STATE OF CONNECTICUT v. LORI T.*
(AC 40384)
Appellate Court of Connecticut
Argued September 13, 2019—officially released June 2, 2020
Prescott, Bright and Devlin, Js.
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Syllabus
Pursuant to statute (
Convicted, after a jury trial, of three counts of the crime of custodial interference in the second degree, the defendant appealed to this court. The defendant’s children were at her home in Glastonbury for purposes of visitation over a holiday weekend. The defendant’s former husband, F, who is the children’s father, had sole physical and legal custody of the children, but they wanted to live with the defendant and not with F. When F arrived to pick up the children in accordance with the visitation schedule, the defendant told F that she was not sending the children out to him because they did not want to come out and that she was going to do what the children wanted to do. F contacted N, a Norwalk police officer and the children’s school resource officer, and told him about the children’s refusal to return to his home in Norwalk. A few days later, N contacted the defendant by telephone and asked her why the children were not returned to F, and she told N that they did not want to come out to F and that she would not make them go with him. N then warned the defendant that she could be in trouble if she did not return the children to school. When the children were still not in school approximately one week later, N followed up with the defendant, who said that she would not return the children to school. Thereafter, N sought an arrest warrant for the defendant. On appeal, the defendant claimed that
- The defendant could not prevail on her unpreserved claim that
§ 53a-98 (a) (3) was unconstitutionally vague as applied to her, the defendant having failed to demonstrate the existence of a constitutional violation, and, therefore, her claim failed under the third prong of the test set forth in State v. Golding (213 Conn. 233):- The defendant’s claim that
§ 53a-98 (a) (3) was unconstitutionally vague as applied to her because the phrase ‘‘refuses to return’’ was not defined in the statute and its meaning was not otherwise sufficiently clear or definite to provide notice that her inaction of not forcing the children to go with F could expose her to criminal liability was unavailing; the language of the statute provided clear notice to the defendant that the core meaning of the phrase ‘‘refuses to return,’’ which could be ascertained from common dictionary definitions, encompassed the behavior of a person who either affirmatively declines to return a child to his lawful custodian or declines to take any affirmative steps to do so upon the lawful custodian’s request, and a person of ordinary intelligence in the defendant’s circumstances would have understood that her abdication of any parental responsibility to return the children to F violated the core meaning of the statute. - The defendant failed to demonstrate that she fell victim to arbitrary and discriminatory enforcement of
§ 53a-98 (a) (3) ; although the defendant claimed that the statute is subject to arbitrary enforcement due to its vagueness and that it, therefore, impermissibly delegates the resolution of the definition of the phrase ‘‘refuses to return’’ to police officers, judges and juries on an ad hoc basis, it was unnecessary to address the particular enforcement of the statute in this case, this court having concluded that§ 53a-98 (a) (3) provided sufficient guidance as to what conduct is prohibited and that it has a clear core meaning within which the defendant’s conduct fell.
- The defendant’s claim that
- The evidence was sufficient to sustain the defendant’s conviction of three counts of custodial interference in the second degree; the jury reasonably could have inferred from the evidence presented at trial that the defendant had the ability to take some action to return the children to F but that she refused to do so, F and N having testified that the defendant stated that she would not make the children go with F and that she was going to do what the children wanted, and the defendant having testified that she was going to support the children’s decision not to go with F and that she was not going to make the decision for them, even though, as their mother, she had a certain amount of power do so.
Argued September 13, 2019—officially released June 2, 2020
Procedural History
Substitute information charging the defendant with three counts of the crime of custodial interference in the second degree, brought to the Superior Court in the judicial district of Stamford-Norwalk, geographical area number twenty, and tried to the jury before Hernandez, J.; verdict and judgment of guilty, from which the defendant appealed to this court. Affirmed.
Megan L. Wade, assigned counsel, with whom were James P. Sexton, assigned counsel, and, on the brief, Emily G. Sexton, assigned counsel, for the appellant (defendant).
Denise B. Smoker, senior assistant state’s attorney, with whom, on the brief, were Richard J. Colangelo, Jr., state’s attorney, and Justina Moore, assistant state’s attorney, for the appellee (state).
