State of Vermont v. John E. Geraw
No. 00-459
State of Vermont
March 15, 2002
795 A.2d 1219
Prеsent: Amestoy, C.J., Dooley, Morse, Johnson and Skoglund, JJ.
Defendant does not specifically challenge any of these factual findings, which are all supported by the record. Accordingly, we see no basis for disturbing the trial court‘s judgment.
Affirmed.
* Because it does not appear from the record that either party acted in reliance on our decision in Billings, and applying the statutes as interpreted above will not lead to an inequitable result in this case, we will not limit the effect of this decision to prospective application only. See Solomon v. Atlantis Dev., Inc., 145 Vt. 70, 74, 483 A.2d 253, 256 (1984) (adopting the United States Supreme Court‘s criteria for determining when decision should be given only prospective effect).
E.M. Allen of Stetler Allen & Kampmann, Burlington, for Defendant-Appellee.
Johnson, J. The question presented is whether Vermont citizens must accept the risk that police interviews in the privacy of their home are being secretly recorded without the protection of a judicially authorized warrant. We conclude that
The material facts are few and undisputed. On April 17, 2000, two police detectives interviewed defendant at his residence in Essex Junction. The detectives were investigating an allegation that defendant had engaged in sexual acts with a foster child. The officers identified themselves, and defendant invited them into his residence. They sat down at defendant‘s kitchen table, where the officers interviewed defendant about his relationship with the minor. Unbeknownst to defendant, the officers secretly tape recorded the conversation.
Defendant was later charged with one count of sexual assault of a minor, in violation of
In reviewing the trial court‘s ruling, we benefit from a series of decisions over the last two decades dealing with the requisite standards and permissible scope of searches and seizures under
That said, we have also consistently held that
Two additional decisions Blow, 157 Vt. 513, 602 A.2d 552, and State v. Brooks, 157 Vt. 490, 601 A.2d 963 (1991) - are especially significant for our purposes here, as both underscore the significance
We have, to be sure, disagreed at times about the degree of emphasis to be placed on the location of the search and seizure, to the exclusion of other considerations, such as advanced technologies that may alter or intensify the nature of the intrusion. See, e.g., Brooks, 157 Vt. at 494, 601 A.2d at 965 (Morse, J., dissenting) (arguing that intrusive “nature of the surveillance” as much as the location may trigger Article 11 protection); Costin, 168 Vt. at 188-90, 720 A.2d at 874 (Johnson, J., dissenting) (arguing that even unposted open field may warrant Article 11 protection from intensive round-the-clock surveillance by hidden video camera); see generally Note, The Lack of Privacy in Vermont, 24 Vt. L. Rev. 199, 218-25 (1999) (noting tensions between geographic and balancing approaches in the
As noted, Blow is especially significant in this regard, since the only real distinction here is that the secret recording was accomplished in defendant‘s home by a known police officer rather than by a confidential police informant.3 A careful reading of Blow and the cases discussed above, however, renders this a distinction devoid of any meaningful difference; for the heart of our holding in Blow was a recognition of the “deeply-rooted legal and societal principle that the coveted privacy of the home should be especially protected.” Blow, 157 Vt. at 518, 602 A.2d at 555. This heightened expectation of privacy rendered it objectively reasonable to expect that conversations in the privacy of one‘s home would not be surreptitiously invaded by warrantless transmission or recording. “[W]arrantless electronic participant monitoring conducted in a home,” we held, “offends the core values of Article 11.” Id. at 519, 602 A.2d at 555.
While our holding would not appear to admit of any exceptions based on the particular identity of the secret recorder, properly understood it is not the breadth of our hоlding in Blow but rather its underlying reasoning that dissolves any constitutionally significant distinction between that case and this. This is readily discerned from two of the principal cases on which we relied, Commonwealth v. Blood, 507 N.E.2d 1029 (Mass. 1987), and State v. Glass, 583 P.2d 872 (Alaska 1978). In both cases, the high courts of Massachusetts and Alaska held, respectively, that the electronic recording of a conversation by a confidential informant in the defendant‘s home violated the defendant‘s right to privacy under the state constitution. See Blood, 507 N.E.2d at 1034 (holding that it was “objectively reasonable to expect that conversational interchange in a private home will not be invaded surreptitiously by warrantless electronic transmission or recording“); Glass, 583 P.2d at 880 (construing state
Both cases recognized the risk that confidences disclosed to another person in the privacy and security of one‘s home may be repeated to others, or even later disclosed in court. Yet both fundamentally rejected the proposition that there was no difference between talking to another person who later repeats what is said, and talking to someone who electronically records one‘s every word and phrase. As eloquently summarized in Blood:
We think it a constitutional imperative to recognize that “the differences between talking to a person enswathed in electronic equipment and one who is not are very real, and they cannot be reduced to insignificance by verbal legerdemain. All of us discuss topics and use expressions with one person that we would not undertake with another and that we would never broadcast to a crowd. Few of us would ever speak freely if we knew that all our words were being captured by machines for later release before an unknown and potentially hostile audience. No one talks to a recorder as he talks to a person.”
