Lead Opinion
INTRODUCTION
Larry Ross Harmon appeals from a judgment entered on a jury verdict finding him guilty of murder and attempted murder. Harmon alleges that the trial court erred regarding three evidentiary rulings, which prejudiced his case, and that he is therefore entitled to a new trial. We affirm.
BACKGROUND
On May 22, 1995, Harmon shot Douglas Greer and Raymond Thomas on a road between Fillmore, Utah, and the Frampton Heights development where Harmon lived. Greer died as a result of a bullet wound from Harmon’s .45 caliber handgun. Thomas was injured but survived.
The homeowners in the rural Frampton Heights area had an informal “neighborhood watch” system of keeping an eye on one another’s properties and investigating the names, license plate numbers, and activities of strangers seen in the area. Harmon, the only year-round resident, participated in the watch and reported suspicious tracks or people to the owners of the five other cabins in Frampton Heights.
At trial, Harmon and Thomas gave conflicting testimony regarding the events leading up to and following the shooting. Harmon testified as follows: He was awakened from a nap by knocking on the front and side doors of his cabin. When he looked outside, he saw two young men, Greer and Thomas, whom he did not know. Thomas was jerking on the side screen door, which was locked from the inside, apparently trying to open it. Harmon watched the two men walk away from the cabin toward a gate exiting his property. The two men then walked back toward his cabin and began looking at one of his automobiles. Harmon called out to them to state their purpose and told them to leave. Without verbally responding, they walked back toward the gate and exited his property. Harmon set out in his truck to cheek his neighbors’ homes and to get more information about the two men and what they were doing in Frampton Heights. After checking the homes and finding nothing amiss, he spotted Greer and Thomas walking along the road leading to Fillmore. He drove past them, parked his truck on the side of the road, got out, and asked them their names and what they wanted. Greer and Thomas did not respond to his questions but continued to approach him with “unfriendly expressions,” without heeding his requests that they stop. Greer approached straight on while Thomas circled around to Harmon’s side. They continued to approach, even though Harmon was displaying a .45 caliber handgun he had retrieved from his truck. Backed against the door of his truck, Harmon feared for his life inasmuch as the two
In contrast, Thomas testified as follows: He and Greer were on their way up to Twin Lakes, above Fillmore, when their vehicle became stuck in the mud. After unsuccessfully attempting to free it, they decided to walk back to town. To save time, they took a shortcut down a mountain and found themselves in Frampton Heights. They followed a fence line until they came to Harmon’s property, and though neither Greer nor Thomas knew Harmon, they jumped over the fence and entered his property, hoping that the property owner might be able to help them pull their vehicle from the mud. Thomas walked up to the porch of the cabin and knocked on the door. Receiving no answer, he went around to the side door of the cabin and again knocked. When no one responded, he and Greer began walking down the road, away from the cabin. However, Harmon called out to them, and they walked back toward the cabin, believing they could still solicit help. When they were twenty to thirty feet away, Harmon began yelling at them from behind the screen door. Harmon asked them if they were ignorant and couldn’t read,
During the trial, the medical examiner testified that Greer had been shot once in the face at a distance of six to twelve inches from the end of the gun. Thomas’s physician indicated that the bullet which struck Thomas entered from the back of his arm and exited out the front. The evidence introduced at trial further indicated that Harmon fired a total of five shots from his gun, which held a maximum of eight rounds.
The jury returned a verdict of guilty on the charges of murder and attempted murder. Harmon appeals his conviction, arguing that the following three errors occurred at trial: first, during cross-examination of Harmon, the prosecutor elicited a statement Harmon had made in a police interview following the shooting which notified the jury that Harmon had invoked his constitutional right to remain silent; second, during direct examination of a deputy who had interviewed Thomas, the prosecutor elicited testimony regarding the deputy’s opinion as to Thomas’s credibility; and third, Harmon cites six instances of prosecutorial misconduct, wherein the prosecutor repeatedly attempted to “impugn the integrity of defense counsel.”
In response to these alleged errors, Harmon moved the trial court to dismiss the charges, to grant a mistrial, to arrest judgment, and to grant a new trial. The court denied these motions. On appeal, Harmon maintains that the trial court erred in denying his motions, that the alleged trial errors prejudiced his case, and that he is therefore entitled to a new trial.
