*1
51
stat-
have so held under similar
party.
that
We
prevailing
UW,
v.
Soc'y
Animal
Wn.2d
Progressive
utes.
Welfare
WSU,
(1990); Blair v.
Wn.2d
Callow, C.J., Durham, Dore, Andersen, Dolliver, Guy, JJ., concur. Smith, January 10, 1991.] 55948-1. En Banc.
[No. Respondent, Washington, Patrick State Appellants. Hoffman, al, et Gene *7 appellant Price, Hoffman. Richard B. for pro Wasson, McGinnis, se, Paul J. Elmer Edward appellant for McGinnis. Prosecuting Attorney, respondent. Burchard, for
Jack
5g on of Confed- Taylor behalf and Michael Bruce Didesch Reservation, amicus Indian Colville Tribes of the erated respondent. curiae
Andersen, J. of Case
Facts father, Elmer Edward his Hoffman and Patrick Gene aggravated of convictions for reversals their McGinnis seek degree. first degree first and assault murder in the filed after charges The were based convictions officer shooting police death of tribal August John of officer wounding tribal Louis Millard Dick. raised the Court of defendants appealing Appeals,
In of challenge jurisdiction to the multiple including issues prosecution. this bring Washington the State Washington, within shootings Nespelem, occurred near Defendants of the Indian Reservation. boundaries Colville of the Colville Hoffman and McGinnis were both members Dick, one of the tribal Tribe as was John Confederated Millard, police officer the tribal who was officers shot. Louis killed, but was not of Colville Indian descent shot and an member the tribe. enrolled the case to this court Appeals certified
The Court accepted issue. We review of jurisdictional of the because carefully entirety. Having its now reviewed the the case in (almost 6,000-page) record and extensive voluminous briefs, have we conclude that trial court did appellate tried, con- fairly the defendants were jurisdiction and that under the law. we affirm Accordingly, victed and sentenced both defendants. the convictions of jury was entitled to reasonably The facts which the case evidence admitted the trial believe from the our subse- detail connection with are set out some sufficiency of the quent challenges of the to the discussion outline, however, are as fol- facts in broader evidence. Such lows.
On 1986, August days before shooting, several police tribal officers arrested McGinnis at the Tribal Coun- headquarters pursuant cil an outstanding to arrest warrant which had been issued the chief judge the Tribal Court. The arrest warrant was issued a trespass-lands on charge. It issued was after a Mr. had Ferguson complained prosecutor to the that McGinnis had trespassed on his land several times and had threatened and intimidated Mr. Fer- wife, guson, his and his daughter. The Tribal Court had a originally mailed criminal summons to McGinnis on trespass but it was charge unopened returned with his refusal thereon. The marked warrant for his arrest then issued from Tribal based upon trespass-lands Court criminal charge judge's and on the determination McGinnis was an threat community. immediate to the
McGinnis physically resisted the and arrest assaulted tribal police officers and the ambulance attendants who were called after complained McGinnis chest pains. McGinnis was taken to the Tribal Clinic Health and the Coulee Community Facility finally Health and to the Okanogan County Jail he where was on the booked Tribal Court trespass-lands placed warrant and a police on tribal resisting hold for arrest assaulting and the tribal police officers and ambulance crew. McGinnis continued to com- and, pain therefore, ultimately was plain taken to the Mid-Valley Hospital. post
The tribal decided not to police guard, apparently personnel shortage of a because McGinnis because was heart monitor if which would sound an alarm attached The hospital's alarm to the sheriff's disconnected. office was hospital tested the officers and the staff instructed notify the when to be medically McGinnis was The tribal discharged. prosecutor informed McGinnis' attorney daughters and his was still McGinnis under permission McGinnis' children gave arrest visit their hospital. father
gl 26, the discharged August unexpectedly McGinnis was *9 real- one the nurses shooting. the When of evening before hold, to attempted she police that was on a tribal ized he the would come police him to wait or him and told detain of his son McGinnis, company in the However, him. after Hoffman) and his four (the Gene Patrick defendant hospital. from the away daughters, drove Hoffman, which McGinnis driven The automobile observed a passengers, were was daughters the and four in a The police chase vehicle. police gave officer who tribal although he accelerated to 75 or testified that officer he was pursu- the vehicle was unable to overtake m.p.h., he rotating red blue He that his and emergency testified ing. the yards and he within 100 lights were on that came driving it eluded him. Hoff- vehicle Hoffman was but car fol- man later admitted to that a knowing police get away him and that he to from it. lowing accelerated After the out eluding police, McGinnis and Hoffman set to through to walk the 6 to 8 miles the mountainous terrain his McGinnis' home. McGinnis stated he did not want fire, daughters to be the line of and that he would rather die than to from go jail. gym bag back Hoffman removed a the trunk a .45 caliber of the car which contained loaded ammunition, pistol a hol- semiautomatic with rounds ster and the a .22 caliber pistol, holster belt for .45 loaded revolver, Interdynamics an 99 9 mm. semiautomatic KG ammunition, least pistol two at one and magazines with rounds, knife, guns Olin flare with flare a a can possibly two a set of nunchucka sticks. Hoffman testified of mace and all carry weapons his these times. it was habit residence, arriving at the McGinnis' McGinnis and Upon coop chicken and armed hid behind a themselves Hoffman police from The gym bag. the Hoffman's had guns with an officer on surveillance the placed earlier McGinnis police An officer also testified that the property. believed weapons arsenal of his and kept large McGinnis house might concerned that McGinnis return home, and harm Mr. his acquire weapons Ferguson
family, complainants trespass on the offi- charge, or cers who had arrested him at headquarters. tribal At approximately 1:30 a.m. August shortly on before the shooting, watching property officer observed two he individuals whom could not identify. Pursuant his orders, officer surveillance radioed police dis- for patcher assistance. Five police marked cars rescue truck arrived at the scene within a short time. The officers patrol headlights used their car and spotlights and the searchlights on the rescue truck illuminate and search property. panned floodlights property approximately being extinguished. 15 minutes before
The officers buildings searched two abandoned and other surrounding areas property while vehicle lights on. Dick remained Officers and Millard crossed a *10 property fence the and surrounding approached McGinnis the chicken coop. By this time the had lights been extin- guished officers, so as light back but Officers and Millard Dick each large mag police carried flashlights. Dick Officer testified that both officers were talking and as joking they climbed the fence. He also that their testified service revolvers as they holstered climbed the fence approached and chicken coop. Officer Dick testified light that he shined his coop, behind the turned to walk in away was shot back. Gunfire continued after Dick fell wounded. Both Officer Officers Dick and Millard The returned fire. other officers at scene testified did not fire their Officer Dick weapons. heard moaning Officer Millard and realized he had been shot. As Dick over attempted drag Officer crawled Officer cover, illuminating flares gun- Millard to coordinated with chicken coop. fire to come from behind the continued Officer had autopsy An confirmed that Millard been chest; mm. in the by upper struck a 9 bullet death ensued within about 15 minutes. bullet which struck Officer body through definitely Dick his and was never passed .22 firing identified. At trial Hoffman admitted to cali- revolver, pistol position ber the .45 and a flare from gun his mm. coop. ejected cartridges behind the chicken Two .22 coop were found the chicken near the revolver behind and a flare gun. police by
McGinnis was discovered next morn- early the shooting. of the He had shot ing near the scene been with a later bullet which identified as with consistent Officer Dick's revolver and ammunition. police escaped, Hoffman later at home of appear days Epperson one Jeff in Keller, Epperson Hoffman told Washington. that McGinnis mm. gun. Epperson had fired the 9 testified trial killed, when told that an officer had been replied Hoffman "good deal".
Both defendants were originally charged federal (first authorities with violations of U.S.C. degree § murder) U.S.C. 1114 (attempted and 18 murder of a fed- § officer). eral Those later charges were dismissed without prejudice in charged Superior and defendants were Court of the of Washington Okanogan State County with the aggravated crimes of murder first degree and assault in the first Defense for dis- degree. motions venue, missal jurisdiction, severance, for lack of change of the appointment of an expert police procedures witness on and for the psychiatric examination of Officer Dick were denied the trial court. trial,
Following both found guilty defendants were aggravated murder the first degree killing for the of a assault officer and the first degree, charged. As provided cases, law of by the this state such defendants to life imprisonment were sentenced possibility without *11 of parole. appealed setting
The defendant Hoffman has forth 14 assignments of error. The defendant McGinnis has also error, appealed of which arguing assignments most are similar substantially to or identical with the defendant arguments. following Hoffman's We have identified the separate relevant to arguments. issues the defendants'
Issues Washington jurisdiction have Issue One. Did the State of alleged prosecute the defendants for crimes to have been to the Colville Indian Reservation? committed on Two. Did the trial court abuse its discretion in Issue change denying motions for a of venue? defendants' denying in Three. Did the trial court err Issue separate motions for trials? defendants' rights speedy Four. Were defendants' to a trial Issue violated? charges the dismissal of the federal
Issue Five. Did proceedings criminal violate the initiation of state protection equal rights? defendants' preju- Issue Six. Have the defendants shown prosecution the failure of the to evidence? diced disclose presented Issue Seven. Was sufficient evidence from jury premeditation kill, which the could find and intent to as it did? presented Eight. Was sufficient evidence from
Issue presence infer, did, which the could as it of a stat- utory aggravating circumstance in to order enhance murder degree aggravated degree? the first to murder the first photo- admitting trial court err in
Issue Nine. Did the graphs shooting Millard taken at the scene of the of Officer after his death? its Ten. Did the trial court abuse discretion
Issue appoint psychiatrist denying motions to defendants' Dick? examine Officer refusing err in Did the trial court
Issue Eleven. police procedures appoint expert witness a defense techniques? admitting court err Did the trial testi- Issue Twelve.
mony regarding guns owned the defendant McGinnis? prosecutorial prejudice misconduct Issue Thirteen. Did rights a fair trial? defendants' trial court's instruction to the Issue Fourteen. Did the officer Officer Millard was a law enforcement con- stitute reversible error? *12 fact-finding Did the trial court invade
Issue Fifteen. August the earlier by instructing it that province jury was a lawful 25, 1986, arrest of the defendant McGinnis 27, 1986, officers' the later August arrest and that property McGinnis' was lawful? entry onto the defendant trial conclusions regard- Sixteen. Were the court's Issue of the defendant McGinnis' arrest and the ing legality entry property officers' onto his correct? lia- accomplice Seventeen. Were the trial court's
Issue bility jury instructions to the erroneous? jury regarding Eighteen. Did the instruction
Issue allow conviction for murder circumstances aggravating or violate statutory aggravating factors solely upon based mandatory presump- rights creating the defendants' tion? regarding Did the instructions self-
Issue Nineteen. correctly defense and defense of others state law theory allow defendants their of the case? argue err in lesser giving Twenty. Did the trial court Issue despite instructions both defendants' included offense to the of such instructions? objections giving
Decision Issue One. lawfully The State of Washington assumed
Conclusion. over the Colville Indian Reservation in jurisdiction criminal authority of Laws of upon chapter 1965 based chapter amended Laws of codified Subsequent retrocession did not affect RCW 37.12. filed before the effective date of retroces- case which was sion. dependent upon analy an question is jurisdictional
The statutes, 37.12, in conjunc RCW construed state sis of our pursuant RCW 37.12.010 was enacted tion federal law. with 83-280, L. authority contained Pub. No. to congressional 280).1 (1953) (hereafter Public Law 6, 67 Stat. 588 § 1State Sohappy, Supreme
United States Court has held that RCW 37.12.010 complies with Law Public 280 and is constitutional.2 by Congress
Public Law 280 was enacted
1953 and
gave to five enumerated
states an immediate
cession of
criminal
To the
jurisdiction
country.3
and civil
over Indian
remaining
(including
option
states
it
an
Washington)
gave
*13
jurisdiction
assume
over criminal and civil causes of
in
action
is one of the states
country. Washington
Indian
280,
governed by Public Law
section 6 which
in
provides
part
hereby
that "the consent of the United States is
given
any
amend,
necessary,
of
people
to the
State
where
their
statutes,
be,
may
constitution or
as the case
existing
State
any legal impediment
assumption
to remove
to the
of civil
provisions
criminal
in accordance with the
jurisdiction
in
country
of this Act"
Indians
Indian
within the state.
over
37.12.010,
1963,
RCW
as enacted
binds the State to
assume civil and criminal
over Indians and
jurisdiction
tribe,
territory
request
pro-
Indian
at the
of the affected
in pertinent part:
vided for
RCW 37.12.021 which states
governor
Whenever the
of this state shall receive from the
any
majority
governing
of
tribe or the tribal council or other
Affairs,
any
body, duly recognized
Indian
the Bureau of Indian
tribe,
expressing
...
its desire that
its
a resolution
people
subject
jurisdiction
lands be
to the criminal or civil
Washington
authorized
the state of
to the full extent
law,
sixty days
proclamation
he shall issue within
federal
the effect
apply
shall
to all
jurisdiction
. . . involved to the same extent that
that such
Indians and
territory,
Indian
all
jurisdiction
and criminal
or both elsewhere
exercises civil
state
. . .
the state:
within
Council
1965,
In
the Colville Business
issued a reso
Governor
to issue a proclamation
requesting
lution
Washington v.
Nation,
Bands & Tribes Yakima Indian
439
Confederated
denied,
reh'g
740,
740,
940,
Ed. 2d
99 S. Ct.
440 U.S.
59 L. Ed.
58 L.
U.S.
