STATE оf South Dakota, Plaintiff and Appellee, v. Mark OUTKA, Defendant and Appellant.
No. 26599.
Supreme Court of South Dakota.
Decided Feb. 26, 2014.
2014 S.D. 11 | 844 N.W.2d 598
Considered on Briefs on Aug. 27, 2013.
Terry L. Pechota, Rapid City, South Dakota, Attorney for defendant and appellant.
WILBUR, Justice.
[¶1.] Mark Outka appeals the magistrate court‘s denial of his post-sentencing motion to withdraw his guilty plea.
FACTS AND PROCEDURAL HISTORY
[¶2.] Outka was charged by information with alternative counts of simple assault for an altercation involving his live-in girlfriend, Jillian Anderson. Although the caption of the information included the words “domestic abuse,” the rest of the information made no reference to domestic abuse. The only statute referenced in the information was
[¶3.] The State and Outka, who was represented by counsel, entered into a plea agreement whereby Outka pleaded guilty to simple assault under
[¶4.] Outka subsequently appealed his conviction to circuit court. The circuit court remanded the matter to the magistrate court to allow Outka to move to withdraw his guilty plea. The magistrate court, in its denial of Outka‘s motion to withdraw the plea, determined that the information was sufficient and that Outka knowingly and voluntarily pleaded guilty to simple assault (domestic abuse). Outka appealed to circuit court, which affirmed the decision of the magistrate court.
[¶5.] Outka appeals to this Court, arguing that he should have been allowed to withdraw his plea because the charging information (1) was insufficient, (2) failed to conform to рleading requirements, and (3) failed to inform him of the charges against him. Outka further argues that
STANDARD OF REVIEW
[¶6.] “When a defendant moves to withdraw his guilty plea after [a] sentence has been imposed, the trial court will set aside the judgment of conviction and permit the defendant to withdraw his plea only to correct manifest injustice.” State v. McColl, 2011 S.D. 90, ¶ 8, 807 N.W.2d 813, 815 (quoting State v. Lohnes, 344 N.W.2d 686, 687-88 (S.D.1984)); see also
[¶7.] While “the trial court‘s discretion to allow withdrawal of a guilty plea prior to ‘sentencing should be exercised liberally in favor of withdrawal,’ . . . a stricter standard should be applied when a defendant requests to withdraw a guilty plea aftеr a sentence has been imposed.” Id. (quoting Wahle, 521 N.W.2d at 137). The purpose of the stricter standard is “to prevent a defendant from testing the weight of potential punishment, and then withdrawing the plea if he finds the sentence unexpectedly severe.” Lohnes, 344 N.W.2d at 688 (quoting United States v. McKoy, 645 F.2d 1037, 1040 n. 3 (D.C.Cir. 1981)). While a decision to permit withdrawal of a guilty plea is normally within the trial court‘s discretion, when a defendant alleges that his plea is constitutionally infirm this Court must conduct a de novo review to determine whether the alleged constitutional violation оccurred. See Goodwin, 2004 S.D. 75, ¶ 4, 681 N.W.2d at 849; see also State v. Cain, 342 Wis.2d 1, 816 N.W.2d 177, 183 (2012).
DECISION
[¶8.] 1. Whether the information was sufficient.
[¶9.] Outka first argues that he should be permitted to withdraw his guilty plea because the information was not sufficient. Specifically, Outka alleges that there is no offense titled “simple assault (domestic abuse).” Effectively, Outka asks this Court to decide whether the practice of tagging a domestic abuse notation on an assault charge, consistent with
[¶10.] The State argues that thе domestic abuse notation does not change the fact that Outka was charged with the public offense of simple assault. The State asserts that the notation in the caption merely indicates the relationship between the victim and the perpetrator.
[¶11.] The information was sufficient to charge Outka with a public offense: simple assault. It cited the relevant statute for and defined the elements of simple assault. And the information provided a factual allegation, which if proven, would establish a violation of simple assault. In drafting the information the state‘s attorney complied with the statutory requirement found in
The state‘s attorney of the county where a crime is believed to have been committed shall indicate on the summons, complaint, information, indictment, arrest warrant, and judgment of conviction
whether the charge involves domestic abuse.