STANDARD OF REVIEW
A trial court has discretion in determining whether to grant or deny a motion for
ANALYSIS
Harmon first argues that the prosecutor violated Harmon’s federal right to due process of law in eliciting evidence that he invoked his Miranda
The record indicates that one of the key issues at trial was whether Harmon shot Thomas while Thomas was advancing on Harmon or running away. Harmon’s testimony during direct examination suggested that he fired at Thomas only while Thomas was advancing. To impeach this testimony, the prosecutor on cross-examination sought to “refresh” Harmon’s memory of the shooting and his interview with a police officer. The following exchange between the prosecutor and Harmon occurred:
Q [prosecutor]: This dialogue here indicates that Raymond was running away when you shot him. Is your testimony today different [than] that or is it the same as the other times or you just can’t remember for sure?
A [Harmon]: It doesn’t tell me he was running away but I don’t recall.
Q: You heard Detective Kimball’s testimony that that tree was about 20 feet away do you recall that testimony?
A: No.
Q: Do you remember how far the tree was away?
A: I don’t recall which tree we were talking about....
Q: So you don’t know how far that tree was or not?
A: No I don’t.
Q: You don’t have any evidence or any position that would dispute Detective Kim-ball’s testimony that it was 20 feet away?
A: I don’t at this point, like I said, we were re-enacting this and at that time I was so shook up and upset I don’t remember most of this.
Q: Okay, go back to that other document that I have given you to Page 9 please?
A: Okay.
Q: I think that we need to lay a little bit of foundation here.... Then on the next page, Detective Kimball’s second statement on that page he says this. [“] You then turned the gun on [Thomas] and said ... ‘do you want me to shoot you in the face like that too or shoot you in the head or do you want some of that too,’ something to that [effect]? He said, ‘No.’ You said, ‘Well, get the “F” out of here.’ He said that when he turned and ran, he heard you shoot and he felt the bullet go through his arm and then he said that he heard about three more shots after that. Now does this story somewhat fit what happened or would you disagree -with that[”] and'what was your response?
A [Harmon reading from the interview transcript]: ‘Well, somewhat, somewhat. I don’t think that I am going to talk any more.”
Does that refresh your memory at all? G?
Of what? <d
Q: Of whether or not Raymond was running away from you?
A: No, it does not.
Q: And it is your position today that contrary to anything that was said in the past, Raymond was not running away when you shot him?
A: Not at that point as near as I can recall.
*267 Q: You have no explanation of how Raymond may have been shot then in the arm back to front?
A: I do not.
(Emphasis added.) As soon as Harmon finished testifying, defense counsel moved for a mistrial, noting that he had not objected during Harmon’s testimony because he did not want to draw attention to the invocation of Harmon’s rights and was not expecting the prosecutor to violate the court’s pretrial order suppressing such evidence. The court denied the mistrial motion but offered to give a curative instruction to the jury. However, Harmon elected not to have an instruction given because he did not want to draw farther attention to the incident.
In advancing his position on appeal, Harmon relies primarily on Doyle. In Doyle, the prosecutor attempted to impeach the petitioners’ trial testimony by questioning them regarding their post-Miranda silence. After their arrest for selling marijuana, the petitioners were given Miranda warnings, and they made no post-arrest statements concerning their involvement in the crime. At trial, they maintained that they were framed by a government informant, and the prosecutor, during cross-examination, repeatedly asked them why, if they were innocent, they did not give this explanation to police at the time of their arrest. The trial court overruled defense counsel’s objections and allowed the prosecutor to argue the petitioners’ post-arrest silence to the jury. Reversing their conviction, the United States Supreme Court held that “the use for impeachment purposes of petitioners’ silence, at the time of arrest and after receiving Miranda warnings, violated the Due Process Clause of the Fourteenth Amendment.” Doyle,
The Court revisited Doyle eleven years later in Greer v. Miller,
The basic principle behind Doyle is the “‘“fundamental unfairness of implicitly assuring a suspect that his silence will not be used against him and then using his silence to impeach an explanation subsequently offered at trial.” ’ ” Greer,
Doyle and the cases applying the rule against using a defendant’s post-arrest silence against him center the constitutional inquiry around the particular use to which the post-arrest silence is being put. In other words, we must look at the circumstances in which a criminal defendant’s post-arrest silence or request for counsel is revealed in court in order to determine whether the purposes underlying the rule in Doyle have been undermined.