(1979); Sohappy,
500,
Defendants make a
They argue
issue.
regarding
jurisdictional
ments
copy
that a
prove jurisdiction
the State did not
juris
State
proclamation assuming
Governor Evans' 1965
Business Council's
diction and evidence of the Colville
not nec
authority should have been introduced. This was
public
is a matter of
essary.
proclamation
The Governor's
*14
Governor,6
in
record
the Office of the
and therefore
proper
subject
judicial
party's
notice even without
request.7
previously
This court has
held that
it was for
Governor
to decide whether
the resolution was from an
body.8
tribal
Just as
of a
appropriate
recognition
foreign
by
political
accepted
the United States is a
act
government
State,
appeal
164, 166,
(1974),
dis
4 Tonasket v.
6Tonasket, Wn.2d at 167. 84 (c). 201(b),
7 ER Bertrand, P.2d 427 8 State v. 378 61 Wn.2d 68 by courts, conclusive state and federal so is such a proc
lamation binding upon Governor court.8
Defendants argue further that under the Ten Major Act, Crimes 18 U.S.C. which makes it a federal § crimes, offense to commit certain listed jurisdic exclusive tion in is vested courts prosecution federal over of the crimes. In v. Bertrand, enumerated State (1963), explained this court that when the charge purview Act, is within the of the Ten Major Crimes (RCW 37.12) then in the absence the state statutes jurisdiction exclusive be would federal courts. The Ber proceeded trand then court conclude that the State had properly jurisdiction Quinaults assumed criminal over the under Public Law 280 and 37.12 in RCW a situation where the crime was one of those listed Major the Ten Crimes had, Act. State Washington Since the as explained above, jurisdiction assumed over the Colville tribe and res ervation, the State had jurisdiction over offenses which otherwise would have purview been within the Ten Major Crimes Act.10 also argue jurisdiction
Defendants was invalid provides view of 25 U.S.C. 1326 which tribal consent § jurisdiction "acquired pursuant state criminal to this subchapter" shall be vote of majority the adult members special purpose. of the tribe at a election held for this This language part of the Indian statutory Rights Civil Act of repealed 1953 act 1968 which of the and substituted a § new scheme for the extension of state civil regulatory criminal native jurisdiction litigation involving Ameri arising country.11 cans and Indian 9Bertrand, Wn.2d at 341. Bartlett, 10 Bertrand, 334; n.2, Wn.2d at 465 U.S. Solem 79 L. (1984) (indicating may jurisdiction Ed. Ct. 1161 states assume 2d 104 S. over *15 1153); Eng'g, Three offenses 18 U.S.C. Tribes Wold enumerated § Affiliated
P.C.,
(1984).
113,
L.
Ct.
467 U.S.
81
Ed. 2d
104 S.
2267
Court,
423,
507,
11 Kennerly v. District
400 U.S.
27 L. Ed. 2d
69 is by defendants argument The flaw this repeal of Public Law 280 would provided also Congress not which had been made cession of any jurisdiction affect 1323(b) repeal. its law 25 U.S.C. pursuant prior to that § (1988) provides: specifically 15, (67 588), August Stat. of the Act of 1953 is 7 Section any shall repeal not cession hereby repealed, but such affect of
jurisdiction pursuant prior repeal. to such section to its made (Italics ours.) above, accepted had Washington jurisdic-
As discussed Supreme The States Court has tion in 1965. United ad- issue: dressed this by Act of 1968 Pub. L. 280
Although
Rights
the Civil
amended
requirements,
requirements
those
adding tribal consent
retroactive;
1968 amendments therefore did
made
not
280,
L.
displace jurisdiction previously assumed under Pub.
(Footnote omitted.) Three
v. Wold Eng'g,
Tribes
Affiliated
P.C.,
138, 150-51,
L.
467 U.S.
Ed. 2d
The defendants no argue Washington longer next had when for jurisdiction responsibility it assumed their prosecutions because had been retroceded to jurisdiction the federal courts. is incorrect. The procedure That for by jurisdiction Congress retrocession established 1323(a) in pertinent provides part: U.S.C. which § accept by The United States is authorized to a retrocession any any jurisdic- all or measure of the criminal or civil State of both, pursuant tion, acquired by provisions State to the or such of of prior 1162 of title section of title or section 7 section (67 588), August Stat. it was effect the Act of (b) repeal subsection this section. to its RCW 37.12- Legislature In enacted Washington procedure juris- retrocession provides .100 which occurring for acts Colville diction over Indians for transfer of procedure jurisdiction reservation. in former RCW 37.12.120: detailed governor receives from the confederated tribes Whenever expressing their Colville a resolution desire reservation any of all measure of retrocession the state or for the *16 jurisdiction acquired by pursuant state criminal 37.12.021 the to RCW reservation, over of the lands Colville Indian the governor may, ninety days, proclamation within issue a retroceding viously acquired by jurisdiction to the United States the criminal pre- However, the state over such reservation. jurisdiction shall Washington provided the state of retain in proclamation RCW 37.12.010. The retrocession shall not of by accepted it is an become until the United effective officer of government (82 accordance States Stat. with U.S.C. Sec. 1323 79) 78, procedures and in accordance with established by acceptance States such jur- United retrocession of isdiction. (Italics ours.) Secretary of by the Interior was vested then Presi B. Lyndon authority
dent Johnson with accept retroces jurisdiction sion of from state. Retrocession is effected by publication Register Federal which specify shall effective date of retrocession.12 Retrocession of criminal jurisdiction exercised State over Washington Colville tribe was accepted at a.m. 12:01 Pacific standard time, day publication following Register, the Federal which was on March 1987.13 18, 1987, Retrocession which was effective March did not state jurisdiction affect over defendants McGinnis and Hoffman for crimes committed where August charging information was filed October and the trial began February 1987. RCW is dispos 37.12.130 itive of this issue: An proceeding action or which been any has filed with court agency government or of the state or local preceding the effec- jurisdiction tive date retrocession of under RCW 37.12.100
through not 37.12.140 shall abate reason of the retrocession jurisdiction. or determination of ours.) (Italics argues
Defendant Hoffman a "de facto" retro- depriving jurisdiction occurred the State of cession had (Nov. 11,435 21, 1968), (1968), Reg. 33 Fed. 12 Exec. No. Order re (1988). printed in 25 U.S.C. 1323 note at 1570 Reg. 13 52Fed. of fed is RCW exclusive under 37.12 jurisdiction
that state by federal collected evidence and therefore jurisdiction eral warrant) should be to a federal search (pursuant authorities is cited to authority court. No relevant excluded state by rel supported support arguments. Arguments these by this be considered authority need not evant citation Furthermore, by the state governed court.14 retrocession herein discussed.15 statutes federal of Wash- from the State foregoing We conclude prose- has, over have, jurisdiction and still ington did in this case and that charged cution of crimes *17 to court of deprive jurisdiction did not the trial retrocession complete impose the trial and sentence.
Issue Two. probability of we prejudice, no Perceiving Conclusion. the trial court did not abuse its discretion conclude change for a of venue. denying defendants' motions granted motion of venue should be change A necessary process a due when to effectuate defendant's a must of a trial but defendant guaranty impartial fair pretrial or from prejudice of unfairness probability show a publicity.16 deny change
The
to
or
a motion for
grant
decision
appellate
is within the trial court's discretion and
venue
ruling
such a
absent
show
courts are reluctant
disturb
This
has
uti
repeatedly
of abuse of discretion.17
court
ing
in State v.
Crudup,
App.
11 Wn.
lized the factors expressed
denied,
review
583,
(1974), to
479,
524 P.2d
Wn.2d 1012
84
King,
Giffing,
v.
451-52,
(1986);
State
443,
v.
796
14 Smith
722 P.2d
106 Wn.2d
denied,
(1986).
369,
445,
376,
review
App.
jury; familiarity prospective jurors or trial with the publicity (6) them; upon and the resultant effect challenges exercised tory with the release of in selecting jury, peremp- defendant both (7) cause; and for government the connection of officials (8) publicity; severity charge; of the (9) the size of the area from which the venire is drawn. Crudup, 11 App. Wn. at 587.
Applying
criteria,
facts of this case to
Crudup
we
(1)
observe as
predominant
follows.
news
coverage
factual
and even somewhat
sympathetic
explaining
Elmer
(2)
McGinnis' past physical
infirmities.
One newspa-
per,
Tribune,
the Tribal
which contained some articles to
which defendants'
arguments
addressed,
are primarily
is a
newspaper
very
limited circulation distributed to tribal
(3)
members.
Although defendants allege articles continued
throughout
trial,
specific
articles
cite as prejudicial
published
(4)
were all
4 to 6 months before the trial.
Defendants
provided
have not
any record of the
selec-
process
tion
present
substantiate
their
allegations that
*18
difficulty was encountered in
fact,
a
In
empaneling
jury.
the
trial
allowed
judge
voir dire to continue
days.
for 6 or 7
So
far as the record before us reflects what
occurred
the voir
dire process,
appears
it
judge
trial
took
care
great
jury
procedure
selection
and offered defendants
opportunity to question individual prospective jurors alone
in case any specific publicity may
unduly
have
influenced a
particular
juror. The trial
judge opined
publicity
had not been so adverse as to
empaneling
impar-
make
an
unlikely
tial
jury
but
the best
test of whether an
Jeffries,
denied,
398,
722,
18 State v.
922,
cert.
717 P.2d
479 U.S.
93
301,
(1986); Rupe,
L. Ed. 2d
73
to
attempt
was to
empaneled
could be
impartial
jury
approved postponement
have also
one. Prior cases
empanel
until after voir
of
motions
change
on
venue
of the decision
if
explained,
trial court
jurors.19
of
As the
dire
prospective
a
of venue would
change
not be found then
jury
a fair
could
selected,
again
the trial court
After the
be allowed.
regularly
of
The trial court
a
venue.
change
denied
jury throughout
the trial
emphatically instructed
any
or conversation
seeing
hearing
publicity
avoid
or
(5)
argue that numer
regarding the trial. While defendants
of
knowledge
based on
prospective jurors
ous
were excused
potential
few
publicity,
prosecution
argues
pretrial
read. Had
anything
they had
could remember
jurors
detail,
a
us
into this factor more
go
defendants wanted
been pro
the voir dire examination should have
record of
(6)
court;
provide
it
no
was not.
Defendants
vided to
alleges
challenges
prosecution
on
whereas the
information
granted
for cause were all
challenges
that defendants'
any public
except as to one
who could
remember
juror
we
to further consider this
ity. Again,
are without
record
(7)
nor the news articles
factor.
Neither
the record
of information
upon
improper
relies
show
release
defense
(8)
course,
The
are
by government
charges,
officials.
Rupe,
v.
cases of State
101
severe
as in the above cited
ones
Brooks,
State v.
(1984)
20
664,
P.2d
denied,
review
Weighing
due
probability
prejudice
not shown
defendants have
motions
trial court's denial
pretrial publicity;
not error.
change
venue was
denied,
583, 588-89,
Crudup,
review
App.
19 State v.
524 P.2d
11 Wn.
Brooks,
review
(1974);
App.
State
579 P.2d
Wn.
Wn.2d 1012
denied,
Issue Three. The joint defendants failed to show that
Conclusion. them; unfairly trial would prejudice the trial court acted within the ambit of its discretion in the motion for denying severance. granting separate
The or denial of a for motion trials of jointly is to the charged defendants entrusted dis cretion of the trial and not court will be disturbed on appeal Separate absent manifest abuse of discretion.20 trials in Washington are favored and defendants seek have ing joint severance the burden of that a demonstrating manifestly trial be prejudicial outweigh would so as to judicial concern for economy.21 mutually existence of antagonistic defenses is not compel sepa alone sufficient to Rather, rate must trials.22 it be demonstrated that the con flict prejudicial irreconcilable, is so that defenses are and will infer unjustifiably that this conflict alone demonstrates are guilty.23 both The burden on a moving party come forward with sufficient facts to war rant the or her exercise discretion his favor.24 argues reputation
Defendant Hoffman
(McGinnis)
his
quarreling
father
codefendant
with
him
prejudiced
argument
tribal officials
association. His
hostility
between
tribe and the defendant
McGinnis would
him
somehow taint
lacks supporting
No
is cited
authority.
authority
proposition
for the
that one
objectionable
defendant's
or
background
reputation might
Grisby,
(1982),
20 State v.
97
6
sub
647 P.2d
cert. denied
nom.
Washington,
(1983);
Philips,
Frazier v.
1211
U.S.
State
108 Wn.2d
741 P.2d
640;
(9th
Doe,
21 Philips,
John
108 Wn.2d at
United States v.
24 Grisby,
inadmissible shall be (i) attorney to prosecuting elects not offer the statement chief; in the case in (ii) moving all to defendant will deletion of references any prejudice eliminate to him from the admission statement.
(Italics ours.) case, In prosecuting attorney elected not use to the witness to defendant Hoffman's statement in Epperson the State's case chief. rule, 4.4(c), adopted was
The above court
CrR
avoid
problem
dealt with
Bruton
United
constitutional
States,
123,
476,
391 U.S.
20 L. Ed. 2d
P.2d 376 denied, (1977)). Epperson about the defendant McGinnis the State's case Hoffman, however, chief. ultimately testify did elect to at trial doing so potential eliminated the Bruton prob- stand, lem. With Hoffman on the McGinnis had full opportunity to cross-examine him.
Hoffman maintains that he was prejudiced because the prosecution was allowed to him impeach with this state- ment when he testified that he did not know if McGinnis had fired a however, This gun. argument, does with- stand if scrutiny. Only right defendant has the to lie on the stand would such an impeachment effort unfairly him, prejudice but that is not prosecution the law. The had right examination impeach cross the witness with the witness' prior own inconsistent statement. The trial court offered Epperson to allow Hoffman to recall to allow him testify regarding Hoffman's statement that McGin- *21 nis had fired 9 mm. gun, the but Hoffman elected not to Epperson. recall
Mutually antagonistic defenses can be to sup sufficient port severance, a motion for question but this is a factual which proved by must be the In defendant.27 this case the concluded, trial court we agree, and that defenses not inherently antagonistic. Both defendants claimed self- defense and not know that did who was on McGinnis' trial property. The court did not abuse its discretion denying severance.
