STATE OF CONNECTICUT v. MICHAEL ROBERT PLACE
(AC 34113)
Connecticut Appellate Court
September 30, 2014
DiPentima, C. J., and Alvord and Harper, Js.
Argued May 19
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(Appeal from Superior Court, judicial district of Windham, geographical area number eleven,
Allison M. Near, assigned counsel, for the appellant (defendant).
Nancy L. Walker, special deputy assistant state‘s attorney, with whom, on the brief, were Patricia M. Froehlich, state‘s attorney, and Matthew A. Crockett, assistant state‘s attorney, for the appellee (state).
Opinion
DiPENTIMA, C. J. The defendant, Michael Robert Place, appeals from two separate judgments of conviction arising out of two robberies, one committed at an Xtra Mart convenience store in Putnam on July 17, 2008, and the other at a branch office of Putnam Bank on May 10, 2008. In docket number CR-08-0135945 (Xtra Mart case), the defendant appeals from the judgment of conviction, rendered after a jury trial, of robbery in the first degree in violation of
The defendant also appeals from the judgment of conviction in docket number CR-09-137439 (Putnam Bank case), rendered after a jury trial, of larceny in the second degree in violation of
The following procedural history is relevant to both appeals. The cases were tried separately, with the court, Swords, J., presiding over both jury trials. In the Xtra Mart case, the jury found the defendant guilty of robbery in the first degree and larceny in the sixth degree. A different jury found the defendant guilty in the Putnam Bank case of larceny in the second degree and robbery in the second degree. It acquitted him of robbery in the first degree. On June 10, 2011, the court sentenced the defendant on both verdicts. In the Xtra Mart case, the court sentenced the defendant to twenty years incarceration on robbery in the first degree, which the court merged with the lesser included offense of larceny in the sixth degree. In the Putnam Bank case, the court sentenced the defendant to twenty years incarceration. The defendant received a total effective term of thirty years incarceration. This appeal followed.1
I
XTRA MART CASE
The jury reasonably could have found the following facts. Daniel Hartman, the third shift night clerk at the Xtra Mart convenience store in Putnam, was working on July 17, 2008. At 1:20 a.m., he was in the bathroom gathering materials to mop the floor. When he heard someone enter the store, he left the bathroom and saw a Caucasian “[s]ix foot male, [with] dark hair, roughly a hundred and sixty to a hundred and seventy-five pounds, wearing gym shorts, [and] a T-shirt . . . . [T]he rest of his face was covered . . . [by] a T-shirt kind of turbaned around . . . his head and his face.”2 Almost immediately upon entering, however, the defendant told Hartman that “this is a . . . robbery.” He demanded money and when Hartman told the defendant the money was in the cash register, he forced Hartman, with a knife pressed against the back of his neck, to retrieve the money. Within minutes, the defendant left with approximately one hundred and twenty-five dollars. Hartman then called the police, and the defendant was later arrested in connection with the crime.
In his testimony, Hartman did not describe the perpetrator as having any tattoos.3 In addition, the lack of clarity in the state‘s surveillance video made it such that any tattoos on the perpetrator were not readily visible. It is undisputed that the defendant has two tattoos, one on his upper right arm and one between his thumb and forefinger on his left hand. The state entered into evidence photographs of those tattoos taken the day after the robbery.
After hearing both arguments and considering the nature of tattoos, their ability to be altered, and the length of time that had elapsed since the robbery, the court held: “[T]he state is legitimately entitled to ask him about the tattoos and its appearance today, and question him about any alterations between the time of the robbery and today, which is approximately two and [a] half years. . . . [T]he defendant would need to be under oath, and those questions and the answers to those questions call into question the defendant‘s credibility. So, if the defendant did get on the [witness] stand, did display the tattoo, and the state chose to cross-examine him, then the state would also be permitted to use the robbery convictions5 to impeach his credibility.” (Footnote added.) On the basis of this ruling, the defendant chose not to display his tattoos and therefore was not subject to cross-examination by the state. The jury thereafter found the defendant guilty of robbery in the first degree and larceny in the sixth degree. This appeal followed.
The defendant claims that the court‘s ruling, requiring that he subject himself to cross-examination if he chose to display his tattoo to the jury, deprived him of his rights to due process and a fair trial.6 We conclude that this constitutional claim must fail because the court properly precluded the defendant from displaying the tattoos to the jury in accordance with the rules of evidence. State v. Annulli, 309 Conn. 482, 490, 71 A.3d 530 (2013); see also State v. Davis, 298 Conn. 1, 10, 1 A.3d 76 (2010); State v. Winot, 294 Conn. 753, 775–76, 988 A.2d 188 (2010).