Lindgren v. Lane,
We note that our analysis is consistent with cases we decided before Greer. For example, in Lairby, the defendant claimed that her defense counsel was ineffective in failing to object to prosecution questions regarding her exercise of her constitutional rights to an attorney and to remain silent after Miranda warnings had been given to her. This court concluded that there was no reasonable probability that the error affected the reliability of the trial outcome where (1) no repeated efforts occurred to elicit testimony of the defendant’s silence, (2) the prosecution did not comment on the defendant’s silence in closing argument, (3) the judge gave a curative instruction, and (4) the defendant’s extensive testimony offset or dispelled any negative inference regarding her silence. Lairby,
Other jurisdictions have also adhered to a similar analysis. See, e.g., Jones v. Stotts,
In the case at bar, while the prosecutor’s elicitation of Harmon’s statement violated the trial court’s order suppressing such evidence, the prosecutor clearly did not use the statement to undermine Harmon’s constitutional right to remain silent. In fact, the prosecutor’s next question was, “Does that refresh your memory at all? ... Of whether or not Raymond was running away from you?” It thus appears that Harmon’s statement was merely incidentally and inadvertently elicited. Moreover, the prosecutor did not make reference to or inquire further into Harmon’s silence on cross-examination or at any other time during the trial, nor did the prosecutor attempt to use Harmon’s silence to cast an inference of his guilt or to persuade the jury to do so. See Urias,
Before turning to Harmon’s second argument, we briefly address a recurring issue in Harmon’s brief. Harmon argues that at the end of trial, the court found that all errors had been remedied by curative instructions from the court; however, the court gave no instructions to the jury concerning a criminal defendant’s invocation of his rights and inferences which may or may not be drawn from his silence. Moreover, relying on “empirical research,” Harmon claims that given jurors’ strong tendencies to draw negative inferences from a defendant’s invocation of rights, instructing the jurors to disregard the invocation would likely have done more harm than good. Our response is twofold. First, during the trial, the court offered to give a curative instruction regarding the elicitation of Harmon’s statement. However, for strategic reasons, Harmon declined such an instruction because he did not want to draw the jury’s attention to the statement. Because no curative instruction was given, we have no basis for review, and we decline to speculate as to the effect an instruction may or may not have had on the jury. Nevertheless, a curative instruction was not necessary at this juncture, for no Doyle violation had occurred. Second, with one minor exception, defense counsel approved the jury instructions as given, thereby affirmatively waiving any objection on appeal. See State v. Hoffman,
Harmon’s second argument is that he is entitled to a new trial because a deputy
Q [prosecutor]: During the interview process that you had with Mr. Thomas, did you make observations as to whether or not Raymond was telling you the truth?
[Defense counsel, interjecting]: That question and I would like the benefit of the record later on. That question is so wrong under Utah law that he shouldn’t even have asked it and he knows it.
The court sustained the objection and held an off-record sidebar. Thereafter, the prosecutor stated in open court that he would try to ask questions carefully to stay within the court’s order, and he continued examining the deputy in the following manner:
Q [prosecutor]: In the first interview that you had with Raymond Thomas, did he ever indicate to you in that first interview whether or not he had ever knocked on Mr. Harmon’s door?
A [deputy]: I don’t think. If I recall he didn’t indicate either way.
Q: And did you bring that up the second time?
A: Yes, I did.
Q: Who brought that up in the second interview?
A: Without reviewing the record I think I asked him if [he had] ever knocked on the door and he told me that he had at that time.
Q: And when you introduced that to him did you make an observation as to his demeanor, when you brought that up of knocking on the door?
A: Yes, I did.
Q: And what observation did [you] make regarding his demeanor?
A: Well, as through the whole interview Raymond looked me in the eye and answered the questions, I guess in my opinion plausibly.
(Emphasis added.)
At this point, defense counsel requested a hearing out of the presence of the jury. After the jury had left the courtroom, defense counsel moved for a mistrial on two grounds. First, he argued that the prosecutor elicited from the deputy the very comment that the court had admonished him not to elicit — i.e., the deputy’s opinion regarding Thomas’s truthfulness. And second, defense counsel argued that the prosecutor’s personal attacks against him the day before, when coupled with the deputy’s improper comment, had a cumulative effect that denied Harmon his constitutional right to a fair trial.
