State v. RossState v. Ross
- Reporters:
- Before:
- Bridge (en banc)
BRIDGE, J.
These defendants principally assert that the State‘s failure to prove at sentencing that their prior out-of-state and/or federal convictions were comparable to Washington State felony crimes and thus properly included in their offender scores, constitutes legal error. They contend that pursuant to our decision in In re Personal Restraint of Goodwin, 146 Wash.2d 861, 50 P.3d 618 (2002), they cannot waive a challenge to a sentence based on a miscalculated offender score. Division One and Division Two of the Court of Appeals denied their appeals holding that the sentencing courts properly included their prior out-of-state and/or federal convictions in their offender scores since these defendants affirmatively acknowledged at sentencing that their prior convictions were comparable to Washington State crimes. Because these defendants fail to show that any error of fact or law exists that supports their claims that the sentencing courts miscalculated their offender scores, we affirm the Courts of Appeals.
I
STATEMENT OF FACTS
David W. Ross
On October 1, 1999, a jury found Ross guilty of felony harassment, fourth degree assault, and four counts of unlawful imprisonment. At Ross’ November 22, 1999 sentencing hearing, Ross’ counsel expressly acknowledged that his criminal history properly included a 1988 Texas burglary conviction and that the State had properly calculated his offender score as 9. Accordingly, the sentencing court calculated Ross’ offender score as 9 for each offense based, in part, on his 1988 Texas conviction. Ross appealed his sentence to Division Two of the Court of Appeals.
On appeal, Ross argued that the sentencing court improperly calculated his offender score because the State failed to prove that his 1988 Texas conviction was comparable to a Washington State crime. The Court of Appeals commissioner rejected Ross’ initial appeal challenging his offender score, reasoning that Ross waived his challenge when his counsel affirmatively acknowledged at sentencing that his criminal history properly included his 1988 Texas conviction. Ct. of Appeals Ruling Affirming J. & Sentence at 6 (May 2, 2001) (citing State v. Ford, 137 Wash.2d 472, 483 n. 5, 973 P.2d 452 (1999)). The Court of Appeals denied Ross’ motion to modify the commissioner‘s ruling.
Ross petitioned for review to this court. We granted his petition, but remanded it to Division Two pending our decision in Goodwin. After we reached our decision in Goodwin, the Court of Appeals commissioner again denied Ross’ appeal. The Court of Appeals denied Ross’ motion to modify the commissioner‘s ruling.
Ross petitioned for review to this court asserting that the sentencing court miscalculated his offender score by failing to require that the State prove his 1988 Texas conviction was comparable to a Washington State crime. We granted review.
Russell J. Hunter
On February 14, 2001, Hunter pleaded guilty to second degree attempted robbery. The State initially calculated Hunter‘s offender score as a 5 based on five prior out-of-state convictions. Hunter disputed his offender score arguing that two of his Oregon convictions were not comparable to Washington
On appeal, Hunter argued that the sentencing court miscalculated his offender score by including prior out-of-state convictions that the State had failed to prove were comparable to Washington State felony crimes. The Court of Appeals rejected Hunter‘s argument holding that the sentencing court correctly calculated his offender score since his counsel affirmatively acknowledged that his prior out-of-state convictions were properly included. State v. Hunter, 116 Wash.App. 300, 301, 65 P.3d 371 (2003) (citing Ford, 137 Wash.2d at 483 n. 5, 973 P.2d 452).