507 N.E.2d at 1036 (quoting Holmes v. Burr, 486 F.2d 55, 72 (9th Cir. 1973) (Hufstedler, J., dissenting)); see also Glass, 583 P.2d at 878 (noting that invasive impact of secret recording in the home presents an “additional risk of an entirely different character” than the possibility of mere participant disclosure, which is mediated by such attendant circumstances as credibility, memory, and selectivity).
The Massachusetts court also relied on Justice Harlan‘s compelling dissent in United States v. White, 401 U.S. 745 (1971) (the decision we declined to follow in Blow), in which he eviscerated the argument “that it is irrelevant whether secrets are revealed by the mere tattletale or the transistor.” Id. at 787 (Harlan, J., dissenting). Justiсe Harlan reasoned that the scope of constitutional protection must reflect “the impact of a practice on the sense of security that is the true concern of the . . . protection of privacy.” Id. at 788 n.24 (emphasis added). Analyzed in this light, warrantless monitoring and
Thus understood, our holding in Blow cannot be reconciled with the State‘s argument that
Of course, most people will be more wary when speaking with a police officer than a friend, and should reasonably expect that the conversation will be carefully noted and subsequently repeated. This is a far different expectation, however, from knowingly exposing every word and phrase one speaks, every inflection or laugh or aside
The dissenting opinion makes much of the “values” underlying
The dissent would excuse the underhanded method the police utilized in this case to record the conversation with defendant, insisting that it was not “trickery.” With respect, if it was not trickery to hide a tape recorder to secretly record a conversation with an unsuspecting citizen, what was it? Indeed, this case offers vivid testimony to our warning in Savva that “the social costs of eliminating the warrant requirement are simply too high. Without it, police behavior would be subjected to judicial scrutiny only in rare cases, while ‘[d]ay by day mischief may be done and precedents built up in practice long before the judiciary has an opportunity to intervene.‘” Id. at 87, 616 A.2d at 780 (quoting Harris v. United States, 331 U.S. 145, 173 (1947)).
We thus categorically reject the Stаte‘s claim “that one who shares his personal confidences with a police officer known to him as such does not have a legitimate expectation that his words will not be electronically seized.” On the contrary, as Justice Harlan observed, “the burden of guarding privacy in a free society should not be on its citizens; it is the Government that must justify its need to electronically eavesdrop.” White, 401 U.S. at 793 (Harlan, J., dissenting) (emphasis added). Having failed to do so in this case by establishing a reasonable justification for the recording before a
Consistent with our earlier decisions in Brooks and Blow, our holding is necessarily limited to the facts before us involving a police interview in the privacy of the home, where our “sense of security,” in Justice Harlan‘s words, is highest. White, 401 U.S. at 788 n.24; see also Brion, 652 A.2d at 289 (inside the home “a person may legitimately expect the highest degree or privаcy known to our society“). The four out-of-state cases on which the State relies are thus fundamentally distinguishable, as all involved police interviews in other, more public settings that do not enjoy the same historical protection. In City & Borough of Juneau v. Quinto, 684 P.2d 127, 128-29 (Alaska 1984), the Alaska Supreme Court - distinguishing its earlier decision in Glass - upheld the warrantless recording of a suspect‘s conversation with a police officer on a public highway during the course of the defendant‘s apprehension and arrest for drunk driving. The court rejected the argument that the defendant enjoyed a reasonable expectation of privacy in such circumstances, where one “is aware, or reasonably should be aware, that he or she is speaking to a police officer who is in the process of executing either a lawful arrest or a lawful investigative stop.” Id. at 129. The decision in Quinto is consistent with our holding in Brooks and many others holding that defendants do not enjoy a reasonable expectation of privacy when speaking with police officers in such public settings. It does not, however, justify a warrantless recording in the privacy of the home.