Opinion
The following facts, on which the jury reasonably could have based its verdict, and procedural history are relevant to the issues on appeal. The defendant’s four children, R, L, T, S,1 were at her Glastonbury home for purposes of visitation over the Memorial Day weekend in 2015. The defendant’s ex-husband, the children’s father (CF), had sole physical and legal custody of the children, and the defendant had rights of visitation. The children, however, wanted to live with the defendant and not with CF.
In fact, R had been staying with the defendant for several months; after a physical incident involving CF in January, 2015, R, with the involvement of the Norwalk Police Department and the Department of Children and Families, went to stay with the defendant. Over the Memorial Day weekend, the children all decided that they were not going to go home with CF on May 25, 2015.
During the course of the weekend, CF received a couple of e-mails from one of the children telling him that she did not want to return to his home and that she wanted to stay at the defendant’s home. CF ‘‘went to pick . . . up [the children] on
Officer Brian Barao of the Glastonbury Police Department went to the defendant’s Glastonbury home to conduct a welfare check of the children at CF’s request. He spoke with each child and determined that they all were okay. He did not arrest the defendant, but, rather, he encouraged her to seek legal counsel and to pursue these matters with the family court, which, the defendant told him, she was in the process of doing.
CF then returned to Norwalk and contacted Norwalk Police Officer Jermaine Nash, the school resource offi- cer in Norwalk, whom he told about the children’s refusal to return to his home. Nash and CF knew each other through sporting programs at the schools, and Nash had been a visitor to CF’s home several times. A few days after speaking with CF, Nash contacted the defendant by telephone and asked her why the children were not returned to CF. The defendant told Nash that ‘‘the kids didn’t want to come out to [CF].’’ Nash made a comment about the defendant being ‘‘the adult,’’ and he asked her why she just did not send them out to CF. According to Nash, the defendant told him that ‘‘[s]he won’t make the children come out to him.’’
Wanting to ensure that the children returned to school, Nash told the defendant that she could be in trouble if she did not get the children back into school. The defendant agreed that she would return the children to school, and Nash agreed that he would not seek a warrant for her arrest. When the children still were not in school approximately one week later, Nash followed up with the defendant, who said she would not return the children to school. Nash then sought an arrest warrant on one charge of custodial interference in the second degree, and he contacted the Department of Children and Families.
On June 2, 2015, Nash contacted the Glastonbury Police Department for assistance in executing the arrest warrant; Officer David Hoover of the Glastonbury Police Department was at the defendant’s Glastonbury home when Nash arrived. The defendant’s aunt also was present at the home. At some point, CF also arrived at the scene. L testified that Nash threatened the children ‘‘by telling [them that] if [they] didn’t go back to [CF], he would . . . pick [them] up and forcibly take [them] outside.’’ T described Nash as ‘‘yelling’’ and ‘‘kind of harsh.’’ Both Hoover and Nash tried to persuade the children to go with CF, but the children continued to refuse. Hoover telephoned the Department of Children and Families, and he arranged a meeting at its Manchester office, where he brought the children. The children continued to refuse to go with CF, and the defendant’s aunt then was granted temporary custody of the children, who later were placed with their maternal grandmother, with whom they resided for several months after this incident.
The defendant later was charged with four counts of custodial interference in the second degree, one count for each child. Immediately before jury selection, the
I
On appeal, the defendant claims that
‘‘The determination of whether a statutory provision is unconstitutionally vague is a question of law over which we exercise de novo review. . . . In undertaking such review, we are mindful that [a] statute is not void for vagueness unless it clearly and unequivocally is unconstitutional, making every presumption in favor of its validity. . . . To demonstrate that [a statute] is unconstitutionally vague as applied to [her], the [defendant] therefore must . . . demonstrate beyond a reasonable doubt that [she] had inadequate notice of what was prohibited or that [she was] the victim of arbitrary and discriminatory enforcement. . . . [T]he void for vagueness
‘‘Finally, even though a statutory term that is susceptible to a number of differing interpretations may be impermissibly vague as applied to some situations, the term is not necessarily vague as applied in all cases; rather, whether the statute suffers from unconstitutional vagueness is a case-specific question, the resolution of which depends on the particular facts involved. . . . Similarly, a term is not void for vagueness merely because it is not expressly defined in the relevant statutory scheme.’’ (Citations omitted; internal quotation marks omitted.) State v. DeCiccio, 315 Conn. 79, 87–88, 105 A.3d 165 (2014).