Hunter petitioned for review to this court asserting that the Court of Appeals erred when it held that the sentencing court had properly calculated his offender score. He also argues that due process and the Sentencing Reform Act (SRA) of 1981,
Donald J. Legrone
On October 22, 2002, a jury found Legrone guilty of possession with intent to deliver cocaine for events that occurred on October 19, 2000. In his sentencing memorandum, Legrone‘s counsel included two prior federal drug convictions as part of Legrone‘s criminal history but argued that the court should calculate the two convictions as a one in his offender score. The sentencing court rejected Legrone‘s argument and counted both his federal convictions separately. Additionally, the court imposed three offender score points for each of Legrone‘s prior felony drug convictions in accordance with former
On appeal, Legrone argued the following: the sentencing court miscalculated his offender score when it failed to require that the State prove by a preponderance of the evidence his federal convictions were comparable to Washington State crimes; insufficient evidence existed to prove that he was guilty of possession with intent to deliver cocaine; the sentencing court erred when it refused to retroactively apply the 2002 amendments to
Legrone petitioned for review to this court asserting that the Court of Appeals erred when it held that the sentencing court properly calculated his offender score and when the court failed to retroactively apply the 2002 amendments to
II
ANALYSIS
Mootness
As an initial matter, the State contends that Ross’ case is moot since Ross’ confinement and State supervision ended November
Here, Ross contends that the sentencing court miscalculated his offender score by including a 1988 Texas conviction. But the remedy for a miscalculated offender score is resentencing using a correct offender score. Ford, 137 Wash.2d at 485, 973 P.2d 452. Because Ross’ confinement and supervision ended on November 25, 2003, it is undisputed that this court cannot provide him with any effective relief, i.e., less confinement due to a lower offender score.
Nonetheless, Ross argues that the “continuing and substantial public interest” exception should apply. Ross’ Answer to State‘s Mot. to Dismiss Moot Appeal at 2 (citing Blilie, 132 Wash.2d at 488 n. 1, 939 P.2d 691). However, both Legrone and Hunter raise identical claims. Since resolution of their claims will provide sufficient guidance to lower courts, we decline to apply the “continuing and substantial public interest” exception to the mootness doctrine in Ross’ case.
Offender Score Challenges
Hunter and Legrone assert that the sentencing courts miscalculated their offender scores. We have established that “illegal or erroneous sentences may be challenged for the first time on appeal.” Ford, 137 Wash.2d at 477, 973 P.2d 452 (citing State v. Moen, 129 Wash.2d 535, 543-48, 919 P.2d 69 (1996); In re Pers. Restraint of Fleming, 129 Wash.2d 529, 532, 919 P.2d 66 (1996)). In State v. Paine, the Court of Appeals aptly stated that:
A justification for the rule is that it tends to bring sentences in conformity and compliance with existing sentencing statutes and avoids permitting widely varying sentences to stand for no reason other than the failure of counsel to register a proper objection in the trial court.
69 Wash.App. 873, 884, 850 P.2d 1369 (1993). If a defendant has been erroneously sentenced, we remand his case to the sentencing court for resentencing. Ford, 137 Wash.2d at 485, 973 P.2d 452.
To properly calculate a defendant‘s offender score, the SRA requires that sentencing courts determine a defendant‘s criminal history based on his or her prior convictions and the level of seriousness of the current offense. State v. Wiley, 124 Wash.2d 679, 682, 880 P.2d 983 (1994). The SRA also requires that prior out-of-state convictions be classified “according to the comparable offense definitions and sentences provided by Washington law.”2
Although the State generally bears the burden of proving the existence and comparability of a defendant‘s prior out-of-state
However, Hunter and Legrone argue that our decision in Goodwin abrogated Ford. They posit that the State‘s failure to prove the comparability of their prior out-of-state and/or federal convictions constitutes legal error and, under Goodwin, they cannot waive challenges to an offender score based in part on legal errors.
The Court of Appeals disagreed. It held that pursuant to our decision in Ford, the sentencing court was not required to consider further proof of the existence of Hunter‘s and Legrone‘s prior out-of-state and/or federal convictions after they affirmatively acknowledged the comparability of those convictions. Hunter, 116 Wash.App. at 302, 65 P.3d 371; Legrone, 117 Wash.App. 1044, 2003 WL 21500733, at *1. The court also distinguished Goodwin reasoning that:
Nothing in Goodwin, which involved a collateral challenge to a judgment and sentence that was invalid on its face, supports the proposition that the sentencing court must undertake a comparability determination despite the defendant‘s affirmative agreement with the State‘s classification.
