HARBISON v. BELL, WARDEN
No. 07-8521
SUPREME COURT OF THE UNITED STATES
Argued January 12, 2009—Decided April 1, 2009
556 U.S. 180
William M. Jay argued the cause for the United States as amicus curiae in support of the judgment below. With him on the brief were former Solicitor General Garre, Acting Assistant Attorney General Friedrich, Deputy Solicitor General Dreeben, and Robert J. Erickson. Robert E. Cooper, Jr., Attorney General of Tennessee, Michael E. Moore, Solicitor General, and Gordon W. Smith, Associate Solicitor General, filed a brief for respondent.*
*Donald B. Verrilli, Jr., and Virginia E. Sloan filed a brief for the Constitution Project as amicus curiae urging reversal.
Daniel T. Kobil and Irving L. Gornstein filed a brief for Current and Former Governors as amici curiae.
Petitioner Edward Jerome Harbison was sentenced to death by a Tennessee court in 1983. In 1997, after the state courts rejected challenges to his conviction and sentence, the Federal District Court appointed the Federal Defender Services of Eastern Tennessee to represent him in filing a petition for a writ of habeas corpus pursuant to
Shortly after his habeas corpus petition was denied, Harbison requested counsel for state clemency proceedings. In 2006, the Tennessee Supreme Court held that state law does not authorize the appointment of state public defenders as clemency counsel. State v. Johnson, No. M1987-00072-SC-DPE-DD (per curiam), 2006 Tenn. Lexis 1236, *3 (Oct. 6, 2006). Thereafter, Harbison‘s federally appointed counsel moved to expand the authorized scope of her representation to include state clemency proceedings. Relying on Circuit precedent construing
We granted certiorari, 554 U. S. 917 (2008), to decide two questions: (1) whether a certificate of appealability (COA) is required to appeal an order denying a request for federally appointed counsel pursuant to
I
We first consider whether Harbison was required to obtain a COA to appeal the District Court‘s order. The State of Tennessee and the United States as amicus curiae agree with Harbison that he was not.
The District Court‘s denial of Harbison‘s motion to authorize his federal counsel to represent him in state clemency proceedings was clearly an appealable order under
II
The central question presented by this case is whether
We begin with the language of the statute.
“[I]n every criminal action in which a defendant is charged with a crime which may be punishable by death, a defendant who is or becomes financially unable to obtain adequate representation or investigative, expert, or other reasonably necessary services at any time either—
“(A) before judgment; or
“(B) after the entry of a judgment imposing a sentence of death but before the execution of that judgment;
“shall be entitled to the appointment of one or more attorneys and the furnishing of such other services in accordance with subsections (b) through (f).”
Subsection (a)(2) states:
“In any post conviction proceeding under section 2254 or 2255 of title 28, United States Code, seeking to vacate or set aside a death sentence, any defendant who is or becomes financially unable to obtain adequate representation or investigative, expert, or other reasonably necessary services shall be entitled to the appointment of one or more attorneys and the furnishing of such other services in accordance with subsections (b) through (f).”
The parties agree that subsections (a)(1) and (a)(2) make two different groups eligible for federally appointed counsel: Subsection (a)(1) describes federal capital defendants, while subsection (a)(2) describes state and federal postconviction
After subsections (b) through (d) discuss counsel‘s necessary qualifications, subsection (e) sets forth counsel‘s responsibilities. It provides:
“Unless replaced by similarly qualified counsel upon the attorney‘s own motion or upon motion of the defendant, each attorney so appointed shall represent the defendant throughout every subsequent stage of available judicial proceedings, including pretrial proceedings, trial, sentencing, motions for new trial, appeals, applications for writ of certiorari to the Supreme Court of the United States, and all available post-conviction process, together with applications for stays of execution and other appropriate motions and procedures, and shall also represent the defendant in such competency proceedings and proceedings for executive or other clemency as may be available to the defendant.” (Emphasis added.)
Focusing on the italicized clause of subsection (e), Harbison contends that the plain language of the statute dictates the outcome of this case. We are persuaded by his argument.