The prosecutor argued that his question to the deputy regarding Thomas’s demeanor was the exact question that defense counsel had approved during the preceding sidebar conference. Defense counsel conceded this point but insisted that the prosecutor elicited the inadmissible statement. Nevertheless, the prosecutor argued that the error was one that could be cured by a jury instruction.
In denying the mistrial motion, the court made three significant findings. First, it found that the deputy’s comment unquestionably violated this court’s ruling in State v. Rimmasch,
Members of the jury, the law in the State of Utah is very clear that witnesses are not to comment on the truthfulness of what someone else has said. That is totally and absolutely inappropriate and often results in mistrials or reversals. This witness has made a comment that in his opinion he believed that he was telling the truth[.] He was looking him straight in the eye.*271 Didn’t get beyond that [on the] subject of Cross Examination. I am telling you you are to disregard that in its entirety and that will be stricken and you are to treat it as though you had never heard it.
The court asked the jury members if they had any questions, and they indicated that they did not.
Harmon correctly argues that the deputy’s comment violated Utah law. Under Utah Rule of Evidence 608(a)
In contrast, at Harmon’s trial the improper testimony was never admitted as evidence. Rather, the court ruled that the deputy’s comment violated Utah law, ordered the remark stricken, and gave a curative instruction to the jury. Thus the appropriate standard in reviewing the trial court’s denial of Harmon’s mistrial motion is whether the court abused its discretion. See State v. Robertson,
While the trial court did not expressly find that the jury was not prejudiced, a review of the court’s ruling indicates that it implicitly made that finding. First, the court recognized the serious error that occurred when the depüty testified as to Thomas’s credibility. Discussing the comment with counsel after the jury had been excused from the courtroom, the court stated, “I really don’t want to try this case again but we have just [trampled] on the ruling in [Rimmasch] without any question in my view.” However, while sensitive to Rimmasch’s ruling prohibiting the admission of testimony regarding another person’s truthfulness, the court stated that it “may” be able to correct the error through a curative instruction. Thus the court elected to deny the mistrial motion “at [that] point and time.” Second, the court’s admonition to the jury further evidences its implicit finding of nonprejudicial error. Believing the error could be cured, the court gave a forceful, explicit instruction to the jury to disregard the “totally and absolutely inappropriate” comment. The court confirmed its implicit finding at the end of the trial when it concluded that all errors had been effectively cured through its instructions.
Harmon again asserts his argument that empirical research confirms the ineffectiveness of curative instructions.
This is not to say that curative instructions are a “cure-all.” Some errors may be too prejudicial for curative instructions to mitigate their effect, and a new trial may be the only proper remedy. See, e.g., Wetzel,
In the case at bar, the trial judge gave several preliminary instructions before trial began, one of which admonished the jury to disregard any evidence which the judge ordered inadmissible.
Finally, it is significant that the deputy’s comment — a single statement within 1460 pages of trial testimony — was not relied upon or referred to again by the prosecutor in any manner during the rest of the trial. This is not to say that a single statement can never be so prejudicial as to ever warrant a mistrial.
Unless a review of the record shows that the court’s decision is plainly wrong in that the incident so likely influenced the jury that the defendant cannot be said to have*275 had a fair trial, we will not find that the court’s decision was an abuse of discretion. We review such a decision with just deference because of the advantaged position of the trial judge to determine the impact of events occurring in the courtroom on the total proceedings, and this is especially so when what actually occurred is in dispute.
Robertson,
Harmon’s third argument is that the prosecutor’s repeated attempts to “impugn the integrity of defense counsel” deprived Harmon of his constitutional right to a fair trial and he is therefore entitled to a new trial. Harmon bases his claim of prosecutorial misconduct on the following six instances.
First, during cross-examination of Greer’s mother, when defense counsel questioned the mother as to her knowledge of Greer’s criminal history, defense counsel elicited testimony that Greer had pleaded guilty to a felony. The prosecutor objected: “Your Honor, he is misrepresenting what the witness testified to. He did not plead guilty to a felony and counsel knows that.” Defense counsel, however, was correct, and the prosecutor apologized after he realized he was mistaken. The court notified the jury that the conviction was a third degree felony and that defense counsel made no misrepresentation.
