State of Vermont v. Phillip Walker-Brazie & Brandi-Lena Butterfield
No. 2019-388
Supreme Court of Vermont
September 17, 2021
2021 VT 75
December Term, 2020
On Appeal from Superior Court, Orleans Unit, Criminal Division
Scot L. Kline, J.
NOTICE: This opinion is subject to motions for reargument under
David Tartter, Deputy State’s Attorney, and Spencer Davenport, Law Clerk (On the Brief), Montpelier, for Plaintiff-Appellee.
James Diaz and Lia Ernst, ACLU Foundation of Vermont, Montpelier, for Defendants-Appellants.
Matthew Valerio, Defender General, and Dawn Seibert, Appellate Defender, Montpelier, for Amici Curiae Office of the Defender General and Vermont Association of Criminal Defense Lawyers.
Benjamin D. Battles, Solicitor General, Montpelier, for Amicus Curiae Attorney General Thomas J. Donovan, Jr.
Jared Kingsbury Carter, Assistant Professor of Law and Co-Director, Appellate Advocacy Project, Vermont Law School, South Royalton, for Amicus Curiae Migrant Justice.
PRESENT: Reiber, C.J., Robinson, Eaton, Carroll and Cohen, JJ.
I. Facts
¶ 2. The court made the following findings of fact for the purpose of defendants’ motion to suppress. In August 2018, United States Border Patrol agent Jeffery Vining was on roving patrol in a marked vehicle about one mile from the Canadian border. He was parked in a “semi-concealed location” at the intersection of Vermont Route 105 and North Jay Road, which he testified is a remote area historically used to smuggle people and narcotics across the border. At around 9:45 p.m., he observed a vehicle driving west on Route 105 at an estimated fifty-five miles an hour. The vehicle slowed down as if it were going to turn onto North Jay Road. Upon seeing Agent Vining’s vehicle, the vehicle appeared to change course, and drove straight through the intersection.
¶ 3. Agent Vining thought this behavior was suspicious and followed the vehicle. The vehicle stayed well below the speed limit. Agent Vining thought the driver looked nervous because she kept checking her mirrors. He looked up the vehicle’s registration and learned that the vehicle’s owner, Butterfield, had previous “encounters involving narcotics.” Based on this information, he pulled the vehicle over.
¶ 4. Agent Vining approached the vehicle, identified himself as a Border Patrol agent, and asked the occupants about their citizenship. Butterfield was in the driver’s seat and Walker-Brazie, whom Agent Vining recognized from previous law enforcement encounters, was in the passenger seat. Agent Vining smelled a strong odor of “green or unburnt marijuana,” saw numerous bags in the vehicle—which in his experience were “sometimes used to carry illegal items” across the border—and thought that the occupants appeared nervous. Although defendants refused to give Agent Vining consent to search their vehicle, the car was subsequently searched by additional Border Patrol agents who arrived after the stop. During the search, marijuana and a bag of hallucinogenic mushrooms were seized.
¶ 5. Border Patrol notified Vermont law enforcement and provided them with the seized evidence upon their arrival. Based on the evidence, the Orleans County State’s Attorney charged Walker-Brazie with one count of unlawfully possessing two ounces or more of marijuana, in violation of
¶ 6. Defendants filed motions to suppress the evidence the Border Patrol agents seized during the August 2018 search. They argued that Agent Vining lacked reasonable suspicion because, among other things, their vehicle did not cross the border and Agent Vining knew, based on Butterfield’s registration, that Butterfield lived in Vermont. Alternatively, defendants argued the search violated Article 11 of the Vermont Constitution because
¶ 7. In opposition, the State’s Attorney argued that Agent Vining had reasonable suspicion to believe the vehicle was engaged in illegal activity because defendants were driving suspiciously in an area close to the border that is known for smuggling people and illegal drugs.2 In addition, the State’s Attorney argued that the subsequent search was legal because according to State v. Rennis, 2014 VT 8, 195 Vt. 492, 90 A.3d 906, and State v. Coburn, 165 Vt. 318, 683 A.2d 1343 (1996), Article 11 does not apply to federal officials exercising exclusive federal authority to safeguard the border.
¶ 8. Following a hearing, the trial court denied the motion to suppress. The court concluded that based on United States Supreme Court precedent, Border Patrol agents on roving patrol must have reasonable suspicion of illegal activity to stop a vehicle. Although the court acknowledged it was a “close call,” it concluded that Agent Vining had reasonable suspicion because, among other things, he observed unusual driving in a remote area very close to the border that has historically been used for smuggling. As to the search, the court concluded that the agents complied with federal law because they had probable cause for the search and therefore no warrant was required under the Fourth Amendment. However, the court recognized that this conclusion did not resolve the issue of whether the Vermont Constitution applied to the use of the evidence in a Vermont criminal prosecution.