“In determining the relevancy and admissibility of evidence, trial courts have broad discretion. . . . Our standard of review of an evidentiary ruling is dependent on whether the claim is of constitutional magnitude. If the claim is of constitutional magnitude, the state has the burden of proving the constitutional error was harmless beyond a reasonable doubt. . . . Otherwise, in order to establish reversible error on an evidentiary impropriety, the defendant must prove both an abuse of discretion and a harm that resulted from such abuse.” (Citations omitted; internal quotation marks omitted.) State v. Swinton, 268 Conn. 781, 797–98, 847 A.2d 921 (2004).
The defendant and the state disagree as to whether this claim is one of constitutional magnitude. The defendant states that “[s]ince the trial court would have only permitted the defendant to testify at the cost of relinquishing his fifth amendment right not to testify, this claim is of a constitutional magnitude.” He supports his argument by citing State v. Asherman, 193 Conn. 695, 712–13, 478 A.2d 227 (1984), cert. denied, 470 U.S. 1050, 105 S. Ct. 1749, 84 L. Ed. 2d 814 (1985), for the proposition that the state may compel a defendant to display a particular physical characteristic without violating the defendant‘s right against self-incrimination. He then compares that situation to the present, arguing that the defendant has the same right to display a physical characteristic without being subject to cross-examination. He concludes that the court erred in denying him such right, stating that the “court‘s insistence that [he] subject himself to cross-examination if he chose to display his tattoos contravened well settled law and deprived [him] of due process and a fair trial.”
The state, however, argues that it “has found no Connecticut or United States Supreme Court decisions hold-ing that a defendant is constitutionally entitled to exhibit bodily conditions without following the rules of evidence . . . . [E]ven the cases the defendant cites hold that a defendant must lay a proper evidentiary foundation before displaying tattoos or other physical characteristics.”7 We agree with the state. There is no established constitutional right to display a bodily condition without first laying a proper foundation. The defendant, therefore, has the burden of proving that the court abused its discretion in its evidentiary ruling and that it resulted in harm.
In attempting to carry this burden, the defendant claims that because the state put into evidence photographs of his tattoos, a proper evidentiary foundation was laid to display them to the jury. To the contrary, the state argues that the
“An object connected with the commission of a crime must be shown to be in substantially the same condition as when the crime was committed before it can be properly admitted into evidence. . . . The court has broad discretion on this evidentiary issue, and its ruling may not be overturned on appellate review except for a clear abuse of discretion. . . . The [party offering the evidence has the] burden . . . [of] showing that it is reasonably probable that the substance has not been changed in important respects . . . . The court must consider the nature of the article, the circumstances surrounding its preservation and custody and the likelihood of intermeddlers tampering with it.” (Citations omitted; internal quotation marks omitted.) State v. Green, 55 Conn. App. 706, 713, 740 A.2d 450 (1999), cert. denied, 252 Conn. 920, 744 A.2d 438, cert. denied, 529 U.S. 1136, 120 S. Ct. 2019, 146 L. Ed. 2d 966 (2000).
The defendant claims that a proper foundation was laid for him to make a display to the jury because (1) the photographs the state entered into evidence depicted his tattoos the day after the robbery, and (2) Hartman did not testify that the perpetrator had any tattoos despite the fact that he “raised his right hand to bring the knife to . . . Hartman‘s face, which would have exposed the prominent tattoo on [his] right arm.” He is mistaken. The defendant is required to show that it is reasonably probable that the substance of his tattoos had not been changed in important respects.8 He failed to present any evidence that these tattoos had not been altered in the two and one-half years since the robbery, and therefore failed to meet the foundational requirements necessary for admitting such evidence.9
II
PUTNAM BANK CASE
We now turn our attention to the defendant‘s appeal in the Putnam Bank case. The jury reasonably could have found the following facts. At about 4 p.m. on May 10, 2008, the defendant entered a Price Chopper supermarket in Putnam. Upon entering, the defendant walked past the checkout area and headed toward the Putnam Bank that was within the supermarket. He handed the bank teller, Beth Girard, a note demanding cash. Girard gave the defendant $200 “bait money” she was trained to do in the event of a robbery. The defendant, unsatisfied with the amount of money he received, stated, “this is not a . . . joke,” and demanded more money, this time visibly showing a box cutter, wrapped in a tissue, that he held in his hand. Girard complied with the defendant‘s demand, and he left with approximately $2500 in cash. He left behind the demand note and the tissue, however, and these items were later sent to the state forensic laboratory.
