Lead Opinion
delivered the Opinion of the Court.
¶1 David Liefert (Liefert) was charged under federal law with unlawfully possessing a firearm, 18 U.S.C. § 922(g)(9), after pleading guilty under state law to partner assault, § 45-5-206, MCA, in Justice Court No. 1, Broadwater County. After the federal violation was charged, Liefert sought to withdraw his guilty plea to the partner assault in Justice Court, arguing good cause to withdraw his plea because the Justice Court did not inform him of the federal prohibition on possessing a firearm as a result of his plea under state law. The Justice Court denied the motion, and Liefert appealed the denial to the First Judicial District Court, Broadwater County.
¶2 We address the following issue on appeal: Did the District Court err in denying Liefert’s motion to withdraw his guilty plea because Liefert was entitled to be informed of the federal firearms prohibition
¶3 We affirm.
L FACTUAL AND PROCEDURAL BACKGROUND
¶4 On August 25,1999, Liefert plead guilty to partner assault under § 45-5-206, MCA, in Justice Court No. 1, Broadwater County. The facts underlying the plea are not part of the record because justice courts are not courts of record. However, the briefs of the parties indicate that law enforcement responded to a 911 call regarding an argument between Liefert and his wife.
¶5 On May 18, 2000, Liefert was charged with violations of federal laws that prohibit possession of a firearm when someone receives qualifying state convictions. One charge arose under 18 U.S.C. § 922(g)(9) due to Liefert’s guilty plea for domestic assault. The other charge arose under 18 U.S.C. § 922(g)(1) due to Liefert’s Minnesota conviction for third degree assault. We are only concerned here with the federal charge arising from Liefert’s guilty plea to partner assault in Montana. The facts that gave rise to Liefert’s possession of a firearm are also not part of the record. However the briefs of the parties indicate that Montana Fish, Wildlife, and Parks authorities discovered Liefert’s gun possession during a hunting investigation and reported this possession to the United States Attorney’s Office for the District of Montana after learning of his prior convictions.
¶6 After Liefert was charged with the federal violations, he sought to withdraw his guilty plea in Justice Court. The Justice Court denied the motion. The basis for the Justice Court’s decision is not part of the record because justice courts are not courts of record.
¶7 Liefert then appealed to the District Court. The District Court held that the Justice Court did not have to inform Liefert of the federal gun prohibition because under State v. Reynolds (1992),
¶8 We have held that there is no appeal to a District Court from the denial of a motion to withdraw a guilty plea in Justice Court. State v. Feight,
II. STANDARD OF REVIEW
¶9 In order for a guilty plea to validly waive constitutional protections, the defendant’s guilty plea must be a voluntary, knowing, and intelligent choice among options. State v. Radi (1991),
¶10 A district court may permit the withdrawal of a guilty plea for good cause. Section 46-16-105(2), MCA. “The fundamental purpose of allowing the withdrawal of a guilty plea is to prevent the possibility of convicting an innocent [person].” State v. Johnson (1995),
1. the adequacy of the court’s interrogation at the time the plea was entered regarding the defendant’s understanding of the consequences of the plea;
2. the promptness with which the defendant attempts to withdraw the plea;
3. the fact that the plea was the result of a plea bargain in which the guilty plea was given in exchange for dismissal of another charge.
Bowley,
III. DISCUSSION
A. Issues Not Addressed in this Opinion
¶11 Before we turn to the issue presented to this Court, it is important that we clarify the issues this Opinion does not address. These issues
¶12 Second, the State noted that under United States v. Akins (9th Cir. 2002),
¶13 Third, the State noted that it believed there was a possible issue that Congress exceeded its power in enacting 18 U.S.C. § 922(g)(9) by imposing such a restriction on firearms when a gun is not used in the underlying domestic violence case. Again, this issue was not presented here and it would not be within the purview of this Court’s power to decide this issue, in any event.