Issue Four. The do support facts defendants' argu-
Conclusion. a right speedy ments that their to trial was violated. Defendant McGinnis claims that his conviction should be reversed a because State obtained continuance from 11, 29, This February factually December 1986 to 1987. is a inaccurate was October allegation. arraignment 24, during competency hearings 1986. On December on McGinnis, 5-day the State moved for a continuance from 29, 1986 until January upon December 1987 based CrR 27 Grisby, at 508.
3.3(d)(8). granted continuance, due to that court The trial beyond court of the the control circumstances unavoidable parties parties, finding had with all acted or and diligence. neces- stated that the reasons The trial court due sitating judges, delay disqualifications of included three large request, defendants' which were two of required by pretrial hearings vari- that were of number 3.3(d)(8), 5-day pretrial con- CrR motions. Under ous appropriate. tinuance both Then on December defendants agreed trial of Feb to a date for a continuance and
moved
opined
ruary
month
The trial
solid
1987.
court
necessary
pretrial hearings
the trial could
would
before
be
hearings on a motion
included
Pretrial matters
commence.
comple
physical
suppress
evidence,
dismiss, a
motion
psychiatric evaluation,
sever
a motion to
tion of McGinnis'
discovery controversy
Thus,
con
to be
and a
resolved.
proper
The trial court
tinuance too was
under CrR 3.3.
granting
continu
acted well within its discretion
these
days
Trial
is not
mand
ances.
within
a constitutional
rights
to a
was no
defendants'
ate.28 There
violation
speedy trial.
motions
Had the trial court denied the defense
given
complexity
continuance,
of the
and the
for a
repeated
case
attorneys,
opposite
substitution
defense
argument
appeal—that
been
would doubtless have
made
grant
the failure
defendants' motions
continuance
deprived
counsel.
them of effective assistance of
Issue
Five.
charges
The dismissal
federal
Conclusion.
*22
proceedings did not violate
of state criminal
initiation
protection rights.
equal
defendants'
argues
court
state
Defendant Hoffman
pros
prosecution
for a
a "sham" and a "cover"
federal
equal protection.
right
We
his
and a violation of
ecution
denied,
(1984),
1, 15,
Campbell,
cert.
471
28 State v.
103 Wn.2d
498,
White,
(1985);
v.
State
L.
2d
105
2169
U.S.
85
Ed.
S. Ct.
(1980).
501,
conclude that this is merit. without Hoffman no authority proposition cites the criminal of a charging sovereignty defendant one after dismissal charges by sovereignty any another violates constitu right. contrary, tional To the an act denounced by both sovereignties both, federal and offense against state is an may punished by Nothing prohibits and be each.29 a fed prosecutor deciding eral from to surrender a a suspect for prosecution applicable state under state law.30 upon authority, Defendant Hoffman relies lines of two of which inapplicable. argues each is He first that we should look to involving double cases jeopardy consecutive state prosecutions federal if and to determine the defendant's constitutional have been Such an rights violated. issue can arise when a has been acquitted by defendant one jurisdic jurisdiction tion the other to initiate criminal seeks based on the same In proceedings case, conduct. this how ever, only prosecution by one one is jurisdiction involved. cooperation Mere between different law enforcement agen In cies does not violate a defendant's rights. constitutional fact, cooperation is between state and federal authorities encouraged.31 protection argues equal rights
Hoffman next that his prosecutors' were violated the federal and state com- decision charge bined defendants under state rather than federal law. claims is punishment He that because different under law state than under federal law such decision improper constituted "forum which he shopping", State argues also is unconstitutional under rationale Zornes, (1970). 78 475 P.2d This is not in Zornes principle correct reading of enunciated First, untenable two argument an case for reasons. Tidwell, (1982). 29 State v. App. 651 P.2d Wn.
30 Tidwell, App. 32 Wn. at 976 and cases cited therein. Simon, denied, (7th Cir.), 31 United States v. cert. 409 F.2d 396 U.S.
79
discretion
charging
not
to the
apply
does
Zornes rule
federal
and
be
state
authorities
charging
two different
Secondly, regardless
states.
of two different
officials
or
by federal
decisionmaking
joint
or
any cooperation
violated
protection has not been
equal
prosecutors,
state
if
here even
inapplicable
the Zornes rule would be
because
murder
charge
whether
had decided
prosecutor
one
attempted
1111
18 U.S.C.
degree
first
under
§
1114, or
U.S.C.
officer under 18
of a federal
murder
§
10.95.020
RCW
first
under
degree
murder
aggravated
under RCW 9A.36.010.
degree
in the first
and assault
is vio
protection
equal
The Zornes rule holds that
be crimes
same acts to
when two statutes declare the
lated
the other
statute than
penalize
severely
more
under one
but
How
unbridled discretion.
thereby giving
prosecutor
contain
ever,
rule
when the two crimes
apply
does not
the state
crimes and
different elements.32 Here the federal
malice
The element of
crimes contain different elements.
from
1111 is different
aforethought contained
18 U.S.C. §
RCW
10.95.020.
required
of intent
under RCW
the element
10.95.020)
a
9A.32.030(1)(a)
requires
in RCW
(incorporated
person.
another
intent
to cause the death of
premeditated
killing 1111
as the unlawful
18 U.S.C.
defines murder
§
not
Malice does
aforethought.
with malice
being
human
Rather,
established
may
intent
to kill.
it
be
require proof of
and a
wanton
of conduct which is reckless and
by evidence
One
standard of care.33
deviation from a reasonable
gross
be
1114
the offense
requires
18 U.S.C.
element of
§
officer;
is not con
this element
against a federal
committed
9A.36.010.
under RCW
charge
in the state assault
tained
Zornes,
Greco,
(1990);
State v.
196, 203,
App.
v.
P.2d 940
32 State
57 Wn.
787
(1970); Campbell,
552,
Hoffman further claims that federal authorities sought a prosecution state because the death penalty was unavail *24 in able federal court. prosecution, however, The never sought death penalty event, this In any case. we have held prosecutorial that discretion of whether or not to seek the death penalty does not violate equal protection principles enunciated in Zornes.34
Issue Six. Defendants have they not shown that
Conclusion. prejudiced by any alleged prosecutorial failure to disclose evidence.
As we recently reiterated, have scope of discov ery is within the trial court's discretion and that court's decisions in regard will not be overturned absent a manifest cases, abuse of discretion.35 In criminal the dis covery provisions of CrR 4.7 guide the trial court exercise of this discretion. The record in present case illustrates that the trial judge continually discovery guided and was vigilant insuring provided the defense was with all appropriately discoverable evidence. The trial court repeatedly, and on occasions, different inquired of defend ants as to whether needed assistance on discovery matters.
Defendant Hoffman alleges that although prosecution provide statements, did witness it interfered with the attempt by the defense to interview various witnesses. This claim is not borne out contrary, the record. To the Dictado, 25; 277, 297, 34 Campbell, 103 Wn.2d at State v. 687 P.2d (1984). Yates, Mak, (1988); State v. 35 State Wn.2d denied, cert. 599, 107 718 P.2d 479 U.S. 93 L. Ed. 2d S. Ct. 599 pro- offered prosecution record demonstrates 4.7. by CrR strictly required discovery beyond vided avail- offered to make witnesses repeatedly prosecutor The made its forensic prosecution able to the defense. defense's available to the telephonically expert witness no defense The record reflects expert. appointed forensic 4.6; present to CrR depositions pursuant requests unavailable to the defense witnesses were allegation that unsubstantiated. surprised by he was alleges Hoffman
Defendant may that Hoffman have testimony witness' prosecution coop chicken order cages the chicken behind the stood on prosecution Officer Millard. As is true with other to shoot witnesses, available to the defense. this witness was also Furthermore, authority proposi has been cited for the no all "theories" to be requires prosecution tion that CrR 4.7 nothing disclosed to defendants. We find whatsoever any establish that evidence which should have been dis 4.7(a)(3) closed to CrR pursuant tending negate guilt prosecution. defendants' was withheld *25 attorneys Hoffman asserts five different having appointed prior negative to trial had a effect on his defense. however, provided, why attorneys No record is as to were allowed to least one appears withdraw. It another attorney discharged by Hoffman himself and of potential was allowed to withdraw because of a conflict in this shown. regard interest. Error has not been 17, February alleges 1987. Hoffman Trial commenced on any saw he nor his counsel ever appointed that neither until introduced his trial physical evidence to be Hoffman's day second of trial. Defendant evening of the government actions of the Federal argues brief ''[t]he with Spokane evidence custody in . . . of the retaining such that Patrick Hoffman F.B.I., the exclusion of reviewed physically not even be could the evidence trial, should day of until the second counsel defendant's is a This law scholar." novice constitutional offend even a he and alleges that When Hoffman argument. misleading his attorney were unable to see the physical evidence until day trial, the second he is to a referring viewing by the defendant which occurred in jail pursuant to a request made his attorney until February 1987. The record 17, establishes that the physical evidence had been delivered to expert prior fact, In to trial. the prosecution defendants' sought the trial judge's in getting portion assistance of the physical evidence back expert from the defendants' February 10, 1987. That evidence had been delivered to defendants' expert on January 1987. Much of the physical State's evidence had been delivered to that same defense expert on December and the officer who 22, 1986, testified for prosecution regarding collection and preservation physical evidence had spent most of that day with defendants' forensic expert.
Defendants have made showing no of a violation of the discovery rules and Hoffman's arguments denial regarding of access to physical evidence are not well taken.
Issue Seven. The State produced substantial evidence at
Conclusion. trial showing that the killing officer Millard was both premeditated. intended and
The test for sufficiency of the whether, evidence is after viewing the evidence the light most favorable to the State, any rational trier of fact could have found the essen tial elements of beyond the crime a reasonable doubt.36
Premeditation
is an essential element of mur
der in the first degree as
herein.37
charged
Premeditation
must involve
time;38
more than a
moment
it is defined as
the deliberate formation of and reflection upon the intent
to take a human life and involves the mental process of
Hughes,
176, 199,
(1986);
Green,
36 State v.
106 Wn.2d
37 9A.32.020(1).
38 RCW
83 weighing reflection, or thinking deliberation, beforehand, period reasoning Premedita time, short.39 however for a by proved where evidence circumstantial can be tion by jury the evi are reasonable inferences drawn supporting jury's is substantial.40 verdict dence P.2d 984 848, 733 Ollens, Wn.2d
As in State v. 107 (1987) App. P.2d 531, 749 Neslund, v. 50 Wn. and State (1988), the factual denied, 1025 110 Wn.2d review allow which would in this case contains evidence record pre reasonably jury each that the defendants conclude prior killing. threats There was evidence meditated the by regarding officers; a tribal McGinnis the defendant deadly brought weapons of the to the scene number of shooting by multiple Hoffman; shots were the defendant shooting defendant; one of the victims of fired each indicating behind; statements was shot from and several jury premeditation was were made each defendant. testimony pres premeditation find under the entitled to ented.41 just Hoffman noted, evidence showed that
As substantial supply guns transported guns, and a a number of flare planned shootings. The the scene of the ammunition to premeditat weapons supports presence an inference of Hoffman's ion,42 entitled to disbelieve and the weapons. testimony always all these that he carried might evidence from which There is substantial reasonably them- defendants armed have found that both approach then selves, waited for the officers to hid and denied, Neslund, 531, 558, review App. 110 P.2d 39 State v. Wn. 749 (1987). Ollens, 848, 850, (1988); State v. P.2d 984 107 Wn.2d Luoma, 28, 33, 40 Neslund, 558; v. App. 558 P.2d State 88 Wn.2d at 50 Wn. (1977). 559; Ollens, 41 Neslund, App. at 853. 107 Wn.2d 50 Wn. App. 42 Ollens, Giffing, 851; 725 P.2d State 45 Wn. 107 Wn.2d at denied, review
opened a number of wit fire on the officers. Evidence from who were fired nesses indicated that it was the officers upon, way around, rather than the other and that the offi gunfire. Officer cers were not the ones who initiated the corroborated, testified, that he Dick and forensic evidence An victim from behind was shot the back. attack on a may premeditation.43 physical evidence and indicate Both testimony number of shots indicated that a considerable Eight shell cas were fired both defendants. .45 caliber ings, eight casings 9 mm. shell .22 caliber shell and two coop casings behind which were recovered near the chicken expended hiding, shells the defendants were and all of the having guns from owned consistent with been fired Hoffman. pistol. reloading the .45 caliber
Hoffman also admitted multiple supports an Evidence of also acts violence premeditation.44 shot, inference of After both officers were crawling attempting drag to Offi and Officer Dick was cover, to coordi cer Millard to the defendants continued they gunfire with the flares fired to illuminate nate their shooting. Such of cal the scene conduct evidence premeditated culated actions and intent to kill. There was testimony said he was also which indicated McGinnis had declaring again if war on the officers tried to detain may him. The also have believed that McGinnis said daughters out of the line of fire and that he wanted his responded by saying "good he learned Hoffman deal" when an officer had been killed. evidence that one or both of
There was substantial
Proof that
the defendants shot at officers Dick and Millard.
Neslund,
43 Ollens,
Giffing, 45 Wn.
560;
853;
App.
at
50 Wn.
at
App. at 375.
a defendant
kill.45
of intent
to
finding
justify
cient
he could not have
argues
also
Hoffman
his
because he did not know
kill Officer Millard
intended to
Millard
know that
it was Officer
duty shift and did not
slayer
A
This is untenable.
coop.
chicken
approaching the
order
identity of
victim
does not
to know the
have
there was sub
here that
form an
kill.46 We hold
intent
reasonably
have
could
stantial evidence from which
kill the dece
intended to
only
found the defendants
dent,
killing.
premeditated
but also
Eight.
