PAUL DAVID STOREY v. BOBBY LUMPKIN, Director, Texas Department of Criminal Justice, Correctional Institutions Division; IN RE: PAUL DAVID STOREY
No. 20-70014 CONSOLIDATED WITH Nos. 20-70016, 20-70017, 20-10805
United States Court of Appeals for the Fifth Circuit
August 6, 2021
Before SMITH, HAYNES, and HIGGINSON, Circuit Judges. STEPHEN A. HIGGINSON, Circuit Judge:
Appeals from the United States District Court for the Northern District of Texas, USDC Nos. 4:11-CV-433, 4:20-CV-685. FILED August 6, 2021, Lyle W. Cayce, Clerk.
Appeals from the United States District Court for the Northern District of Texas USDC Nos. 4:11-CV-433, 4:20-CV-685
Before SMITH, HAYNES, and HIGGINSON, Circuit Judges.
In September 2008, Petitioner Paul David Storey was convicted of capital murder and sentenced to death in Criminal District Court No. 3 of Tarrant County, Texas, for the murder of Jonas Cherry. His efforts to challenge his conviction and sentence were unsuccessful on direct review and in initial state and federal habeas proceedings. The state trial court scheduled Storey‘s execution for April 12, 2017. Ex parte Storey, 584 S.W.3d 437, 438 (Tex. Crim. App. 2019) (per curiam).
Storey claims that in the weeks leading up to his execution, his counsel learned that the victim‘s parents—Judith and Glenn Cherry—were opposed to Storey‘s receiving the death penalty and had conveyed that opposition to the prosecutors prior to trial. Nevertheless, despite knowing the Cherrys’ opposition, the prosecutors stated during closing argument at the punishment phase of trial that “all of [the victim‘s] family and everyone who loved him believe the death penalty is appropriate.” Id. (alteration in original).
After discovering this alleged prosecutorial misconduct, Storey filed a successive state habeas petition asserting a number of federal constitutional claims premised on the misconduct. Id. Ultimately, the Texas Court of Criminal Appeals (“TCCA“) dismissed Storey‘s new petition as failing to satisfy Texas‘s abuse-of-the-writ procedural bar. Id. at 438-40 (citing
Following the TCCA‘s decision, Storey took several actions in federal district court seeking relief. The district court ruled against Storey in each instance. Storey‘s counsel also sought compensation from the district court for their efforts working on Storey‘s successive state habeas proceedings. The district court also denied that request.
Storey filed appeals in this court challenging each decision. We consolidated the appeals and now resolve them. We AFFIRM the district court‘s rulings, for the reasons stated below.
I. BACKGROUND
We begin with a description of Storey‘s various actions in federal district court following the TCCA‘s decision.
A. Rule 60(b) Motion and Motion Invoking the All Writs Act
Under the cause number for his initial federal habeas petition, No. 4:11-CV-433, Storey filed two separate motions in federal district court. The first is a purported motion under
The district court dismissed both motions for lack of jurisdiction. Following the
B. New Federal Habeas Petition
Under a new cause number, 4:20-CV-685, Storey filed a new federal habeas petition under
constitutional claims that were advanced in his successive state habeas petition relating to the alleged prosecutorial misconduct surrounding the treatment of the Cherrys’ opposition to Storey‘s death sentence. Specifically, Storey asserted that the State had denied his right to Due Process under the
In response to Storey‘s new petition, the district court issued a show cause order requiring Storey to explain why the petition should not be transferred to this court, via
C. Request for Attorney Compensation Under 18 U.S.C. § 3599
Storey‘s current counsel were appointed by the district court pursuant to
II. DISCUSSION
This court consolidated Storey‘s various actions in order to resolve them in one decision. We now take each issue in turn.
A. Whether the District Court Erred in Dismissing Storey‘s Rule 60(b) Motion and Motion Invoking the All Writs Act
1. Standard of Review
i. Whether Storey Needs a COA to Appeal the Dismissal of His Purported Rule 60(b) Motion as a Disguised Successive Habeas Petition
A threshold question Storey raises is whether he needs to obtain a COA in order to appeal the district court‘s decision to construe his purported Rule 60(b) motion as a “second or successive” habeas petition (and thus dismiss it for lack of jurisdiction). Established precedent in this circuit holds that he does. United States v. Vialva, 904 F.3d 356, 359 (5th Cir. 2018); Gonzales v. Davis, 788 F. App‘x 250, 252 & n.2 (5th Cir. 2019) (per curiam) (unpublished) (citing Resendiz v. Quarterman, 454 F.3d 456, 458 (5th Cir. 2006)); see also Ochoa Canales v. Quarterman, 507 F.3d 884, 888 (5th Cir. 2007) (holding that “[b]ecause the
Nevertheless, Storey urges us to follow the lead of the Fourth Circuit, which recently reconsidered its similar precedent in light of two Supreme Court decisions. See United States v. McRae, 793 F.3d 392, 397-400 (4th Cir. 2015). In McRae, the panel majority concluded that the Supreme Court‘s reasoning in Gonzalez v. Crosby, 545 U.S. 524 (2005) and Harbison v. Bell, 556 U.S. 180 (2009) effectively overruled existing circuit precedent and required
the court to “hold that the COA requirement in § 2253(c) allows us to review, without first issuing a COA, an order dismissing a Rule 60(b) motion as an improper successive habeas petition.” McRae, 793 F.3d at 398.