¶14 Finally, regarding the adequacy of the plea colloquy, Liefert did not assert that gun possession is such that every defendant in every case is entitled to be informed that as a result of a conviction, the defendant’s possession of firearms may be limited. In other words, Liefert did not assert that a judge must inform every defendant of the
B. The Parties’ Positions
¶15 In support of his argument that the Justice Court’s plea colloquy was inadequate and that his resultant guilty plea was not voluntary, Liefert notes that a trial court is required to inform a defendant of the maximum penalty allowed by law. See § 46-12-210(a)(iii) and § 46-16-105(1), MCA. He also cites United States v. Batchelder (1979),
¶16 Based on these uncontroverted points, Liefert asserts that by reading the state statute, § 45-5-206, MCA, and the federal statute, 18 U.S.C. § 922(g)(9), together, the federal law preempts the state law such that there is a mandatory restriction on firearms. He further asserts that by reading the state and federal statutes together, due process requires that the Justice Court should have informed Liefert of the federal prohibition in order to give him fair warning regarding gun restrictions. By reading the state statute alone, Liefert argues a defendant is given a “negative implication” that the defendant’s gun rights are completely at the discretion of the state court judge.
¶17 Liefert also points out that under § 46-12-210(f), MCA, courts are required to inform defendants in Montana that a guilty plea may have consequences under federal immigration law. Liefert asserts that defendants should similarly be informed of the federal consequences and restrictions on gun possession when pleading guilty to partner assault under state law.
¶18 In contrast, the State asserts that judges are not required to inform defendants of the collateral consequences of a plea. The State argues that under our precedent, 18 U.S.C. § 922(g) is a collateral consequence. Further, the State asserts that the requirement regarding federal immigration law was a policy determination made
C. The Federal Restrictions of 18 U.S.C. § 922(g) are Collateral Consequences.
¶19 In Montana, if a defendant is convicted of partner assault under § 45-5-206, MCA, the trial court “may prohibit an offender convicted under this section from possession or use of the firearm used in the assault.” Section 45-5-206(7), MCA; see also § 46-18-202(1)(b), MCA (providing judges with the general discretion to restrict gun possession for any state crimes). The federal statute at issue, 18 U.S.C. § 922(g)(9), reads:
It shall be unlawful for any person ... who has been convicted in any court of a misdemeanor crime of domestic violence, to ship or transport in interstate or foreign commerce, or possess in or affecting commerce, any firearm or ammunition; or to receive any firearm or ammunition which has been shipped or transported in interstate or foreign commerce.
See also 18 U.S.C. §§ 922(g)(8), (d)(8) and (d)(9).
No provision of this chapter shall be construed as indicating an intent on the part of the Congress to occupy the field in which such provision operates to the exclusion of the law of any State on the same subject matter, unless there is a direct and positive conflict between such provision and the law of the State so that the two cannot be reconciled or consistently stand together.
Title 18, U.S.C. 927. These statutes serve as the basis of Liefert’s appeal.
¶20 Under the age old maxim that people are presumed to know the law, Liefert is of course presumed to be aware of both the state and federal statutes. State v. Lynn (1990),
¶21 Because it is impossible for a judge to inform a defendant of every possible consequence of a guilty plea, most courts have adopted the prevailing rule that judges are only required to inform defendants regarding the direct consequences of a guilty plea and are not required to inform defendants regarding the collateral consequences. See Torrey v. Estelle (9th Cir. 1988),
¶22 The question presented in this appeal thus turns on whether the federal consequences of Liefert’s plea are direct or collateral. A consequence is direct if it has a “definite, immediate, and largely automatic effect” on the defendant. United States v. Bouthot (1st Cir. 1989),
¶23 Long addressed the same general issue presented here, but from the perspective of a federal court. In Long, the court stated:
[T]he state and federal systems are separate and distinct, and the defendant need only be informed of the direct consequences he may face within the particular system. Therefore, the state court, even if knowledgeable about federal criminal law, need not undertake to inform the defendant of his potential federal criminal liability: the nature of the state sentence was unaffected by the federal prosecution and sentence.