[¶12.] Outka does not contest that the body of the information charged him with simple assault in violation of
[¶13.] Outka next argues that domestic abuse is an essential element that must be charged in the body of the information and proven beyond a reasonable doubt because, according the United States Supreme Court decision of Apprendi v. New Jersey, 530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000), if he is convicted he may be subject to increased state and federal consequences. The State contends that under
[¶14.] Outka‘s reliance on Apprendi is misplaced for two reasons. First, domestic abuse is not an element of simple assault. See
[¶15.] Furthermore, Outka‘s Apprendi argument fails because Outka was not subjeсted to an enhanced sentence as a result of the domestic abuse notation. The notation did not change the punishment Outka could have received for a conviction of simple assault, it only indicated that the crime involved domestic abuse.3 Likewise, removing the domestic abuse notation from the caption of the information would not lessen the maximum penalty Outka could have received. Outka cannot show that his sentence exceeded the maximum authorized for simple assault because his sentence fit within the authorized range of punishment for that offense. Because the maximum possible sentence is the same with or without the domestic abuse notation, the notation is not an Apprendi element that must be proven beyond a reasonable doubt. The notation is merely an indication of the relationship between the victim and the perpetrator.4
[¶17.] 2. Whether the charging information conformed to pleading requirements.
[¶18.] Outka argues that the information failed to conform to pleading requirements under
[¶19.] As we noted above, generally, defects in the information must be raised prior to trial.
[¶20.] 3. Whether reference to domestic abuse deprived Outka of his constitutional rights.
[¶21.] Outka claims that the domestic abuse notation in the caption of the information deprived him of his constitutional right to be informed of the nature and cause of the accusation against him under both the Sixth Amendment of the United States Constitution and Article VI, § 7 of the South Dakota Constitution.
[¶22.] “[A]n information or indictment must apprise the defendant with reasonable certainty of the accusation against him so that he may prepare his defense and plead the judgment as a bar to a subsequent prosecution for the same offense.” State v. Sinnott, 72 S.D. 100, 104, 30 N.W.2d 455, 456-57 (1947), cert. denied, 334 U.S. 844, 68 S.Ct. 1512, 92 L.Ed. 1768 (1948). However, as discussed above, Outka did not object to the information before he pleaded guilty. Because Outka asserts that the information is defective for the first time on appeal, this argument is waived so long as his guilty plea is knowing and voluntary.
[¶23.] 4. Whether SDCL 25-10-34 is constitutional.
[¶24.] Outka challenges the constitutionality of
[¶25.] Outka suggests a number of reasons why
[¶26.] The Legislature performed its duty here.
[¶27.] Outka next argues that
[¶28.] Outka‘s assertion that the statute is vague also fails. Outka argues that the phrase “involving domestic abuse” in
[¶29.] Instead, Outka presents a hypothetical situation in his brief that might raise an issue of vagueness. But the United States Supreme Court has instructed “courts to ‘examine the complainant‘s conduct before analyzing other hypothetical applications of the law,’ because ‘a plaintiff who engages in some conduct that is clear-ly proscribed cannot complain of the vagueness of the law as applied to others.‘” Id. (quoting Vill. of Hoffman Estates v. Flipside, Hoffman Estates, Inc., 455 U.S. 489, 495, 102 S.Ct. 1186, 1191, 71 L.Ed.2d 362 (1982)). We decline to address this hypothetical and will only look at whether the statute is vague in light of the specific facts of this case. Given that Outka does not claim that the domestic abuse notation is inapplicable to his case, his challenge to this statute on the basis of vagueness fails.
[¶30.] 5. Whether the magistrate court adequately advised Outka.
[¶31.] Outka asserts that his plea was not knowing and voluntary because (1) he was not advised that he could not be compelled tо testify against himself and (2) he was not advised of the maximum possible sentence.
[¶32.] A guilty plea is a waiver of several trial rights guaranteed by the Fifth and Sixth Amendments; therefore, as a matter of due process, a guilty plea must be knowing and voluntary. Boykin v. Alabama, 395 U.S. 238, 242-43, 89 S.Ct. 1709, 1712, 23 L.Ed.2d 274 (1969). “Such a plea is intelligent and voluntary when the accused has a full understanding of his constitutional rights and, having that understanding, waives these rights by a plea of guilty.” State v. Beckley, 2007 S.D. 122, ¶ 8, 742 N.W.2d 841, 843 (quoting Lodermeier v. State, 273 N.W.2d 163, 164 (S.D. 1978)). Those rights a defendant gives up when pleading guilty are: (1) the privilege against self-incrimination, (2) the right to a trial by jury, аnd (3) the right to confront one‘s accusers. Boykin, 395 U.S. at 243, 89 S.Ct. at 1712. “The record must show in some manner that the defendant understood his rights in order for the defendant‘s plea to be entered intelligently and voluntarily.” State v. Apple, 2008 S.D. 120, ¶ 10, 759 N.W.2d 283, 287 (citation omitted). A showing that a plea was not knowingly and voluntarily entered is one way to prove a manifest injustice so as to warrant withdrawal of a guilty plea. See Goodwin, 2004 S.D. 75, ¶ 4, 681 N.W.2d at 849; United States v. Crusco, 536 F.2d 21, 26-27 (3d Cir.1976).
