STATE of Utah, Appellee, v. Adolfo MIRANDA, Appellant.
No. 20160457-CA
Court of Appeals of Utah.
November 9, 2017
2017 UT App 203
¶27 Accordingly, we hold that the district court, given the facts it found, correctly concluded that Deputy Johnson‘s warrantless entry was permissible under the emergency aid doctrine. The court therefore did not err in denying Defendant‘s motion to suppress.
¶28 Affirmed.
Sean D. Reyes and Kris C. Leonard, Salt Lake City, Attorneys for Appellee
Judge Ryan M. Harris authored this Opinion, in which Judges Michele M. Christiansen and Kate A. Toomey concurred.
Opinion
HARRIS, Judge:
¶1 Defendant Adolfo Miranda was convicted of six counts of aggravated sexual abuse of a child and three counts of rape of a child for actions he directed toward his stepdaughter (Victim) when she was between the ages of nine and twelve. He appeals all nine convictions, contending that the trial court (1) failed to sanction the State for alleged discovery misconduct, and (2) improperly admitted evidence of his character and prior bad acts. For the reasons stated below, we conclude that the State did not commit any discovery misconduct, and therefore the trial court‘s decision not to issue sanctions was sound. However, we agree that the trial court should not have admitted some of the evidence in question. But, after a complete review of the trial record, we are unpersuaded that there is a reasonable likelihood that the outcome of the trial would have been different had the evidence been excluded. Accordingly, we affirm Defendant‘s convictions.
BACKGROUND
¶2 Victim‘s mother (Mother) and Defendant were married in 2010. Thereafter, Defendant moved in with Mother and her children, whereupon he began to invite Victim to watch television and “cuddle” alone with him in his bed. At trial, Victim testified that during this television time she would “cuddle” with Defendant by lying on her side with her back against his chest in the position commonly referred to as “spooning.” After they had done this “a couple times,” Defendant surprised her by touching her buttocks with his hand over her clothing. Victim was approximately nine years old at the time, and testified that she “thought it was weird,” but that she was young and eventually decided it was “probably a normal thing.”
¶3 From there, a pattern to their “cuddling” emerged. Victim testified that Defendant would invite her to watch television, have her lock the door, and then begin “cuddling” with her while touching her in increasingly inappropriate ways. Over the course of many repeated “cuddling” sessions, Defen
¶4 Victim testified that this pattern continued for several years and that, once Defendant had crossed a particular line, he would not de-escalate, but instead always pushed toward increasingly intimate contact. Eventually, Defendant escalated the “cuddling” beyond touching her buttocks and genitals, and on various occasions he would expose his penis and tell Victim to “grab it and stuff and just start moving it back and forth.” Victim also testified that on one occasion Defendant “licked [her] vagina” until she stopped him because she felt “uncomfortable,” and then he asked her to “suck on his penis.” Victim refused.
¶5 Victim further testified that on “five or six” occasions, Defendant had sexual intercourse with her. The first time, Defendant told her to go downstairs “to cuddle” and then led her to the side of the bed. He then “pulled down [her] pants, and he pulled out his penis, and then he put it inside . . .”
¶6 Mother testified that, during the relevant time period, her relationship with Defendant was “rocky.” Their initial marriage, in 2010, lasted only two years. Mother and Defendant separated in 2012 and eventually obtained a divorce. In late 2013, however, Defendant and Mother reconciled and remarried, but this second marriage did not last either. In May 2014, after only seven months, Mother and Defendant separated again, this time for good. Thereafter, Mother and Defendant began divorce proceedings, where the main issue was custody of the young son that Mother and Defendant had in common.
¶7 Mother testified that, in May 2014, about two weeks after the second separation, she was discussing Defendant with her children and intimated that she would not reconcile with him. In response, Victim disclosed that she did not like Defendant, and informed Mother that “[h]e raped me.” Mother contacted the police.
¶8 After an investigation, the State charged Defendant with six counts of aggravated sexual abuse of a child and three counts of rape of a child, all first degree felonies. During pretrial proceedings, Defendant made a discovery request pursuant to
¶9 In addition, the State attached to its discovery responses an investigative report from the Orem Department of Public Safety, which summarized assertions gathered from various witnesses. The report included a recitation of an encounter Mother had with investigators, in which she told police that “she and [Defendant had] been separated off and on over the past few years” because of her “concerns [Defendant] was using drugs and [her] belief he was having sexual affairs.”