After the state presented its evidence and the defense rested, the jury found the defendant guilty of larceny in the second degree and robbery in the second degree. This appeal followed.
A
The defendant first argues that the court erred when it failed to admit into evidence a photographic array depicting someone who resembled the perpetrator, but who the defendant argues did not resemble him. Assuming that there was error, we conclude that it was harmless beyond a reasonable doubt.
The following additional facts are relevant to our review of the defendant‘s claim. At trial, Girard testified to a description of the perpetrator, explaining that he was a white male with an average build and brown hair, wearing a red sweatshirt and a green Boston Red Sox hat. She also testified on cross-examination that, a few weeks after the robbery, the police showed her a photographic array. She could not identify any one person as the perpetrator, but testified that she “was trying to give [the police] a better idea of what . . . his face looked like. [She] said one looked like the eyes of the robber [and] one had the facial feature.” During Girard‘s testimony, the defendant asked the court to admit the photographic array as a full exhibit. The state objected to that admission, arguing that the photographic array was not relevant because Girard did not identify a particular person as the robber but identified a man with facial features similar to those of the perpetrator. Defense counsel responded that the photographic array was relevant “to who [Girard] picked out as potentially being the robber, [the] type of face.” After arguments, the court held that the photographic array was not relevant because it was “not a positive [identification] with respect to that individual as the perpetrator.”
The standard with regard to evidentiary claims is well settled. “The trial court has wide discretion to determine the relevancy of evidence . . . . Thus, [w]e will make every reasonable presumption in favor of upholding the trial court‘s ruling[s] [on these bases] . . . . In determining whether
In the present case, we need not discuss whether the court abused its discretion in declining to admit the photographic array into evidence because any such error was harmless. The defendant claims that the court‘s failure to admit the photographic array resulted in a deprivation of his constitutional right to a fair trial because if the “jury had before it a photograph of an individual who resembled the perpetrator, and that individual bore no resemblance to the defendant, it could have had a significant impact on its verdict.” Assuming, without deciding, that his constitutional claim has merit, we must determine whether that error was harmless.
“[T]he test for determining whether a constitutional [error] is harmless . . . is whether it appears beyond a reasonable doubt that the [error] complained of did not contribute to the verdict obtained. . . . In addition, [w]hen an [evidentiary] impropriety is of constitutional proportions, the state bears the burden of proving that the error was harmless beyond a reasonable doubt. . . . [W]e must examine the impact of the evidence on the trier of fact and the result of the trial. . . . If the evidence may have had a tendency to influence the judgment of the jury, it cannot be considered harmless. . . . That determination must be made in light of the entire record [including the strength of the state‘s case without the evidence admitted in error].” (Citations omitted; internal quotation marks omitted.) State v. Wilson, 308 Conn. 412, 420–21, 64 A.3d 91 (2013).
After reviewing the record, we conclude beyond a reasonable doubt that the error complained of did not contribute to the verdict obtained and was therefore harmless. Despite the exclusion of the photographic array, the defendant elicited testimony to support his misidentification defense from Girard and Kimberly Bettencourt, the head teller who was working with Girard and witnessed the robbery. Girard admitted that she had given varying descriptions of the perpetrator, and Bettencourt testified to a description of the perpetrator that conflicted with the defendant‘s actual age and some facial features. Excluding the photographic array, therefore, did not bar the defendant from presenting his defense theory. In fact, it was cumulative of other evidence of misidentification.
Furthermore, the record contains overwhelming evidence that it was the defendant who robbed Putnam Bank on May 10, 2008. As set forth in more detail in part II B of this opinion, the defendant could not be excluded as a contributor to the DNA found on the tissue that was left behind at the bank. Additionally, still shots from the surveillance footage from the bank were admitted into evidence, which gave the jury the opportunity to compare the perpetrator‘s features to that of the defendant. Other evidence included the demand note the perpetrator left behind at the bank, which had his palm print on it. The demand note was tested by John Pleckaitis, latent print examiner at the Department of Public Safety‘s division of scientific services forensic science laboratory. The demand note had more than thirty characteristics matching those of the defendant, and Pleckaitis therefore concluded that “the two impressions originated from the same source.” Last, Dan Simonelli, an acquaintance of the defendant‘s, testified that the defendant came to his apartment on the day of the robbery in
In reviewing this evidence, we conclude that if the court erred in declining to admit the photographic array into evidence, that error was harmless beyond a reasonable doubt. The defendant‘s constitutional claim thus fails.
