plaintiffs between 2006 and 2013. Since Careaga was disbarred from practicing law in Florida in 2013, he has continued to work at the Rodriguez-Napoli law firms as a paralegal and consultant assigned to the Collins matter. Careaga swore in an affidavit that he “develop[ed] the strategy and framework for identifying and communicating with prospective Peruvian clients,” and regularly travelled to La Oroya to recruit plaintiffs. But Renco claims that Careaga acted illegally in his recruitment efforts, and on December 21, 2020, it filed a formal criminal complaint in the Provincial Prosecutor‘s Office for Organized Crimes in the Republic of Peru. The complaint alleged Careaga engaged in the fraudulent creation and falsification of numerous documents and “various illegal acts” in furtherance of the Reid and Collins cases.
Before commencing the
Rodriguez-Napoli then sought to enjoin the underlying
The Rodriguez-Napoli and Halpern law firms then sought to intervene in the
With Halpern‘s assistance, Careaga created and submitted a log (the “Careaga Log“), listing thirty entries he asserted were entitled to attorney-client privilege and work product protection. Careaga also submitted an affidavit (the “Careaga Affidavit“) attesting that during his investigation in 2006 he “came to the realization that everything [he] would do could be in anticipation of litigation.” Rodriguez-Napoli separately submitted two privilege logs. At a hearing regarding the sufficiency of the three privilege logs, the magistrate judge explained that “the almost tortured complexity in which the privilege logs have been produced here . . . does not in any way enable me to make privilege rulings.” The magistrate judge nevertheless declined to issue any formal ruling without full briefing on the pending motion for protective order.
The magistrate judge allowed Halpern to intervene to assert attorney-client privilege and work product protection. Halpern moved for a protective order and, despite the magistrate judge‘s warnings at the hearing, resubmitted the same Careaga Log. Halpern also submitted an affidavit from its principal attorney, Jay Halpern, attesting in broad terms that he had reviewed the documents in the Careaga Log and found that they contained information protected by work product and attorney-client privilege. Rodriguez-Napoli renewed its motion for protective order.
After the law firms timely appealed to our Court, the parties submitted numerous motions and filings, which we recount only as relevant to Halpern‘s appeal. The law firms first moved, unsuccessfully, in district court to stay all proceedings pending the resolution of this appeal. The law firms then filed emergency motions in this Court to stay the district court proceedings. We denied those too. The
Rodriguez-Napoli then moved in the Eastern District of Missouri for sanctions, including the disqualification of Renco‘s counsel in the Collins matter. The law firms claimed that Renco had
Renco then filed an “expedited” motion to voluntarily dismiss its
On the eve of oral argument, Rodriguez-Napoli filed a “suggestion of mootness.” The law firm represented that Renco has committed to the destruction of all contested documents Careaga produced, albeit at some unspecified time. Rodriguez-Napoli asserted that we could no longer grant any additional relief beyond
Thus, only Intervenor Halpern‘s appeal remains pending in this Court. Both Halpern and Renco agreed that Halpern‘s appeal is not moot. The Halpern law firm maintains that the district court abused its discretion in denying the motion for protective order, and confirmed at oral argument that it seeks a ruling on the merits.
II.
Before proceeding to the merits of Halpern‘s appeal, we are required to consider whether we still have appellate jurisdiction. United States v. Lopez, 562 F.3d 1309, 1311 (11th Cir. 2009). We do so because Rodriguez-Napoli has suggested the appeal was mooted by Renco‘s representation that it intends to destroy the contested documents produced by Careaga.2 We are a court of limited jurisdiction, and we are always required to examine whether we have jurisdiction to entertain an appeal. See Kelly v. Harris, 331 F.3d 817, 819 (11th Cir. 2003) (“[F]ederal courts always have an obligation to
At oral argument, Renco and Halpern agreed that the appeals were not moot. After thorough review, we are satisfied that Halpern‘s appeal is not moot because we could render a judgment that would affect the legal relationship between the parties either by ordering the return or destruction of the contested materials, or by enjoining any future use of the information contained in those documents.
It is well settled that an appeal becomes moot “when it no longer presents a live controversy with respect to which the court can give meaningful relief.” Sheely v. MRI Radiology Network, P.A., 505 F.3d 1173, 1183 (11th Cir. 2007) (quoting Toriano v. Supervisor of Elections, 382 F.3d 1276, 1281–82 (11th Cir. 2004)). In analogous cases involving contested documents which have been disgorged, we have effected meaningful relief by ordering a party to return or destroy the divulged documents. See, e.g., Rothe v. Aballí, No. 20-12543, 2021 WL 4429814, at *2 (11th Cir. Sep. 27, 2021) (per curiam) (“We . . . find that the appeal is not moot because, inter alia, the return of private documents, like the documents requested by Dr. Rothe, would provide some meaningful relief.” (first citing Church of Scientology of Cal. v. United States, 506 U.S. 9, 12–13 (1992); then citing In re Grand Jury Proceedings, 142 F.3d 1416, 1422 (11th Cir. 1998))); United States v. Fla. Azalea Specialists, 19 F.3d 620, 622 (11th Cir. 1994).
