PENNSYLVANIA BUREAU OF CORRECTION v. UNITED STATES MARSHALS SERVICE ET AL.
No. 84-489
SUPREME COURT OF THE UNITED STATES
Argued October 15, 1985—Decided November 18, 1985
474 U.S. 34
Mark I. Levy argued the cause for respondents. With him on the brief were Acting Solicitor General Fried, Acting Assistant Attorney General Willard, Deputy Solicitor General Geller, and Barbara L. Herwig.
JUSTICE POWELL delivered the opinion of the Court.
The question presented is whether a United States district court may compel the United States Marshals Service to transport state prisoners to the federal courthouse to testify in an action brought under
I
In June 1980, Richard Garland brought suit under
In December 1982, the Magistrate issued writs of habeas corpus ad testificandum to produce five witnesses, including plaintiff Garland. At that time, Garland was in a state cor-
On the Marshals’ appeal from this denial, the Court of Appeals for the Third Circuit reversed in part, holding that the All Writs Act did not confer power upon the District Court “to compel non-custodians to bear the expense of [the production of witnesses] simply because they have access to a deeper pocket.” Garland v. Sullivan, 737 F. 2d 1283, 1287 (1984) (emphasis in original).2 The Court of Appeals did find, however, that the District Court has the power to compel the Marshals to take custody of state prisoners while those prisoners are in the federal courthouse in connection
The Commonwealth Bureau of Correction (Commonwealth) petitioned this Court for a writ of certiorari on the question whether a federal court can command the Marshals to share responsibility with state officials for transporting state inmates to the federal courthouse when neither the State nor any state official is a party.3 Because this case presents a recurrent problem on which the Circuits differ, we granted the writ. 469 U. S. 1206 (1985). We find that there is no statutory authority for a United States district court to command the Marshals to take custody of state prisoners outside the federal courthouse during the normal course of producing state prisoner-witnesses for trial, and accordingly affirm.
II
The Commonwealth argues that the Marshals have a statutory obligation to obey the lawful orders and writs of the federal courts,
Sections 569(b) and 567 merely enumerate obligations of the Marshals. The Marshals must obey the mandates of federal courts and transport prisoners if the court so orders. The courts’ authority to issue such writs, however, must derive from some independent statutory source. We therefore must look to the habeas corpus statute or the All Writs Act to see if they authorize federal courts to order the transportation of state prisoners to the federal courthouse.
III
The Court of Appeals reasoned that the Magistrate‘s order amounted to a writ of habeas corpus ad testificandum4 properly directed only to the custodian, and that there was no basis in the habeas corpus statute for the District Court‘s authority to direct a writ ad testificandum to a noncustodian. We agree.
Since 1867, the writ of habeas corpus has incorporated the common-law command that the writ “shall be directed to the person in whose custody the party is detained.” Act of Feb. 5, 1867, ch. 28, 14 Stat. 386 (emphasis added). See In re Thaw, 166 F. 71, 74-75 (CA3 1908). It was the custodian who then was to “make return of said writ and bring the party before the judge who granted the writ.” Ibid. Con-
The language of the statute thus expressly commands the custodian to bring his prisoner to the court, but extends this duty to no other. See also
IV
Finally, the Commonwealth argues that the All Writs Act,
It is true that this Court consistently has construed the All Writs Act to authorize a federal court “to issue such commands . . . as may be necessary or appropriate to effectuate and prevent the frustration of orders it has previously issued in its exercise of jurisdiction otherwise obtained.” United States v. New York Telephone Co., 434 U. S. 159, 172 (1977). This Court also has held that the supplemental powers of the Act are not limited to situations where it is “necessary” to issue the writ or order “in the sense that the court could not otherwise physically discharge its appellate duties.” Adams v. United States ex rel. McCann, 317 U. S. 269, 273 (1942). An examination of the language of the All Writs Act, its legislative history, and our decisions construing it convinces us, however, that the Act does not authorize a district court to order the Marshals to transport state prisoners from state prisons to the federal courthouse in the ordinary course of litigation in federal courts.
The All Writs Act originally was codified in § 14 of the Judiciary Act of 1789, 1 Stat. 81-82, which provided that “all the . . . courts of the United States, shall have power to issue writs of scire facias, habeas corpus, and all other writs not specifically provided for by statute,
Our early view of the scope of the all writs provision confined it to filling the interstices of federal judicial power when those gaps threatened to thwart the otherwise proper exercise of federal courts’ jurisdiction. McClung v. Silliman, 6 Wheat. 598 (1821); McIntire v. Wood, 7 Cranch 504 (1813). This limitation is especially significant in construing federal courts’ power to issue writs of habeas corpus ad testificandum: The Judiciary Act of 1789 codified the ad testificandum writ in the same section as the all writs provision.
The original phrase “not specifically provided for by statute” remained in the all writs section until 1948. Although the legislative history is scant, it appears that Congress then merely consolidated various provisions into § 1651 and made “necessary changes in phraseology” without substantive amendment. See H. R. Rep. No. 308, 80th Cong., 1st Sess., A144 (1947); see also id., at 5. The legislative history did, however, state that the new section was “expressive of the construction recently placed upon [the all writs provision] by the Supreme Court in U. S. Alkali Export Assn. [v. United States, 325 U. S. 196 (1945)].” Id., at A145. In United States Alkali, the Court rejected use of the all writs provision to enable the Court to review a lower court‘s determination where jurisdiction did not lie under an express statutory provision. Chief Justice Stone wrote:
“The writs may not be used as a substitute for an authorized appeal; and where, as here, the statutory scheme permits appellate review of interlocutory orders only on appeal from the final judgment, review by certiorari or other extraordinary writ is not permissible in the face of the plain indication of the legislative purpose to avoid piecemeal reviews.” 325 U. S., at 203.