Although this court has issued decisions post-dating Gonzalez and Harbison that required a COA to review orders dismissing Rule 60(b) motions as successive petitions, e.g., Vialva, 904 F.3d at 359, we have not squarely addressed the impact of Gonzalez/Harbison on our precedent in a published decision. See Gonzales v. Davis, 788 F. App‘x at 252 n.2 (acknowledging the petitioner‘s Harbison argument but declining to reach it because it had been improperly raised); cf. United States v. Fulton, 780 F.3d 684, 686-88 (5th Cir. 2015) (applying Harbison to conclude that a COA is not required to appeal a district court‘s order transferring a
As will be discussed more below, in Gonzalez the Supreme Court explained how to distinguish between proper Rule 60(b) motions and disguised “second or successive” habeas petitions. 545 U.S. at 531-32. And it held that a proper Rule 60(b) motion does not need to meet the requirements of
Four years later, in Harbison, the Court held that a COA is not required to appeal an order denying a request for federally appointed counsel
pursuant to
In short, the Court in Gonzalez expressly declined to say anything about the relationship between the COA requirement and Rule 60(b) motions, and in Harbison the Court said nothing at all about Rule 60(b). Nonetheless, the argument is that Harbison‘s general description that a COA is required to appeal final orders “that dispose of the merits” of a habeas corpus proceeding means that a COA is not required to appeal a jurisdictional dismissal of a collateral attack on a habeas proceeding
While that might be a plausible inference to draw if writing on a blank slate, it does not amount to the clear directive from the Supreme Court that is required for us to set aside our established precedent. See Mercado v. Lynch, 823 F.3d 276, 279 (5th Cir. 2016) (“For a Supreme Court decision to satisfy this Court‘s rule of orderliness, it must be unequivocal, not a mere ‘hint’ of how the Court might rule in the future.” (internal quotation marks and citation omitted)). In so holding, we join the Third, Ninth, and Eleventh Circuits, which have reached similar conclusions. See Bracey v. Superintendent Rockview SCI, 986 F.3d 274, 281-83 (3d Cir. 2021); United States v. Winkles, 795 F.3d 1134, 1141-42 (9th Cir. 2015); Hamilton v. Sec‘y, 793 F.3d 1261, 1265-66 (11th Cir. 2015) (per curiam).
Storey is therefore required to obtain a COA to appeal the district court‘s dismissal of his Rule 60(b) motion as a “second or successive” habeas petition filed without authorization. Vialva, 904 F.3d at 359.
ii. Standard to Obtain a COA
Although Storey challenged his need to seek a COA, he has alternatively moved to obtain one. When, as here, a petitioner seeks a COA to challenge a procedural ruling, a COA should issue only when “jurists of reason would find it debatable whether the petition states a valid claim of the denial of a constitutional right and that jurists of reason would find it debatable whether the district court was correct in its procedural ruling.” Slack v. McDaniel, 529 U.S. 473, 484 (2000). “[A]ny doubt as to whether a COA should issue in a death-penalty case must be resolved in favor of the petitioner.” Vialva, 904 F.3d at 359 (quoting Pippin v. Dretke, 434 F.3d 782, 787 (5th Cir. 2005)).
2. Discussion
i. Storey‘s Purported Rule 60(b) Motion
As this court has described, the Supreme Court has provided clear guidance on how courts should separate proper Rule 60(b) motions from disguised attempts to file successive habeas petitions:
In Gonzalez v. Crosby, the Supreme Court distinguished between a subsequent habeas petition and a Rule 60(b) motion along the lines of substance and procedure. A motion is substantive—and thus a successive habeas petition—if it “seeks to add a new ground for relief,” or if it “attacks the federal court‘s previous resolution of a claim on the merits, since alleging that the court erred in denying habeas relief on the merits is effectively indistinguishable from alleging that the movant is, under the substantive provisions of the statutes, entitled to habeas relief.” If, however, the motion challenges “not the substance of the federal court‘s resolution of a claim on the merits, but some defect in the integrity of the federal habeas proceedings,” then a Rule 60(b) motion is proper.
In re Coleman, 768 F.3d 367, 371 (5th Cir. 2014) (quoting Gonzalez, 545 U.S. at 532).