Hunter, 116 Wash.App. at 302, 65 P.3d 371; Legrone, 117 Wash.App. 1044, 2003 WL 21500733, at *1. Thus, the Court of Appeals denied Hunter and Legrone‘s appeals. Id.
We agree with the Court of Appeals. In Goodwin, we considered a defendant‘s untimely personal restraint petition seeking relief from a miscalculated offender score. 146 Wash.2d at 865, 50 P.3d 618. There, the sentencing court had calculated Goodwin‘s offender score as a 4 based, in part, on three juvenile convictions that had clearly “washed out.” Id. at 864-65, 50 P.3d 618. We held that “[i]n this case, the judgment and sentence is invalid on its face, and Goodwin‘s petition is not barred because he filed it over one year after the judgment was final.” Id. at 866-67, 50 P.3d 618. Further, in response to the State‘s argument that Goodwin had waived his challenge to his sentence by stipulating to his offender score in his plea agreement, we stated that “in general a defendant cannot waive a challenge to a miscalculated offender score.” Id. at 874, 50 P.3d 618. However, we noted that “[w]hile waiver does not apply where the alleged sentencing error is a legal error leading to an excessive sentence, waiver can be found where the alleged error involves an agreement to facts, later disputed, or where the alleged error involves a matter of trial court discretion.” Id. (emphasis added). Because Goodwin‘s alleged sentencing error, i.e., inclusion of his three “washed out” juvenile convictions, was a legal error, we granted his petition and remanded his case for resentencing. Id. at 877-78, 50 P.3d 618.
Contrary to Hunter and Legrone‘s assertion, our decision in Goodwin does not control the inquiry here. Goodwin turned on the fact that that defendant‘s sentence contained obvious errors. Id. at 875-76, 50 P.3d 618. To invoke the waiver analysis set forth in Goodwin, a defendant must first show on appeal or by way of personal restraint petition that an error of fact or law exists within the four corners of his judgment and sentence. See id. Here, neither Hunter nor Legrone has met this initial threshold requirement since pursuant to our decision in Ford, neither has shown that the sentencing court committed any arguable factual or legal error by including their prior out-of-state and/or federal convictions in their offender score.3 Therefore, we affirm the Court of Appeals.
Due Process and SRA Requirements
Hunter also argues that due process and the SRA require that the State prove the existence and comparability of his prior out-of-state convictions by a preponderance of the evidence. In Ford, we stated that:
the use of a prior conviction as a basis for sentencing under the SRA is constitutionally permissible if the State proves the existence of the prior conviction by a preponderance of the evidence. Similarly, where prior out-of-state convictions are used to increase an offender score, the State must prove the conviction would be a felony under Washington law.
137 Wash.2d at 479-80, 973 P.2d 452 (citation omitted) (citing State v. Ammons, 105 Wash.2d 175, 186, 713 P.2d 719, 718 P.2d 796 (1986); former
Hunter asserts that the sentencing court imposed his sentence based, in part, on his prior out-of-state convictions and that the existence and comparability of these convictions was unsupported by the record in violation of the SRA and his due process rights. However, as noted in Ford, we held that under the SRA, a defendant‘s acknowledgement of the existence and comparability of his or her prior out-of-state convictions “allows the judge to rely on unchallenged facts and information introduced for the purposes of sentencing.” Id. at 482-83, 973 P.2d 452 (citing
Retroactive Application of the 2002 Amendments to RCW 9.94A.525(12)
Legrone argues that the 2002 amendments to
If the present conviction is for ... manufacture of methamphetamine count three points for each adult prior ... manufacture of methamphetamine conviction and two points for each juvenile ... manufacture of methamphetamine offense. If the
present conviction is for a drug offense and the offender has a criminal history that includes a sex offense or serious violent offense, count three points for each adult prior felony drug offense conviction and two points for each juvenile drug offense. All other adult and juvenile felonies are scored in subsection (8) of this section if the current drug offense is violent, or as in subsection (7) of this section if the current drug offense is nonviolent.