Under a straightforward reading of the statute, subsection (a)(2) triggers the appointment of counsel for habeas petitioners, and subsection (e) governs the scope of appointed counsel‘s duties. See
The Government contends that, fairly read, the statute as a whole is intended to furnish representation only in federal proceedings and that all proceedings listed in subsection (e), including clemency proceedings, should be understood to be federal. The absence of the word “federal” in this subsection is not dispositive, it maintains, because subsection (a)(1) likewise does not use the word “federal” yet the parties agree that provision concerns only federal defendants. Just as “federal” is implied by context in subsection (a)(1), so too, the Government says, is it implied in subsection (e). According to the Government, the repeated use of the word “available” supports this reading: Congress contemplated that not all catalogued proceedings would be available to any given client, and clemency proceedings are simply not available to state petitioners because they are ineligible for federal clemency.
The Government‘s argument is not convincing. Subsection (a)(1) is properly understood as describing federal defendants because the statute is primarily concerned with federal criminal actions3 and (a)(1) includes no language suggesting that it applies more broadly. By contrast, subsection (a)(2) refers to state litigants, and it in turn provides that subsection (e) applies to such litigants. There is therefore no basis for assuming that Congress intended “proceedings for executive or other clemency as may be available to the defendant” in subsection (e) to indicate only federal clemency.
To the contrary, the reference to “proceedings for executive or other clemency,”
The Government is correct that appointed counsel is not expected to provide each service enumerated in subsection (e) for every client. But that limitation does not follow from the word “available“; it follows from the word “subsequent” and the organization of subsection (e) to mirror the ordinary course of proceedings for capital defendants. Counsel‘s responsibilities commence at a different part of subsection (e) depending on whether she is appointed pursuant to subsection (a)(1)(A), (a)(1)(B), or (a)(2). When she is appointed pursuant to (a)(1)(A), she is charged with representing her client in all listed proceedings. When she is appointed pursuant to (a)(1)(B) (i. e., after the entry of a federal death sentence), her representation begins with “appeals.” And when she is appointed pursuant to (a)(2), her representation begins with the
III
In an attempt to overcome the plain language of
The Government suggests that reading
The Government likewise argues that our reading of
The Government also argues that
While the legislative history is regrettably thin, the evidence that is available does not support the Government‘s argument. State petitioners were a part of the Anti-Drug Abuse Act from the first day the House of Representatives took up the bill. In the amendment authorizing the death penalty for drug-related homicides, Representative George Gekas included a provision that closely resembles the current
Following passage of the Gekas amendment, Representative John Conyers proposed replacing its provisions on appellate and collateral process (including the above-quoted provision) with language comprising the provisions now codified at
In the Senate, Representative Conyers’ language was first replaced with Representative Gekas’ provision for counsel for
The Government‘s arguments about
Congress’ decision to furnish counsel for clemency proceedings demonstrates that it, too, recognized the importance of such process to death-sentenced prisoners, and its reference to “other clemency,”
Indeed, as the history of this case demonstrates, the work of competent counsel during habeas corpus representation may provide the basis for a persuasive clemency application. Harbison‘s federally appointed counsel developed extensive information about his life history and cognitive impairments that was not presented during his trial or appeals. She also litigated a claim under Brady v. Maryland, 373 U. S. 83 (1963), based on police records that had been suppressed for 14 years. One Court of Appeals judge concluded that the nondisclosure of these records “undermine[d] confidence in Harbison‘s guilty verdict” because the evidence contained therein could have supported a colorable defense that a third party murdered the victim and that Harbison‘s codefendant falsely implicated him. 408 F. 3d, at 840 (Clay, J., dissenting). Although the Court of Appeals concluded that Harbison‘s Brady claim was procedurally defaulted, the information contained in the police records could be marshaled together with information about Harbison‘s background in a
Harbison‘s case underscores why it is “entirely plausible that Congress did not want condemned men and women to be abandoned by their counsel at the last moment and left to navigate the sometimes labyrinthine clemency process from their jail cells.” Hain v. Mullin, 436 F. 3d 1168, 1175 (CA10 2006) (en banc). In authorizing federally funded counsel to represent their state clients in clemency proceedings, Congress ensured that no prisoner would be put to death without meaningful access to the “fail-safe” of our justice system. Herrera, 506 U. S., at 415.