¶ 9. Turning to that issue, and based on our decisions in Rennis and Coburn, the court reasoned that the Vermont Constitution does not apply to evidence seized by federal officials pursuant to their exclusive federal authority to safeguard the border and independent of state actors. The court acknowledged that Coburn and Rennis were factually distinguishable in that the searches in those cases occurred at an international airport and permanent checkpoint, respectively. However, it concluded that those decisions governed because the search in this case occurred “so close to the border” by agents exercising exclusive federal authority to safeguard the border that the federal interest in securing the border outweighed any state interest. The court determined that this conclusion was consistent with the “prevailing view” among states that when a search is validly conducted under federal law, “the law of the state of prosecution will not apply its exclusionary” rule to suppress the evidence. Finally, the court reasoned that Vermont’s exclusionary rule should not apply because its primary purpose is to deter illegal police conduct and applying the rule to evidence lawfully seized under federal law would not deter any illegal conduct, especially when, as here, there is no evidence in the record of any collusion between federal and state authorities.
¶ 10. Defendants subsequently requested permission to file an interlocutory appeal of two questions: (1) whether Agent Vining had reasonable suspicion to stop their vehicle, and (2) whether the evidence
¶ 11. On appeal, defendants argue that the trial court improperly relied on Coburn and Rennis because those cases are expressly limited to searches conducted at the border and its functional equivalent. Defendants submit that the Court should reject the so-called reverse-silver-platter doctrine and hold that evidence seized in Vermont by federal officials is subject to Article 11 because Vermonters’ expectation of privacy is the same regardless of who conducts the search.3
Furthermore, based on Vermont’s exclusionary rule, defendants argue that any evidence seized by federal officials in violation of Article 11 should be suppressed because the purpose of Vermont’s exclusionary rule is to protect individual liberty.
¶ 12. The State’s Attorney argues that this case is squarely controlled by Coburn and Rennis, which both hold that the Vermont Constitution is not implicated when federal officials act pursuant to their exclusive authority to safeguard the border. Federal exclusive authority to safeguard the border, the State’s Attorney submits, includes roving patrols conducted by Border Patrol agents “in the shadow of the border.” It suggests, however, that Article 11 would apply to searches conducted in Vermont outside the “shadow” of the border.
¶ 13. The Defender General, Migrant Justice—a nonprofit focused on the rights of migrant farmworkers in Vermont—and the Attorney General filed amicus briefs on behalf of defendants. Like defendants, the Defender General argues that Coburn and Rennis only address whether the Vermont Constitution applies to searches conducted at the border and its functional equivalent. The Defender General asserts that applying Coburn and Rennis to searches conducted in the interior of the state would conflict with a long line of Article 11 cases, which “hold unequivocally that evidence obtained during search and seizures conducted within the interior of the state in violation of the Vermont Constitution may not be admitted in state criminal—or even civil—proceedings.”
¶ 14. Meanwhile, Migrant Justice and the Attorney General expressly ask this Court to overrule Coburn and Rennis. Migrant
¶ 15. This appeal involves a pure question of law, which we review de novo. Bauder, 2007 VT 16, ¶ 9. We conclude that Coburn and Rennis do not govern the admissibility in state proceedings of evidence gathered during searches, like the one in this case, that take place outside the context of the border or its functional equivalent. Instead, we hold that searches conducted by federal border officials on roving patrol on interior Vermont roads are subject to Article 11’s protections. Because the search in this case did not comply with Article 11, defendants’ motion to suppress should have been granted.
II. Merits
¶ 16. “The Vermont Constitution is the fundamental charter of our state, and it is this Court’s duty to enforce the constitution.” State v. Badger, 141 Vt. 430, 448, 450 A.2d 336, 347 (1982). Although the Vermont and federal constitutions share a similar history and purpose, our constitution is an independent authority and, in many cases, provides greater protection for individual rights than the federal constitution. Id. This is particularly so in the context of Article 11, the Vermont Constitution’s search-and-seizure provision. See, e.g., State v. Geraw, 173 Vt. 350, 353 n.2, 357-58, 795 A.2d 1219, 1222 n.2, 1225 (2002) (holding police may not secretly record conversation in suspect’s home without warrant); State v. Savva, 159 Vt. 75, 79, 87-88, 616 A.2d 774, 776, 780-81 (1991) (recognizing higher privacy expectation under Article 11 for closed containers in vehicle’s interior); State v. Kirchoff, 156 Vt. 1, 10, 587 A.2d 988, 994 (1991) (holding Article 11 guarantees greater privacy rights in “open fields” than Fourth Amendment).
¶ 17. Article 11 provides:
That the people have a right to hold themselves, their houses, papers, and possessions, free from search or seizure; and therefore warrants, without oath or affirmation first made, affording sufficient foundation for them, and whereby by any officer or messenger may be commanded or required to search suspected places, or to seize any person or persons, his, her or their property, not particularly described, are contrary to that right, and ought not to be granted.