Laws of 2002, ch. 290, § 3(12) (emphasis added). The language in subsection (7) states:
If the present conviction is for a nonviolent offense and not covered by subsection (11) or (12) of this section, count one point for each adult prior felony conviction and one point for each juvenile prior violent felony conviction and 1/2 point for each juvenile prior nonviolent felony conviction.
Laws of 2002, ch. 290, § 3(7) (emphasis added);
Prior to these amendments, former
[C]ount three points for each adult prior felony drug offense conviction and two points for each juvenile drug offense. All other adult and juvenile felonies are scored as in subsection (8) of this section if the current drug offense is violent, or as in subsection (7) of this section if the current drug offense is nonviolent.
(Emphasis added.) Since Legrone committed his drug offense before the effective date of the 2002 amendments, July 1, 2002, the sentencing court applied former
Legrone asserts that the sentencing court should have counted only one point for each of his prior drug convictions pursuant to our decisions in Wiley, 124 Wash.2d 679, 880 P.2d 983, State v. Grant, 89 Wash.2d 678, 575 P.2d 210 (1978), and State v. Heath, 85 Wash.2d 196, 532 P.2d 621 (1975), where, as he contends, we stated that sentencing amendments which reduce punishment for certain offenses must be applied retroactively to pending prosecutions for crimes committed before the amendments’ effective date. The State, however, argues that Legrone‘s claim is moot because along with his drug conviction, Legrone was also sentenced for kidnapping in the first degree, a serious violent offense.4 Consequently, the State reasons that both the current and former versions of
As noted, we have held that “this court will not consider a question that is purely academic. A case is moot if a court can no longer provide effective relief.” Gentry, 125 Wash.2d at 616, 888 P.2d 1105 (footnote omitted) (citing Grays Harbor Paper Co., 74 Wash.2d at 73, 442 P.2d 967; Washam, 69 Wash.App. at 457, 849 P.2d 1229). See also Orwick v. City of Seattle, 103 Wash.2d 249, 253, 692 P.2d 793 (1984). If we decided in Legrone‘s favor, the remedy would be to remand his case to the sentencing court for resentencing; however, even if the court sentenced
Nonetheless, we may still reach a determination on the merits of a moot case if it presents an issue of “continuing and substantial public interest,” and that issue will likely reoccur. Blilie, 132 Wash.2d at 488, 939 P.2d 691; Grays Harbor Paper Co., 74 Wash.2d at 73, 442 P.2d 967. This issue has generated a substantial number of lower court opinions, and implicates the length of sentences for defendants convicted of drug offenses, an issue that is of sufficient “continuing and substantial public interest” to justify an exception to the mootness doctrine in this instance.6 Thus, we reach the merits of Legrone‘s claim.
Relying primarily on its decisions in State v. McCarthy, 112 Wash.App. 231, 48 P.3d 1014 (2002), review denied, 148 Wash.2d 1011, 62 P.3d 889 (2003) and State v. Kane, 101 Wash.App. 607, 5 P.3d 741 (2000), the Court of Appeals rejected Legrone‘s claim on its merits. Legrone, 117 Wash.App. 1044, 2003 WL 21500733, at *1. In McCarthy, the Court of Appeals held that the 2002 amendments to
We agree with the Court of Appeals. We have stated that “[the]... savings clause is deemed a part of every repealing statute as if expressly inserted therein, and hence renders unnecessary the incorporation of an individual saving clause in each statute which amends or repeals an existing
In both Zornes and Grant, we held that the legislature included language which conveyed its intent that amendments to the criminal code be applied retroactively to pending cases. In Zornes, we reasoned that the language “the provisions of this chapter shall not ever be applicable to any form of cannabis” evidenced the intent that “[i]f the provisions of the uniform narcotics acts are not `ever’ to be applied to cannabis, then they are not to be applied in any case, whether pending or arising in the future.” 78 Wash.2d at 13-14, 475 P.2d 109 (emphasis added). Similarly, in Grant, we held that:
“intoxicated persons may not be subjected to criminal prosecution solely because of their consumption of alcoholic beverages” [was] an express declaration of a legislative intention that no person shall go to trial on such a charge after the effective date of the act, and [was] sufficient to overcome the presumption of [the savings clause].