Second, during cross-examination of Thomas, defense counsel asked, “[Ujsing your words, didn’t you say that you cheeked four other cabins or not?” The prosecutor objected: ‘Wait a minute. Counsel has been saying that he said. He [Thomas] didn’t say check, counsel said check. That is counsel’s word not the witness’ word.” (Emphasis added.) Defense counsel responded: “[W]hat he is doing ... is claiming that I am somehow misleading this witness which is again a complete falsehood. All I am doing is reading the questions he was asked at that time and what his answers were. He adopts that answer you will see and we can finish the answer.” The court ruled that the jury could interpret the matter itself and directed questioning to continue.
Third, as defense counsel cross-examined Thomas concerning Thomas’s statements to police with respect to how closely he approached Harmon’s cabin, the prosecutor accused defense counsel of knowingly “reading a question here and there and every where, picking and choosing for purposes of misleading the witness.” Defense counsel responded, “I am getting sick and tired of being accused of misleading witnesses.” The court then admonished the prosecutor in the following manner:
That is not an appropriate statement Mr. Anderson [prosecutor]_ It is not appropriate in this court at all. You don’t know what [defense counsel] is thinking. [He] is here on Cross Examination. He has the right to Cross Examine in any fashion that he sees fit within certain realms of reasonableness. I don’t think he has exceeded that.... He is simply defending his client and doing his job.
Fourth, as defense counsel further examined Thomas, the prosecutor accused defense counsel of placing his own interpretation on Thomas’s prior statements rather than on the statements themselves. The court corrected the prosecutor: “He hasn’t put any interpretation on it. He simply read it.” Defense counsel then asked to be heard outside the presence of the jury, the jury was excused, and counsel requested that the charges be dismissed due to the prosecutor’s misconduct. The court reprimanded the prosecutor for “impugning [defense counsel’s] character when he [was] not out of line.” The court found that there was nothing misleading in defense counsel’s questioning and admonished the prosecutor to limit his objections to “evidentiary” objections. Although the court denied defense counsel’s motion, it cautioned the prosecutor, “You have got to be more careful with your words or we are going to result in a mistrial.” At defense counsel’s request, the court then gave the following curative instruction to the jury:
*276 [TJhere were some statements about misconduct on the part of Mr. Brass [defense counsel] that he was misleading the jury. The court finds that there was absolutely no misleading on the part of Mr. Brass as far as the jury or the witness or any one else was concerned. He has done nothing inappropriate. He may be aggressive but that is a right that he has on Cross Examination to be aggressive and not to be aggressive he would not be doing his job.
Fifth, the prosecutor objected to the relevance of defense counsel’s questions to Thomas regarding a job application. The court overruled the objection, stating that the questions may or may not have some value. The prosecutor later withdrew his objection.
Sixth, after the defense called Thomas as a defense witness and questioned him concerning his criminal record, the prosecutor prefaced his cross-examination with the following remark, “Raymond, I don’t want to take a lot of time on this but I want to be fair to you because counsel hasn’t given you a chance to explain any of this stuff.” Defense counsel responded: “That is pretty outrageous. He knows what the rules are. I am not allowed to ask those questions. I would have loved to have him explain it. He knows that ethically it is improper to ask him any more [than] the event.” Defense counsel objected to the “running editorial commentary,” and the court instructed the prosecutor to refrain from any commentary and to just ask questions.
Because a trial court is in the best position to determine an alleged error’s impact on the proceedings, we will not reverse a trial court’s denial of a mistrial motion based on prosecutorial misconduct absent an abuse of discretion. See State v. Hay,
Harmon argues that the prosecutor’s repeated efforts to impugn defense counsel’s integrity were highly prejudicial given the fact that the jurors from the small town where the case was tried were unacquainted with defense counsel, yet some of them were acquainted with the local prosecutor. We are not persuaded that this small-town jury was biased, either against Harmon or in favor of its local prosecutor. There is no evidence to support such a claim. Moreover, established procedures, such as voir dire and change of venue, are available to protect an accused from local prejudice and to facilitate a fair trial. In the case at bar, addressing the effect the local prosecutor’s misconduct had on the jury, the trial judge observed at the conclusion of the trial, “I think if anything happened then, Mr. Brass [defense counsel], you acquired more credibility after it was over with [than] not and Mr. Anderson’s [prosecutor’s] credibility ... was now on the line.”
Harmon also argues that, at a minimum, the prosecutor’s “antics” severely disrupted the flow of information from the witnesses to the jury. Most trials, especially criminal ones, will contain an over-abundance of objections, sidebar conferences, conferences outside the hearing of the jury, and other interruptions. While many defendants might hope for an unimpeded flow of information to the jury, such a wish will probably never be realized in our adversarial system of justice.