¶10 Eventually, the case proceeded to trial. During opening statements, the State indicated that it would rely primarily on testimony from Victim and Mother to prove Defendant‘s guilt. Defendant‘s counsel, in his opening statement, stated that he would attempt to undermine the credibility of those two witnesses. Counsel told the jury that it would “hear about divorce,” “infidelity,” and “allegations of sexual abuse,” and that after hearing about those things it would be presented with “conflicting testimony” and would need to determine which witnesses it believed. Defense counsel theorized that Victim fabricated her allegations of abuse because she “couldn‘t control what
¶11 During direct examination of Victim, the State primarily solicited testimony about Defendant‘s abuse, as described above. The State also asked Victim if she had ever viewed pornography. Victim responded that she had briefly seen pornography on an open tab on Defendant‘s computer while Defendant was out of the room, and that she closed the tab “really fast” when she saw “naked people.”
¶12 During her direct examination, Mother testified primarily about Victim‘s relationship with Defendant and about changes to Victim‘s disposition following the abuse. However, Mother also offered some testimony about her two marriages with Defendant. Specifically, Mother testified that her marriages with Defendant had been “rocky,” and that Defendant “was very abusive.”
¶13 After the conclusion of the State‘s case, Defendant testified in his own defense. During direct examination, defense counsel turned to the subject of Defendant‘s relationship with Mother. Defendant stated that there was “a lot of trouble” in the marriage and eventually volunteered that he had “cheat[ed] on [Mother] before, emotionally.” He explained that, during the same time period, Mother was with two other people, and he attempted to draw a contrast between his “cheating emotionally” and Mother‘s alleged physical affairs. Defendant offered his viewpoint that Mother‘s affairs and hypocrisy were the reasons they separated. Defendant also testified that he believed Mother was coaching Victim to get revenge on him.
¶14 On the morning of the last day of trial, after Defendant‘s direct examination but before cross-examination, the State informed the court and defense counsel for the first time that it intended to present potential rebuttal evidence concerning the reasons for Mother‘s separation from Defendant. Specifically, the State sought permission to re-call Mother to testify that the reasons for her separation from Defendant were not as Defendant had described them but, rather, that they had split up because Defendant was abusive to her and used cocaine. The State also sought permission to cross-examine Defendant about these topics.1 Defense counsel objected, first indicating that he had asked during discovery for the State to disclose all of its potential character evidence as defined under
¶15 After the trial court‘s ruling, the State proceeded with cross-examination of Defendant and asked about his “emotional affair[s],” and Defendant admitted that he had been “talking to someone else” in case his relationship with Mother “didn‘t work out.” The State also asked Defendant whether he had abused Mother and whether he used cocaine. In response, Defendant admitted he had been violent with Mother and acknowledged that he knew Mother believed he used cocaine, although he denied any actual cocaine use.
¶16 At this point, the trial court gave the jury a limiting instruction, stating:
Ladies and gentlemen, this questioning is going into an area regarding the potential motive for [Mother] not wanting [Defendant] to see their son . . . , and so that is sometimes referred to herein as “the challenged evidence.”
¶17 After Defendant‘s testimony was completed, Defendant rested his case. The State then re-called Mother as a brief rebuttal witness. Mother‘s rebuttal testimony lasted only a few minutes, and covers only five pages of the trial transcript. During the examination, the State asked Mother why she and Defendant separated. In response, Mother said, “[t]here are several [reasons],” with “[t]he main one being his physical abuse.” The State asked no follow-up questions about the details of any physical abuse. The State then asked whether there were any other reasons for the separation, to which Mother responded by referencing Defendant‘s “[c]heating,” and stating that she found him “speaking to other [women] on Facebook and emails,” and found “pornography on [their] computer.”
¶18 At this point, the trial court gave another limiting instruction:
Ladies and gentlemen, again, this evidence cannot be used to prove that [Defendant] is a bad guy or that he would have some propensity to commit the acts that he has been charged with in this case. Rather, it is used to show why [Mother] divorced him and—her motive for divorcing him, and her motive for not wanting him to see their son. So it‘s being offered to allow you to weigh the evidence and consider which motive you believe was—that she wants to use—she wants to use [Victim] to keep [Defendant] from seeing the son, or does she not want him to see the son because he does these things—because he‘s done these things. In other words, that‘s her motive.