A
Failure To Provide Notice
The defendant claims that
To resolve the defendant’s claim, we must determine whether the process of statutory interpretation reveals a core meaning for the phrase ‘‘refuses to return’’ such that a person of ordinary intelligence would be able to understand what action the statute prohibits. We first consider the language of
‘‘Return’’ is defined as ‘‘to pass back to an earlier possessor,’’ ‘‘to restore to a former or to a normal state,’’ and ‘‘to give back to the owner.’’ Merriam-Webster’s Collegiate Dictionary (11th Ed. 2003) p. 1065. The American Heritage Dictionary, supra, defines ‘‘return’’ as ‘‘[t]o revert to a former owner,’’ and ‘‘[t]o send, put, or carry back.’’
These common definitions provide us with the assurance that the legislature intended ‘‘refuses to return’’ to include, at its core, a person who has declined a demand to send back a child to his or her lawful custo- dian. Given this clear meaning, we need not resort to any other aids in the interpretation of the meaning of ‘‘refuses to return’’ in
Despite the plain and ordinary meaning of ‘‘refuses to return,’’ the defendant argues that the statute gave her no notice that her inaction of not forcing her children to return to their father could expose her to criminal liability. We reject the defendant’s argument for two reasons. First, we disagree with the premise of the defendant’s argument that she was charged with violating
Second, even assuming that the defendant was prosecuted for inaction, we conclude that the plain meaning of the statute provides notice that some affirmative step to comply with the requested return of the
The evidence in this case, including from the defendant, was that the defendant refused to send out the children to their custodial parent. In particular, the evidence demonstrated that CF ‘‘went to pick . . . up [the children] on Memorial Day . . . according to [the] visitation schedule . . . and [the defendant] came out of her house and told [him] that she wasn’t sending the children out. The children didn’t want to come out, and she was going to do what the children wanted to do.’’ (Emphasis added.) The defendant also later told Nash that she had not made the children go outside to CF because they did not want to go with CF. Consistent with this testimony, the defendant testified that she ‘‘wasn’t making decisions for [her] children’’ and that she was ‘‘supporting whatever they needed.’’ She further testified that the children ‘‘were convincing [her] of the reasons why they didn’t want to go.’’ Consequently, rather than exercising her parental authority over the children, the defendant chose not to make the decision whether the children had to go with CF, as required by the court order placing custody in CF, but, instead, decided to support whatever decision the children made. In her words, she let her children convince her why they should not have to go with their father. The statements of the defendant clearly indicate that she abdicated her parental role and made a conscious decision not to return the children to their custodial parent and then informed others of that decision by communicating that she would not make the children return to CF.
We conclude that the defendant’s conduct falls within the core meaning of
As noted previously in this opinion, the question of whether a statute is unconstitutionally vague as applied is a fact specific inquiry. Consequently, our conclusion is limited to the defendant’s conduct at issue in this case, namely, refusing to take any steps whatsoever to require the children to return to CF. We do not address, for example, a situation in which the noncustodial parent instructs the child to return to the custodial parent and the child refuses or what other steps a noncustodial parent must take in similar circumstances to avoid criminal liability. Whether the statute is unconstitutionally vague as applied to such a situation will depend on the particular facts of that situation. In this case, the defendant does not claim that she ever instructed the children to return to CF or that they refused to comply with such an instruction. She simply refused to make them go with CF because they told her that they did not want to go. Because a person of ordinary intelligence in the defendant’s circumstances would understand that her abdication of any parental responsibility to return the children to the custodial parent violated the core meaning of the statute, her claim that
B
Arbitrary and Discriminatory Enforcement
The defendant also claims that
The United States Supreme Court has emphasized that ‘‘the more important aspect of the vagueness doctrine is not actual notice, but the other principal element of the doctrine—the requirement that a legislature establish minimal guidelines to govern law enforcement.’’ (Internal quotation marks omitted.) Kolender v. Lawson, 461 U.S. 352, 358, 103 S. Ct. 1855, 75 L. Ed. 2d 903 (1983). ‘‘A vague law impermissibly delegates basic policy matters to policemen, judges, and juries for resolution on an ad hoc and subjective basis, with the attendant dangers of arbitrary and discriminatory application.’’ Grayned v. Rockford, 408 U.S. 104, 108–109, 92 S. Ct. 2294, 33 L. Ed. 2d 222 (1972).