Nevertheless, the Commonwealth, relying on United States v. New York Telephone Co., supra, at 171, as well as Harris v. Nelson, 394 U. S. 286, 299 (1969), and Price v. Johnston, 334 U. S. 266, 282 (1948), insists that under the All Writs Act the District Court can order the Marshals to transport state prisoners upon a mere statement that such an order would be “necessary or appropriate.” As summarized in the margin below, these cases are clearly distinguishable and lend little support to the Commonwealth‘s argument.7
V
We conclude, at least in the absence of an express finding of exceptional circumstances, that neither a magistrate nor a district court has authority to order the Marshals to transport state prisoners to the federal courthouse to testify in an action brought under
It is so ordered.
JUSTICE STEVENS, dissenting.
This is an exceptional case. It involves a dispute between the Marshals Service and a Federal District Court. Ordinarily, the marshals and the federal courts which they serve
The question whether federal marshals should be required to transport state prisoners to testify in federal litigation is, however, a recurring problem that has not been resolved amicably, either between the federal courts and the marshals3 or between the marshals and the States.4 The majority notes that, in “exceptional circumstances,” ante, at 43, the district court may order marshals to transport state prisoners. I entirely agree. The majority‘s holding, however, is that, absent such circumstances, the district court may not
History and tradition suggest that the court‘s authority over the marshal is not so narrowly circumscribed as the Court suggests. In the Judiciary Act of 1789, Congress placed the marshal under the direction of the court. Because the office of the marshal was patterned after the office of the common-law sheriff,5 there was no need for Congress to define the judge‘s authority to issue orders to the marshal with any particularity. Instead, § 27 of the Judiciary Act of 1789 provided that a marshal should be appointed in each
Although the marshal was subsequently given a variety of other duties, including some subject to direction from the
Under the current statutory framework, the United States marshals owe obligations both to the Executive Branch and to the Judiciary. Thus, although as the majority points out, the Marshals Service is under the control of the Attorney General, ante, at 36, n. 1, marshals also remain subject to the instructions of the court.10 Indeed, Congress has considered, but not passed, legislation to lodge control of the marshals exclusively in the Executive Branch.11 Thus, Congress has not yet divested the Judiciary of the control of marshals that it has had since 1789, and that it has shared with the Attorney General since 1861.
Throughout our history, the marshals have played an important role in the administration of justice. Although their most dramatic exploits may be called to mind by references to names like Bat Masterson, Wyatt Earp, and David Neagle, or to events like the enforcement of civil rights legislation in the 1960‘s, the primary assistance to the Federal Judiciary provided by the marshals has been in the area of
Many aspects of the court‘s authority over the marshal are not set forth in detail in any Act of Congress. Thus, it is not the Congress that decided that formal proceedings in our courtroom shall be preceded by the Marshal‘s cry of “Oyez, Oyez.” Nor is it Congress, or the United States Marshals Service, that has decided to use different language to call the court to order in other federal courthouses. Decisions of that kind concerning the administration of justice in federal courts are made by federal judges.
When a federal judge orders the marshal to open court at a particular time, or in a particular way, to provide appropriate security for a trial participant, or to escort a prisoner from the lockup in the federal building to the courtroom, the court is exercising judicial power in a manner that is certainly “agreeable to the usages and principles of law” as that phrase is used in the All Writs Act.13 In my judgment, however, such an order is not a “writ.” The court‘s authority to issue such directives to the marshal is therefore not derived from the All Writs Act, but rather is simply one of the powers of the federal judicial office that has long been an aspect of the relationship between the court and its officers.
These daily instances of judicial authority over the marshal reflect the conventional relationship between the court and the marshal. The closeness of the relationship is derived, not from an assertion of judicial power over an unwilling marshal, but from the cooperative nature of the shared mission to administer justice. This case represents one of those un-
As noted, the Court recognizes that there may be “exceptional circumstances” in which it would be appropriate for a trial court to order the marshal to transport a state prisoner to a federal courthouse. See ante, at 43. In my judgment, even with respect to an ordinary witness, special circumstances might make it appropriate to order the marshal to transport the witness to court, even though there may not be any common-law writ that would be available in a comparable situation. The question whether such an order to a marshal constitutes an appropriate exercise of the judge‘s inherent power to control the course of proceedings in a particular trial should not, in my opinion, be answered by reference to the All Writs Act, but rather by reference to the traditional relationship between the court and the marshal and to the particular facts that may support the order in a particular case.
In this case, four factors suggest that ordering the federal marshal to transport the state prisoners was a sound exercise of judicial discretion. First, federal marshals have consider-
This is not the kind of confrontation that should arise between the marshals and the federal courts. There are a variety of mechanisms that should be used before the marshals and the courts engage in judicial combat. The district judges and the individual marshals should be able to resolve most difficulties. If they are unable to, the Circuit Conference should be asked to intervene. If the problem is a recurring, national disagreement, as this issue seems to be, the Marshals Service and the Judicial Conference can seek to address it. If these mechanisms fail, however, and if the district court issues an order to the marshal, then the historic relationship between the marshal and the courts, reflected in the current statutory framework, convinces me that the court‘s order should be upheld if it is reasonably related to the administration of justice and is an appropriate exercise of the district court‘s discretion.
Because I believe that the District Court‘s order in this case was fully consistent with the historic relationship between the federal court and the federal marshal, I respectfully dissent.