This case demonstrates several instances of over-zealous advocacy as well as bad judgment on the part of the prosecutor. Howev
Our conclusion accords with the trial court’s and defense counsel’s own observations at trial. To illustrate, defense counsel’s second mistrial motion was based on the cumulative effect of the first five instances of prosecutorial misconduct when coupled with the police officer’s comment regarding Thomas’s credibility. In response to the court’s observation that the prosecutor’s misconduct had been cleared up and that the jury was not at all persuaded that defense counsel had intentionally tried to mislead anyone, defense counsel replied: “I wanted to be clear on what I said about that, Judge. I think that is cleared up and that is why I haven’t asked for this [a mistrial] before.” Thus, there is no dispute that the first five instances of alleged misconduct, considered collectively, were not substantial and prejudicial. The sixth instance does not tip the scales in Harmon’s favor. Though inappropriate, the prosecutor’s introductory commentary was sufficiently negated by defense counsel’s own objection and the court’s instruction. Moreover, we agree with the trial court that it made “ample clarification” to the jury in the form of curative instructions, and we find no basis in the record to disagree with the court’s finding that defense counsel probably acquired more credibility as a result of the prosecutor’s misconduct.
In light of the foregoing, we hold that the misconduct was not substantial or prejudicial such that there is a reasonable likelihood the trial outcome would have been more favorable to Harmon in the absence of the error. Therefore, the trial court did not abuse its discretion in denying Harmon’s mistrial motion.
Finally, Harmon argues that the cumulative impact of the errors warrants a new trial. Under the cumulative error doctrine, “we will reverse only if ‘the cumulative effect of the several errors undermines our confidence ... that a fair trial was had.’ ” State v. Dunn,
CONCLUSION
We conclude that the trial court did not abuse its discretion in denying Harmon’s motion for a new trial. We therefore affirm Harmon’s convictions.
Notes
. Harmon had “no trespassing” signs posted on his property, but he conceded at trial that no signs were visible from the place where Thomas said he and Greer entered Harmon’s property.
. Miranda v. Arizona,
. Notably, the Court’s analysis in Greer distinguished the facts in that case from the facts presented in previous cases: "It is significant that in each of the cases in which this Court has applied Doyle, the trial court has permitted specific inquiry or argument respecting the defendant's post-Miranda silence.” Greer,
. Harmon also argues that the State must show that the prosecutor’s misconduct was harmless beyond a reasonable doubt. See Greer,
. In Rimmasch, this court held, in part, that the trial court violated rule 608(a) of the Utah Rules of Evidence in admitting into evidence an expert’s testimony that an alleged child abuse victim had told the truth when she described the alleged abuse to the expert.
. Utah Rule of Evidence 608(a) provides:
(a) Opinion and Reputation Evidence of Character. The credibility of a witness may he attacked or supported by evidence in the form of opinion or reputation, but subject to these limitations: (1) the evidence may refer only to character for truthfulness or untruthfulness, and (2) evidence of truthful character is admissible only after the character of the witness for truthfulness has been attacked by opinion or reputation evidence or otherwise.
. Harmon cites the following two articles to support his argument: J. Alexander Tanford, Thinking About Elephants: Admonitions, Empirical Research and Legal Policy, 60 UMKC L.Rev. 645 (1992); J. Alexander Tanford, The Law and Psychology of Jury Instructions, 69 Neb.L.Rev. 71 (1990).
. Instruction 8 reads in pertinent part:
During the progress of the trial certain questions may be asked and certain exhibits may be offered which the court may rule are not admissible into evidence. You must not concern yourselves with the reasons for the rulings, since the production of evidence is strictly controlled by rules of law. You must not consider an exhibit or testimony which the court orders stricken from the record. In fact, such matters [are] to be treated as though you had never heard of [them],
. This court acknowledges that curative instructions are not without defect or limitation. Moreover, we do not discredit the empirical research cited by Justice Durham in her concurring opinion, which may certainly be useful in the judiciary's attempts to improve the judicial system. Nevertheless, the research results which Justice Durham has unqualifiedly accepted should be scrutinized and critically evaluated, for invariably a different study by a different scholar will reach an opposite conclusion. Blind acceptance of such research would be tantamount to accepting an expert witness's testimony without subjecting that expert witness to cross-examination.
