State v. SmithState v. Smith
- Reporters:
- ,
- Before:
- Cocchia J.S.C.
COCCHIA, J.S.C.
This formal written opinion is intended to embody and augment the oral decision previously rendered by the court in this matter. The issues addressed herein arise from certain pretrial motions brought by defendant Smith and the State in this case.
The salient facts are as follows. Smith is charged with first degree murder in the shooting death of 16-year old Ismael
2A:4-48. Referral to other court without juvenile‘s consent
The juvenile and domestic relations court may, without the consent of the juvenile, waive jurisdiction over a case and refer that case to the appropriate court and prosecuting authority having jurisdiction if it finds, after hearing, that:
a. The juvenile was 14 years of age or older at the time of the delinquent act;
b. There is probable cause to believe that the juvenile committed a delinquent act which would constitute homicide ... and
c. The court is satisfied that adequate protection of the public requires waiver and is satisfied there are no reasonable prospects for rehabilitation of the juvenile prior to his attaining the age of majority by use of the procedures, services and facilities available to the court.3
Both the Superior Court, Appellate Division and the Supreme Court denied Smith‘s appeals of the waiver order. The grand jury returned an indictment charging him with purposeful or knowing murder by his own conduct, felony murder, first degree robbery and third degree unlawful possession of a weapon, in violation of
Smith moved to strike the application of
In an endeavor to obtain information to substantiate his claim of arbitrary, capricious and discriminatory prosecution of his case as a capital cause, Smith served the prosecutor with a subpoena duces tecum, demanding that the prosecutor provide him with the guideline according to which homicide cases are selected for capital treatment and memoranda pertaining to the selection and rejection process. The State moved to quash Smith‘s subpoena duces tecum on the grounds that he had not demonstrated that the information sought was relevant and material to his claim of unconstitutional selectivity in the prosecutor‘s decision to treat his case as a capital case, and that much of the information demanded by Smith was confidential and not subject to subpoena.
It is these motions by Smith to strike application of
I
Smith contends that imposing the death penalty on persons under the age of 18 constitutes cruel and unusual punishment, and as such is forbidden by the
As a fundamental proposition, courts should exercise restraint when asked to decide questions of constitutional import. “Trial courts are mandated to avoid decisions on constitutional
It is not essential for the court, at this relatively nascent stage of this case, to determine whether the United States Constitution and the New Jersey Constitution proscribe or permit capital punishment of juvenile offenders. The question is not yet ripe for resolution, and will not become so unless and until Smith is actually sentenced to death. It is possible that a reasonable jury, at the conclusion of the guilt phase of Smith‘s trial, might find him not guilty of any homicide charge or convict him of a lesser included offense for which the death penalty is not an authorized punishment. Similarly, even if Smith is convicted of purposeful or knowing murder by his own conduct, the jury might decide that the presence of one or more mitigating factors or the exercise of mercy makes imposition of the death penalty inappropriate. Thus, it is purely a matter of conjecture at this juncture whether Smith will in fact be convicted of first degree murder and sentenced to death. The court is disinclined to decide a constitutional question of the magnitude and sensitivity as the one raised here on the basis of a speculative outcome.
The Appellate Division dealt with the same issue in a like manner in an unpublished opinion, State of New Jersey in the Interest of D.B., No. A-353-84T5 (App.Div. Feb. 19, 1985). In that case, the juvenile defendant appealed from an order of the Family Part waiving jurisdiction to the Law Division where he was to be charged as an adult with the crimes of murder, armed robbery and burglary. One of the arguments advanced by the defendant in support of his appeal was that application of the capital punishment statute to a juvenile was unconstitutional. The State countered by claiming that any argument
Neither the United State Supreme Court nor our Supreme Court has held that the death penalty, as applied to a juvenile, violates constitutional standards. (The United States Supreme Court expressly avoided this issue in Eddings v. Oklahoma, 455 U.S. 104 [102 S.Ct. 869, 71 L.Ed.2d 1] (1982). The only bar to execution of juveniles in New Jersey is the waiver statute which prohibits waiver of juveniles under the age of 14.
N.J.S.A. 2A:4A-26a(1) .... Whether defendant will ultimately be convicted and whether the death penalty will be imposed are merely speculations at this point.
Id., slip op. at 16-17. The Appellate Division refused to decide whether capital punishment of juveniles was or was not constitutional.
Given the similarly hypothetical status of Smith‘s conviction and sentence at this time, this court refrains from deciding the constitutional questions raised by Smith‘s motion to strike application of the death penalty provisions of
II
Smith also challenges application of the capital punishment statute to his case on the ground that the Legislature never contemplated or intended that the death penalty could be applied to juveniles. He maintains that this conclusion is supported by considerations of statutory language, legislative history and societal attitudes.