B
The defendant next argues that the court erred in denying his motion to strike allegedly prejudicial testimony from Przech, which he claims deprived him of a fair trial. We disagree.
The following facts are relevant to the resolution of this claim as well as the defendant‘s subsequent claim of prosecutorial impropriety. Prior to trial, the defendant filed a motion in limine to preclude the state from mentioning that he was on probation. The court granted the motion and instructed the state to inform its witnesses “that there shouldn‘t be any gratuitous mention of the defendant being on probation.”
During trial, the state called Przech, a forensic science examiner at the state forensic laboratory. Przech testified during direct examination that her laboratory was responsible for determining the DNA composition on the tissue that the perpetrator held during the robbery and that was left behind at the bank. From that testing, a DNA profile was developed. Przech testified that the DNA profile contained the DNA of two or more people. She then compared the profile to the defendant‘s DNA, where she found that the defendant “could not be eliminated as a contributor to the DNA profile,” meaning that “there‘s not enough information to completely include . . . [his] DNA profile in that profile, but there‘s not enough information there . . . to eliminate [him]. So, there‘s genetic information that‘s there, but not all of it.” Specifically, she testified that “[t]he expected frequency of individuals who could not be eliminated as a contributor to that profile is less than one in seven billion in the African-American population, is approximately one in 900 million in the Caucasian population, and approximately one in one billion in the Hispanic population,” which means that there is an extremely small number of individuals who could not be eliminated from the profile.
On cross-examination, defense counsel probed Przech on issues beyond the DNA profile. He asked about her search in the state‘s database of DNA profiles of forensic samples and samples from convicted persons, CODIS, and which alleles10 are used in that search. Przech testified that not every allele that is observed is entered into the database but, rather, she enters only those she determines would have investigative information. Defense counsel continued this line of questioning in an attempt to show that the process was subjective. Przech responded, however, that “our protocol and procedure is to put a profile into our database; a second person looks at it and agrees with the entry, and if those two people can‘t come to an agreement, it would go to the two CODIS . . . administrators . . . .” After extensive questioning on different aspects of her analysis, defense counsel focused his queries on the population that is used in comparing the defendant‘s DNA to the DNA profile. Przech answered that the laboratory generates a specific population from the world that is tested and published.
Defense counsel did not object during this testimony but, rather, conducted recross-examination of her. After Przech and the jury were excused, defense counsel stated that the state‘s question elicited an improper response. He requested that the court strike the testimony that there “was a hit to a convicted offender in Massachusetts and that . . . was [the defendant].” He claimed that it was “in violation of the court‘s earlier rulings and an improper attempt to impeach [the defendant] before his taking the [witness] stand.” He further contended, “I believe the testimony was clear that they said there was a hit to a convicted offender, [the defendant], in Massachusetts. I don‘t think that was appropriate, either question and answering, or answering. I‘m not sure [the state] anticipated that result. I‘m sure [the prosecutor] didn‘t mean to elicit that testimony, but it came out, and I don‘t think it was proper under the earlier rules of the court. . . . I would ask you to strike that testimony.” The prosecutor responded: “[Defense] [c]ounsel opened the door to this whole discussion. Not a single time did [Przech] mention the CODIS word, the database word, at all in her testimony. Counsel brought it open, brought it up by talking about the database and CODIS and testing and CODIS as to this case. He opened the door. So, at this point the state has no other choice other than to ask . . . her what CODIS is and talk about the testing that was done in the case because he brought it up in his cross-examination. . . . I had no intention of going into this . . . area at all and I instructed . . . Przech not to mention any sort of thing to do with CODIS.”