[¶34.] Outka argues that the magistrate court‘s advisement that he could not be compelled to testify against himself was inadequate. But the record reveals that the magistrate court advised Outka of his Boykin rights—that his guilty plea would waive his right to a jury trial, his right to cross-examine or confront witnesses, and that his testimony would waive his right to remain silent.
[¶35.] Outka also contends that he was not advised about the maximum sentence he could receive as required by
[¶36.] When viewed in totality, the record shows that Outka understood his rights so that his plea was knowing and voluntary. Outka was thirty-two years old at the time he was sentenced. He had previous experience with the justice system. He was also represented by counsel throughout the proceedings and his guilty plea was the result of a plea agreement. Finally, prior to accepting Outka‘s guilty plea, the magistrate court determined that his plea was not the result of threats or coercion. Because Outka‘s plea was knowingly and voluntarily entered, the magistrate court did not abuse its discretion in denying Outka‘s motion to withdraw his plea as Outka failed to establish the existence of a manifest injustice by clear and convincing evidence.
[¶37.] Outka argues that he was not advised that he was pleading guilty to simple assault (domestic abuse). The record shows otherwise. “[I]t is not required at the time the guilty plea is made that thе specific elements of the offense charged be explained to a defendant.” Clark v. State, 294 N.W.2d 916, 919 (S.D.1980) (citing United States v. Kriz, 586 F.2d 1178, 1180 (8th Cir.1978) (per curiam)). “All that is necessary is that an understanding of the nature of the charge be conveyed to a defendant.” Id. (citing State v. Driver, 290 N.W.2d 856 (S.D. 1980)) (citations omitted).
[¶38.] At Outka‘s initial appearance the magistrate court advised Outka of the charges against him. Although not personally present at the preliminary hearing,
[¶39.] Finally, Outka contends that he should have been advised that his guilty plea would prohibit him from possessing or controlling a firearm.7 We have held that “it is not necessary for a court to inform a defendant of the collateral consequences of a guilty plea in order for a plea to be intelligently and voluntarily entered.” State v. Timperley, 1999 S.D. 75, ¶ 15, 599 N.W.2d 866, 868 (quoting Gregory v. State, 353 N.W.2d 777, 781 (S.D.1984)). “The distinction between direct and collateral consequences of a plea, while sometimes shaded in the relevant decisions, turns on whether the result represents a definite, immediate and largely automatic effect on the range of the defendant‘s punishment.” Id. (quoting George v. Black, 732 F.2d 108, 110 (8th Cir.1984)). Thus, the question before this Court is whether a potential restriction оn future firearm possession is a direct or collateral consequence.
[¶40.] We have not addressed whether a potential bar to future firearm possession is a collateral consequence. However, other jurisdictions have held that a potential restriction on firearm ownership is a collateral consequence, and thus a court is not required to advise a defendant of that consequence prior to accepting a defendant‘s guilty plea. See State v. Liefert, 309 Mont. 19, 43 P.3d 329, 335-36 (2002); Saadiq v. State, 387 N.W.2d 315, 325 (Iowa 1986); State v. Kosina, 226 Wis.2d 482, 595 N.W.2d 464, 466-68 (App.1999). The rationale for this rule is that future restrictions on firearm possession are often subject to an additional federal criminal proceeding, and thus are not a direct consequence of the underlying criminal act. Liefert, 43 P.3d at 336.
[¶41.] Federal courts have also determined that a judge need not warn about potential restrictions on future firearm possession. For example, the Eighth Circuit held in United States v. Amerson that a court does not have a duty to inform a defendant of the collaterаl consequences of his or her plea. 599 F.3d 854, 855-56 (8th Cir.2010) (per curiam). In fact, the court specifically held that “[t]he possibility [a defendant] would be charged under [
[¶42.] We hold that the possibility of a future restriction on the possession of a firearm is a collateral consequence of Outka‘s guilty plea. As a result, the magistrate court‘s failure to warn Outka about the possibility of a future firearm restriction is not a manifest injustice. The magistrate court did not abuse its discretion by denying Outka‘s motion to withdraw his plea.
CONCLUSION
[¶43.] Outka did not meet his burden to establish the existence of a manifest injustice by clear and convincing evidence. We affirm the denial of Outka‘s motion to withdraw his guilty plea.
[¶44.] GILBERTSON, Chief Justice, and KONENKAMP, ZINTER and SEVERSON, Justices, concur.
WILBUR, Justice.
SUPREME COURT OF SOUTH DAKOTA
