State v. MoenState v. Moen
Lead Opinion
— This case involves the question of whether the failure to object to an untimely restitution order issued under former
Facts
On July 29, 1992, Defendant Christopher C. Moen was charged with theft in the first degree and robbery in the first degree with a deadly weapon allegation. On January 7, 1993, a jury returned a verdict of guilty on these charges. On February 11, 1994, Moen was sentenced within the standard range. At the sentencing hearing, the State asked the court to set restitution. Both Moen and his attorney stated Moen’s desire to pay restitution. The trial court concluded that restitution would be "substantial,” but did not, at that time, set a restitution hearing or a restitution amount. Videotape Recorded Proceedings (VRP) at 469-70. The trial judge said to State’s counsel: "I will follow my normal procedure, and that’s to leave it up to you and [defense counsel]. If you can’t agree, then we’ll set a hearing date.” VRP at 470. On February 14, 1994, a judgment and sentence was filed which included an order that restitution be paid, with an amount to be set at a future date. No date was filled in. Moen waived his presence at the restitution hearing (if required).
The State and Moen agree that there is no clerk’s minute entry indicating that a restitution hearing was held. On May 13, 1994, over 60 days after the sentencing hearing, a restitution order, dated May 4, 1994, and signed by Judge Gain, was filed in which the court set restitution in the total amount of $16,566.79. In its certification, the Court of Appeals refers to this order as a "stipulated restitution order,” and the State refers to it as an "agreed order.” Br. of Resp’t at 2, 5. The State says that the "agreed order” was signed by defense counsel. Defense counsel’s signature appears below "Copy received; Notice [of] Presentation waived.” Clerk’s Papers (CP) at 70. Nothing in the order indicates it is an "agreed order” or a "stipulated order.” The record does not disclose any objection made by the defense to the restitution order, and Moen’s brief does not claim any objection was made. Moen appealed from the judgment and sentence, challenging the restitution order as untimely. This court accepted certification of the matter from Division One of the Court of Appeals.
Discussion
Former
The rule established by this court is that where a statute has been construed by the highest court of the state, the court’s construction is deemed to be what the statute has meant since its enactment. In other words, there is no question of retroactivity. In re Vandervlugt,
Unlike the circumstances in the cases cited by the State, in Krall this court declared the meaning of
Next, the State argues that Defendant Moen waived any timeliness error by signing an "agreed order” to pay restitution; thus, appellate review is precluded because of his failure to object to the "agreed order.” It is unclear what the State means when it refers tо the order as "agreed.” The record does not reflect any actual agreement between the State and the defense. While the defendant expressed a desire to pay restitution, it was not part of any plea agreement. The defendant was convicted following a jury trial. Further,
Nor does the restitution order recite any agreement or stipulation. The order stаtes that "[t]he court ordered payment of restitution as a condition of sentencing” and that "[t]he Court has determined that the following persons are entitled to restitution” and then lists the victims and amounts of restitution. CP at 69. Moen had waived his presence at any restitution hearing, and the record does not reveal that any hearing was held. Defense counsel signed the order, but only as to copy received and notice of presentation waived.
The order in this case is similar to defendant Ta-ton’s order in State v. Ryan, 78 Wn. App 758, 762,
In this case, as in Ryan, the amount of restitution was unknown at the time of sentencing and needed to be "determined” as required by
Most importantly, the order in this case was entered some three months after the sentencing hearing. In Krall, the order was invalid because it was too late when entered. We will not construe an uncontested order entered after the mandatory 60-day period of former
We are aware that one effect of holding that restitution is barred when the order is entered too late is that the victim of the offense does not receive compensation under the restitution statutes. That result necessarily follows in each case where the State’s delay precludes compliance with the mandatory time limit and defendant has not waived a timely determination of the amount of restitution, as in this case. Our unanimous holding in Krall recognizes that the statutory time mandate prevails over victims’ rights to restitution. In Krall we examined the statutory sсheme and the legislative history of the restitution statute, and concluded that when the Legislature said restitution shall be determined within sixty days of sentencing, that is what it meant. Krall, at 148-49. Despite the dissent’s urging that we interpret the former
The principle that time limits exist which may bar compensation to injured persons is not a novel concept in our jurisprudence. At some point, rights will be cut off. It is inappropriate to hold a defendant accountable by imposing restitution in violation of former
Finally, the State argues that Moen’s failure to object precludes appellate review.
The authority to impose restitution is statutory. State v. Davison,
In contrast, in In re Carle,
Recently, the Court of Appeals addressed the question of whether an objection was necessary to preserve error for appellate review where the alleged error involved imposition of a sentence without statutory authority. In State v. Paine,
the cases addressing the review of sentencing errors on appeal have established a common law rule that when a sentencing court acts without statutory authority in imposing a sentence, that error can be addressed for the first time on appeal.