89 Wash.2d at 684, 575 P.2d 210 (quoting
Here, however, the legislature has failed to express any intent that the 2002 amendments to
Our decisions in Heath and Wiley do not require us to reach a contrary result. Heath did not directly implicate the savings clause since it pertained to amendments governing civil driver license revocations under the Washington Habitual Traffic Offenders Act.11 85 Wash.2d at 197-98, 532 P.2d 621. Similarly, the Wiley court did not address the effect of the savings clause, nor did it discuss instances where, as here, the legislature merely directs sentencing courts to count certain prior felony convictions differently when calculating offender scores. 124 Wash.2d at 687-88, 880 P.2d 983. Rather, the Wiley court addressed the effect of SRA amendments that downgrade crimes from a felony to a misdemeanor. Id. As the Court of Appeals aptly reasoned, “Legrone‘s reliance on Wiley is misplaced because the amendments in this case do not reflect a legislative determination that the offenses are less culpable.” Legrone, 117 Wash.App. 1044, 2003 WL 21500733, at *2.
Equal Protection
Lastly, Legrone argues that the prospective application of the 2002 amendments to
Legrone, however, fails to adequately address the effect of our 2004 opinion in Grant County Fire Protection District No. 5 v. City of Moses Lake (Grant County II) where we held that “[f]or a violation of
III
CONCLUSION
We dismiss Ross’ petition for review as moot. However, we affirm the Court of Appeals holdings that Hunter and Legrone have failed to show that the sentencing court committed any error of facts or law when it calculated their offender scores. Further, the sentencing court did not violate the SRA nor violate Hunter‘s due process rights when it relied on his affirmative acknowledgment at sentencing that his offender score properly included his prior out-of-state convictions and that those convictions compared to Washington State felonies. Lastly, we affirm the Court of Appeals holding that the 2002 SRA amendments to
ALEXANDER, C.J., JOHNSON, MADSEN, SANDERS, IRELAND, CHAMBERS, OWENS and FAIRHURST, JJ., concur.
Notes
The savings clause provides that:
Whenever any criminal or penal statute shall be amended or repealed, all offenses committed or penalties or forfeitures incurred while it was in force shall be punished or enforced as if it were in force, notwithstanding such amendment or repeal, unless a contrary intention is expressly declared in the amendatory or repealing act, and every such amendatory or repealing statute shall be so construed as to save all criminal and penal proceedings, and proceedings to recover forfeitures, pending at the time of its enactment, unless a contrary intention is expressly declared therein.
The Heath court stated that
[a]n additional reason for holding the legislation to operate retroactively is that it, in effect, reduced the penalty for a crime. When this is so, the legislature is presumed to have determined that the new penalty is adequate and that no purpose would be served by imposing the older, harsher one.
85 Wash.2d at 198, 532 P.2d 621. The court also noted “[t]his rule has even been applied in the face of a statutory presumption against retroactivity.” Id. (citing In re Estrada, 63 Cal.2d 740, 408 P.2d 948, 48 Cal.Rptr. 172 (1965); People v. Oliver, 1 N.Y.2d 152, 134 N.E.2d 197, 151 N.Y.S.2d 367 (1956)). Legrone argues that this language supports his claim. However, since Heath involved amendments to the portion of the Washington Habitual Traffic Offenders Act that governs license revocation proceedings, the savings clause was not directly implicated. 85 Wash.2d at 197-98, 532 P.2d 621. Thus, we refuse to extend this language in Heath to cases where the savings clause clearly requires this court to enforce statutory amendments to the penal code prospectively.