IV
We conclude that a COA is not required to appeal an order denying a motion for federally appointed counsel. We further hold that
It is so ordered.
CHIEF JUSTICE ROBERTS, concurring in the judgment.
I agree with much of the Court‘s opinion. Title
If there were no way to read the words of the statute to avoid this problematic result, I might be forced to accept the Government‘s invitation to insert the word “federal” into
The meaning of that phrase is not entirely plain, but it is plain that not every lawsuit involving an inmate that arises after the federal habeas proceeding is included. Surely “subsequent stage[s]” do not include, for example, a challenge to prison conditions or a suit for divorce in state court, even if these available judicial proceedings occur subsequent to federal habeas. That must be because these are new proceedings rather than “subsequent stage[s]” of the proceed-
JUSTICE THOMAS does not disagree. Instead, he contends that it is not necessary to decide what the first part of the sentence means in deciding what the second part means. Post, at 199. We have said that “[w]e do not ... construe statutory phrases in isolation; we read statutes as a whole.” United States v. Morton, 467 U. S. 822, 828 (1984). This certainly applies to reading sentences as a whole.
I entirely agree with JUSTICE THOMAS that “Congress’ intent is found in the words it has chosen to use,” and that “[o]ur task is to apply the text, not to improve upon it,” even if that produces “very bad policy.” Post, at 198-199 (internal quotation marks omitted). Here, we need only apply the text of
JUSTICE THOMAS, concurring in the judgment.
I agree that under
I disagree, however, with the assumption that
THE CHIEF JUSTICE, in contrast, finds a “federal” limitation in a clause of subsection (e) that is not before this Court in order to cabin the reach of today‘s decision. He observes that the text of subsection (e) includes no “federal” limitation with respect to any of the proceedings listed in that subsec-
This Court is not tasked with interpreting
This statute‘s silence with respect to a “federal” limitation in no way authorizes us to assume that such a limitation must be read into subsections (a) and (e) in order to blunt the slippery-slope policy arguments of those opposed to a plain-meaning construction of the provisions under review, see ante, at 188-190. And Congress’ silence certainly does not empower us to go even further and incorporate such an assumption into the text of these provisions. Post, at 205-207. Moreover, the Court should not decide a question irrelevant to this case in order to pre-empt the “problematic” results that might arise from a plain-text reading of the statutory provision under review. See ante, at 195 (ROBERTS, C. J., concurring in judgment). Whether or not THE CHIEF JUSTICE‘S construction of the “subsequent stage of available judicial proceedings” clause of subsection (e) is correct, it is irrelevant to the proper interpretation of the clemency clause of subsection (e). Even if the statute were to authorize federal postconviction counsel to appear in state proceedings other than state clemency proceedings, a question not resolved by today‘s decision, that conclusion would not provide a legitimate basis for adopting the dissent‘s atextual interpretation of the clemency clause of subsection (e). The “best” interpretation of the clemency clause does not turn on the unresolved breadth of the “subsequent stage of available judicial proceedings” clause.
Rather, the Court must adopt the interpretation of the statute that is most faithful to its text. Here, the absence of a “federal” limitation in the text of subsections (a) and (e) of
JUSTICE SCALIA, with whom JUSTICE ALITO joins, concurring in part and dissenting in part.
I agree with the Court that Harbison was not required to obtain a certificate of appealability under
I
Title
“In any post conviction proceeding under section 2254 or 2255 of title 28, United States Code, seeking to vacate or set aside a death sentence, any defendant who is or becomes financially unable to obtain adequate representation or investigative, expert, or other reasonably necessary services shall be entitled to the appointment of one or more attorneys and the furnishing of such other services in accordance with subsections (b) through (f).”