See also United States v. Maestas (5th Cir. 1991),
¶24 We have previously briefly addressed the issue of whether trial courts must bring federal consequences to the attention of a defendant. In Reynolds, a case closely analogous to the case at bar, the defendant attempted to withdraw his guilty plea in state court after being charged with illegal possession of a weapon in federal court under 18 U.S.C. § 922(g)(1). Reynolds,
¶25 Turning to this case, Liefert had discretionary control over whether he would be in violation of federal law upon entry of his guilty plea. He would be in violation of federal law if he chose to possess a weapon; he would not be in violation of federal law if he made the opposite choice. Further, Liefert’s federal prosecution is under the control of a different sovereign entity. Therefore, we hold that the consequence of a potential federal firearms prosecution under 18 U.S.C. § 922 is a collateral consequence because the consequence is not an automatic, definite, or immediate consequence of a state guilty plea and because the consequence is under the control of the federal government. See also Saadiq v. Iowa (Iowa 1986),
The provisions in issue here, however, unambiguously specify the activity proscribed and the penalties available upon conviction.... That this particular conduct may violate both Titles does not detract from the notice afforded by each. Although the statutes create uncertainty as to which crime may be charged and therefore what penalties may be imposed, they do so to no greater extent than would a single statute authorizing various alternative punishments. So long as overlapping criminal provisions clearly define the conduct prohibited and the punishment authorized, the notice requirements of the Due Process Clause are satisfied.
Batchelder,
¶27 In making the “negative implication” argument, Liefert attempts to distinguish Reynolds by noting that the state statute on partner assault specifically mentions that a judge has the discretion to limit gun possession, while the statute regarding issuing bad checks does not. However, as Liefert himself concedes, this distinction is meaningless in light of the fact that trial courts can generally limit gun possession for any crime under § 46-18-202(1)(b), MCA.
¶28 As to Liefert’s argument that Montana courts must inform
¶29 Finally, we briefly note that Liefert cites no authority for his equitable argument that trial courts should inform defendants of the federal restrictions because possessing a gun is more important in this state than it would be in other states. We decline to establish a precedent based on no legal authority whatsoever.
¶30 Further, we will not consider his equitable argument that he pled guilty because he could not afford bail and he needed to get out of jail in order to timely harvest his wheat. We have held that a plea is not involuntary simply because it was entered to avoid the possibility of a greater punishment at trial. State v. Milinovich (1994),
CONCLUSION
¶31 The District Court did not err in denying Liefert’s motion to withdraw his guilty plea.
Affirmed.
Notes
There is no appeal to a District Court from a denial of a motion to withdraw a guilty plea in Justice Court. State v. Feight,
The United States District Court for Montana ruled that Liefert’s rights were restored when he completed his sentence. United States v. Liefert, CR 00-9-H-7798 (D.Mont. Sept. 27, 2000). The Ninth Circuit reversed this decision in an unreported opinion. No. 00-30327,
The United States Supreme Court has accepted certiorari on the related issue of whether a federal court can restore a defendant’s gun rights upon petition under 18 U.S.C. § 925(c) when the administrative process for restoration of gun rights has not yet taken place. Bean v. Bureau of Alcohol, Tobacco and Firearms (5th Cir. 2001),
18 U.S.C. § 922(g)(8) reads:
It shall be unlawful for any person ... who is subject to a court order that—
(A) was issued after a hearing of which such person received actual notice, and at which such person had an opportunity to participate;
(B) restrains such person from harassing, stalking, or threatening an intimate partner of such person or child of such intimate partner or person, or engaging in other conduct that would place an intimate partner in reasonable fear of bodily injury to the partner or child; and
(C) (i) includes a finding that such person represents a credible threat to the physical safety of such intimate partner or child; or
(ii) by its terms explicitly prohibits the use, attempted use, or threatened use of physical force against such intimate partner or child that would reasonably be expected to cause bodily injury,
... to ship or transport in interstate or foreign commerce, or possess in or affecting commerce, any firearm or ammunition; or to receive any firearm or ammunition which has been shipped or transported in interstate or foreign commerce.
Concurrence Opinion
concurring.
¶32 While I concur with the ultimate result reached by the Court, I disagree with the Court’s “postconviction relief’ justification for its conclusion that the District Court had jurisdiction to hear Liefert’s appeal. Here, as in Feight, Liefert simply filed a notice of appeal with the District Court challenging the Justice Court’s denial of his motion to withdraw the guilty plea. This was the identical mechanism for appeal employed by the defendants in Feight to challenge the validity of their guilty pleas. Yet the Court in Feight curiously chose not to pursue the “postconviction relief’ jurisdictional analysis. The logic in treating these indistinct appeals altogether differently eludes me.
Concurrence Opinion
specially concurs,
¶34 I concur with Justice Regnier. As long as Feight is the law of the land for those who seek to appeal from a justice court’s order denying a motion to withdraw a guilty plea, it should be consistently and unfailingly applied to everyone who attempts to appeal from such an order. If on the other hand, we have so little confidence in its correctness that we must devise methods to avoid its consequences, as we do here, then we should say so. I would re-examine our holding in Feight, and correct the error we made in that case.