¶19 Following this admonition to the jury, Mother volunteered that there was one more reason she wanted to separate from Defendant. She testified that Defendant had a “drug addiction,” that she had given him a second chance to deal with it, and that the second chance had not worked out.
¶20 Following Mother‘s rebuttal testimony, the trial court read to the jury a full set of post-evidence instructions, and in the course of doing so, reminded the jury not to consider Mother‘s rebuttal testimony for improper purposes:
Also, if I gave you limiting instructions such as pertaining to the motive, you must limit your consideration of that evidence to that particular issue, motive or whatever the limiting instruction pertained to.
¶21 After deliberation, the jury convicted Defendant on all charges. A few weeks later, the trial court sentenced Defendant to six consecutive sentences of fifteen years to life, followed by three consecutive sentences of twenty-five years to life.
¶22 Following sentencing, Defendant moved for a new trial based on the admission of evidence related to his physical abuse of Mother, his cheating, his alleged drug addiction, and his use of pornography. Defendant also argued that the State had not properly disclosed Mother‘s rebuttal evidence prior to trial and that he had not been given proper notice of that evidence. The trial court denied the motion. Defendant appeals.
ISSUES AND STANDARDS OF REVIEW
¶23 Defendant raises three issues on appeal. First, Defendant contends that his convictions should be reversed, and the case dismissed or at least re-tried, because the State “intentionally withheld” evidence of Defendant‘s cocaine addiction, pornography use, domestic abuse, and infidelity, after Defendant specifically made a discovery request under
¶24 Second, Defendant contends that the trial court erred by allowing the State to present the challenged evidence, arguing that the evidence was both irrelevant and highly prejudicial under
¶25 Third, Defendant contends the trial court erred in denying Defendant‘s motion for a new trial, which was predicated on the foregoing evidentiary objections. We review the denial of a motion for a new trial for abuse of discretion. State v. Loose, 2000 UT 11, ¶ 8, 994 P.2d 1237. A trial court‘s legal determinations which serve as the basis for its denial of a motion for a new trial are reviewed for correctness. Id.
ANALYSIS
I
¶26 Defendant first contends that his conviction should be reversed, and the case dismissed, due to the State‘s alleged “bad faith” conduct in intentionally withholding
¶27
¶28 Defendant argues that Mother‘s rebuttal testimony was
¶29 As an initial matter, Mother‘s rebuttal testimony was not
¶30 In addition, the State did disclose to Defendant that it had evidence regarding Mother‘s reasons for divorcing him. The Orem Department of Public Safety report attached to the State‘s discovery responses clearly indicates that Mother told police her separation from Defendant was because of “drugs” and “sexual affairs.” Defendant was therefore already privy to information that Mother believed their separation was due to Defendant‘s inappropriate behavior, and that Mother‘s view of the reasons for their separation may differ from Defendant‘s. Defendant therefore cannot claim to be completely surprised by the substance of Mother‘s testimony.