Issue
*28
evidence
there was substantial
We conclude
Conclusion.
that
the defendants
from which the
could have found
the homicide
reasonably
knew or
should have known that
in
engaged
victim was a law enforcement officer who was
shooting.
his official duties at the time of the
aggravated
Murder in the first
can
enhanced to
degree
be
aggravating
in the first
of an
degree by
finding
murder
case,
In
circumstance.
circumstance
aggravating
10.95.020(1):
charged is that found
RCW
if he or
person
guilty
aggravated
degree
A
first
murder
by
9A.32-
degree
she commits first
murder as defined
RCW
.030(l)(a),
amended,
as
or hereafter
and one or more
now
following aggravating circumstances
exist:
(1)
officer, corrections
The victim was a law enforcement
officer,
her official
fighter
performing
or fire
was
his or
who
victim
resulting
the act
in death and the
duties at the time of
reasonably
per-
was known or
should have been known
killing;
son to be such at the time of the
there was insufficient evidence
argue
The defendants
or that he was
police
show that Officer Millard was a
officer
should have
in official
or that defendants
engaged
duties
denied,
Gallo,
558,
717, 729,
review
App.
45 State v.
20 Wn.
582 P.2d
denied,
Odom,
152,
cert.
(1978);
State v.
520 P.2d
83 Wn.2d
(1974).
U.S.
42 L. Ed. 2d
known he was engaged time of official duties at the killing. We disagree.
Defendants first argue that because Officer Millard's evidence, commission was not introduced into there could be no finding he was a officer. This is not cor- police rect. There was in fact considerable and unrefuted evidence Officer Millard was a law officer at the enforcement time he was shot down. The chairman of the Colville Tribal Council Law and Justice Committee that Millard testified and Dick police were tribal officers. chief police The tribal testified to the Okanogan same effect. The Sheriff of County testified that Millard was a commissioned sheriff's deputy and a tribal policeman deputy and had been a sher- iff from 1979 until the time of his death. Louis Millard and John Dick's certificates appointment deputy sheriffs and their oaths of office were introduced into evidence as State's exhibits and 3.
Defendants argue also there was not substantial evi- support dence to the jury's finding that Officer Millard was engaged his official duties at the time he died. This is also an argument. untenable Officer Millard was dressed uniform, police his an driving police official marked car and accompanied by his superior officer and several other tribal officers while he was for McGinnis and searching Hoffman. He had been called the scene dispatcher and the chief of the tribal police force testified *29 he that was on official business for the Colville Confeder- Department ated Tribal Police during early morning the August hours of when the occurred. shooting trial, Defendants argued throughout the and do so again here, that the chief of the police tribal had called off the That, too, search for the prior defendants to the shooting. is incorrect. An officer had been ordered to maintain sur- veillance throughout night place the at the McGinnis if suspects very to radio for assistance the Thus appeared. presented substantial evidence was from which the jury concluded, did, have could as it that Officer Millard was a at the in his official duties engaged officer law enforcement killed. time he was not substantial evi- there was argue also
Defendants concluded that the could have jury from which the dence Millard known that Officer have knew or should defendants disagree. we Again, officer. was a law enforcement defendants Hoffman and shooting, of the At the time had searching authorities been tribal knew the McGinnis vehicle in a police high speed them; eluded they for had There was evidence from which evening. chase earlier concluded reasonably that both have could hospital left without that McGinnis knew defendants Hoffman himself testified police. tribal the consent of prop- hill the McGinnis overlooking on a they stopped presence before the area. police entering erty to check time of the defendants' arrival on the very short Within a vehicles and an police emergency five marked property, property. lights lights at the and search truck arrived approximately remained illuminated for on the vehicles carrying flashlights openly officers searched minutes while floodlights and fields. Powerful surrounding buildings As property. across the McGinnis emergency rig panned approached coop, Dick the chicken Officers Millard and A Officer Millard photograph of flashlights. each held him be full taken at the scene after his death showed Thus, evi- very there was substantial again, uniform. the defendants which the could find that dence from enforce- were law searching property people knew ment officers. Issue Nine. its discretion not abuse The trial court did Conclusion. body into Millard's of Officer admitting photographs outweighed any value probative
evidence; photographs' effect. prejudicial court abused its discre- the trial claim
Defendants lying of Officer Millard photographs two by admitting tion The trial court shooting. scene of the up face to their admission and prior the photographs reviewed *30 88 The trial court observed that the
ruled admissible. them attorney prosecuting had not offered into evidence those might photographs have been considered inflamma- tory. admissibility photographs generally
The not sound discretion the trial court and will within the appeal showing absent a abuse be disturbed There was no abuse of discretion this con discretion.47 photographs grue admissible, are if even nection. Accurate probative outweighs prejudicial value their some, if their effect.48 They photographs were relevant to several issues. attempted had show that Officer Millard
tended to
dragged, toward cover and that he was
crawl, or had been
at the time he was
in full
uniform
killed.
dressed
drag
tried to
Officer Millard to
Dick testified he had
Officer
gunfire
safety
from
area of the
flares and
continued
coop.
issues of
This was relevant to the contested
chicken
hotly
premeditation. Furthermore,
con
kill
a
intent to
knew or
issue at trial was whether the defendants
tested
officer
have known the victim was a law enforcement
should
engaged
also adhere
duties when he was shot. We
official
bloody
holding that a
brutal crime
reiterated
to our often
lily-white
explained
jury in
manner.49
to a
cannot be
probative
photographs
value,
clear
the trial
had
Since
deciding,
did,
as it
discretion
not abuse its
court did
probative
outweigh
any prejudicial
their
effect did
value.
789, 806,
(1983);
Adler,
Crenshaw,
State v.
98 Wn.2d
47 State v.
(1976),
denied,
(1977).
App.
review
16 Wn.
Adler,
465;
Tikka,
806;
App.
48 Crenshaw,
at
State v.
16 Wn.
98 Wn.2d at
(1973).
denied,
736, 739,
Conclusion. psychiatrist declining appoint to examine Officer *31 Dick. appoint trial, moved for the defendants
Prior to arguing psychiatrist Dick to examine Officer a ment of necessary cross examination. The trial for effective it was police in camera review of the officer's an court conducted personnel court held and denied the motion. The trial files requiring showing compelling of a reason had been no there question been raised examination and that no had such an competency a After of Officer Dick as witness. as to the considering reviewing record, court's rea the trial psychiatric soning, of the we concur that a examination police As we have made wounded officer was unwarranted. cases, victim in sexual offense a crime witness or clear psychiatric examination should not be ordered to submit to compelling reason.50We unless a defendant demonstrates a perceive To con no reason for a different rule this case. countenancing prac a would smack of our clude otherwise place placing victims and witnesses on trial of tice of defendants; decline to do. Review of the record this we competency challenge a to Officer Dick's no basis for shows necessity appointment testify whatsoever for the and no to psychiatrist him.51 to examine of a Eleven. Issue refusing The trial court did not err in to
Conclusion. proce- expert subject police appoint witness on the an testimony having been shown to be neces- dures, such sary to the defense. granted that the court should have
Defendants contend
appointment
police
request
of a former
chief as
their
Tobias,
733, 738,
(1980);
Demos,
v.
defense conduct necessary They argue suspects. hension of that this was determining assist whether tribal officers' responses they might appropriate actions and what expert's have that such an evoked. trial court ruled testimony might prove to be trial in well inadmissible at any opinion expert's case, and, event, this essary an was unnec- arguments sought to the kinds of the defense potential agree. on this issue. This make We personal knowledge expert no events in witness had police night shooting. question or the conduct procedures if were determined to be care- Even techniques, lacking less, in the or best search we do not provided perceive that this would have a defense to the charges of murder and assault of the officers. 3.1(f)
CrR
controls the authorization
funds
rule,
than
for services other
counsel.52Pursuant
to this
*32
experts
appointment
defendant
is entitled
the
if
to
of
financially
if
unable to
them and
the services are
obtain
necessary
right
A
to the defense.
defendant's constitutional
expert
of an
is no
than
to the assistance
witness
broader
3.1(f).53
rights
CrR
the
under
Denial of funds
defendant's
necessity.54
testimony
proper
the
is not
is
where
witness'
necessary
such
of whether
services are
The determination
the
court's informed discretion.55
within
trial
public
reflects that
funds
authorized and
The record
preliminary
expended
defense consultations with this
judge
expert
did
the trial
consider the
witness and that
prepared.
agree
We
with the trial court
the witness
affidavit
(1984).
188, 200,
Kelly, Wn.2d
v.
sible in for the necessary order were not opinions witness' determine, such rele- and the argue, defendants trial not its court did abuse issues as self-defense. vant expert of an witness denying appointment discretion procedures. police Issue Twelve. in admitting The trial court did err evi- Conclusion. it was issues guns directly since relevant regarding dence case. testimony argues regarding Defendant McGinnis in his after his August that were observed truck guns of headquarters, at and the arsenal guns arrest tribal residence, kept he his and the admission believed at (a which a doc- handgun of exhibit 9 small McGinnis asked headquarters) hide he was tor to after arrested tribal (a .22 found at the scene of pistol exhibit caliber shooting) constitutionally behavior penalized protected v. Rupe, in State violation of court's decision (1984) I). (Rupe P.2d 571 above, I, constitutionally protected cited held that Rupe behavior, possession legal cannot intro guns, such be pen an proof aggravating duced as circumstance I, In capital case. had alty phase Rupe State to draw adverse inferences from defendant's attempted legal weapons totally unrelated to the possession mere crime charged.56 argues which defendant McGinnis
Exhibit excluded, pistol .22 caliber car should have been shooting to the scene of the ried the defendant Hoffman *33 fired at admittedly and which was the time officers shot. It relevant and admissible evidence. testimony argues
Defendant McGinnis also his in his truck after observed officers regarding guns headquarters, gun gave 25 he August arrest tribal (1984). 707, 664, Rupe, P.2d 56 State v. 571 Q2 testimony arrest,
a doctor to hide after that and the regarding home, an arsenal believed to be his should suppressed Rupe Again, have been under the rationale of I. disagree. we necessarily
Guns do not have to be used in the commis Although sion of a crime to be admissible.57 constitution ally protected justify behavior alone cannot criminal punishment, corollary proposition to that if evi probative prohibited simply value, dence has its use is not provisions may implicated.58 because constitutional also be testimony guns Here, and these were relevant. tendency Evidence is relevant when it has a to make the any consequence existence of fact that is of to the determi probable probable nation of the action more or less than it police would be without the evidence.59Whether or not the knowledge exigent might had circumstances which have entry property authorized their onto the McGinnis was an issue in the case. The testified that McGinnis' repeated against neighbors, threats his combined with their knowledge possessed guns, together that he carried and imperative with other facts led them to believe it was immediately. he be rearrested determining
The trial court
has wide discretion
concerning
whether evidence
a criminal defendant's consti
tutionally protected behavior is relevant and admissible.60
admitting
The trial court did not err
the evidence
regarding guns since it
was relevant to issues
this case.
Jeffries,
398, 412,
denied,
722,
57 State v.
cert.
105 Wn.2d
717 P.2d
479 U.S.
Neslund,
301,
(1986);
State v.
App. 531,
93 L. Ed. 2d
60 Kendrick, App. at 627. 47 Wn. *34 Thirteen. Issue mis- prosecutorial that showing is no There Conclusion. fair trial. to a rights defendants' prejudiced conduct state- of a number of complains Hoffman The defendant pro- constituted alleges he which prosecutor the ments prosecuting argues He misconduct. secutorial closing argument which during attorney made statements evidence, personal reflected by the unsupported were prejudice. and These conten- passion aroused beliefs and by the record. supported are not tions improper argument charged, Where establishing impropriety bears the burden of defense attorney's comments as well as their prosecuting preju Reversal is not if required dicial effect.61 the error could by a curative have been obviated instruction which request.62 prose The failure to to a object defense did improper remark constitutes a waiver of cuting attorney's the remark is deemed to be so flagrant such error unless resulting ill it evinces an and enduring intentioned that by an that could not have been neutralized prejudice the jury.63 admonition to prosecuting of the transcript
We have reviewed the entire cited attorney's many quotes argument including this level. rising briefs and find no comments defendants' during that no defense were made objections The fact attorney's suggests also prosecuting closing argument same conclusion. prosecuting allege defendants now
Specifically,
merely pointing
gun
pulling
attorney argued
Mak,
176, 195,
Hughes,
(1986);
State v.
v.
We no in this pre- was not instructed that intent to kill is the same as contrary, argued meditation. To the premeditated it was that defendants killing. object argument, Defendants also "Now, to the what happened gun police to this is that Hoffman knew a officer up got had been shot with it and he took in it the hills and nobody rid of it. He hid it where would ever find it." This supported by argument the evidence. Hoffman admit- gun gun scene; ted the was at the was never found after area, an exhaustive search of the and Hoffman admitted Epperson disposed gun. the witness that he had of the object Defendants Hoffman and McGinnis also attorney's prosecuting argument wherein he utilized phrases "I such think" or "I think the evidence shows". objected All of the statements to in this connection con supported by tained which was material the evidence and any none of such nature that were error in the form of the argument could not have been obviated a curative requested. closing argument, instruction, had one been In attorney drawing prosecuting in the expressing has a wide latitude and inferences from reasonable the evidence.64 objects following Defendant Hoffman also to the state- argument: reasonably prudent "Would a ment made person put coop behind have themselves that and chicken reasonably prudent person shoot a would a officer alleges appeals jury's passion He to the back?" Again, disagree. argument prejudice. sup- and we This ported by the evidence and was relevant to defendants' allegations justifiable self-defense, homicide both of which defenses involve the issue of reasonable use of force light circumstances known to the defendants. carefully prosecutor's
We have examined the whole of the argument closing argument and conduct and conclude personal opinions, there was no unfair assertion of appeal passion prejudice to the or of the or misinfor- given jury regarding mation to the the law. argue preju
Defendants further
findings
diced because the written
of fact and conclusions
regarding
pretrial suppression
of law
certain
motions were
actually
entered until after trial. This contention has no
comprehensive findings
merit. The trial court made
*36
conclusions on the record at the time of its decision and the
trial court
that the
ordered
record thereof be
in
transcribed
preparation
order to assist in the
of accurate written find
ings.
findings
case,
In
the
that
this
fact
written
and conclu
until
sions were not entered
a later date has no effect
ability
appellate
our
whatsoever on
to conduct
review.
requirements
While careful adherence to the
always
of CrR 3.6 is
purpose
course,
safest
of CrR 3.6 is to have a
purpose
made and that
has
record
been served here.65
right
Defendants also claim that
their
to cross-
improperly
scope
witnesses was
examine
curtailed. The
64Mak, Wn.2d at 726.