In addition to the overwhelming number of state and federal courts which utilize curative
Rather than being a “head in the sand approach,” as Justice Durham opines, our established procedure is practical and effective in evaluating and resolving real issues and in ensuring that parties receive fair trials. See, e.g., State v. Wetzel,
. Contrast the experts’ testimony in Rimmasch, which comprised almost two-thirds of the trial transcript, occupied several trial days, and exerted a "pervasive impact” on the trial.
. Harmon relies on State v. Span,
Concurrence Opinion
concurring in the result:
I join the majority’s conclusion that the cumulative impact of missteps in this trial did not fundamentally undermine the fairness of the process or the adequacy of the verdict. I write separately, however, to express reservations about the majority opinion’s unqualified acceptance of the current state of “received wisdom” regarding the efficacy of curative jury instructions. True, as
After summarizing more than two decades of research on the question, one commentator observes that the consistency of results makes it “safe to say that the research demonstrates that it is far more likely that admonitions are ineffective than that they work as the courts intend.” J. Alexander Tanford, Thinking About Elephants: Admonitions, Empirical Research and Legal Policy, 60 UMKC L.Rev. 645, 653 (1992); see also J. Alexander Tanford, The Law and Psychology of Jury Instructions, 69 Neb.L.Rev. 71 (1990) (containing extensive discussion of empirical research and proposing solutions to the problem of ineffective curative instructions). Similar research results eventually led this court to abandon its historical position on jury instructions regarding eyewitness testimony, State v. Long,
First, courts must accept that admonitions do not work and may be counterproductive. The assumption that they are effective by themselves should be replaced with the recognition that instructions interact with the adversary system. The only way in which an admonition might help offset the prejudicial effect of improper evidence is if the parties discuss and explain the problem in their arguments to the jury. Therefore, at the trial level, admonitions should not be given unless requested by an affected party who wants to incorporate it into its argument.
Tanford, The Law and Psychology of Jury Instructions, supra, at 107.
The author also suggests that (1) trial judges “screen” requests for admonitions that may be harmful, giving them only if counsel “seems aware of their side effects but wants the instruction as part of a strategy to try to deal with it through education and reasoning with the jurors”; (2) trial judges instruct jurors at the beginning of trial that they will be required to disregard evidence which is successfully objected to and that any reference to a defendant’s criminal record may not be considered as evidence of guilt (this because psychological research demonstrates that forewarning about prejudicial information can reduce susceptibility to it); (3) jurors be interrogated about the foregoing rules during voir dire and commit to following them; and (4) appellate courts abandon or modify the “cured error” doctrine and the portion of the procedural default doctrine that forces counsel to request curative instructions or waive the claimed error for appeal purposes. Id. at 108-09. Tanford concludes:
[M]ore meaningful reforms can be made if we concentrate on admonitions and rules of law based on the erroneous assumption that it is possible to prevent misuse of evidence merely with an instruction. At trial, the litigants probably would receive fairer trials if judges stopped using admonitions and, instead, gave preliminary instructions to ignore evidence ruled inadmissible. On appeal, the cured error doctrine should be abandoned because it is based on a faulty premise. The procedural default rule ... should be replaced with one that merely requires [parties] to object. Perhaps most importantly, abandoning the convenient fiction that admonitions work will compel courts to face up to the difficult task of deciding whether to admit evidence that has both probative and prejudicial qualities. Decisions based on empirically correct assumptions about juror behavior may be more difficult, but ultimately will make the jury trial system operate more coherently.
Id. at 111.
I do not think the majority opinion’s “head
. The majority’s footnote nine illustrates my point. The articles cited therein contain no empirical research but merely offer the opinion of their authors that curative instructions remedy trial court errors in some circumstances. In fact, the cited articles point out that curative instructions are not always a sufficient remedy. See, e.g., Edward J. Imwinkelried, Judicial Remedies for the Exposure of the Jury to “Irrelevant" Evidence, 34 Hous.L.Rev. 73, 83 (1997) (curative instructions standing alone are unlikely to afford adequate relief when jurors are exposed to some types of irrelevant evidence); James W. Gunson, Comment, Prosecutorial Summation: Where is the Line Between "Personal Opinion" and Proper Argument?, 46 Me.L.Rev. 241, 258 (1994) (noting that curative instruction is unlikely to remedy some acts of prosecutorial misconduct because it is doubtful that jurors will follow instructions).