¶ 18. “Under the Vermont Constitution, unlike the federal constitution, protection against warrantless searches extends to automobiles.” State v. Birchard, 2010 VT 57, ¶ 12, 188 Vt. 172, 5 A.3d 879. A warrantless search of an automobile is per se unreasonable under Article 11 unless there exists probable cause and a showing of exigent circumstances, meaning a threat to officer safety or to the preservation of evidence. State v. Bauder, 2007 VT 16, ¶¶ 22, 32, 181 Vt. 392, 924 A.2d 38.
¶ 19. In this case, there is no dispute that if the search of defendants’ vehicle had been conducted by Vermont law enforcement officials, the resulting evidence would have been excluded. The question before us is whether the fact that the search was conducted by Border Patrol agents on roving patrol requires a different result.
¶ 20. We have previously addressed the applicability of Article 11 to the actions of federal border officials in two cases. In State v. Coburn, United States Customs officers searched the defendant’s suitcase, which was labeled with the defendant’s name and a Randolph, Vermont, address, when he arrived at John F. Kennedy International Airport in New York on a direct flight from Jamaica. Upon opening the suitcase, the officers noticed a strong odor of glue, removed the suitcase liner, and found several bags of marijuana. Federal authorities declined to prosecute and later transferred the suitcase to the Vermont State Police, who made a controlled delivery to defendant, then arrested and charged the defendant with possession of marijuana in violation of state law. The defendant filed a motion to suppress the evidence gathered by the Customs officers, which the trial court denied. Coburn, 165 Vt. at 320-21, 683 A.2d at 1344.
¶ 21. On appeal, the defendant argued that the search and seizure of his suitcase by federal and state authorities violated the Fourth Amendment and Article 11. Id. at 324-25, 683 A.2d at 1346-47. We explained that “[s]o long as the evidence seized in a permissible, routine customs border inspection meets federal standards for such searches . . . it is no violation of the defendant’s federal constitutional rights if the evidence is later used in a state prosecution.” Id. at 324, 683 A.2d at 1346 (quotation and alteration omitted). We concluded that admitting the evidence did not violate the defendant’s federal constitutional rights because routine warrantless searches of persons and belongings entering the United States at a border crossing without reasonable suspicion or probable cause are “per se” reasonable under the Fourth Amendment. Id. at 321-22, 683 A.2d at 1345 (citing United States v. Montoya de Hernandez, 473 U.S. 531, 538 (1985)).
¶ 22. As to Article 11, we recognized as a general principle that “[w]e defer to federal law where the federal interest in the conduct at issue outweighs Vermont’s interest.” Id. at 325, 683 A.2d at 1347 (citing State v. St. Francis, 151 Vt. 384, 391, 563 A.2d 249, 253 (1989)). We held that “[w]ith respect to safeguarding the United States border or its functional equivalent . . . the federal interest is preeminent,” because “[c]ontrol of commerce with foreign nations is an exclusive federal function under the United States Constitution . . . and ‘[t]he authority of the United States to search the baggage of arriving international travelers is based on its inherent sovereign authority to protect its territorial integrity.’ ” Id. (alteration in original) (citing
¶ 23. We subsequently applied the holding of Coburn in State v. Rennis. In Rennis, Border Patrol agents stopped the defendant at a permanent checkpoint near the intersection of interstates 91 and 89, approximately ninety-seven miles south of the Canadian border. 2014 VT 8, ¶ 2. At the checkpoint, the defendant’s vehicle was searched, and a backpack was discovered containing “two freezer bags with a green leafy substance,” which the defendant admitted was marijuana. Id. ¶ 5. The agents seized two pounds of marijuana and contacted Immigration and Customs Enforcement, which declined to prosecute. The agents then transferred the marijuana to state law enforcement. After the defendant was charged under Vermont law with possession of marijuana, he filed a motion to suppress the evidence under both the Fourth Amendment and Article 11, which the trial court denied.
¶ 24. On appeal, the defendant conceded that the search complied with the Fourth Amendment but argued that the evidence should be excluded under Article 11. We affirmed, explaining that the issue was “squarely controlled” by Coburn because that decision’s “key holding” was that “the Vermont Constitution does not apply to the conduct of federal government officials acting under the exclusive federal authority to safeguard the borders of the United States.” Id. ¶¶ 8-9. Although Coburn involved a search at an international airport—and the search in Rennis occurred at an immigration checkpoint ninety-seven miles from the border—we reasoned that Coburn still controlled because “the ‘functional equivalent’ of the U.S. border generally includes immigration checkpoints, such as those within the parameters listed in United States v. Martinez-Fuerte, 428 U.S. 543 (1976).”4 Id. ¶ 10. We noted that “[f]ederal courts have theoretically validated such checkpoints up to one hundred air miles from the physical border of the United States.” Id. (citing Almeida-Sanchez v. United States, 413 U.S. 266, 268 (1973)). Because the constitutionality of the checkpoint was not at issue, we assumed that the checkpoint met the criteria for the functional equivalent of the border and concluded that Article 11 did not apply to the Border Patrol agents’ conduct. Id.