897, 902,
(1987).
Koepke,
App.
65 State v.
47 Wn.
v. 61 Wn.2d sound discretion of the lies within the cross examination a manifest disturbed absent and will be trial court in review of the record this Our of that discretion.66 abuse very were afforded that the defendants case demonstrates cross-examining in State's wit latitude considerable in no of the trial court's discretion There was abuse nesses. regard. this Fourteen. Issue jury that instruction The trial court's Conclusion. officers Dick law enforcement
Officers Millard and were error. not constitute reversible does argument Millard defendants' that whether Officers It is were in fact law officers was a factual and Dick enforcement jury. to be determined The evidence issue overwhelming, unrefuted law enforcement officers was any regard all, and, at was if error instructional error This issue did not involve an element of harmless. part assault; rather, crime of murder or it a of the was penalty aggravating which, found, if circumstance is provision elevating degree murder the first enhancement degree.67 aggravated Therefore, murder the first any jury this issue to the did not event to submit failure rights of the to have each element the defendants' invade jury. to the crime submitted Eight in connection with Issue
As discussed sufficiency aggrava regarding of the evidence to show evidence, unrefuted, all considerable show tion, there on-duty ing who were shot were law officers that the two Thus, the time. even if assume we officers enforcement the "law to submit enforcement officer" failure rights the defendants' invaded issue to the being harmless, it well determination, such error state even constitutional errors of this law established 710; Campbell, 66 Mak, P.2d 929 State Wn.2d at 526, 105 denied, (1984), L. Ed. 2d S. Ct. 2169 471 U.S. cert. *37 (1985); Irizarry, 304, 312, Kincaid, P.2d State v. 692 823 103 Wn.2d 67 State (1988). 591, 594, 432 763 P.2d 111 Wn.2d
97 may be insignificant so as to be harmless.68 Under Wash law, ington an error in if instructions is likewise harmless it did not affect the final outcome of the case.69 As we recently explained,
A
vinced
appellate
constitutional error is
if
harmless
court is con-
beyond
any
a reasonable doubt that
reasonable
would have reached the same result in the absence of the error.
412, 425,
State v.
104
Guloy,
(1985),
Wn.2d
Conclusion. trial court to determine the lawfulness of the arrest lawfulness of entry onto defendant McGinnis' property on the night of the shooting.
It is
established
this state
validity
of an arrest and the lawfulness of a search are determina
tions for the court
Doe,
to make. As State v. John
6 Wn.
978, 982,
App.
599,
denied,
P.2d
review
resolved
within the
of the court.
validity
When the constitutional
of an arrest
challenged,
it is the function of a court to determine whether the facts
available to the officers at the moment of the arrest would
"warrant a man of reasonable caution in the belief" that an
offense has been committed.
Ohio,
89, 96,
Beck v.
379 U.S.
13 L. Ed. 2d
The lawfulness arrest by the reason of the injected charg if issue is into trial the information,70 as, example, for when a of the ing language charged resisting apprehension. with "lawful" defendant is of part charging The lawfulness of an arrest the in information murder in the first or assault the degree court, in in trial an first this case the degree. Additionally, caution, an arrest outstanding abundance of ruled that (involving an unrelated warrant for Patrick Gene Hoffman matter) probative its value was not admissible because Therefore, prejudice. outweighed by danger the unfair legality entry decide the of the the been left had to do unfairly it have been left so property, the would onto arrest warrant for defendant knowledge without rule in explained the general We conclude Hoffman. Doe constitutionality here and the of the John applies properly by search was determined trial arrest court. Sixteen.
Issue the officers effected arrest When Conclusion. August 25, 1986 at tribal head- defendant McGinnis shot, arresting before the officers were quarters, days outstanding arrest pursuant to a valid acting officers were chief judge issued warrant which had been Hutton, App. 70 State v. Wn.
tribal legality court. The of that is undisputable. warrant Thus, present the trial court case did not err con- cluding the arrest was legal. argue
Defendants the officers were not engaged their performing "official duties" for of the purposes aggra- statute, vated murder in 10.95.020(1), the first RCW degree because, they argue, they were infringing upon defendants' constitutional rights entering property without a search warrant. We disagree.
First, defendant McGinnis has submitted no authority proposition for the that a officer's inadver infringement tent of a defendant's constitutional rights necessarily means that the officer is not engaged his or *39 her official duties purposes 10.95.020(1) (mak of RCW premeditated ing murder "aggravated" if a law enforcement officer is in murdered while the performance of his or her duties). Second, official the trial court correctly determined the officers' entry onto the McGinnis property was a lawful attempt to rearrest McGinnis and to arrest defendant Hoffman. Whether the defendants' constitu tional in rights might some possible fashion have been vio lated is not the determinative factor when deciding whether Officer Millard was "performing his official duties" at the time he was murdered. Legislature has decided that the premeditated first degree murder of a law enforcement officer, who was his performing or her official duties at the time of the act in his resulting death, or her is aggravated in degree murder the first if the slayer knew or reasonably should have known victim to be such.71 By its answer special to a interrogatory, jury unanimously so found in this case. may
Whether an officer have made an incorrect judgment one or of a regarding suspect's myriad more constitutional in rights way no determines whether that officer was killed i.e., while his doing job, or her when "performing his official did, duties". If it anytime then an officer infringed upon a 10.95.020(1). 71RCW
suspect's rights any whatsoever, however in fashion techni- "per- cal, have considered as not the officer would to be forming his official duties". That is the law. probable effecting officer,
An even if arrest without an may provided engaged cause, duties", still in "official be own, is officer not on frolic of his or her and the officer a protected by in to be the law from assault.72Cases entitled upon engaged a which in a crime of violence an officer is distinguishable citizen from situations wherein an offi are may inadvertently infringe upon cer some constitutional rights person. There was no evidence whatsoever of a question present suggest the time case that at frolic were on a of their own unre officers who shot proper their official duties tribal officers. lated to the correctness of the trial We nonetheless have reviewed entry case onto McGinnis' court's decision legal it land was because relates to the issue whether regarding the were entitled to an instruction defendants right illegal trial resist an arrest. We conclude that the lawfully determining officers court was correct property to the McGinnis arrest defendants entered Hoffman. McGinnis and may 10.31.100, officers arrest without
Pursuant RCW suspect they probable cause to warrant if have believe felony. Dick has When Millard and committed Officers property, probable cause to the McGinnis had entered felony and Hoffman had committed the believe McGinnis *40 attempting pursuing police to a The offi elude vehicle.73 probable had com cers also had cause to believe McGinnis attempted injure had mitted a felonious assault when he during police his earlier officers and ambulance crew (2d Martinez, 1972); v. 79, v. United States 72 United States Cir. 465 F.2d 82 Simon, denied, 474, (7th 829, 79, Cir.), 24 L. Ed. 2d cert. 90 F.2d 477 396 U.S. 409 (2d 1970). Beyer, (1969); United States v. Cir. 79 F.2d 774 S. Ct. 426 46.61.024. 73 RCW
101 unnecessary arrest.74 It is therefore the prosecu consider further that there was arguments probable tor's also cause for the crime of escape degree to arrest the second or the argument the arrest warrant for McGinnis was still valid McGinnis had from escaped custody. since Further more, the fact the trial court refused to admit into the outstanding evidence arrest warrant for defendant (because potential Hoffman of its for creating prejudice) prohibit did not the trial court from considering the war rant in making the determination it did regarding the legality of the search for the defendants.
Defendants
also
that even if
argue
did
have probable
arrest,
cause to
entry
their
onto McGinnis'
Payton
York,
v.
New
land
violated
445 U.S.
63 L. Ed.
(1980). This,
2d
100 S. Ct.
Pay-
too,
1371
is incorrect.
ton established
the absence of exigent circum
stances, police may not make a warrantless arrest after a
entry
nonconsensual
suspect's
First,
into a
home.
no entry
into a residence was ever accomplished or attempted here.
Second,
if
even
the officers had
prohibited
searched areas
by Payton,
entry
would not be
Payton
forbidden
exigent
because
present
circumstances were
in this case.
(1)
Federal and state law defines such exigencies:
grave
offense,
particularly
violence,
(2)
crime of
involved;
is
suspect
reasonably
armed; (3)
believed to be
there is rea
sonably trustworthy information that
the suspect
is guilty;
(4)
strong
there is
reason to believe that
suspect
is on
(5)
premises;
suspect
is likely to
if
escape
(6)
swiftly apprehended;
the entry
peaceably.75
is made
All of these elements are present here. This
factually
case is
similar
the Court of Appeals
State McIn
decision
tyre,
denied,
review
App.
39 Wn.
691 P.2d
(1984),
587
(1985),
1017
Wn.2d
which we
specifically approved
RCW 9A.36.031(1)(a).
Terrovona,
(1986);
75 State v.
Dorman v.
P.2d
States,
(D.C.
1970).
United
The facts this case McGinnis the police public. and members of dangerous was to the recognized as one factor relevant danger a has been Such justifying circumstances a war exigent a determination arrest.76 rantless search and showed as follows. the evidence McGinnis regard,
In this others, police officers a seri- and was wanted assault police violence. The had reason good involving ous offense The McGinnis was armed. also had police that to believe guilty that McGinnis was of assault and information solid were guilty eluding Hoffman and McGinnis a that both police vehicle. There was also reason to good pursuing suspects prop- the two were on the believe that McGinnis erty since the surveillance officer had seen individuals two disappear. the at property night Escape onto walk also certainly a likelihood here since McGinnis had earlier (with assistance) hospital despite left the Hoffman's an attempt by personnel him; pair to restrain then the hospital speed automobile chase subsequently engaged high Finally, vehicle. there is also the trial pursued peaceable entry officers made a with testimony err The trial court did not service revolvers holstered. entry arrest of McGinnis and the concluding that onto were lawful. property his Issue Seventeen. accomplice given instructions Conclusion. accomplice liability correctly law declared jury unanimity. rights defendants'
did not violate issue, trial liability court accomplice On follows: instructed accomplice whether the commission of a A who is an crime person present scene or not. crime guilty
is denied, (1984), App. 1, 5, McIntyre, review 76 Statev. 39 Wn. if, of a crime accomplice in the commission person A an promote knowledge it will or facilitate commis- with sion of crime, he or she either: (1) solicits, commands, requests per- encourages, or another *42 crime; or son to commit the (2) planning in or com- agrees person aid aids or to another mitting the crime. words, given whether "aid" means all assistance The word A who is acts, encouragement, support presence. person or ready presence assist or her at the scene and to his present However, than in crime. more aiding the commission the is mere activity of knowledge of the criminal presence and person is an present to that a must be shown establish another accomplice. 7. Instruction in you participated If are that defendants convinced both proven crimes crime or crimes and that crime or have been doubt, you
beyond a need determine which reasonable accomplice principal. which was a defendant an 8. Instruction very accomplice
Instruction
7
similar
the
in State
v.
given
jury,
approved
to the
we
instruction
which
Mak,
denied,
cert.
692, 726, 742,
407,
P.2d
105 Wn.2d
718
995,
(1986).
599,
L. Ed. 2d
S. Ct.
479 U.S.
93
107
599
The
portion
objection
of this instruction to
is made is
which
directly
the accomplice
Washington
drawn
from
statute.
that
many
proper
courts have on
occasions declared
it is
for
incorporate
an instruction
language
a statute.77
argues
Defendant
that
must find that
Hoffman
he had
of his father's
in order for
knowledge
premeditation
him be
of murder in the first
Hoffman
degree.
convicted
improperly
that
argues
also
these instructions
allowed the
degree
murder
first
premeditated
to convict for
without a unanimous decision as to which defendant was
accomplice.
previously
We have
principal
and which
decided both
these issues.
Guloy,
State v.
412,
104 Wn.2d
defendant
denied,
cert.
(1985),
1020, 89 L.
P.2d
475
705
1182
U.S.
denied,
Crudup,
583, 591-92,
review
App.
P.2d
77 State
11 Wn.
524
84
Hardwick,
(1974);
828, 830,
(1968);
State v.
Wn.2d 1012
74 Wn.2d
Workman,
443, 449,
State v.
(1986)
argued
S. Ct. 1208
that
order
Ed. 2d
first
aggravated
him to be convicted of
murder
accomplice
must
intended
degree
prove
the State
out, however,
As
there
pointed
to murder the victim.
we
(RCW 9A.08.020(3)(a)) contains no such
statute
accomplice
Bockman,
State v.
Guloy
quoted
then
from
requirement.
denied,
review
App.
Wn.
682 P.2d
(1984):
9A.08.020(3)(a)
accomplice
that an
is one who
RCW
states
knowledge
principal: "[wjith
promote
it will
or
aids a
(Italics ours.)
crime ..."
facilitate the commission of the
implicitly
accomplice
The
State need not
statute
demonstrates
principal
accomplice share
prove
that the
no
as to the instruc-
the same mental state. There was
error
accomplice.
concerning
tion
the mental state of the
Guloy,
similarly
believed that role was [the that he did long agreed other so as all twelve participant], viewpoint .".80 in . . This court reaffirmed that participate, Davis, State v. P.2d 883 it in case not have whether The need decided killed Officer actually Hoffman or McGinnis who shot and crime. The long participated Millard so both instructions were not accomplice erroneous. Eighteen.