The State also relies on In re A.W., 982 P.2d 842, 847 (Colo. 1999), which held that a defendant does not have a reasonable expectation of privacy precluding the warrantless recording of an interview in a police stationhouse. Although the court noted that defendant was “speaking in the actual presence of a police officer,” the court‘s holding cannot be separated from the fact that the defendant was not conversing in the privacy of his home, but inside the interview room of a municipal police department. Id. at 847. Similarly distinguishable is Commonwealth v. Thorpe, 424 N.E.2d 250 (Mass. 1981). There the defendant, a former police officer, contacted another officer with an offer to sell a copy of a police sergeant‘s prоmotional examination. The officer who was contacted secretly recorded eight telephone conversations and two face-to-face conversations with the defendant, one in a restaurant and another in a doughnut shop. The court upheld
Nor, finally, does Commonwealth v. Eason, 694 N.E.2d 1264 (Mass. 1998), support the State‘s position. That case concerned the surreptitious monitoring аnd recording of a telephone conversation between the defendant and a confidential informant using an extension phone in the informant‘s home. The Massachusetts court distinguished its holding in Blood, observing that although the defendant was speaking from inside his home, he had no knowledge or control over “the conditions at the other end of [the] telephone conversation.” Id. at 1268. Accordingly, the court concluded that the defendant did not enjoy the same expectation of privacy that inheres in face-to-face conversations occurring exclusively in a private home, id. at 1267, the situation we confront here.
Half a century ago, Justice Jackson explained that the warrant requirement forms the core of our privacy protections - not as a means to interfere with legitimate law enforcement efforts, but rather as a process to ensure that those efforts are prоperly balanced against the interests of “a society which chooses to dwell in reasonable security and freedom from surveillance.” Johnson v. United States, 333 U.S. 10, 14 (1948). We have determined as a society that judging “[w]hen the right of privacy must reasonably yield to the right of search is, as a rule, to be decided by a judicial officer, not by a policeman or government enforcement agent.” Id. When all is said and done, that is the principle which we reaffirm today.
Affirmed.
Skoglund, J., dissenting. I do not dispute the significance of the home as a place of heightened privacy expectations, but disagree with the majority‘s conclusion that the actions of the police in this case violated
A very brief review of the law of search and seizure under the
In Katz, the Supreme Court heard a challenge to evidence of petitioner‘s side of a phone conversation, overheard by FBI agents who had attached an electronic listening and recording device to the outside of the public telephone booth from which petitioner had
this effort to decide whether or not a given “area,” viewed in the abstract, is “constitutionally protected” deflects attention from the problem presented by this case. For the Fourth Amendment protects people, not places. What a person knowingly exposes to the public, even in his own home or office, is not a subject of Fourth Amendment protection. . . . But what he seeks to preserve as private, even in an area accessible to the public, may be constitutionally protected.
The Court held that the FBI should have obtained a warrant prior to the use of the electronic surveillance involved in the case. The import of the case is the Court‘s focus on the privacy expectations of the individual and not on the locus or extent of the government intrusion. “One who occupies [the phone booth], shuts the door behind him, and pays the toll that permits him to place a call is surely entitled to assume that the words he utters into the mouthpiece will not be broadcast to the world.” Id. at 352. Katz overruled Olmstead and Goldman and “swept away doctrines that electronic eavesdropping is permissible under the Fourth Amendment unless physical invasion of a constitutionally protected area produced the challenged evidence.” United States v. White, 401 U.S. 745, 748 (1971).
After Katz, the concept of “constitutionally protected areas” no longer served as a “talismanic solution to every Fourth Amendment problem.” 1 W. LaFave, Search and Seizure § 2.4(a), at 524 (3d ed. 1996). Justice Harlan, in his concurrence in Katz, summarized the appropriate analysis as follows: “that there is a twofold requirement, first that a person have exhibited an actual (subjective) expectation of privacy and, second, that the expectation be one that society is prepared to recognize as ‘reasonable.’ Thus a man‘s home is, for most purposes, a placе where he expects privacy, but objects, activities, or statements that he exposes to the ‘plain view’ of outsiders are not
We have adopted the United States Supreme Court‘s rationale in Katz and opined that
Again in Savva, 159 Vt. at 91-92, 616 A.2d at 783, we found a more expansive protection under
It is true that, throughout Fourth Amendment and
A different result was obtained in State v. Brooks, 157 Vt. at 491-94, 601 A.2d at 963-65, where we considered a challenge to participant electronic monitoring where the wired informant and the defendant were in two adjacent vehicles in a parking lot. Applying the same “reasonable expectation of privacy analysis,” we held that such monitoring was not regulated by
Of course we hold a deeply rooted, subjective expectation of privacy in our homes. The right to retreat into our personal sanctuary - be it an apartment, a rented room, a hut or a mansion - and to be free from unreasonable governmental intrusion is at the heart of Article 11. The problem with the majority‘s approach to this
“Article 11 protects the people from governmental intrusion into their private affairs; to the extent their affairs are willingly made public, the provision has no application.” Kirchoff, 156 Vt. at 7, 587 A.2d at 993. “In determining whether persons have a privacy interest in any given area or activity, we examine both private subjective expectations and general social norms.” State v. Morris, 165 Vt. at 115, 680 A.2d at 94 (citing Blow, 157 Vt. at 517-18, 602 A.2d at 555).