¶ 25. Defendants argue that Coburn and Rennis were expressly limited to searches at the border and its functional equivalent. They maintain that Coburn and Rennis should not be extended to searches in the interior because federal officials “lose their plenary border search” authority in the interior. Defendants and amici argue that roving patrols are sufficiently distinct from other Border Patrol activities in part because officers on roving patrol act more like general law enforcement officers enforcing state, as opposed to federal, law. Finally, defendants and amici argue that exempting Border Patrol agents on roving patrol from Article 11 will encourage state law enforcement to work with federal officers to bypass Article 11 protections. The
¶ 26. We agree with defendants that Coburn and Rennis do not control here because the search in question did not take place at the border or its functional equivalent. Outside of those areas and within the interior of Vermont, the federal interest we identified in Coburn no longer outweighs the state interest in protecting the privacy and dignity of Vermont citizens. We therefore hold that where federal border officials on roving patrol obtain evidence in a manner that violates Article 11, that evidence may not be introduced at trial in a state criminal proceeding.5
¶ 27. Our conclusion is based on a line of U.S. Supreme Court decisions regarding the constitutionality of border searches, from which the concept of “the border or its functional equivalent” derives. In Almeida-Sanchez v. United States, the petitioner, a Mexican citizen holding a valid work permit, was stopped by Border Patrol agents on a road approximately twenty-five air miles north of the U.S.-Mexico border. 413 U.S. at 267-68. The Border Patrol agents searched his car without a warrant or probable cause and found a large quantity of marijuana. The petitioner was charged and convicted with transporting marijuana. He appealed, arguing that the search of his vehicle was unconstitutional and the evidence gathered during the search should not have been admitted as evidence against him.
¶ 28. The Court rejected the government’s argument that the search was constitutional because the Border Patrol was authorized by
¶ 29. However, the Court concluded that “the search of the petitioner’s automobile by a roving patrol, on a California road that lies at all points at least 20 miles north of the Mexican border, was of a wholly different sort.” Id. at 273. In the absence of consent, such a search could only be conducted if there was probable cause, at least in the absence of a judicial warrant authorizing random searches by roving patrols in a particular area. Id.; see id. at 284-85
It would be intolerable and unreasonable if a prohibition agent were authorized to stop every automobile on the chance of finding liquor, and thus subject all persons lawfully using the highways to the inconvenience and indignity of such a search. Travelers may be so stopped in crossing an international boundary because of national self-protection reasonably requiring one entering the country to identify himself as entitled to come in, and his belongings as effects which may be lawfully brought in. But those lawfully within the country, entitled to use the public highways, have a right to free passage without interruption or search unless there is known to a competent official, authorized to search, probable cause for believing that their vehicles are carrying contraband or illegal merchandise.
Id. at 274-75 (quoting 267 U.S. 132, 153-54 (1925)).
¶ 30. Subsequently, in United States v. Brignoni-Ponce, the Court relied on Almeida-Sanchez to conclude that reasonable suspicion was required for Border Patrol officers on roving patrols to stop motor vehicles without a warrant. 422 U.S. 873, 884 (1975). The Court rejected the government’s claim that Border Patrol officers had unfettered discretion to stop vehicles near the border for questioning, noting that roads near the border carry a large volume of legitimate traffic. Id. “To approve roving-patrol stops of all vehicles in the border area, without any suspicion that a particular vehicle is carrying illegal immigrants, would subject the residents of these and other areas to potentially unlimited interference with their use of the highways, solely at the discretion of Border Patrol officers.” Id. at 882.
¶ 31. In contrast, the following year, in United States v. Martinez-Fuerte, the Court approved of routine vehicle stops conducted at permanent Border Patrol checkpoints. 428 U.S. 543, 557 (1976). The Court explained that there was a substantial public interest in maintaining such checkpoints to deter smuggling of non-citizens, and that the intrusion on Fourth Amendment interests resulting from routine stops at these checkpoints was limited, unlike stops and searches by roving patrols. Id. at 557-58. It explained that “[r]oving patrols often operate at night on seldom-traveled roads, and their approach may frighten motorists.” Id. at 558 (quoting United States v. Ortiz, 422 U.S. 891, 894-95 (1975)). In contrast, it reasoned that motorists were not taken by surprise by permanent checkpoints and that those checkpoints involved less discretionary enforcement activity and therefore left less room for abuse and harassment of individuals than roving-patrol stops. Id. at 559. Accordingly, the Court concluded that the Border Patrol could stop vehicles for brief questioning at permanent checkpoints without a warrant, though it reaffirmed that further detention or a search would require consent or probable cause. Id. at 567.
¶
¶ 33. For similar reasons, we conclude that the federal interest in conducting searches of suspected smugglers during random stops by roving patrols on interior roads, unlike the routine border stops and inspections addressed in Rennis and Coburn, does not outweigh Vermont’s strong interest in protecting the privacy and dignity of individuals traveling on the roads of this state. Although Border Patrol officers are acting pursuant to their authority to safeguard the border during these patrols, their authority to conduct stops and searches on inland roads—unlike at the border—is not limitless or exclusive. This context is therefore meaningfully distinct from the situations we faced in Rennis and Coburn, and we conclude that those decisions do not preclude defendants from invoking the protection of Article 11 here.