A justification for the rule is that it tends to bring sentences in conformity and compliance with existing sentencing statutes and avoids permitting widely varyingsentences to stand for no reason other than the failure of counsel to register a proper objection to the trial court.
Paine,
The distinction between a decision which exceeds jurisdiction and one which exceeds statutory authority was recently discussed by this court in the context of a worker’s compensation award. Marley v. Department of Labor & Indus.,
We believe that the analysis outlined in Marley applies with equal force in this case. Here, the trial court had authority to adjudicate the type of controversy, i.e., to impose restitution, but did so in violation of the sixty-day time limit. Under these circumstances, we conclude that untimely imposition of restitution as a condition of a sentence is not a jurisdictional defect. To the extent that prior decisions are inconsistent they are overruled.
Because the error here is neither jurisdictional nor constitutional, and is therefore not directly addressed by RAP 2.5, we must decide whether an exception to the objection requirement should be made where the alleged error involves a sentencing order which exceeds the trial court’s statutory authority. The State argues that the court should apply the general rule that an objection is required to preserve error for appellate review and cites a number of cases to support that proposition. Most of the authority upon which the State relies, however, does not involve sentencing issues, or restitution specifically. One cited case, however, does involves sentencing. State v. Garibay,
We find the reasoning in Paine and similar cases more persuasive than the cases cited by the State. See Paine; see also, e.g., Wiley; but see, e.g., State v. Stephan,
The court has noted, with regard to the objection requirement, that under most circumstances it is unwilling to let a defendant go to trial, speculate on the outcome, and then claim error raised for the first time on appeal. Id. at 642-43. "Where a restitution order is involved, the defendant’s failure to object to a late order does not entail the same potential for abuse as that described in Wicke; the defendant is not withholding an objection in order to take a chance on a favorable verdict. All that is involved is a court ruling the restitution order invalid because the timeliness requirement has not been met. Whether the trial court or the appellate court makes that determination is a distinction with little difference, once the time period has passed.
Considering the purpose underlying the objection requirement, and our reasoning in Paine, we conclude that a timeliness challenge to an order entered pursuant to former
Finally, the State argues that Moen must establish prejudice resulting from the untimely restitution order, citing cases where late sentencing dates which did not prejudice the defendant were upheld. E.g., State v. Eugene W.,
The order setting restitution is reversed.
Smith, Johnson, Alexander, and Sanders, JJ., concur.
Notes
In arguing for "prospectivity” of Krall, the State says that the purpose of the restitution statute is compensation to the victim for losses and injuries caused by crime, and this purpose would be defeated by applying Krall "retroactively.” The State refers to the declaration of intent of
CrR 1.1 provides that the criminal rules supersede all procedural statutes and rules which conflict with the criminal rules. Where the criminal rules are silent, the civil rules can be instructive as to matters of procedure. State v. Hackett,
By definition, an ex parte order is done on the application of one party, in this case, the State. Although the defеndant signed the order "copy received, notice of presentation waived.” it contained no language of stipulation or agreement as to the amount of restitution.
The defendant in Krall did object to the untimely restitution hearing.
It is important to note that the rule or rules for determining whether the court hears matters raised for the first time on appeal differ significantly from those which apply where an issue is raised for the first time in a personal restraint petition. This court is determining whether an untimely restitution order can be challenged by means of a personal restraint petition in In re Fleming,
Dissenting Opinion
(dissenting) — The majority concludes an order of restitution must be reversed because it was not timely under former
It was not disputed that either Moen or his friend Brian Wilcox attacked Garrett Nakamoto with a homemade, two-and-one-half-foot-long bat Moen owned. It was undisputed they left Nakamoto lying on the street, partially unconscious, with his face crushed.
In closing arguments, Moen’s counsel told the jury what happened to Nakamoto was "horrible,” and "Moen will be convicted of a theft and Judge Gain will impose the appropriate sentence on Christopher Moen’s [inaudible] theft, and he will see that Mr. Nakamoto’s reimbursed.” Report of Proceedings at 408.
I’m not in a position to speak on behalf of Mr. Nakamoto because I don’t represent him. He’s requesting full and prompt restitution. Mr. Moen does have the ability to work. . . . [H]e has told me in private that he wishes to compensate Mr. Nakаmoto fully. The sooner he’s released, the sooner he’s able to do that. . . . We think that the process we’re asking for is a rehabilitative process. Mr. Moen will be best addressed; society will be best addressed as well.
Id. at 461 (emphasis added).
The trial court said it was "satisfied that the restitution in this case will be substantial.” The State asked the court if it wished to set a restitution hearing. The court said, "I will follow my normal procedure, and that’s to leave it up to you and [defense counsel]. If you can’t agree, then we’ll set a hearing date.” The State responded affirmatively and asked if the defendant waived his presence at any hearing, if one were to be set. Moen’s counsel responded, "He will waive his presence.” Id. at 469-70. On February 14, 1994, a judgment and sentence was entered sentencing Moen to 60 months’ imprisonment for the robbery charge, two months’ imprisonment for theft, and ordering restitution, without any amount indicated.