Following this guidance, this court has specified that “there are two circumstances in which a district court may properly consider a Rule 60(b) motion in a
Here, Storey seeks to use a Rule 60(b) motion not to address any procedural defect in his original federal habeas proceedings, but to attack a state court‘s procedural ruling in a wholly separate state habeas proceeding that occurred after the conclusion of the federal proceedings. Storey argues that his Rule 60(b) motion should be granted and that the district court should therefore be instructed to “vacate” the TCCA‘s decision applying the state procedural bar to his subsequent state habeas petition and to “return the case” to the TCCA for it to assess the merits of that petition. A Rule 60(b) motion cannot afford such relief. See Balentine, 626 F.3d at 846; see also Smith v. McCotter, 786 F.2d 697, 700 (5th Cir. 1986) (“We do not sit as a ‘super’ state supreme court.” (citation omitted)); Billiot v. Puckett, 135 F.3d 311, 316 n.5 (5th Cir. 1998) (“[A] federal habeas court cannot ‘remand’ a case to the state courts.“).2
Storey‘s motion is ultimately an effort to advance “a new ground for relief” that was not contained in his initial federal habeas petition rather than an effort to redress a procedural defect in his initial federal habeas proceedings. Gonzalez, 545 U.S. at 532. The district court was thus correct to dismiss it as an improper Rule 60(b) motion. And because jurists of reason would not debate the correctness of the district court‘s procedural ruling, we decline to issue a COA. Slack, 529 U.S. at 484.
ii. Motion Invoking the All Writs Act
In the alternative to his purported Rule 60(b) motion, Storey filed a separate motion asserting that the district court could grant the same requested relief by exercising its authority under the All Writs Act. See
writs whenever compliance with statutory procedures appears inconvenient or less appropriate.“); cf. Nelson v. Reese, 214 F. App‘x 465, 466-67 (5th Cir. 2007) (per curiam) (unpublished) (“Because
The district court thus did not err in concluding that Storey‘s motion invoking the All Writs Act should be dismissed for lack of jurisdiction because
B. Whether the District Court Erred in Transferring Storey‘s New Federal Habeas Petition to this Court as a “Second or Successive” Petition
As described above, Storey appeals the district court‘s order transferring his new
1. Standard of Review
Whether the district court properly transferred Storey‘s petition to this court as a “second or successive” petition requiring authorization pursuant to
2. Discussion
Before a petitioner may file in federal district court a “second or successive” habeas petition as described by
curiam) (quoting Magwood v. Patterson, 561 U.S. 320, 332 (2010)). And the Supreme Court has held that, in limited circumstances, “not all second-in-time petitions are ‘second or successive’ petitions that trigger the requirements of
Here, Storey argues that his new
Storey misconstrues Magwood. In Magwood, the petitioner successfully challenged his death sentence via an initial federal habeas petition and the district court ordered that he be released or resentenced. Magwood, 561 U.S. at 323. The state trial court resentenced him, again imposing the death penalty. Id. After the petitioner challenged the new sentence with a new federal habeas petition, the Supreme Court held that the new petition was not “second or successive” because it challenged a new judgment—the judgment imposed upon resentencing—for the first time. Id. at 323-24, 331 (holding that the petitioner‘s “resentencing led to a new judgment, and his first application challenging that new judgment cannot be ‘second or successive’ such that
Unlike the petitioner in Magwood, none of Storey‘s state and federal habeas petitions has disturbed the original state judgment pursuant to which he remains in custody. His latest
[the petitioner]‘s case did not impose a new sentence, but instead reaffirmed the denial of postconviction relief, this Court determined that [the petitioner]‘s proposed
While Magwood is not the only possible exception to
Finally, Storey argues that
a federal habeas court may review a federal claim that has been procedurally defaulted in state court pursuant to a state procedural rule, which is a separate concern from whether a new federal habeas petition is considered successive under
Because the district court did not err in construing Storey‘s new
C. Request for Attorney Compensation Under 18 U.S.C. § 3599
Storey‘s current counsel were appointed by the district court pursuant to
1. Standard of Review
The scope of
A COA is not required to appeal the denial of attorney compensation under
2. Discussion
“Under a straightforward reading of [18 U.S.C. § 3599], subsection (a)(2) triggers the appointment of counsel for habeas petitioners, and subsection (e) governs the scope of appointed counsel‘s duties.” Id. at 185 (citing
Section 3599(e) provides:
Unless replaced by similarly qualified counsel upon the attorney‘s own motion or upon motion of the defendant, each attorney so appointed shall represent the defendant throughout every subsequent stage of available judicial proceedings, including pretrial proceedings, trial, sentencing, motions for new trial, appeals, applications for writ of certiorari to the Supreme Court of the United States, and all available post-conviction process, together with applications for stays of execution and other appropriate motions and procedures, and shall also represent the defendant in such competency
proceedings and proceedings for executive or other clemency as may be available to the defendant.
In Harbison, the Supreme Court held that
to federal habeas.” Id. at 189; see also id. at 195 (Roberts, C.J., concurring) (describing that
The Supreme Court‘s express interpretation of subsection (e) requires us to affirm the district court‘s order denying federal funding for counsel‘s work on Storey‘s successive state habeas proceedings because those proceedings were outside the scope of counsel‘s federal appointment pursuant to
III. CONCLUSION
We decline to issue a COA to appeal the district court‘s decisions dismissing Storey‘s purported Rule 60(b) motion and his motion invoking the All Writs Act. We AFFIRM the district court‘s order transferring Storey‘s new
compensation to Storey‘s counsel for their work on his successive state habeas proceedings.
STEPHEN A. HIGGINSON
UNITED STATES CIRCUIT JUDGE