¶35 In Justice Regnier’s dissent in Feight, in which Justice Trieweiler and I joined, Justice Regnier concluded that the general right to appeal found in § 46-20-104, MCA, and § 3-5-303, MCA, should have controlled the disposition of that case, in light of the fact that none of the statutes limiting appeals from the justice court to the district court applied to the situation before the Court. Feight, ¶ 34 (Regnier, J., dissenting). Justice Regnier argued that the inquiry is not, as the majority in Feight concluded, whether any specific statute authorizes an appeal. Rather, the inquiry should be whether any statute precludes such an appeal. I agree. There is additional statutory authority for this proposition, cited by Leifert, that was not addressed by either the majority or the dissent in Feight.
¶36 Leifert argued that, absent any specific statute precluding an appeal from an order denying a motion to withdraw a guilty plea in justice court (and we agreed in Feight that there was none), he was entitled to the benefit of § 46-1-103(1), MCA, which provides:
This title governs the practice and procedure in all criminal proceedings in the courts of Montana except where provision for a different procedure is specifically provided by law.
The meaning of this language is clear. The rights afforded under Title 46 apply in all criminal proceedings, except where a specific provision provides a countervailing procedure.
¶37 In Feight, we held:
Accordingly, §§ 3-5-303, 46-17-203, 46-17-311 and 46-12-204, MCA, being the specific legislative scheme defining the*31 jurisdiction of district courts to hear appeals from justice courts, these statutes control over § 46-20-104, MCA, which only generally defines the scope of criminal appeals by the defendant.
Feight, ¶ 21. Significantly, none of these listed statutes specifically strips from a justice court defendant the right to appeal from a denial of a motion to withdraw a guilty plea. This being so, then the general right of appeal found at § 46-20-104, MCA, is not displaced or superseded, and cannot, if § 46-1-103, MCA, is to be given its clear meaning, be abrogated by the type of statutory construction in which the majority engaged in Feight.
¶38 Contrary to our holding in Feight, the fact that § 46-20-104, MCA, is a general criminal statute does not mean it is displaced by specific justice court statutes. In State v. Tweedy (1996),
¶39 When the majority faulted Feight for his inability to point to any statutory authority for a right to appeal to the District Court from a denial of a motion to withdraw a guilty plea (Feight, ¶ 17, emphasis mine), the majority imposed upon Feight a burden that was not his, or that of any other defendant in a similar situation, to carry. Simply put, the right of appeal from a final order exists unless abrogated by specific statute. No such statute being found, it was error for this Court to judicially eliminate Feight’s statutory right under § 46-20-104(1), MCA, to appeal from a final order affecting his substantial rights.
¶40 Finally, we also held in Tweedy that a party cannot consent to subject matter jurisdiction that is lacking, or waive a want of jurisdiction. Tweedy,
¶41 As Justice Regnier urges, I would accept Leifert’s notice of appeal for just what it is, and would hold the District Court had jurisdiction to consider it. In the process, I would overrule Feight.
Dissenting Opinion
dissenting.
¶43 Liefert has a due process right to fair warning of conduct which would be considered criminal. Art. II, Sec. 17, Mont. Const.; § 45-1-102(1)(c), MCA. Montana law specifically states that the common law rule that penal statutes are to be strictly construed has no application to the Montana criminal law code. Section 45-1-102(2), MCA. The Court acknowledges that ambiguous statutes are to be interpreted in favor of a defendant. However, the Court concludes that this rule does not pertain here since the statutes at issue each unambiguously specify the punishment that may be brought by each entity. While that may be true if you look at each statute in a vacuum, the fact is that the federal sanction is contingent upon the state conviction and, thus, the two statutes must be read in conjunction with one another. When they are read together, to say there is an ambiguity is an understatement.
¶44 In my view, even if we assume Liefert was aware of state and federal law, we have merely attributed to him a state of confusion. The federal sanction is triggered by a conviction under state law. The state law, in turn, purports to give the state judge some discretion to impose firearm restrictions. It is one thing to assume that Liefert is aware of the federal and state law. It is quite another to assume that he has the
¶45 I conclude that Liefert was denied his due process right to fair warning.