¶ 34. The State’s Attorney argues that the search in this case took place only a mile or so from the Canadian border, in a wooded area where smuggling can occur, and therefore is essentially the same as a search by Customs officials at an international airport or by Border Patrol at a permanent checkpoint. However, the reasonableness of the search is not determined by the distance to the border, but the nature of the intrusion. As the U.S. Supreme Court explained in Martinez-Fuerte, individuals traveling across the international border expect to have their persons and luggage searched; such searches are routine and occur in a controlled and predictable context. 428 U.S. at 559. They involve less discretion by officials and therefore are less likely to result in abuse or harassment. Id. By contrast, roving patrols often occur late at night, on rural roads such as the one in this case, and may be frightening to drivers. Id. at 558. They also involve greater enforcement discretion, and therefore possibly greater abuse, by officials. Id. at 558-59; cf. State v. Sprague, 2003 VT 20, ¶ 19, 175 Vt. 123, 824 A.2d 539 (explaining that allowing law enforcement officers to order persons to exit vehicles without justification “invites arbitrary, if not discriminatory, enforcement“). The Court relied on these reasons in concluding that warrantless searches by roving patrols near the border were unreasonable absent probable cause. Martinez-Fuerte, 428 U.S. at 558-59. For similar reasons, we conclude that the mere physical proximity to the border of the search in this case does not exempt it from the protections of Article 11.
¶ 35. The State’s Attorney further argues that the Border Patrol agents’ actions
¶ 36. We agree that our determination that Article 11 applies to the type of search in this case in no way interferes with federal officials’ ability to exercise their authority to safeguard the borders. Our decision does not affect the authority of Border Patrol to conduct roving patrols, stop and search vehicles suspected of violating federal immigration laws, or make arrests for those laws. We also agree that Article 11 does not absolutely prohibit warrantless searches and seizures. State v. Jewett, 148 Vt. 324, 328, 532 A.2d 958, 960 (1987). However, the circumstances under which exceptions are permitted “must be jealously and carefully drawn.” Id. (quotation omitted).
¶ 37. Exclusion of the evidence gathered by federal officials in this case is consistent with the history and purposes of Vermont’s exclusionary rule. As we have explained, evidence obtained in violation of the Vermont Constitution may not be admitted at trial in a state prosecution because such evidence “eviscerates our most sacred rights, impinges on individual privacy, perverts our judicial process, distorts any notion of fairness, and encourages official misconduct.” Badger, 141 Vt. at 453, 450 A.2d at 349. While the U.S. Supreme Court has described the federal exclusionary rule “as a judicially created remedy designed to safeguard Fourth Amendment rights generally through its deterrent effect, rather than a personal constitutional right of the party aggrieved,” United States v. Leon, 468 U.S. 897, 906 (1984) (quotation omitted), we have not adopted this view. See State v. Oakes, 157 Vt. 171, 174, 598 A.2d 119, 121 (1991) (rejecting good-faith exception to exclusionary rule announced in Leon for searches made in good faith under warrant later found invalid). Deterrence of official violations is undoubtedly one purpose of Vermont’s exclusionary rule, but it is not the sole or even primary purpose. See Badger, 141 Vt. at 453. Instead, we have emphasized that the focus in an exclusionary-rule analysis “should be on the individual constitutional rights at stake.” State v. Lussier, 171 Vt. 19, 30, 757 A.2d 1017, 1025 (2000).
¶ 38. As discussed above, Article 11 guarantees individuals the right to privacy in their vehicles and to containers within those vehicles. Birchard, 2010 VT 57, ¶ 12. The search of defendants’ car was an unreasonable intrusion into this privacy interest, and we have previously determined that the appropriate remedy for such a violation is exclusion of the evidence that was gathered. Id.; Savva, 159 Vt. at 87, 616 A.2d at 781. The intrusion into defendants’
¶ 39. Applying the exclusionary rule here also protects the fairness and integrity of the judicial process. Vermont courts are bound to uphold the Vermont Constitution. See
¶ 40. Finally, although Border Patrol agents are bound only by the strictures of federal law, not Article 11, we disagree that our decision will have no deterrent effect whatsoever on official misconduct. We acknowledge that in this case, there is no evidence of collaboration between federal and state law enforcement officers to avoid the protections of Article 11. But a decision from this Court allowing the State to use evidence gathered in violation of the Vermont Constitution simply because it was gathered by federal law enforcement officers might implicitly encourage federal officers to engage in searches that Vermont officers cannot, so that Vermont officers will reciprocate by passing along information regarding immigration violations. Exclusion of the evidence is necessary “to promote institutional compliance with [Article 11] on the part of law enforcement agencies generally.” Oakes, 157 Vt. at 180, 598 A.2d at 125.