First, let us not forget, defendant invited the officers into his home and agreed to talk with them about allegations that he had engaged in sexual acts with a foster child. By speaking freely with officers, whom he understood were investigating his possible involvement in a serious crime, defendant could not have had a reasonable expectation that the questioning was private or would be kept private. The same conclusion is reached even viewing the facts of this case with a mind towards the heightened privacy expectation generally associated with one‘s home. This is not a conversation over a kitchen table between friends. He knew who he was talking to, and the purpose of the officers’ visit. Would society think he had a legitimate or reasonable expectation that this exchange with police would be private? I think not.
As in Blow, the majority finds support in Commonwealth v. Blood, 507 N.E.2d 1029 (Mass. 1987), and in State v. Glass, 583 P.2d 872 (Alaska 1978). However, in these cases the conversations the courts held to enjoy an expectation of privacy were captured by confidential informants in the defendants’ homes. In neither case did the defendants have reason to suspect that their conversation partners were working with the government. And, in both cases the courts anchored their analysis in whether the expectation of privacy was one society was willing to embrace. “When we confront the question whether police activities amount to a search or seizure within the meaning of art. 14 [of the Massachusetts Declaration of Rights], we ask, ‘whether the defendants’ expectation of privacy [in the circumstances] is one which society could recognize as reasonable.‘” Blood, 507 N.E.2d at 1033 (citing Commonwealth v. Podgurski, 436 N.E.2d 150, 152 (1982)). “[O]ne communicating private matters to another exhibits an actual (subjective) expectation of privacy whether or not the listener is equipped with electronic devices. The key question is whether that expectation of privacy is one that society is prepared to recognize as reasonable.” Glass, 583 P.2d at 880.
Another Massachusetts case, Commonwealth v. Thorpe, 424 N.E.2d 250 (Mass. 1981), provides a succinct summation of why privacy is protected and whether warrantless, secret recordings of conversations between known police officers and suspects undermine this protection. In Thorpe, defendant moved to suppress certain tape recordings of conversations between himself and a police officer to whom he offered to sell a copy of a police sergeant‘s promotional examination. Wearing a tape recording device, the officer had several conversations with Thorpe. On appeal, Thorpe argued that the warrantless recordings violated his right to be free from unreasonable searches and seizures as guaranteed by art. 14 of the Massachusetts Declaration of Rights because he had an expectation of privacy in not having his conversation with the officer recorded. The court rejected this argument and held:
We do not think that free speech and privacy values are unduly threatened by the risk that when one speaks to a known police officer he may be recording the conversation. This is not the type of warrantless surveillance condemned by the courts and commentators . . . , whose impact on privacy is “such as to undermine that confidence and sense of security in dealing with one another that is characteristic of individual relationships between citizens in a free society.”
Thorpe, 424 N.E.2d at 258 (citing White, 401 U.S. at 787 (Harlan, J., dissenting)) (emphasis added).
Analysis of privacy expectations in situations such as that present in Thorpe, where defendant is aware that he is talking to police, requires an evaluation of the values intended to be protected by
I return again to the fact that defendant invited the officers into his home and agreed to answer questions surrounding their investigation. There is no dispute that his consent was voluntary. When consent is given to a search or seizure, there is usually no violation of Article 11. See State v. Sheehan, 171 Vt. 642, 643, 768 A.2d 1275, 1278 (2000) (mem.); Zaccaro, 154 Vt. at 90, 574 A.2d at 1261; State v. White, 129 Vt. 220, 224, 274 A.2d 690, 692 (1971).