Issue circumstance aggravating instruction Conclusion. solely upon allow for murder stat- did not conviction based utory mandatory factors and did create a aggravating presumption. object instruction on aggravation
Defendants two grounds.
Defendants first the instruction allowed con- argue murder in first on the degree only viction for based ele- This is Instruction aggravation. ments incorrect. states: Aggravated person A commits crime of Murder he crime commits the Murder in First Degree First if
Degree and if the victim was a law enforcement officer who was performing resulting his official duties at the time of the act reasonably the victim was known or should have death and be the time of known the defendants such at been killing. Aggravation beyond proved must a reasonable doubt be by the state. (Italics ours.) clear that
Thus, entirely itself makes it instruction in the both to find elements murder first had presence an circumstance aggravating and the degree *44 in murder to find the defendants guilty aggravated order the Additionally, provided the trial court degree. the first underscored that jury verdict form to the which following instruction:
80 Carothers,
We, Defendant, ., jury, the find . . (write Guilty Guilty) in or Not of the crime of MURDER IN THE FIRST DEGREE charged in Count I of the Information. SPECIAL INTERROGATORY following question Answer only you if find Defendant guilty . . . in the Degree: Murder First beyond proven Has the State that a reasonable doubt reasonably Defendant . . . knew or should have known that A. Louis Millard a law per- enforcement officer who was forming killing. his duties at the official time of
(write "no") "yes" in or Presiding Juror The jury special answered the in interrogatory the affirma- as to each tive defendant. allege finding
Defendants also that of an aggravating erroneously circumstance was an accomplice based on the- ory. The record refute this instructions contention. special interrogatory in contained the verdict form jury unanimously demonstrates found presence charged. circumstance aggravating Prosecutorial therewith, closing argument was consistent and the prose- cutor told the only State not had to prove aggravation beyond reasonable but doubt the jury had be unanimous. 11, is instruction,
Instruction
the aggravation
almost
identical
wording
RCW 10.95.020 and
very
approved
similar to the instruction
in State
which we
(1986).
Hughes,
176, 196-97,
106 Wn.2d
The method
the trial
instructing
which
court used
premeditated
with the elements of
murder in the first
jury,
degree
instruction
being
aggravating
one
and the
factor
being
instruction,
a separate
has been declared
"preferred
instructing.81
court to be the
manner" of
Mak,
Kincaid,
304, 312-13,
(1985);
81 State v.
State v.
692 P.2d
denied,
599,
cert.
U.S.
718 P.2d
93 L. Ed. 2d
107 11 created instruction also argue Defendants v. of State violation mandatory presumption invalid an (1980). This is incor Shipp, rect. Instruction states: knowledge when person knowingly A knows or acts or with fact, result or circumstances or
he or she is aware of a facts being described law as a crime. which lead a reasonable person If a has information would that facts exist which person in the same situation to believe jury permitted crime, being a are described law as knowledge. that he or she acted with required but not to find ours.) (Italics to consider jury Instruction instructed mandatory presumption the instructions as a whole. No permit it was jury created because the was instructed ted, required, but to make the inference that defend knowledge.82 ants acted with
Issue Nineteen. justifiable The trial court's homicide
Conclusion. correctly self-defense instructions stated the law and the defense theories to the argue allowed defendants jury. self- argue regarding
Defendants the instructions homicide not allow them to justifiable defense and did their defense theories to the and that argue jury pur- instructions not tell that for self-defense did poses they appeared the circumstances should be viewed as to the defendants. court instructions to the gave following trial
on self-defense. in the First To convict a Defendant of the crime of Murder following must be
Degree, each of the proved beyond a reasonable doubt: elements of the crime (1) day August, on or about the 27th That Millard; Defendant shot Louis A. (2) acted with intent to cause the death That the Defendant Millard; A. of Louis (3) premeditated; the death was That the intent to cause Leech, 82 State P.2d 160 (4) That Louis A. Millard died a result of Defendant's acts; and (5) Okanogan County, That the acts occurred in Washington. you If find from the evidence that each of these elements has proved beyond doubt, been ddty your a reasonable it will then be guilty. to return a verdict of hand, if, evidence, you On the other weighing after all of the any elements, have a reasonable doubt as to one of these then your duty guilty. it will be to return a verdict of not Instruction 16. *46 charge It is a defense to a that murder the homicide was
justifiable as defined in this instruction. is in justifiable Homicide when committed the lawful defense slayer any person slayer's presence of a or in company a or slayer reasonably person when a believes that the slain intends personal injury to great inflict death or and there is imminent danger being accomplished. of such harm slayer may employ reasonably A such force and means as a prudent person would use under the same or similar conditions slayer appeared taking as facts and circumstances known to him at the time of and to a into consideration all of the prior to the incident. proving beyond The State has the burden of a reasonable justifiable. doubt that the homicide was not Instruction 17. likely person may, by any reasonably No intentional to act provide belligerent response, necessity acting create in a a use, kill thereupon self-defense or defense of another and offer, or attempt upon person. force or toward another or to use
Therefore, beyond if that you find a reasonable doubt the acts con- aggressor, defendant was the and the defendant's provoked fight, commenced the then self-defense or duct or is not available as a defense. defense of another another, reasonably believing in defense of the One who acts party danger, justified in in innocent is other to be the if, fact, person necessary protect that even the using force person whom the actor is to defending aggressor. is the Instruction 19. Necessary reasonably no effective alternative to means that exist and that the amount of force appeared use force to
the intended, purpose effect the lawful was reasonable to used the they reasonably appeared to circumstances under time. actor at the
Instruction 20. degree first of assault charge to a It is a defense in this instruction. as defined force was lawful is person of another toward the upon force or The use of reasonably that he believes person who when used lawful is about to who he lawfully aiding person by someone injured be or injured preventing reasonably to be believes about person and against attempting prevent an offense or necessary. not more than is the force is when employ force and may such person using the force person would use under reasonably prudent means as a same or similar person, tak- they appeared to the conditions as and circumstances known all of the facts ing into consideration the incident. prior time of and person at the beyond a reasonable proving The State has the burden not lawful. by the defendant was the force used doubt that 25.'
Instruction self- argue defendants
Specifically, of the "to convict" part must be defense instructions the elements of the crime instruction which sets forth emphasized As degree. disagree. murder the first We above, to consider the instructions was instructed jury error occurs when the instruc prejudicial as a whole. No instruct properly taken as a whole tions properly instructions law.83 The self-defense applicable proving the State bore the burden of informed the beyond a reasonable doubt.84 the absence of self-defense *47 self-defense, which In instruction on giving separate self-defense, proof of on included the State's burden rec instructing juries the method for trial court followed Supreme Court Committee Washington ommended Washington Pattern Prac., Instructions, 11 Jury Wash. Instructions 1986); com Jury (Supp. 58-63 WPIC 26.02 comment, 1986); at 119 ment, (Supp. at 111 WPIC 35.02 1986). no error in this instructional (Supp. perceive We mode.
83 Mak,
110 that the self-defense instructions argue
Defendants also it must view the sufficiently apprise did not that That is they appeared circumstances as to the defendants. is, course, well the justification not correct. It settled that point must be evaluated from a defendant's self-defense view as conditions to the defendant at the time appeared what the instructions precisely of the act.85 That "A slayer may informed the Instruction 17 stated: jury. case employ reasonably prudent per such force and means as a son would use under the same or similar conditions all slayer taking to the into consideration appeared and and known to him at the time circumstances facts ours.) (Italics This is almost prior to the incident." v. Allery, this court in State precise language suggested by (1984). 591, 595, P.2d 312 Self-defense 101 Wn.2d 682 the person this state includes the essential element is in reasonably believe that he or she the force must using danger.86 the argument
The
record herein show
briefs and
pro-
had
wanted to make was that
defendants
therefore
the defendants were
voked the event and
be,
Any
theory
such
could
shooting
the officers.
justified
was,
justifiable
self-defense
under
argued
to the
given
jury.
homicide instructions
that certain of their
argue
Defendants
also
appli
erroneously rejected.
proposed instructions
an
required
give
A
court
is not
law is clear.
trial
cable
Allery,
Hughes,
176, 189,
(1986);
State v.
85 State v.
591, 594,
P.2d 312
101 Wn.2d
Painter,
86 Hughes,
189;
App.
P.2d
State v.
Wn.
9A.16.050(1).
denied,
(1981);
(1980),
RCW
review
111 any respect;87 not in it is which is erroneous instruction subject give if is ade to to an instruction error refuse given;88 quately is in another instruction which addressed party to is to instruction where there evidence is entitled an give support not is is an instruction which it; and it error by supported the evidence.89 carefully proposed but defendants' reviewed the
We have complained appeal. rejected instructions, of on which are state- either erroneous conclude contained We supported or law, not the evidence ments given trial were redundant because instructions question. court covered the issues refusing trial did not err We conclude that the court proposed and that the instructions defendants' given adequately instructions law both and allowed
stated correct argue of the case. defendants to their theories Twenty. Issue trial No was committed when the
Conclusion. error refuse in the defendants' decisions acquiesced court lesser included offense instructions. argues the trial court
The defendant Hoffman
failing
to instruct on
lesser included offenses
erred
degree.
first
We
here asked
within murder
are
sponte
on all lesser
hold that trial courts must sua
instruct
express objections
over the
included offenses
state,
we
That
law of this
is not the
defendants.
Generally,
particular
give so rule.
the failure to
decline to
request
such
when
made for
error
no
instruction
Robinson,
369,
(1965);
Camp,
State v.
87State v.
P.2d 824
67 Wn.2d
(1979).
an nor are lesser offense included instructions required requested.91 when not only any request
Here, not did the fail defendants to they personally, lesser included offense instructions, as but through attorneys, objections as well their stated their to giving any of such court, instructions. The trial on record, instructions, discussed lesser included offense specific penalties informed the defendants of the for such compared charged crimes to the crimes and instructed again on, and ordered defense counsel to discuss the matter their with clients over weekend recess of the trial. When resumed, trial the trial court asked each of the defendants attorney fully each and whether this had been dis- matter they objected giving cussed and whether still to the jury lesser included offense instructions. Each defendant attorney responded they and each not defendant's that did given jury. want such instructions to be closing argument, to the in Then argued defense counsel to the that degree manslaughter in murder the second and not had charged been and that the elements crimes that were charged proved. had not been (as strenuously
Had the
decided
the defendants
prove
argued)
charges
that
the evidence did not
degree
degree
murder
the first
and
the first
assault
beyond
doubt,
a reasonable
then under the instructions
given,
acquitted.
the defendants would have been
ways; having
defendants cannot have it both
to
decided
they
appeal
trial,
one
now
follow
course at
cannot
change
complain
gamble
their course and
their
not
that
did
pay off.
decision
Defendants'
to not have included offense
clearly
given
tac-
instructions
a calculated defense trial
analogous
and,
situations,
not
tic
as we have held
it was
Scott,
(1988)
n.5,
90 State v.
(noting
P.2d 492
affecting
not a manifest
failure to instruct on
included offense
a lesser
error
right
spite
object
would
of a
an
which
allow review in
failure to
to
constitutional
Kroll,
instruction);
State v.
P.2d 173
91 Mak,
H3 give instructions error for the trial court to any waived knowingly to.92 Defendants objected defendant instructions, did so and they to included offense rights had carefully explained clearly after their rights were fully they consulted them the trial court and after had on the matter with defense counsel. defendants permitting
The trial did not err court strategy. pursue their chosen trial remaining defendants' do not reach some of the We by other conclusions they precluded are arguments because of defendants' we have herein. As the rest reached we each them numerous have reviewed arguments, Our review of the are nonmeritorious. conclude *50 and case discloses no lengthy record extensive briefs reversible error.
The defendants' are affirmed. convictions Callow, C.J., Brachtenbach, Dolliver, Durham, and JJ., Pearson, Smith, Tern., and J. Pro concur.
Dore, J. dissent. The defendants did not (dissenting)—I The to the receive a fair trial. trial court's instructions an issue of fact. improperly jury regarding instructed by a defense asserted defend- The instructions undermined 10) (amendment 1, and ants, article section violating 4, The jury 16 of the state constitution. article section on aggravation. instructions also directed a verdict jury question issue of is a instructions aggravation in violation factual issue from the given removed that by the rights process, guaranteed of defendants' due Those constitutional errors Fourteenth Amendment. a new trial. I reverse and remand for would prejudicial.
Facts Hoffman, are son, Patrick and his Elmer McGinnis and, the time of Tribe at Colville Indian members denied, 398, 421-22, Jeffries, cert. State v. 717 P.2d 92 See 301, 107 L. 2d S. Ct. 328 U.S. Ed. herein, the incidents on resided the Colville Indian Reser- vation. had stormy relationship McGinnis a with the tribal management. He believed that the Colville Tribe Business corrupt Council was attempted he document abuses and misuses of tribal often appeared funds. McGinnis community meetings he questioned where tribal business council regarding members their business practices. McGinnis police contacted tribal council members and the on almost a basis. daily disorder,
McGinnis from suffering personality a diagnosed paranoid type. McGinnis became convinced the Tribe was to silence him and trying placed had McGinnis, on him bounty and Hoffman. concerned for his safety, told tribal Harry Chief Smiskin that he knew there were tribal council bounties on himself and Hoffman, begun and that he had himself protec- arm tion.