The court ruled that it was “not going to strike the testimony [be]cause . . . [defense counsel] did open the door on anything to do with CODIS. I think that [Przech‘s] answer that it came back as a hit to a convicted offender was completely unanticipated by [the prosecutor]. . . . I‘m happy to instruct the jury that they should ignore that testimony . . . of the statement that he‘s a convicted offender and that they can‘t use that as part of their consideration as to whether or not he‘s guilty in this case. But, I mean, you already know . . . that it‘s going to highlight . . . that testimony . . . for the jury.” Defense counsel then responded that he was “not [going to] ask for a jury instruction . . . .”11
“Generally, a party who delves into a particular subject during the examination of a witness cannot object if the
The defendant admitted in his brief that “[b]y his questioning, defense counsel was attempting to suggest that the [CODIS] process had a subjective element,” but argued that “[t]he state‘s decision to use this as an opportunity to expose how the defendant‘s information ended up in that database was unnecessary, irrelevant, and elicited for the sole purpose of identifying the defendant as a convicted offender.” We disagree. Defense counsel extensively questioned Przech about the process she employed in her preliminary search of CODIS, which included questions about the selected population that is used in comparing the defendant‘s DNA to the DNA profile. The defendant therefore opened the door to the state‘s follow-up questions about CODIS. The prosecutor was then able to clarify for the jury its use as an investigatory tool in identifying possible suspects through its database; a database that contained the profiles of convicted offenders. It was only through this questioning, and what the court found to be an unanticipated response by Przech, that the jury became aware of the fact that the defendant was a convicted offender in Massachusetts. Because defense counsel opened the door to the prosecutor‘s questions about CODIS, however, his line of questioning was permissible and Przech‘s response was not required to be stricken. “The defendant cannot reap the benefits of inquiry into one subject and expect the state‘s questioning within the same scope to be held impermissible.” State v. Brown, 131 Conn. App. 275, 287–88, 26 A.3d 674 (2011), aff‘d, 309 Conn. 469, 72 A.3d 48 (2013). Accordingly, the court did not abuse its discretion in denying the defendant‘s motion to strike.
C
Last, the defendant argues that the prosecutor engaged in prosecutorial impropriety
We begin our analysis by setting forth the applicable law regarding claims of prosecutorial impropriety. “In analyzing claims of prosecutorial impropriety, we engage in a two step analytical process. . . . The two steps are separate and distinct. . . . We first examine whether prosecutorial impropriety occurred. . . . Second, if an impropriety exists, we then examine whether it deprived the defendant of his due process right to a fair trial. . . . In other words, an impropriety is an impropriety, regardless of its ultimate effect on the fairness of the trial. Whether that impropriety was harmful and thus caused or contributed to a due process violation involves a separate and distinct inquiry. . . .
“[T]he touchstone of due process analysis in cases of alleged [harmful] prosecutorial [impropriety] is the fairness of the trial, and not the culpability of the prosecutor. . . . The issue is whether the prosecutor‘s [actions at trial] so infected [it] with unfairness as to make the resulting conviction a denial of due process. . . . In determining whether the defendant was denied a fair trial . . . we must view the prosecutor‘s [actions] in the context of the entire trial.” (Citations omitted; internal quotation marks omitted.) State v. Fauci, 282 Conn. 23, 32, 917 A.2d 978 (2007).
“To prove prosecutorial [impropriety], the defendant must demonstrate substantial prejudice. . . . In order to demonstrate this, the defendant must establish that the trial as a whole was fundamentally unfair and that the [impropriety] so infected the trial with unfairness as to make the conviction a denial of due process. . . . In weighing the significance of an instance of prosecutorial impropriety, a reviewing court must consider the entire context of the trial, and [t]he question of whether the defendant has been prejudiced by prosecutorial [impropriety] . . . depends on whether there is a reasonable likelihood that the jury‘s verdict would have been different absent the sum total of the improprieties.” (Citation omitted; internal quotation marks omitted.) State v. Long, 293 Conn. 31, 37, 975 A.2d 660 (2009).
Our previous conclusion that defense counsel opened the door to the prosecutor‘s questioning controls our conclusion as to this claim as well. We take the time to note, however, that the defendant‘s motion in limine, which the court granted, specifically and solely addressed the probationary status of the defendant. It did not foreclose the prosecutor from asking about the CODIS process and the databases that are used within that process. The prosecutor did not, therefore, violate the court‘s order by questioning Przech about CODIS and receiving an unanticipated response that referenced the defendant‘s criminal history in Massachusetts.13 As a result, the prosecutor did not engage in prosecutorial impropriety.
The judgments are affirmed.
In this opinion the other judges concurred.