Smith asserts that neither the waiver statute in effect when this case arose,
In addressing these contentions, the court begins by iterating certain established principles pertaining to judicial interference with legislative enactments. “Legislative enactments are presumed to be valid and the burden on the proponent of invalidity is a heavy one.” Velmohos v. Maren Engineering Corp., 83 N.J. 282, 295 (1980); State v. Dunlap, 181 N.J. Super. 71, 74 (Law Div. 1981). “[T]he presumption is that the [L]egislature acted with existing constitutional law in mind and intended the act to function in a constitutional manner. The articulation of the elements which furnish that essential intent need not appear in the statutory language.” State v. Profaci, 56 N.J. 346, 349 (1970). The Legislature is also presumed to be thoroughly knowledgable of its own enactments when it adopts a new statute. State v. Alexander, 184 N.J. Super. 615, 622 (Law Div. 1981); State v. Gregorio, 186 N.J. Super. 138, 150 (Law Div. 1982). Furthermore, our Supreme Court has instructed that “[m]urder is the most heinous and vile offense proscribed by our criminal laws.... In dealing with this particularly egregious offense, great deference must be given to the legislative intent governing sentencing.” State v. Serrone, 95 N.J. 23, 27 (1983).
The court is not satisfied that Smith has met his weighty burden of establishing that application of the death penalty to a juvenile defendant was an occurrence neither foreseen by, nor deliberate on the part of, the Legislature. While Smith maintains that the silence of the statutes and their legislative history demonstrate that capital punishment of juveniles is a statutory mishap brought about by legislative oversight, silence
A reading of the capital punishment statute itself further persuades the court that the Legislature did not mean to exclude juveniles tried and convicted as adults from the statute‘s ambit.
Expressly included among the mitigating factors is “the age of the defendant at the time of the murder.”
Also, the last of the mitigating factors set forth in
The inclusion of these two mitigating factors, one which expressly permits consideration of age and the other which allows for consideration of the characteristics of youth, refutes Smith‘s contention that the Legislature never considered or intended that New Jersey‘s capital punishment statute could be applied to juveniles.
Finally, the court rejects Smith‘s assertion that society does not favor capital punishment of juvenile offenders. The disconcerting statistics regarding youth involvement in violent crime were recently recognized by our Supreme Court in State v. Des Marets, 92 N.J. 62, 73-74 (1983). Moreover, capital punishment of certain criminals, notwithstanding their age, serves society‘s legitimate and substantial interests in deterrence and retribution. Trimble v. State, 300 Md. 387, 416-29 478 A.2d 1143, 1158-64 (Ct.App. 1984). In Trimble, the Maryland Court of Appeals held that capital punishment of persons under the age of 18 was constitutional. It had the following to say with regard to society‘s interests in deterrence and retribution:
Society‘s “moral outrage” may be tempered somewhat by the youthful age of the perpetrator; hence the alternative “response” of treatment in the juvenile system. Nevertheless, society‘s interest in retribution is by no means inapplicable in juvenile cases: In extreme cases, the benign goals of the juvenile system are subordinated to the more broad-based and immediate interest in retribution. In short, a particularly heinous act can take the juvenile outside of the protective umbrella of the juvenile system. ... Imposition of the death penalty in this instance will send a message to others contemplating similar acts that society will respond harshly to their actions. In short, we believe that seventeen-year-old youths can be deterred.... [Id. at 428-29, 478 A.2d at 1163-64]
Smith has not met his burden of demonstrating that the New Jersey Legislature did not intend for the death penalty to be applied to juveniles. The court will not substitute its judgment for that of the elected representatives whose task it is to see that society‘s interests in deterring and avenging violent criminal acts are served by our criminal laws. Therefore, the court refuses to strike application of
III.
Smith contends that even if application of New Jersey‘s capital punishment statute to a juvenile is constitutionally and legislatively valid, it nevertheless should not be applied in this case because the decision of the prosecutor to seek the death penalty is an arbitrary, capricious and discriminatory abuse of discretion. To obtain information to substantiate this contention, Smith served a subpoena duces tecum upon the prosecution. In his subpoena, Smith demanded that the prosecutor make available to him (1) the guideline used by the Essex County Prosecutor‘s office in determining the selection of capital cases; (2) all memoranda relating to the selection of capital cases in Essex County; (3) all memoranda relating to decisions not to select certain homicide cases as capital cases; and (4) all memoranda relating to the capital selection or rejection process in approximately 60 other cases. The State moved to quash Smith‘s subpoena duces tecum, maintaining that Smith had not shown that the information he demanded was relevant and
Selective prosecution, if founded on improper motives or grounds, can violate the Equal Protection Clause of the
Infliction of a severe punishment such as the death penalty can also constitute cruel and unusual punishment within the meaning of the
One telling indicator of possible arbitrariness in the administration of a severe punishment is the frequency with which it is actually applied as compared to the number of cases in which it
In support of his claims of selective and arbitrary prosecution of his case as a capital case and his subpoena duces tecum, Smith brings to the court‘s attention 15 other recent homicide indictments. Like the indictment under which Smith is charged, each of these indictments charges the defendant with purposeful or knowing murder by his or her own conduct. Each also includes a count charging that the victim of the murder was also the victim of a robbery. In each of these cases, it was factually plausible for the prosecutor to seek the death penalty. Unlike Smith, however, none of these 15 other defendants was served with notice of aggravating factor
The court is satisfied that Smith has amply demonstrated that he has been singled out for capital prosecution based upon aggravating factor
In so deciding, the court is mindful of a number of principles. It recognizes that a prosecutor is invested with broad discretionary powers. State v. Laws, 51 N.J. 494, 510-11 (1968), cert. den. 393 U.S. 971, 89 S.Ct. 408, 21 L.Ed.2d 384 (1968); State v. Mitchell, 164 N.J. Super. 198, 201 (App.Div. 1978). This broad grant of power includes the decision whether to prosecute, State v. Hermann, 80 N.J. 122 (1979), as well as the decision as to what charges to bring against a defendant. U.S. v. Lippi, 435 F. Supp. 808 (D.C.N.J. 1977). It is within his discretion for a prosecutor to decide not to seek the death penalty. State v. Conyers, 58 N.J. 123, 146 (1971).