For example, in Sheehan, the defendant argued that his consent was not voluntary, contending that police deceived him because their request to enter the home to talk with him was a pretext to gain entry to arrest him. In finding that his consent was indeed voluntary, we relied on the fact that the uniformed police identified themselves, asked defendant‘s consent to enter the residence so that they could talk to him, and that the scope of the conversation was not limited or defined. “Once inside, the police аcted within the scope of their broad invitation and did precisely what they said they would, talk to defendant. Nothing about the police officers’ behavior suggests that they engaged in trickery or misrepresented their purpose in order to gain entry into defendant‘s home.” Sheehan, 171 Vt. at 643, 768 A.2d at 1278. Like the officers in Sheehan, the officers in the case before
Ah, but was it a trick to secretly record the conversation that ensued?
In State v. Costin, 168 Vt. 175, 181, 720 A.2d 866, 870 (1998), we analyzed the situation where law enforcement had placed video surveillance cameras on a suspected marijuana field. We dismissed the claim that the video surveillance alone created an Article 11 search. “We do not see how Article 11 protects against the use of a technological device that accomplishes the same result as a lawful in-person stake-out, and nothing more.” Id. Here, we have a lawful, consented to conversation with investigating officers. The fact that they captured the defendant‘s voluntary statements using a technologically superior means to the note-taking and memories of the officers does not “‘transmogrify a constitutionally innocent act into a constitutionally forbidden one.‘” Id. (quoting Vega-Rodriguez v. Puerto Rico Tel. Co., 110 F.3d 174, 181 (1st Cir. 1997)).
In Lopez v. United States, 373 U.S. 427 (1963), the Supreme Court upheld the use of a wire recording of a conversation between the defendant and an Internal Revenue Service agent that occurred in defendant‘s office during which the defendant offered the agent a bribe. The IRS agent had recorded the conversation on a small recording device carried in his pocket. While the decision in Lopez was based, not оn consideration of the defendant‘s expectations of privacy, but on outmoded considerations that “no trespass was committed,”3 the reasoning quoted below does not suffer from the difference in approach and is strikingly similar to the reasoning we utilized in Costin. The Court wrote:
Once it is plain that [the agent] could properly testify about his conversation with Lopez, the constitutional claim relating to the recording of that conversation emerges in proper perspective. . . . Indeed this case involves no “eavesdropping” whatever in any proper sense of that term. The Government did not use an electronic device to listen in on conversations it could not otherwise have heard. Instead,
the device was used only to obtain the most reliable evidence possible of a conversation in which the Government‘s own agent was a participаnt and which that agent was fully entitled to disclose. . . . [The device] was carried in and out by an agent who was there with petitioner‘s assent, and it neither saw nor heard more than the agent himself.
In a criticism of the majority‘s approach in Costin, the dissent suggested the Court was “resurrect[ing] an outdated, formalistic analysis that rigidly focuses on mapping out property worthy of constitutional protection while ignoring modern search-and-seizure law, which examines expectations of privacy and societal interests.” 168 Vt. at 184, 720 A.2d at 872. This, I suggest, is what is happening here. Whether we are dealing with open fields as in Costin and Kirchoff, or garbage left on the curb as in State v. Morris, 165 Vt. at 115-16, 680 A.2d at 93-94, or events that transpire in the home as in Blow, the core principle that triggers Article 11 protection is the individual‘s expectation of privacy and not the location of the government activity challenged.
Because
Stripped to its essentials, [respondent‘s] argument amounts to saying that he has a constitutional right to rely on possible flaws in the agent‘s memory, or to challenge the agent‘s credibility without being beset by corroborating evidence that is not susceptible of impeachment. For no other argument can justify excluding an accurate version of a conversation that the agent could testify to from memory.
I hesitate to speak for society as a whole, but respectfully suggest that Vermonters would not find reasonable a suspect‘s expectations that his responses to police questions about possible involvement in a crime are private. I am authorized to state that Chief Justice Amestoy joins in this dissent.
Notes
White, 401 U.S. at 788 n.24 (Harlan, J., dissenting) (emphasis added).While the continuing vitality of Lopez is not drawn directly into question by this case, candor compels me to acknowledge that the views expressed in this opinion [White] may impinge upon that part of the reasoning in Lopez which suggested that a suspect has no right to anticipate unreliable testimony. I am now persuaded that such an approach misconceives the basic issue, focusing, as it does, on the interests of a particular individual rather than evaluating the impact of a practice on the sense of security that is the true concern of the Fourth Amendment‘s protection of privacy.