“Unless replaced by similarly qualified counsel upon the attorney‘s own motion or upon motion of the defendant, each attorney so appointed shall represent the defendant throughout every subsequent stage of available judicial proceedings, including pretrial proceedings, trial, sentencing, motions for new trial, appeals, applications for writ of certiorari to the Supreme Court of the United States, and all available post-conviction process, together with applications for stays of execution and other appropriate motions and procedures, and shall also represent the defendant in such competency proceedings and proceedings for executive or other clemency as may be available to the defendant.”
As the Court notes, the first of these provisions entitled Harbison to counsel for
But the Court quickly abandons its allegedly “plain” reading of the statute when it confronts the subsection that precedes these two, which provides:
“Notwithstanding any other provision of law to the contrary, in every criminal action in which a defendant is charged with a crime which may be punishable by death, a defendant who is or becomes financially unable to obtain adequate representation or investigative, expert, or other reasonably necessary services at any time either—
“(A) before judgment; or
“(B) after the entry of a judgment imposing a sentence of death but before the execution of that judgment;
“shall be entitled to the appointment of one or more attorneys and the furnishing of such other services in accordance with subsections (b) through (f).”
§ 3599(a)(1) .
The Court states that “(a)(1) describes federal capital defendants.” Ante, at 184. But according to the Court‘s mode of analysis, that is not so. Subsection (a)(1), like subsection (e), contains no language limiting its application to federal capital defendants. It provides counsel to indigent defendants in “every criminal action in which a defendant is charged with a crime which may be punishable by death.”
Quite right.
The Court advances two arguments for reading subsection (e) more broadly. First, it claims that unlike subsection
The Court next reasons that the phrase “executive or other clemency” suggests that subsection (e) includes state clemency proceedings. Since (the argument goes) federal clemency is exclusively executive, the word “other” must refer to state clemency, or else it would be superfluous. But the drafting history, which the Court thinks relevant, ante, at 190-192, defeats the inference the Court wishes to draw. The current text of subsection (e) first appeared in a version of the bill that included what is now subsection (a)(1) (which the Court concedes deals only with federal proceedings), but not subsection (a)(2) (which the Court would deem applicable to state proceedings). 134 Cong. Rec. 22995 (1988). In other words, at the time of its introduction, subsection (e) applied only to federal defendants, and the phrase “or other clemency” was unquestionably superfluous.
In any event, the Court‘s reading places a great deal of weight on avoiding superfluity in a statute that is already teeming with superfluity. Item: Subsection (a)(2) needlessly refers to
II
The Court‘s reading of subsection (e) faces a second substantial difficulty. Subsection (e) provides that counsel, once appointed,
“shall represent the defendant throughout every subsequent stage of available judicial proceedings, including pretrial proceedings, trial, sentencing, motions for new trial, appeals, applications for writ of certiorari to the Supreme Court of the United States, and all available post-conviction process, together with applications for stays of execution and other appropriate motions and procedures.”
§ 3599(e) .
In other words, once counsel is appointed under (a)(2), petitioner is entitled to federal counsel “throughout every subsequent stage of available judicial proceedings.” The Government argues that, if subsection (e) is not limited to federal proceedings, then a
I need not enter that controversy. What is clear, at least, is that (if subsection (e) includes state proceedings) federally funded counsel would have to represent petitioners in subsequent state habeas proceedings. The Court tries to split the baby here, conceding that “a district court may determine on a case-by-case basis that it is appropriate for federal counsel to exhaust [in state court] a claim in the course of her federal habeas representation.” Ante, at 190, n. 7. The Court tries to derive this discretionary authority from subsection (e)‘s provision for representation by federal counsel in “other appropriate motions and procedures.”
The Court seeks to avoid this conclusion by saying that “[s]tate habeas is not a stage ‘subsequent’ to federal habeas,” because “[p]etitioners must exhaust their claims in state court before seeking federal habeas relief.” Ante, at 189. This is a breathtaking denial of reality, confusing what should be with what is. It is rather like saying that murder does not exist because the law forbids it. To be sure, petitioners are supposed to complete state postconviction proceedings before pursuing relief in federal court. But they often do not do so, and when they do not our opinions permit them to seek stays or dismissals of their
If
*
*
Concededly,