As a general proposition, the conduct of a prosecutor is presumed to be valid. State v. McCrary, 97 N.J. 132, 142 (1984), and the court acknowledges that prosecutorial decisions are to be accorded judicial deference. Mitchell, supra, 164 N.J. Super. at 201. Nevertheless, the actions of the prosecutor are not altogether immune from judicial oversight. McCrary, supra, 97 N.J. at 140-41; State v. Abbati, 195 N.J. Super. 218, 221 (App.Div. 1984). In appropriate circumstances, prosecutorial decisions may be judicially reviewed for arbitrariness or abuse. In re Investigation Regarding Ringwood Fact Finding Comm., 65 N.J. 512, 516 (1974); State v. Leonardis, 73 N.J. 360, 376 (1977). Indeed, in certain cases a court may have an obligation to undertake such a review. McCrary, supra, 97 N.J. at 144; Leonardis, supra, 73 N.J. at 375.
Nowhere is judicial intrusion into the realm of prosecutorial discretion more appropriately exercised or likely to be necessary than in capital criminal proceedings. McCrary, supra, 97 N.J. at 141. By serving a defendant in a homicide case with notice of the aggravating factor or factors he intends to prove in the penalty phase of trial, the prosecutor transforms the proceeding into a capital case. The consequences of this exercise of prosecutorial discretion are tremendous in significance
The prosecutor argues that so long as there was an adequate factual basis for serving Smith with notice of the aggravating factor to be proved in the capital sentencing proceeding, he cannot be said to have acted arbitrarily or capriciously in selecting Smith‘s case for capital treatment. This argument, however, confuses arbitrary and capricious prosecution with groundless prosecution. The issue of factually insufficient noticing of aggravating factors was recently addressed by the Supreme Court in McCrary. In McCrary, the Court authorized pretrial judicial review of the adequacy of the evidence supporting the aggravating factors which the State proposes to prove at a capital sentencing proceeding. McCrary, supra, 97 N.J. at 140. The evil sought to be avoided by the court in McCrary was the actuation of the death penalty provisions of
The peril the court seeks to avert here is the arbitrary selection by the prosecutor of death penalty cases. “`Arbitrary’ means depending on will or discretion, that is not governed by any fixed rules or standards.” Canada Dry Ginger Ale, Inc. v. F & A Distrib. Co., 28 N.J. 444, 456 (1958); emphasis supplied. To say that one has acted arbitrarily is to say that he acted in a manner “not governed by any fixed rule” or “exercised according to one‘s own will or caprice and therefore conveying a notion of a tendency to abuse possession of power.” State v. Then, 114 N.J.L. 413, 418-19 (Sup.Ct. 1935).
Even now, almost three years after reenactment of the death penalty, the guidelines by which the prosecutor determines whether to proceed with a homicide case as a capital or noncapital cause remains obscure. Indeed, in oral argument in support of the motion to quash Smith‘s subpoena duces tecum, the attorney for the State admitted that she had no notion as to how the Essex County Prosecutor‘s Office chooses homicide cases for capital treatment. How then is a defendant who has been served with notice of an aggravating factor pursuant to
Because the need to assure that the prosecutor has acted conscientiously and within his discretionary powers is never more acute than it is in a death penalty case, the court is ordering that the prosecutor submit in writing a statement setting forth the criteria and procedure by which the Essex County Prosecutor‘s office selects homicide cases for capital prosecution.
In view of the narrowness of the court‘s decision, it need not now address the issues of overbreadth and confidentiality raised by the State with regard to its motion to quash Smith‘s subpoena duces tecum. The court quashes the remainder of Smith‘s subpoena pending review of the prosecutor‘s statement of capital case selection guidelines.
Notes
For the purposes of the analysis herein, it is the effect of waiver and not the procedure by which waiver is accomplished that is significant. Therefore, the distinctions between the former and present waiver statutes are of minimal relevance.