During the summer of McGinnis became embroiled dispute in a a neighbor, with Don Ferguson, payment over motorcycle by family for a sold Fergu- the McGinnis to the Ferguson sons. complained to tribal concerning authorities he what considered a trespass McGinnis to demand payment. tribal a crimi- Subsequently, prosecutor filed nal complaint Lands, in Tribal Trespass Court alleging class C offense under the Tribal Code. The summons was sent certified mail to McGinnis' post office box and him August 29, 1986, directed a.m. appear at 9:30 On August 1986, the certified *51 marked mailing was returned prosecutor "Refused." The tribal then bench obtained a warrant for McGinnis' arrest based on McGinnis' of refusal summons, alleged McGinnis, the by new threats made and the possession weapons by McGinnis. August appeared
On McGinnis at council tribal member, headquarters Nespelem. Tribal council Dale Kohler, aware the McGinnis, bench warrant issued police alerted Chief Smiskin of presence. McGinnis' Two police uniformed officers arrived to arrest McGinnis the warrant. Shortly thereafter Chief Smiskin arrived the with
H5 which the warrant to see asked warrant. McGinnis actual the asserting that floor to the crumpled he then and tossed out as A scuffle broke him. over police jurisdiction lacked alter- During the McGinnis. attempted to arrest police to began He floor. to the was knocked cation McGinnis called. was an ambulance chest and complain pains Health Tribal at examined initially McGinnis was Community to Coulee transported Clinic and then was examination, his After Hospital diagnosis. for further him to who took police the tribal McGinnis was released to prob- health possible of his County Jail because Okanogan minimum security concerns lems and because of Okanogan booked at security jail. tribal McGinnis was to the warrant in reference County Jail on a "Tribal hold" assaulting and resisting arrest charges and on additional to appeared evening, again Later that McGinnis an officer. taken At 11 he was problems. p.m. medical experiencing be in Omak. Mid-Valley Hospital to ambulance tribal back to At McGinnis was transferred hospital, County personnel did not have the custody because the with place guard did not a police watch him. The tribal a heart monitor which he was attached to McGinnis as also hospital and the if disconnected would sound an alarm sheriff's office. connected to the a alarm separate had attending discharged unexpectedly was McGinnis Hospi- 26. day, August following on the physician p.m. at 7 authorities, but county and tribal contacted personnel tal McGinnis instructions until no received definite company hospital to leave the preparing dressed and Lila, Elsie, daughters, of McGinnis' and four of Hoffman Peterson, Peoples. Susan and Frances Laura McGinnis until hospital McGinnis at nurse, keep attempted his hospital with left arrived. McGinnis police in Lila left driving, family, with Hoffman family. The home Elmer McGinnis' car, and headed McGinnis' Nespelem. after McGinnis hospital at the arrived
Tribal of the description his They departed. obtained children *52 car A carrying McGinnis. police spotted tribal officer car 10 miles Nespelem outside in the traveling opposite direction. police The car turned around and followed them. patrol car, The with its blue and red turned rotating lights on, pursued the coming McGinnis automobile within 100 yards hurt, of it. Concerned that his might children be McGinnis demanded to be let out of the car. Wanting avoid a confrontation with the Hoffman turned off police, the main stopped road and the car.
Hoffman and McGinnis then set out on foot toward home, McGinnis' a distance of 6 to 8 miles in mountainous car, terrain. Before leaving gym Hoffman removed a bag shirt, from the trunk of the car which contained a tee stocking cap, a .45 caliber semiautomatic a .22 handgun, revolver, caliber a 9 mm. handgun, semiautomatic ammuni- kit, knife, handguns, hunting tion for the a marine flare can of mace and a set of nunchucka sticks. Hoffman and others testified that it was his these carry weapons habit at all permit carry times. Hoffman held a a concealed weapon. He also filed Application a State Firearms when he purchased the 9 mm. semiautomatic handgun.
After road, of the McGinnis on the losing sight vehicle the tribal police conducted a search for McGinnis. McGin- daughters, nis' who had returned to main highway, were stopped by police. Discovering that McGinnis and foot, Hoffman were assumed that were headed for home. failing After to locate McGinnis and Hoffman, Chief Smiskin discontinued the search until morning placed and the McGinnis property under surveil- lance.
At a.m., approximately 1:38 Officer August Phillips was conducting surveillance and observed two individuals he could not identify enter the property. Phillips Officer radioed for assistance. Five marked patrol responded cars and arrived at the scene within 15 minutes. The officers did employ emergency lights or sirens as An they arrived. emergency responded. rescue truck also The officers used
\y¡ the three spotlights patrol headlights their open view to conduct an searchlights of the rescue truck employed property. floodlights of the search minutes. approximately that fashion *53 home, and found Upon arriving Hoffman McGinnis in only key the locked out of house the was themselves and daughters. of of McGinnis' Hoffman possession the one McGinnis, shined the noticing floodlights being the on coop hopes the chicken property, retreated behind avoiding confrontation with the officers. a fence and Millard crossed
Officers John Dick Louis the approached the and surrounding property McGinnis coop. headlights, spotlights, main and chicken house and and had been turned off and Officers Dick searchlights no time did police flashlights. Millard At approached using was police the officers announce themselves as officers nor ever an announcement their identification or intention dimmed, officers lights police communicated. Once the were the in total dark- at scene testified that the property ness; terrain; they clearly could the they distinguish not location the distinguish could not officers nor their on other police uni- property; and that it was too dark to see the Dick forms Officer markings police on vehicles. dark, whether, peo- stated that he did not know police on see were offi- ple property could the intruders cers.
Q. you people . if . . it occur to . . . that there were [D]id they you police property would not know that officers? A. I know if in the dark . . .". don't could see (Mar. 1987). The VII, vol. at 93 Report Proceedings visibility poor special police requested was so an officer did property, be to the but night scope brought scope exchange to the site until after the bring occurred. gunfire is disputed,
A the first shot gun ensued. Who fired battle fired, the chicken gunfire first shots were after the but from Jig
coop continued fired, and a series of flares were illuminat- ing the area. Officers Dick and Millard returned fire and attempted to seek cover.
Officer Millard was struck by a 9 mm. bullet in upper left chest and died within 15 minutes. Hoffman admitted the .22 firing revolver and a flare from behind gun chicken coop where the guns themselves were later discov- ered. Two ejected 9 mm. cartridges were found the same vicinity. Officer Dick was wounded the shoulder. The bullet which struck found, Dick was never entry but wound was large, consistent with a .45 round rather than the smaller .22 or 9 mm.
A wounded McGinnis by police was discovered day- break near the scene. One of the shots fired Officer Dick had struck McGinnis in the chest. The took McGin- nis into custody. escaped Hoffman appeared 2 days later at the friend, home of a Epperson, Keller, Jeff near Washington. Hoffman later voluntarily surrendered.
Hoffman and McGinnis were originally charged by fed- eral authorities (first with violations of 18 U.S.C. § murder) degree and 18 U.S.C. 1114 (attempted murder of § official). a federal That indictment was later dismissed prejudice, without and the by defendants were charged information in Okanogan County Superior Court with aggravated first degree murder and degree first assault. Defense motions venue, severance, change appointment expert of an on police procedures and for the appointment psychiatric of a expert to examine Officer Dick were by denied the trial court. Both defendants were jury convicted of aggravated first degree murder and prison sentenced to life in without possibility parole. appealed Defendants their convictions to Division Three of the Court of Appeals. That court certified the case to this court to answer the question of whether the State of Washington has jurisdiction over Indian defendants accused of assault and murder committed on Indian lands. This accepted court certification of the case in entirety. its Improperly Instructed Court
The Trial Regarding Jury Issues of Fact jury for the whether of fact question It is a known the individuals have or should knew defendants The officers. gunfire they exchanged with whom issue from the that factual removed completely trial court instructions: through three jury 26: No.
Instruction 25, August 1986 was a Elmer McGinnis The arrest of lawful arrest. No. 27:
Instruction A. and John Dick were law enforcement offi- Louis Millard August 1986. cers on No. 28: Instruction entry property at by police the McGinnis officers onto August 2:15 a.m. on 1986 was lawful.
about addition, In 1148. instruction Papers, Clerk's told court, regard- your duty accept law is from also [i]t ought or to be. personally the law is you of what believe less You are to way decide the and in this apply the law to facts case. 26, 27 court's instructions Papers, at The trial
Clerk's 1178. existed as matter law those facts and 28 stated those conclusions as the accept bound to and the the case. law of in the trial court's law stated instruc-
The conclusions defendants, forth put the defense tions undermined receiving unfair in the defendants an trial. The resulting justifiable a defense of asserted homicide. defendants 17 stated: Instruction when committed the lawful defense justifiable Homicide *55 any person slayer's company presence or slayer or
of a reasonably person believes that the slain slayer when great personal injury death or is to and there intends inflict accomplished. being harm danger of such imminent (Italics mine.) entering 1159. After the Papers, at Clerk's identify officers did not themselves McGinnis the property police as the defendants officers. The defendants undis- putedly that it argue because was police dark and the never themselves, they identified did not know who these intrud- They ers further were. testified they guns that fired their self-defense after the intruders fired the first shots. There evidence or no inference evidence on this fact the contrary.
The court specifically trial instructed jury that Mil- police lard and Dick were officers and that they were law- McGinnis fully property at the time of the killing. By that those facts directing jury existed as a matter of law, the precluded trial court from finding that the reasonably defendants person could have believed that slain or great bodily intended to inflict death harm upon them. Had been aware the defendants that intruders police officers, then not were defendants could assert that they "reasonably police believed" intended to kill instructions, or them. Absent the court's a reasonable injure juror could have reasonably concluded that the defendants believed unknown intruders to kill or harm intended them and that the defendants in self-defense. acted not defendants' assertion did know that officers is police plausible intruders view of the did police identify fact themselves as they home. The approached the McGinnis incident occurred at approximately 1:38 a.m. what one officer described darkness. total all dark [Ejverything A. total at that time .... I could see twenty, thirty no than feet... it further was all black. XIII, (Mar. Proceedings 1987) vol. at 189 Report Carden). A (testimony Officer reasonable juror could in these have determined that circumstances the defend- ants believed that the intruders were not police officers but individuals, were other attempting inflict harm. bodily precluded The trial instructions court's from con- or sidering accepting that alternative it. rejecting
121 Jury the Instructions Court's The Trial Constitutional Violated Defendants' Rights removed issues improperly trial court's instructions The the and undermined determination jury of fact from resulting in a violation defendants by the defense asserted The court's rights. trial constitutional of defendants' 1, Washington Constitution article violated instructions (amendment 10) a jury guaranteeing right 22 section 4, specifically provides article section 16 which trial and charge respect to matters "Judges juries shall with .''. trial court's legal . The instructions constituted of fact. definitively facts were By stating that those conclusions. its as trier the trial court relieved the of duties proven, of fact. the case theory is his argue
The defendant entitled to evidence Even where the presented. based on evidence 10) (amendment 22 bars is article section overwhelming, been estab- that a fact or element has instructing Primrose, State v. 32 Wn. App. lished as a matter law. stating legal In conclu- simply P.2d 714 645 court sions instructions contained A new function. trial man- jury's wrongly performed alone. this issue dated on Improperly Directed
The Trial Court Aggravation a Verdict directed a verdict which were instructions on issues The rights in violation of the defendants' due jury, for the Amendment. under the Fourteenth guaranteed process question charge aggra- related to the The instructions aggravation with category of circumstances. vating consists of Hoffman and charged McGinnis which the State three elements: per- . . . officer who a law enforcement The victim was resulting act duties at the time
forming his or her official reasonably victim or should have was known and the death the kill- time of person to be such at the known been ing!.] 10.95.020(1). RCW The trial court's instructions directed a verdict on two of three these elements. Instruction explicitly required the jury to find that Millard's status as a law proven. enforcement officer had been Instructions and 28 power further jury's limited the to make an inde- pendent by directing determination a finding against defendants on theories advanced two against the con- tention that Millard was engaged "official duties." The defendants had that Millard argued was not making a valid *57 of arrest Hoffman McGinnis at the time he was and/or killed and that Millard in an engaged illegal was search at the time he was killed.
The legal instructions state conclusions which on the However, seem clear and unambiguous. impor- surface it is keep in mind tant that those conclusions result from facts, the law to applying a function which is for the determine, not important, court. More facts were underlying vigorously disputed. example,
For argued defendants that Millard could not have been engaged official duties because he was making an invalid arrest the time of his In death. order McGinnis, to arrest Hoffman the tribal police and/or or required either a warrant an exception to the warrant requirement. argue Defendants that the officers had neither.
A for the arrest of warrant had been obtained McGinnis. If already executed warrant had been and McGinnis custody, had been from as a result of due process released law, however, authority of not for a provide it could subse- Landon, rearrest. See Carlson v. 524, quent U.S. (1952). 96 L. Ed. 72 Ct. Whether or not McGin- S. custody on nis had turned the nature been released from under hospital stay his which he the circumstances was released. The defendants contended was McGinnis from neither discharged custody County because nor a at his police guard tribal door. The State posted McGinnis from argued custody had been released steps because the took to ensure that received McGinnis' and because hospital his leaving notice of in custody. was still McGinnis had told attorney been so that a warrant was escapee, an Whether McGinnis was duties at the official engaged in force and Millard issues are death, how these factual his on depends time of State, Mo. resolved. Roberts Cf. the defendants substantially prejudiced
The trial court
it
precluded
from the
because
when it took this issue
trier of fact.
issues
these factual
proper resolution
have
might
whether
warrantless
arrest
question
scope
bringing Millard within
again
been proper,
many
purposes,
turns
aggravation
official duties
In order
make a valid warrant-
disputed
the same
facts.