Moreover, even if Renco were to destroy the documents, we could offer Halpern meaningful relief by enjoining the use of the information contained within those documents. See, e.g., F.T.C. v. Gibson Prods. of San Antonio, Inc., 569 F.2d 900, 903 (5th Cir. 1978) (finding appeal was not moot because a favorable outcome could effect both the return of contested documents and the limitation of their use in future hearings (first citing Atl. Richfield v. FTC, 546 F.2d 646, 650 (5th Cir. 1977); then citing FTC v. Browning, 435 F.2d 96, 97 n.1 (D.C. Cir. 1970))).3
III.
We review a district court‘s denial of a protective order only for abuse of discretion. McCarthy v. Barnett Bank of Polk Cnty., 876 F.2d 89, 91 (11th Cir. 1989). A district court would abuse its discretion “if it applie[d] an incorrect legal standard, follow[ed] improper procedures in making the determination, or ma[de] findings of fact that are clearly erroneous.” Chic. Trib. Co. v. Bridgestone/Firestone, Inc., 263 F.3d 1304, 1309 (11th Cir. 2001) (per curiam) (citing Mincey v. Head, 206 F.3d 1106, 1137 n.69 (11th Cir. 2000)).
We apply the same abuse of discretion standard when reviewing a district court‘s ordinary discovery rulings, including decisions related to claims of privilege and decisions arising out of
Halpern‘s argument breaks down into two pieces: first, the district court erred in concluding the evidential foundation was in-
A.
We begin with Halpern‘s claim that the district court erred in determining that the evidence failed to establish attorney-client privilege or work product protection.
Attorney-client privilege attaches “to confidential communications between an attorney and client for the purposes of securing legal advice or assistance.” Drummond Co., Inc. v. Conrad & Scherer, LLP, 885 F.3d 1324, 1334 (11th Cir. 2018) (citing In re Grand Jury Investigation, 842 F.2d 1223, 1224 (11th Cir. 1987)). “The attorney-client privilege ‘belongs solely to the client,‘” and only the client can waive the privilege, “either expressly or by implication.” Cox, 17 F.3d at 1417 (quoting In re Von Bulow, 828 F.2d 94, 100, 101 (2d Cir. 1987)). The attorney work product doctrine affords broader protection, “extend[ing] to material obtained or prepared by counsel in the course of their legal duties provided that the work was done with an eye toward litigation.” Drummond, 885 F.3d at 1334–35 (first citing
While these protections are well established, a claim of attorney-client privilege or work product is not self-executing. The Federal Rules of Civil Procedure require a party seeking to “with-
The essential questions then boil down to whether Halpern has presented sufficient evidence to support attorney-client privilege or work product protection by a preponderance of the evidence.
In the second place, despite the improper blanket assertions of privilege and protection, the magistrate judge carefully parsed the Careaga Log to the extent reasonably possible, discerning multiple undated entries, typographical errors, and vague descriptions that further impeded its ability to evaluate Halpern‘s motion. At least six entries out of the thirty offered are undated and one entry, FILE 022, remarkably is dated June 29, 1905. The Careaga Log also included entries with dates spanning several years. Moreover, each of the Careaga Log‘s thirty entries were offered only at the highest order of abstraction: “Objection based on work product and attorney/client privileges: Communications between counsel of record
Halpern says that the district court was required to look past these obvious deficiencies. The argument misapprehends Halpern‘s evidentiary burden and instead attempts to place the burden to search and explain on the district court. But the law does not require a district court to parse deficient privilege logs in the hunt for a possible claim of privilege or protection. See Dorf & Stanton Commc‘ns, Inc. v. Molson Breweries, 100 F.3d 919, 923 (Fed. Cir. 1996) (holding that failing “to provide a complete privilege log demonstrating sufficient grounds for taking the privilege” waives the privilege (quoting John Labatt Ltd. V. Molson Breweries, Nos. 93-75004, 94-71540, 1995 WL 23603, at *1 (S.D.N.Y. Jan. 20, 1995))); United States v. Constr. Prods. Rsch., Inc., 73 F.3d 464, 473 (2d Cir. 1996).
The long and short of it is that the district court acted well within its discretion in concluding that Halpern‘s deficient Careaga Log failed to substantiate its claims of privilege and protection, and the court was not obliged to conduct any further analysis or overlook the Log‘s deficiencies.
Despite these considerable deficiencies, the magistrate judge engaged in an individualized analysis of at least twelve entries
B.
Halpern‘s next set of arguments focuses on what the district court did not do in reaching its decision. First, Halpern says the district court failed to diligently consider the relationship between the
Undoubtedly, the potential for forum shopping and abuse of the judicial process in
Finally, Halpern claims the district court erred by not conducting a document-by-document review and by reaching its decision without holding a hearing, conducting an in camera examination, or affording leave to amend the Careaga Log. These claims rely on the same flawed premise -- that Halpern was entitled to additional court process despite having failed to carry its evidentiary burden.
Halpern has not met that threshold and was not entitled to any further review. In fact, to require a district court to perform an exhaustive, document-by-document examination by in camera review or to conduct a hearing whenever attorney-client privilege or work product protection is asserted -- regardless of whether the assertion has been supported in any way -- would improperly shift the burden from the party asserting the privilege to the trial court. The law requires no such transformation and placing this newfound burden on the trial court would be particularly unsustainable in the face of modern litigation, which often involves voluminous discovery.
Nor has the district court abused its discretion in denying Halpern leave to amend the Careaga Log. In the first place,
AFFIRMED.