¶31 There is no indication that, prior to Defendant‘s testimony about his own views and about the motives for Mother and Defendant‘s separation, the State intended to introduce any evidence on that point. Following Defendant‘s testimony, the State was entitled to seek admission of rebuttal evidence that it may not have previously disclosed. Cf. State v. Houskeeper, 2002 UT 118, ¶ 28, 62 P.3d 444 (stating that “when a defendant waives his right not to testify, his testimony, like that of any other witness, is subject to being impeached by cross-examination or by rebuttal evidence“). The State properly disclosed its true
II
¶32 Defendant next contends that the trial court erred in admitting Mother‘s rebuttal testimony and allowing cross-examination of Defendant on the issue of the couple‘s motives for separating, which evidence Defendant contends was both irrelevant and significantly more unfairly prejudicial than probative. To succeed on a claim that the trial court committed reversible error by admitting evidence that should have been excluded under
A
¶33 Defendant first asserts that the challenged evidence was irrelevant under
¶34 The concept of “relevance” is extremely broad. See State v. Reece, 2015 UT 45, ¶ 64, 349 P.3d 712 (stating that “[e]vidence that has even the slightest probative value is relevant under the rules of evidence” (alteration in original) (citation and internal quotation marks omitted); see also New Jersey v. T.L.O., 469 U.S. 325, 345 (1985) (interpreting
¶35 However, the evidence does have the potential to affect the factfinder‘s view of Defendant‘s credibility, given that the
¶36 We emphasize, however, that evidence relevant only to tangential questions of witness credibility, and not directly relevant to any of the elements of the crime or cause of action, may have only minimal probative value, which must of course be balanced in each particular case against the other considerations listed in
¶37 In this case, the challenged evidence meets this standard. It did have some tendency to affect the jury‘s view of Defendant‘s credibility, and therefore it was “relevant” under the broad definition of the rule. Accordingly, the trial court did not exceed its discretion when it determined that the challenged evidence was admissible under
B
¶38 Defendant next argues that even if the challenged evidence had minimal probative value, the trial court should have excluded it under
¶39 In response, the State correctly notes that evidence which “may be excludable when elicited or offered by the prosecution to prove its case-in-chief . . . may not be excludable when the responsibility for its introduction may be traced to the defendant.” State v. Dalton, 2014 UT App 68, ¶ 29, 331 P.3d 1110 (second alteration in original) (citation and internal quotation marks omitted). The State further notes that a “party cannot introduce potentially inflammatory evidence and then later complain when the opposing party attempts to rebut it.” State v. Mahi, 2005 UT App 494, ¶ 17, 125 P.3d 103. Following these precedents, the State insists that when Defendant testified about Mother‘s potential motives for coaching Victim to lie about him and also discussed the reasons for his separation from Mother, he “opened the door” to Mother‘s testimony concerning her reasons for separating.
¶40 We agree with Defendant that he did not fully “open the door” to all of the evidence the State presented on rebuttal. But by taking the stand and testifying, Defendant invited at least some response from the State. For instance, the trial court‘s decision to allow cross-examination of Defendant with regard to the reasons for the separation was not improper. Once a defendant has chosen to take the stand in his own defense, he must expect to be cross-examined on the issues he brings up, see Houskeeper, 2002 UT 118, ¶ 28, 62 P.3d 444 (stating that “when a defendant waives his right not to testify, his testimony, like that of any other witness, is subject to being impeached by cross-examination“), and the trial court‘s decision to allow cross-examination about other potential reasons for the separation was not an abuse of discretion. Moreover, it would not have been an abuse of discretion for the trial court to allow some rebuttal testimony from Mother, to the effect that she was not coaching and had never coached Victim to accuse Defendant of inappropriate sexual contact, and that she was not cooperating with the State merely in hopes of gaining advantages against Defendant in divorce proceedings. But this is not the rebuttal testimony that was offered, and we are not persuaded that Defendant opened the door to any and all rebuttal evidence, no matter how inflammatory.
¶41 Certainly, Defendant in his direct examination testimony did discuss, to some extent, the reasons for the deterioration of his relationship with Mother. Accordingly, as noted above, Mother‘s rebuttal testimony as to her reasons for separating from Defendant had some relevance from a credibility standpoint. But invocation of “credibility” as the gateway to “relevance” does not give a party free rein to introduce any evidence it likes. Before such evidence may be admitted, there must be a principled and reasoned analysis, under
¶42 In this case, the risk of unfair prejudice, given the nature of the proffered evidence, was high. The evidence the State sought to introduce was extremely inflammatory: that Defendant physically abused Mother, that Defendant used cocaine, that Defendant looked at pornography, and that Defendant had been involved in “emotional” affairs. Many jurors would likely not look kindly on individuals who engage in these activities. There can be no question that this sort of evidence has the potential to cause
¶43 We acknowledge that trial courts have quite a bit of latitude to admit or exclude evidence pursuant to
III
¶44 We must next consider whether the erroneous admission of this rebuttal evidence requires reversal. “For an error to require reversal, the likelihood of a different outcome must be sufficiently high to undermine confidence in the verdict.” State v. Knight, 734 P.2d 913, 920 (Utah 1987). Defendant bears the burden of showing that he was harmed by the trial court‘s error. State v. Lafferty, 2001 UT 19, ¶ 35, 20 P.3d 342. In determining whether an error in a criminal case is harmless, we may consider several factors, including the following: “the importance of the complained-of evidence to the prosecution‘s case, whether that evidence was cumulative, and the overall strength of the prosecution‘s case.” See State v. Shepherd, 2015 UT App 208, ¶ 28, 357 P.3d 598.