¶ 41. Our holding is consistent with decisions by courts of other states that utilize a privacy rationale for their exclusionary rules. See Davis, 834 P.2d at 1012-13 (explaining that focus on individual protection under Oregon’s exclusionary rule supports exclusion of evidence obtained in violation of Oregon Constitution, regardless of
¶ 42. We again emphasize that our determination that Article 11 applies to bar the use of the evidence gathered by the Border Patrol agents in this case does not constrain federal officials’ ability to exercise their authority to safeguard the borders through the use of roving patrols. It will not affect any prosecution against defendants in federal court. The only effect of our decision is to prohibit state officials from using evidence found during such patrols in a manner that violates the state constitution against individuals in state criminal proceedings—a circumstance in which the federal government has no interest.
¶ 43. The answer to the certified question is that evidence gathered in violation of Article 11 by Border Patrol agents on roving patrol is not admissible in a state criminal proceeding.
Reversed and remanded for further proceedings consistent with this opinion.
FOR THE COURT:
Associate Justice
¶ 44. CARROLL, J., dissenting. The majority holds that evidence independently and lawfully obtained by federal Border Patrol agents exercising their exclusive authority to safeguard the U.S. border—and then lawfully turned over to Vermont law enforcement—must be excluded from Vermont criminal court proceedings because Vermont law enforcement officers presumably would have needed to obtain a warrant if they, rather than Border Patrol agents, had conducted the search of defendants’ vehicle. This holding is inconsistent with our controlling precedents, as well as the caselaw of most other jurisdictions, and does not further the purposes of our exclusionary rule. Accordingly, I respectfully dissent.
¶ 45. Before examining our relevant caselaw, I emphasize certain undisputed points of law and fact, which are discussed more fully below. The federal Border Patrol agents acted lawfully pursuant to federal search-and-seizure law in stopping and searching defendants’ vehicle during a
roving patrol within approximately one mile of the U.S. border. For purposes of this appeal, we presume that reasonable suspicion supported the stop, and that probable cause supported the search.7 Further, the
¶ 46. Looking more closely at our relevant caselaw, in State v. Dreibelbis, federal inspectors at the Derby Line border station discovered two pounds of hashish in the trunk of the defendant‘s vehicle during a routine border inspection. 147 Vt. 98, 511 A.2d 307 (1986). After federal Customs officials notified the Vermont State Police of the discovery, the state charged the defendant with a drug offense in Vermont criminal court. In an interlocutory appeal from the trial court‘s denial of his motion to suppress, the defendant argued, in relevant part, that because federal law did not require probable cause for routine border inspections, in contrast to non-border searches, the evidence discovered during the border search had to be excluded from the Vermont criminal court proceedings. Id. at 100, 511 A.2d at 308. We rejected this argument, concluding that “[s]o long as the evidence seized in a permissible, routine customs border inspection meets federal standards for such searches . . . it is no violation of the defendant‘s constitutional rights if the evidence is later used in a state prosecution.” Id. (citation omitted).
¶ 47. Ten years later, in State v. Coburn, we considered whether evidence of drugs discovered by Customs officials inspecting the belongings of passengers arriving on an international flight at John F. Kennedy International Airport in New York City was admissible in a Vermont criminal court proceeding initiated when federal authorities, who were not interested in prosecuting the defendant under federal law, turned the evidence over to Vermont law enforcement. 165 Vt. 318, 683 A.2d 1343 (1996). We rejected the defendant‘s arguments that: (1) the initial lawful search of his luggage at the airport became unlawful under federal constitutional law when the luggage was transferred to Vermont and examined by Vermont State Police; and (2) even if federal law was not violated, evidence recovered during the search was not admissible in the Vermont criminal court proceeding because the conduct of the Customs officials would not have passed muster under
¶ 48. In rejecting the defendant‘s second argument, we reasoned that the federal interest in safeguarding the U.S. border or its functional equivalent was preeminent. Id. at 325, 683 A.2d at 1347. We held that “[b]ecause the Vermont Constitution does not apply to the otherwise lawful conduct of Customs officials, our scrutiny under
¶ 49. More recently, we reaffirmed our Coburn holding in a case involving drugs discovered at a fixed checkpoint maintained by the U.S. Border Patrol in Hartford, Vermont, ninety-seven miles south of the Canadian border. State v. Rennis, 2014 VT 8, 195 Vt. 492, 90 A.3d 906. We rejected the defendant‘s appeal of the denial of his Vermont criminal court motion to suppress the drugs discovered at the federal checkpoint and turned over to Vermont law enforcement. Id. ¶ 1. The defendant conceded the legality of the border agents’ search under the
¶ 50. Further, we explicitly rejected the defendant‘s reliance on State v. Cardenas-Alvarez—the only state case involving a search by border agents on which defendants rely in this case. 2001-NMSC-017, ¶ 1, 25 P.3d 225 (holding that “the
¶ 51. In this case, defendants raise essentially the same argument this Court rejected in Dreibelbis, Coburn, and Rennis—that the evidence discovered during the federal border agents’ independent and lawful search must be excluded in their Vermont criminal court proceedings, because if the search had been conducted by Vermont law enforcement officers, Vermont law construing
¶ 52. I find unavailing the efforts of defendants and the majority to distinguish these precedents on grounds that the stop and search in this case was conducted by federal Border Patrol agents during a roving patrol rather than by federal agents at the border or a permanent checkpoint.9 The legal principle established in these precedents is that when searches are lawfully conducted under federal law by federal border agents exercising their exclusive authority to safeguard the U.S. border, evidence derived from those searches and turned over to Vermont law enforcement officials is admissible in Vermont criminal proceedings and cannot be challenged under
¶ 53. The U.S. Supreme Court cases upon which the majority relies neither undercut the reasoning in these controlling precedents nor support the majority‘s reversal in this case. Those cases hold only that stops and searches by roving borders patrols, as opposed to at the border itself or its functional equivalent, require reasonable
¶ 54. I find unpersuasive the majority‘s attempt to distinguish roving Border Patrol stops and searches by describing them as random and subject to greater enforcement discretion and thus abuse. Lawful stops and searches by roving border patrols, as presumably was the case here, are not random. As noted, stops and searches by roving border patrols must be conducted based on reasonable suspicion and probable cause, respectively. Nor do I see anything in the record suggesting that border agents on roving patrols have more discretion to search vehicles than border agents at the border or at fixed checkpoints.