On May 4, 1994, the court signed an order setting restitution in the total amount of $16,566.79. The restitution order stated "[additional restitution will be ordered if further expenses related to the crime are processed.” Moen’s counsel signed the order under the notation, "Copy received; Notice [of] Presentation waived.” Clerk’s Papers at 69-70. This order was entered May 13, 1994, over 60 days after the sentencing hearing. Moen did not object to the order, but instead aрpealed.
The majority does not cite, and declines to follow, Hun-sicker,
A. An Agreed Restitution Order Waives the 60-Day Time Limit
The majority essentially ignores Moen’s trial conduct and asserts the restitution order at issue was not an agreed order because "[t]he record does not reflect any actual agreement between the State and the defense.” Majority op. at 540. Instead, the majority finds the order was neither "agreed” nor "stipulated,” and asserts "the most that should be said about the order is that entry of the order was not contested.” Majority op. at 541. This is not correct.
Civil Rule 2A provides an agreement between parties or attorneys will be enforced by the court if "made and assented to in open court on the record.” (Civil rules may apply in criminal proceedings. Majority op. at 540 n.2.) Here Moen agreed in open court, on the record, to pay restitution, to work out the amount with the State, and to set a hearing on the issue if agreement could not be reached. It is unfair to the victim Nakamoto to allow Moen to profess his willingness to pay restitution, to gain jury sympathy, and to allow him to work out the amount out of court, but then to relieve him of liability for restitution becausе he failed to have the restitution order entered in a timely fashion.
Further, the majority’s characterization of the restitution order as not being agreed despite Moen’s counsel’s signature is deeply troubling. Majority op. at 539-42. The majority’s characterization of the order ignores the context in which the order arose and normal practice in the courts of our state. The trial court here directed the lawyers to come to an agreement on the amount of restitution. In fact, the lawyers did come to an agreement,
In practice, when a lawyer signs an order prepared by his or her opponent with a notation such as "coрy received, notice of presentation waived,” that lawyer may ordinarily be agreeing only to the entry of the order in the format prepared by the opposing counsel. In effect, counsel acknowledges the other side won the day before the court and the order embodies the trial court’s ruling.
However, that was not the case here. Initially, there was no decision by the trial court on the amount of restitution. The trial court requested the parties to come to an agreement as to the amount of restitution. They agreed. They then agreed to an amount of restitution which is reflected in the order signed by Moen’s counsel. In these circumstances, where Moen’s counsel signed the order "copy received, notice of presentation waived,” an agreed order was present. Moen’s counsel not only agreed to the format of the order, but agreed to the content of it, reflecting the agreement he reached with the deputy prosecutor on the amount of restitution. Moen may not now challenge it on appeal.
Even if Moen’s counsel had not signed the proposed order, a mere failure to object to entry of the order also would have sufficed to indicate consent and make the restitution order enforceable. The majority cites with approval State v. Ryan,
B. The Victim’s Right to Restitution
The most troublesome aspect of the majority opinion is its failure to heed the statutory and constitutional rights of Mr. Nakamoto, the victim of Moen’s cruel assault. Victims of crime and their survivors have standing in the criminal justice and sentencing process, and, in the absence of "extraordinary circumstances,” have a right to restitution. Former
The Legislature recognized victims’ and survivors’ rights in
In recоgnition of the severe and detrimental impact of crime on victims, survivors of victims, and witnesses of crime and the civic and moral duty of victims, survivors of victims, and witnesses of crimes to fully and voluntarily cooperate with law enforcement and prosecutorial agencies, and in further recognition of the continuing importance of such citizen cooperation to state and local law enforcement efforts and the general effectiveness and well-being of the criminal justice system of this state, the legislature declares its intent, in this chapter, to grant to the victims of crime and the survivors of such victims a significant role in the criminal justice system. Thelegislаture further intends to ensure that all victims and witnesses of crime are treated with dignity, respect, courtesy, and sensitivity; and that the rights extended in this chapter to victims, survivors of victims, and witnesses of crime are honored and protected by law enforcement agencies, prosecutors, and judges in a manner no less vigorous than the protections afforded criminal defendants.
(Emphasis added.) Victims’ rights were incorporated into our Constitution through adoption in 1989 of a victims’ rights provision.
In construing
Durham, C.J., and Dolliver and Guy, JJ., concur with Talmadge, J.
The majority states: "[djespite the dissent’s urging that we interpret the formеr
The majority errs in stating Krall holds the 60-day time limit of former
The suggestion by the majority that a strict view of the 60-day time limit serves the "victim’s best interest” is odd. Majority op. at 543. The victim is not served by cutting oif the right to restitution or by refusing to recognize a defendant’s waiver of the time limit. Consideration of the victim’s interest would suggest the 60-day limit should not be a means by which a defendant may escape the obligation to make restitution.