¶45 Here, Defendant focuses all of his energies on a single factor: the overall strength of the prosecution‘s case. Specifically, he alleges that there was a high likelihood of a different outcome if Mother‘s rebuttal evidence had been entirely excluded at trial because this case was “basically [Defendant‘s] word against [Victim‘s].” Defendant asserts that “it will always be a close case when the evidence is merely one person‘s word against another‘s” and argues that there was a reasonable likelihood of a different outcome for Defendant if Mother‘s rebuttal evidence had been excluded.
¶46 For several reasons, we are not persuaded that the trial court‘s error warrants reversal on the facts of this case. Without commenting on the strength of the prosecution‘s case,3 there are several other factors that weigh strongly in favor of a determination that the error was indeed harmless.
¶47 First, and most significantly, all four inflammatory elements of Mother‘s rebuttal testimony were already in evidence before she testified on rebuttal. Three of the four elements were already in evidence even before the trial court‘s ruling, and prior to either Mother‘s challenged rebuttal testimony or Defendant‘s challenged cross-examination. Defendant himself had already testified, on direct examination, that he had participated in “emotional” affairs with other women during his marriages to Mother. Victim had already testified, without objection, that she had seen pornography on Defendant‘s computer. And Mother had already testified, without objection during the State‘s case-in-chief, that Defendant had been “very abusive.” The fourth element of Mother‘s rebuttal testimony—that Mother believed that Defendant had a drug problem, even though
¶48 Second, the erroneously-admitted rebuttal evidence was not central to the prosecution‘s case, and did not directly shed light on the central question. Indeed, for these reasons, we have already determined that the evidence had only minimal probative value. See Shepherd, 2015 UT App 208, ¶ 28, 357 P.3d 598 (instructing courts to consider “the importance of the complained-of evidence to the prosecution‘s case“).
¶49 Third, the trial court gave not one but three limiting instructions, admonishing the jurors that they could use the rebuttal evidence only for the specific and limited purpose of rebutting Defendant‘s testimony regarding the reasons for his separation from Mother. These limiting instructions were appropriately tailored to mitigate the risk of harm to Defendant. While we do not operate under any “delusion that a limiting instruction can undo serious prejudice,” we nevertheless “recognize[] that limiting instructions . . . reduce somewhat the danger of improper prejudice.” See State v. Peters, 796 P.2d 708, 712 (Utah Ct. App. 1990). Indeed, our supreme court has referred to limiting instructions as “one of the most important tools by which a court may remedy errors at trial.” State v. Harmon, 956 P.2d 262, 271 (Utah 1998). Also, we “generally presume that a jury will follow the instructions given it,” especially when, as here, Defendant has alleged no facts that would indicate that the jury did not do so. See State v. Nelson, 2011 UT App 107, ¶ 14, 253 P.3d 1094 (citation and internal quotation marks omitted).
¶50 Finally, the rebuttal evidence that the State presented was short and quite limited. Mother‘s rebuttal testimony lasted just a few minutes and takes up only five pages of trial transcript. Mother‘s answers to the questions were brief, and the State did not belabor the point by asking detailed follow-up questions. See Houskeeper, 2002 UT 118, ¶ 30, 62 P.3d 444 (stating that “the potential prejudicial effect of the testimony was minimized” by the fact that the State “refrained from questioning [the witness] about the prior incident beyond those facts pertinent to her characterization of that conversation“).
¶51 For all of these reasons, we are not convinced that the outcome of the trial would have been different if Mother had not offered her rebuttal testimony. Accordingly, we conclude that the trial court‘s error in admitting that evidence does not warrant reversal.4
CONCLUSION
¶52 The trial court acted within its discretion in declining to sanction the State for alleged discovery misconduct. The trial court also acted within its discretion in allowing Defendant to be cross-examined on issues he voluntarily brought up during his direct examination. While the trial court erred in ad-