McGinnis,
must
of either Hoffman or
case
less arrest
terms of
That
statute
fall within the
RCW 10.31.100.
probable
where there is
cause
authorizes warrantless arrests
mis-
felony, where a
suspect
to believe a
has committed a
and for
presence
in the officer's
demeanor
committed
and traffic offenses.
specified
certain other
misdemeanors
second
argues
The State
that McGinnis
committed
arrest. Sec
escape,
felony justifying
a warrantless
degree
however,
from
escape,
escape
involves
a "deten
ond degree
"charged"
felony.
one
with a
facility" by
who has been
tion
*58
9A.76.120(1)(a). The State contends that McGinnis
RCW
formally charged
felony,
been
with a
but
need not have
contention,
accepted that
whether
the
if this court
even
was,
present purposes,
facility
a detention
is a
hospital
prob
State also
that
there was
question
argues
of fact. The
that McGinnis
third
to believe
had committed
able cause
custody.
from
escape,
only escape
which involves
degree
9A.76.130(1).
however,
was
whether McGinnis
Again,
RCW
Furthermore,
in
hospital
disputed.
in
while
the
is
custody
would
escape
only
is
misdemeanor
degree
gross
third
a
10.31.100 unless
a
arrest under RCW
justify
warrantless
physical
harm
the threat of
harm.
physical
it
or
involved
alleg
McGinnis
relies on
threats
previous
State
family
support
in
of this
edly
against
Ferguson
made
However,
and whether
were
those threats
argument.
escape
disputed
are
sufficiently
alleged
connected with
a warrantless
question
issues.93 The
of whether
factual
and whether Officer Millard was
possible,
arrest was
in
his
official duties at
the time of
accordingly engaged
therefore,
death,
questions
jury.
for the
The defend
instructions,
by the court's
which
prejudiced
ants were
issues.
foreclosed the
deliberations on these
jury's
engaged
that Millard was not
argued
The defendants also
had
purposes
because he
aggravation
official duties for
property. Payton
McGinnis
entry onto the
illegal
made an
York,
S. Ct. 1371
v. New
63 L. Ed. 2d
445 U.S.
(1980)
not make a warrantless arrest
police may
holds that
or consent authoriz-
without a warrant
private property
Payton
an
express exception
contains
ing
presence.
their
circumstances,
under
which this
exigent
for arrests made
Terrovona,
in State v.
court elaborated
(D.C.
States,
1970)]
Cir.
Dorman
United
Arguably, attempting to discover and Hoff- arrest circumstances McGinnis was wanted for assault on McGinnis. man and officers, involving police offense violence. The grave armed, to be well and McGinnis Hoffman suspected their arsenal bulk of was at fact believed that to believe reason that McGinnis There was McGinnis home. and that Hoffman assault degree of third guilty and/or probable arrest argues cause existed to for a violation of 93 The also State Vehicle”, 46.61.024, Pursuing degree "Attempting Police and third Elude RCW (Former 9A.36.030(1)(a), assault, RCW both felonies. 9A.36.030 is former RCW *59 9A.36.031.) grounds for a warrantless arrest also Both of these now codified at disputed turn on facts.
125 vehicle, those police a since eluding guilty McGinnis was police officers. presence crimes committed were were and McGinnis believe Hoffman There reason to was to men were known be at since the two on the property since to return home and try to expected and could be large onto the McGinnis walking been observed persons two had suspects likely were to Phillips. property by Officer already escaped hospi- from the McGinnis had escape since and Hoffman and McGinnis Hoffman's assistance tal with day. Finally, earlier in the there police a vehicle had eluded peaceable Dick and Millard made a evidence that All of service revolvers holstered. these entry, with their however, questions. are or not factual Whether questions, present case issue circumstances were is the exigent court, must decide. jury, that a not the officer, as a enforcement which Even Millard's status law contested, a factual issue. hotly as was nevertheless was not In State was aggravation, order to meet its burden or of Millard's commissions required present evidence testimony superiors. That evidence was introduced. sufficiency If the before this court were the of the question determination, support evidence to there would jury's by difficulty answering problem be no it. The is that officer, a that Millard was instructing any question sufficiency taking trial court obviated so, altogether. doing In question jury's out of the hands below, the trial court denied the explained defendants process. due here, charged crime an element of the
If
aggravation
the defendants'
difficulty
holding
I
no
have
would
instructions.
It
is well
violated
these
had been
rights
an
may
not direct a verdict on
trial cotut
established
so
because
do
violates the
charged,
the crime
element of
trial, a
right guaranteed by
right
defendant's
Washington Const.
federal constitutions.
art.
state and
§
State v.
6;
Christian
(amend. 10);
U.S. Const. amend.
22
States v.
sen,
United
(1931);
P.
161 Wash.
Co.,
L.
Supply
Martin Linen
U.S.
Ed. 2d
*60
(1977). However,
The factors of RCW 10.95.020 are prop- erly speaking, elements of explained a crime. As this court Kincaid, in State v. 304, 103 Wn.2d 692 (1985), P.2d 823 they only sentencing, relate to not to the substance of the crime: statutory aggravating A circumstance relates to the crime of premeditated murder in first degree the as a defendant being deadly with a weapon armed relates commission of cer- tain felonies so In statutory while armed. framework in statutory exist, aggravating
which
circumstances now
"aggravation
are not
of a
but
penalty"
elements
crime
are
increased
provisions
provide
penalty
which
an
for
where the
aggravate
gravity
circumstances of the crime
offense.
Conceptually,
premeditated
the crime is
murder
first
degree
aggravating
however,
with
Commonly,
circumstances.
is
crime
often referred to
the courts
others
"aggravated
degree
first
murder".
(Footnote omitted.) Kincaid,
Accord,
State v. Iri
at 312.
zarry,
111 Wn.2d
591,
(1988).
This distinction
between the elements of a crime and
is
penalty factors
crit
important
ically
where a defendant
claims a
to a
right
jury
There
determination.
is no Sixth
right
Amendment
to a
Spaziano
Florida,
penalty
jury
trial
factors.
468 U.S.
340,
(1984).
447,
L. Ed. 2d
104
Ct.
82
S.
3154
This court has
1,
(amend. 10)
Const.
22
also held under
art.
§
right
only
state
extends
issues
fact which
jury
deter
Price,
State v.
788,
59
mine
or innocence.
guilt
370
(1962). Even if this court
so,
P.2d 979
were inclined to do
not a
case in which to
proper
separate
is
formulate
a
Gunwall,
rule. See State v.
state constitutional
54, 61-62,
808,
(1986).
720 P.2d
The fact Sixth Amendment Const. art. § (amend. 10) 22 inapplicable inquiry, are does end the provided by state has jury however. Where a statute a issue, sentencing determination it is a on a violation of due statutory jury the defendant of that deprive process Oklahoma, 447 U.S. L. Hicks v. Ed. 2d right. (1980). Hicks, In a trial court instructed the S. 100 Ct. that, impose if it found the defendant it should guilty, law, years' Oklahoma how imprisonment. sentence of ever, punishment shall be fixed provides jury. Supreme Okla. Stat. tit. Court § vacated the Oklahoma sentence on the ground that Fourteenth process Amendment's due clause is violated deprived statutory where a defendant of a to a right determination. argued It is that all that is involved this case is the denial procedural right exclusively Where, of a ever, state concern. how- *61 provided imposition a State has pun- for the of criminal jury,
ishment in the discretion the the of trial in it is not correct to say that defendant's interest the exercise of that discre- merely procedural tion is in he will be by a matter of state law. The defendant legitimate expectation such a case has a substantial and that deprived liberty only of his to the extent determined jury discretion, in statutory the the exercise of its and that liberty interest is one pre- that the Fourteenth Amendment against arbitrary deprivation by serves the State. (Citation omitted.) Hicks, at 346. question, then, is whether the question aggravat- of
ing circumstances under RCW 10.95.020 is for the is, decide. If it then Hoffman and deprived McGinnis were of a statutory jury right violation due I process. of would hold that aggravation jury question is a and that the rights defendants' to a fair trial were violated. question aggravating
There is no is a circumstances even jury question, though RCW 10.95.020 does not it expressly why, helpful state that is. To see it is to view the section the context of RCW 10.95 a whole. As this procedure the in Kincaid: court outlined provides proce- for a The statute bifurcated [RCW 10.95] first, trial, guilt phase it dure. At the of is determined guilty premeditated is whether the defendant of murder in the and, so, degree, if it then determined whether first more of the is one or statutory aggravating circumstances exist. If the (as case), penalty death ant has not asked in this been defend- guilty premeditated who is found of murder the first exist, aggravating or more circumstances is degree where one possibility parole; of imprisonment to life without sentenced but, penalty sought, if is the trial then shifts into the death capital phase where it is separate sentencing determined mitigating circumstances to are sufficient merit whether there not, and, penalty imposed. is if the death leniency Kincaid, omitted.) (Footnote second, In at 310. capital or the issue is whether not sufficient mit- sentencing phase, imposing justify penalty. exist to the death igating facts question jury, is for the and verdict must be This 10.95.060(4). 10.95.050(2); unanimous. RCW scheme, it is clear that In the context of this decision question 10.95.020 on factors under RCW aggravating of the substantive criminal jury. for the Both the elements factors are mitigating or charge presence and absence intended questions. unlikely Legislature It is from the plucked be question aggravating factors to by the trial separately process middle of decided fact, is to be aggravation court. In the statute requires first, This court guilt phase determined at the the trial. of RCW has noted before that this is an unusual feature 10.95, other question aggravating since states decide the second, separately, phase. sentencing circumstances Bartholomew, State v. 98 P.2d 189-90, (Bartholomew (1982) granted, judg State's I), cert. remanded, ment vacated 463 U.S. defendant's denied, cert. conviction aff'd (1983), 463 U.S. (Barthol remand, (1984) *62 omew II). I conclude that included would the Legislature in a reason: aggravation phase the question guilt the wanted be deter aggravating because it circumstances manner, by body, in same the same sub mined is, by the guilt phase; decided at the that questions stantive jury. in language
This is bolstered other by conclusion Bartholomew upheld the rel- I, this court case which constitutional portion evant of RCW 10.95 a against there, In our court challenge.94 summarizing reasoning wrote: sum, principal In features Washington statute shares pre- approved Capital crimes are limited to
of the meditated unless additional schemes: murder; may imposed the death sentence not be by jury; aggravating factors are found separate phase the trial at sentencing is considered at a variety may which the sentencer tion consider a of factors addi- impose determining crime itself in whether or not to to the death; subject to an elaborate auto- and each death sentence is procedure brings scrutiny it matic review this court. The which under the Washington approved procedure therefore conforms broad outline to schemes. (Italics mine.) I, Bartholomew always at 192. It has been understanding aggravating this court's circumstances is I jury question. under RCW 10.95.020 see no reason to from that depart understanding. a statutory right
Given that Hoffman and McGinnis had to have determined it was a viola- aggravation jury, process deprive right. tion of due them of that directly comparable instructions at issue here are to the improper instruction Hicks. Even is though aggravation penalty crime, factor rather than an element of a Hoff- man unconstitutionally deprived and McGinnis have been of a determination. The record demonstrates Hoffman and McGinnis were prejudiced by the instructions since facts of the central case which relate to aggravation A hotly required. contested. new trial argues
The State instructions 27 and 28 were given questions presented because the were too complex. 10.95.060(3), 94Bartholomew I also held that RCW which authorized (not convictions) prior activity sentencing criminal admission of evidence of phase, Bartholomew I Eighth accordingly violated the Amendment. limited the prosecution's 10.95.060(2), opening sentencing, RCW statement at to references to prior pages Bartholomew I at 198 and 199 also convictions. held that evidence mitigating admitted under RCW 10.95.060 and RCW 10.95.070 must be limited to 10.95, here, remaining portions factors. The of RCW which are relevant were sev- erable. RCW 10.95.900. Court, Following Supreme remand the United States case this court in Bartholomew II on state and federal constitutional holdings affirmed these grounds. *63 This has as our own discussion of argument appeal, some disputed question aggravation the facts relation to the of to the may indicate. The search and arrest issues relate scope authority, acting the relates to their of officers' which question the within "official duties" which relates to However, that the com aggravation. it is well established a civil plexity legal deprive issues cannot be used to right jury defendant of his to a determination under Const. Prods., Inc., 21. Peters v. Dulien Steel art. § surely The same conclusion fol is trial guaranteed jury a criminal defendant lows where Amendment. by the Fourteenth questions that these were of a sort
The State argues true, If of the court. ordinarily province which is in the usually arise context only questions it is because the arise, they as questions If same suppression hearings. they here, charge, are aggravation context of an did questions jury. for the court and this could complete in this case is record the evidence on all sufficiency of
make a determination However, support the evidence sufficiency of points. before this court. Given the is not the issue jury's verdict instructions, not permitted was jury trial court's first I instance. questions factual decide critical 26, 27 and 28 violated the instructions would hold process. of due guaranty Fourteenth Amendment's
Conclusion prejudicially in- improperly trial court 1. The factual issues and a matter of law on structed the law; as conclusions of presented issues of fact denied defendants 2. The trial court's instructions from considering precluded it fair trial because they were unaware the defendants' contentions law enforcement offi- in a battle with engaged gun cers; discharged from escape McGinnis did not but preced- events custody hospital; when he left property did entry officers' onto McGinnis' ing circumstances"; "exigent not constitute Const. art. court's instructions violated 3. The trial § *64 (amend. 10) charging which from prohibits judges fact; respect with to matters of juries 4. directed a verdict on two improperly The trial court first aggravating aggravated of the three elements of and, thus, right murder violated defendants' degree process, Fourteenth Amendment. guaranteed due I would remand for a new trial. J. would remand for a new trial (dissenting)—I
Utter, phase. The error to submit sentencing failing officer" issue to the cannot be said to "law enforcement beyond be harmless a reasonable doubt. January 10, 1991.] 54584-7. En Banc.
[No. Respondent, Crosby Hennig, Kirk Group, v. The Appellant. Inc.,