‘‘Our Supreme Court has instructed that [a]s a practical matter, a court analyzing an as-applied vagueness challenge may determine that the statute generally provides sufficient guidance to eliminate the threat of arbitrary enforcement without
‘‘[When] a statute provides insufficient general guidance, an as-applied vagueness challenge may nonetheless fail if the statute’s meaning has a clear core. . . . In that case the inquiry will involve determining whether the conduct at issue falls so squarely in the core of what is prohibited by the law that there is no substantial concern about arbitrary enforcement because no reasonable enforcing officer could doubt the law’s application in the circumstances.’’ (Internal quotation marks omitted.) State v. Daniel G., 147 Conn. App. 523, 543–44, 84 A.3d 9, cert. denied, 311 Conn. 931, 87 A.3d 579 (2014). Having concluded in part I B that
The defendant has not demonstrated that
II
The defendant next claims that there is insufficient evidence to support her conviction of three counts of custodial interference in the second degree. She contends that she did nothing to stop or prevent the children from going with their father, and that she, in fact, encouraged the police and others to speak with the children and made the children readily available to them. Specifically, she argues that ‘‘there is no evidence whatsoever of any conduct by the defendant that equated to holding, keeping, or refusing to return the children to their father.’’
The state argues that ‘‘[w]hat the defendant fails to understand is that her repeated refusal to send the children out to their father was ‘specific action on [her] part’ . . . that satisfied the ‘otherwise refuse to return’ element of . . . [custodial interference in the second degree]. The evidence introduced at trial . . . showed that the defendant three times refused to return her minor children to their father. First, she told [CF] that she wasn’t sending [the] children out because they didn’t want to go with him. . . . She then told Nash on two different occasions that she would not ask the children to go with their father, even after Nash advised her that she could face criminal charges. . . . On the basis of these affirmative actions, the jury could have found beyond a reasonable doubt that the defendant refused to return her children to [CF].’’5 Although the
We begin by setting forth the applicable standard of review. ‘‘In [a defendant’s] challenge to the sufficiency of the evidence . . . [w]hether we review the findings of a trial court or the verdict of a jury, our underlying task is the same. . . . We first review the evidence presented at trial, construing it in the light most favorable to sustaining the facts expressly found by the trial court or impliedly found by the jury. We then decide whether, upon the facts thus established and the inferences reasonably drawn therefrom, the trial court or the jury could reasonably have concluded that the cumulative effect of the evidence established the defendant’s guilt beyond a reasonable doubt. . . .
‘‘In evaluating evidence that could yield contrary inferences, the trier of fact is not required to accept as dispositive those inferences that are consistent with the defendant’s innocence. . . . The trier [of fact] may draw whatever inferences from the evidence or facts established by the evidence it deems to be reasonable and logical. . . . As we have often noted, proof beyond a reasonable doubt does not mean proof beyond all possible doubt . . . nor does proof beyond a reason- able doubt require acceptance of every hypothesis of innocence posed by the defendant that, had it been found credible by the trier [of fact], would have resulted in an acquittal. . . . On appeal, we do not ask whether there is a reasonable view of the evidence that would support a reasonable hypothesis of innocence. We ask, instead, whether there is a reasonable view of the evidence that supports the [trier of fact’s] verdict of guilty.’’ (Citations omitted; internal quotation marks omitted.) State v. Drupals, 306 Conn. 149, 157–58, 49 A.3d 962 (2012). ‘‘[A] defendant is entitled to a judgment of acquittal and retrial is barred if an appellate court determines that the evidence is insufficient to support the conviction.’’ State v. Padua, 273 Conn. 138, 178, 869 A.2d 192 (2005).