¶ 55. Notably, the Supreme Court in Brignoni-Ponce cited several factors to be considered in determining whether a roving border patrol stop was based on reasonable suspicion, the first of which is proximity to the border. 422 U.S. at 884-85. Given that roving border patrols require reasonable suspicion and probable cause to stop and search a vehicle for suspected border-related offenses, I find far-fetched defendants’ hyperbolic warning of roving border patrols stopping and searching vehicles over much of the state of Vermont. See Almeida-Sanchez, 413 U.S. at 273 (concluding that search of petitioner‘s vehicle by roving border patrol on California road lying at all points at least twenty miles from Mexican border violated
¶ 56. I also disagree with the majority that admitting the evidence in this case in Vermont criminal court proceedings would be inconsistent with the purposes of Vermont‘s exclusionary rule. As an initial matter, although deterrence may not be the exclusive or even primary purpose of Vermont‘s exclusionary rule, this Court, like most other courts, have cited the same underlying purposes for the exclusionary rule: deterrence of official misconduct, preservation of the integrity of the judicial process, and protection of the individual rights that were violated in collecting the evidence. See State v. Badger, 141 Vt. 430, 452-53, 450 A.2d 336, 349 (1982) (stating that introduction of evidence obtained in violation of Vermont Constitution “cannot be admitted at trial as a matter of state law” because it “eviscerates our most sacred rights, impinges on individual privacy, perverts our judicial process, distorts any notion of fairness, and encourages official misconduct“); LaFave, supra, § 1.5(c), at 243 (“The purposes for using the exclusionary rule for violations of state law . . . are essentially the same as those . . . given for suppression where the
¶ 58. The exclusionary rule‘s deterrent effect “rests on its tendency to promote institutional compliance with [constitutional] requirements on the part of law enforcement agencies generally” rather than “on ‘penalizing’ an individual officer into future conformity with the Constitution.” State v. Oakes, 157 Vt. 171, 180, 598 A.2d 119, 125 (1991) (quotation omitted). Institutional compliance with search-and-seizure law by Vermont law enforcement agencies will not be compromised by admitting in Vermont criminal proceedings evidence lawfully obtained by federal Border Patrol agents independently of any state conduct, as was the case here.10 See State v. Allard, 313 A.2d 439, 451 (Me. 1973) (stating that Customs officials turning over lawfully obtained evidence to state law enforcement “does not promote improper conduct by either local police or Customs agents“); Commonwealth v. Brown, 925 N.E.2d 845, 851 (Mass. 2010) (concluding that where federal agents turned over to state law enforcement lawfully obtained evidence, there was “no unlawful conduct to deter“); State v. Mollica, 554 A.2d 1315, 1328 (N.J. 1989) (concluding that when law enforcement officers of another jurisdiction turn over lawfully and independently obtained evidence to state officials, “no purpose of deterrence relating to the conduct of state officials is frustrated, because it is only the conduct of another jurisdiction‘s officials that is involved“); Gwinner, 796 P.2d at 732 (suppressing lawfully obtained evidence from another jurisdiction “would not deter our state officers from unlawful conduct, since we are not examining the conduct of state officers“). As the majority itself acknowledges, there is absolutely no evidence to support its conjecture that admitting the evidence obtained in lawful and independent searches by federal Border Patrol agents on roving patrols “might implicitly encourage federal officers to engage in searches that Vermont officers cannot, so that Vermont officers will reciprocate by passing along information regarding immigration violations.” Ante, ¶ 40.
¶ 59. Nor is the integrity of our judicial process imperiled by admitting in Vermont criminal court proceedings evidence lawfully and independently obtained by federal border agents exercising their authority to safeguard the U.S. border, insofar as “there has been no misuse or perversion of judicial process.” Mollica, 554 A.2d at 1328; see also Brown, 925 N.E.2d at 851 (“Judicial integrity, in turn, is hardly threatened when evidence properly obtained under Federal law, in a federally run investigation, is admitted as evidence in State courts.“); State v. Ramirez, 895 N.W.2d 884, 897-98 (Iowa 2017) (quoting Brown); LaFave, supra, § 1.5(c), at 248 n.169 (labeling as “bizarre reasoning” statement in State v. Torres, 262 P.3d 1006, 1019 (Haw. 2011), that admitting in state courts evidence lawfully obtained in another jurisdiction in manner that would have been constitutionally deficient in receiving state would necessarily be placing those courts’ ” ‘imprimatur of approval’ ” on such evidence, thereby comprising integrity of judicial process). To the contrary, the public‘s trust in the integrity of the judicial process is likely to be compromised if we automatically exclude from Vermont criminal court evidence lawfully and independently obtained by Border Patrol agents—including any evidence potentially connected to the commission of serious crimes that threaten the safety of the public or particular individuals. See Brown, 925 N.E.2d at 851 (rigidly applying exclusionary rule when its purposes are not furthered would “frustrate the public interest in the admission of evidence of criminal activity” to greater extent than “any incremental protection it might afford“); accord Ramirez, 895 N.W.2d at 897-98; see Mollica, 554 A.2d at 1327-28 (excluding lawfully obtained evidence from another jurisdiction would offend principles of federalism and comity “without properly advancing legitimate state interests“).
¶ 60. As for safeguarding the individual privacy rights protected by
¶ 61. While acknowledging that criminal defendants may seek judicial review of police searches or seizures, we concluded in Savva that “these after-the-fact challenges do not serve Article 11‘s purpose of protecting the rights of everyone—law-abiding as well as criminal—by involving judicial oversight before would-be invasions of privacy.” Id. at 86, 616 A.2d at 780. We stated that requiring a warrant would spare people the intrusion of “ill-considered searches or at least” give them “an impartial objective assessment before a search is carried out.” Id. It would also “bring[] a significant check on law enforcement conduct, because not just fruitful searches will be on the record, and searches on doubtful grounds may not be attempted at all if authorities know they must first go before a judicial officer.” Id. at 87, 616 A.2d at 780. Without a warrant, we reasoned, “police behavior would be subjected to judicial scrutiny only in rare cases, while [d]ay by day mischief may be done and precedents built up in practice long before the judiciary has an opportunity to intervene.” Id. (internal quotation marks omitted).
¶ 62. Given the unique posture of federal border area automobile searches conducted by federal agents in roving patrols, none of these concerns will be mollified by applying
¶ 63. Our holding today need not go beyond the facts of this case, which concern lawfully and independently obtained evidence by federal Border Patrol agents on roving patrol exercising exclusive federal authority to safeguard the U.S border by stopping and searching vehicles based on reasonable suspicion and probable cause that a federal crime concerning our international border has been committed. Many jurisdictions “have concluded that evidence lawfully obtained by federal officials, under a federal investigation meeting federal standards, may be used in subsequent state prosecutions even though state law would not have permitted the same type of search.” Ramirez, 895 N.W.2d at 895 (citing cases); see also LaFave, supra, § 1.5(c), at 248 (stating that “this approach makes good sense“). But see People v. Griminger, 524 N.E.2d 409, 412 (N.Y. 1988) (briefly stating that even though search warrant was issued by federal magistrate and executed by federal agents, defendant should be afforded benefit of state‘s search-and-seizure law because he was being tried for crimes defined by state‘s penal laws); State v. Rodriguez, 854 P.2d 399, 403 (Or. 1993) (concluding that although federal agents acted under authority of federal law in conducting warrantless search of defendant‘s apartment, state constitutional protections apply to evidence prosecutor seeks to use in state prosecution). But in this appeal, we need not consider this broader category of non-border cases. As to evidence independently and lawfully obtained by federal agents on roving border patrol based on reasonable suspicion and probable cause, I would follow our plainly governing precedents.11 Any different scenarios can be addressed later if and when they are presented to this Court.
¶ 64. Accordingly, for the reasons stated above, I respectfully dissent from the majority‘s reversal of the criminal division‘s order denying defendants’ motion to suppress.
¶ 65. I am authorized to state that Justice Eaton joins this dissent.
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Associate Justice
Notes
428 U.S. at 553.The Border Patrol believes that to assure effectiveness, a checkpoint must be (i) distant enough from the border to avoid interference with traffic in populated areas near the border, (ii) close to the confluence of two or more significant roads leading away from the border, (iii) situated in terrain that restricts vehicle passage around the checkpoint, (iv) on a stretch of highway compatible with safe operation, and (v) beyond the 25–mile zone in which “border passes” . . . are valid.