We begin our analysis of this claim with an overview of the language of
Determining the required elements of a particular statute presents a question of statutory construction over which we exercise plenary review. See, e.g., State v. Drupals, supra, 306 Conn. 159. ‘‘[W]hen the statute being construed is a criminal statute, it must be construed strictly against the state and in favor of the accused. . . . [C]riminal statutes [thus] are not to be read more broadly than their language plainly requires and ambiguities are ordinarily to be resolved in favor of the defendant. . . . Rather, penal statutes are to be construed strictly and not extended by implication to create liability which no language of the act purports to create. . . . Further, if, after interpreting a penal provision, there remains any ambiguity regarding the legislature’s intent, the rule of lenity applies.
To establish that the defendant was guilty of three counts of custodial interference in the second degree pursuant to
The defendant contends that the state failed to prove beyond a reasonable doubt that she ‘‘otherwise refuse[d] to return’’ the children to CF because the state provided no evidence that she had anything to do with the children’s refusal to go with him. She also argues that ‘‘there is not a scintilla of evidence to suggest that [she] in any way restricted her children’s access to their father, prevented their return to him, or actively refused to allow [him] to assert his custody over their children.’’ In support of her argument, she points to the fact that it is uncontested that neither Nash, members of the Glastonbury Police Department, nor the Department of Children and Families could get the children to go with CF because the children refused to go. The state does not contest any of these facts but, instead, argues that it satisfied the ‘‘otherwise refuses to return’’ element of
At trial, CF testified that he ‘‘went to pick . . . up [the children] on Memorial Day . . . according to [the] visitation schedule . . . and [the defendant] came out of her house and told [him] that she wasn’t sending the children out. The children didn’t want to come out, and she was going to do what the children wanted to do.’’ (Emphasis added.) The defendant also later told Nash that she had not made the children go outside to CF because they did not want to go with him. Consistent with this testimony, the defendant testified that she ‘‘wasn’t making decisions for [her] children’’ and that she was ‘‘supporting whatever they needed.’’ She further testified that the children ‘‘were convincing [her] of the reasons why they didn’t want to go.’’ From these statements the jury reasonably could have inferred that, although the defendant had the ability to compel her children to go with their father, she refused to take any steps to comply with the court’s custody and visitation orders by returning the children to him upon his request.
Having thoroughly reviewed the entirety of the transcripts in this case, we are aware that the defendant testified in relevant
Other evidence before the jury showed that R had been living with the defendant since January, 2015, that all of the children had agreed together that they were going to refuse to go with CF, that one of the children e-mailed CF a couple of times telling him she did not want to return to his home, and that the children all refused to go with him when he arrived to pick them up on May 25, 2015. When the state asked L what prompted the children to make this decision, she responded that they had ‘‘been wanting to not go for a while, so actually [they] just decided not to go with him.’’ Other witnesses, including Nash, members of the Glastonbury Police Department, and the Department of Children and Families also admittedly could not persuade the children to go with CF because the children absolutely refused. CF also did not persuade the children to return home with him.
Nevertheless, our law is quite clear: ‘‘[E]vidence is not insufficient . . . because it is conflicting or inconsistent . . . . It is the [jury’s] exclusive province to weigh the conflicting evidence and to determine the credibility of witnesses . . . . The [jury] can . . . decide what—all, none, or some—of a witness’ testimony to accept or reject.’’ (Internal quotation marks omitted.) State v. Young, 174 Conn. App. 760, 766, 166 A.3d 704, cert. denied, 327 Conn. 976, 174 A.3d 195 (2017).
In this case, both CF and Nash testified that the defendant stated to them that she would not make the children go with CF and that she was going to do what the children wanted. The defendant similarly testified that she was going to support the children’s decision and was not going to make the decision for them. Clearly, such statements indicate that the defendant had the ability to take some action to return the children to CF but that she refused to do so. The defendant, herself, testified that, as a mom, she had a certain amount of power to convince her children to do things but that she decided to ‘‘let their voices be heard . . . .’’ We conclude that this evidence is sufficient to support her
The judgment is affirmed.
In this opinion the other judges concurred.
* In accordance with and our policy of protecting the privacy interests of minor children, we decline to identify the children or others through whom the children’s identities may be ascertained. See
