State v. DeCiccioState v. DeCiccio
Opinion
PALMER, J. The defendant, Jason William DeCiccio, has an extensive weapons collection that includes a dirk knife and a police baton. A jury found him guilty of two counts of having a weapon in a motor vehicle, in violation of
The record reveals the following facts, which the jury reasonably could have found, and procedural history. In 2010, the United States Veterans Health Administration hired the defendant, a member of the United States Army and the Army National Guard who had served overseas in numerous locations and capacities, to work as a medical claims processor at a Veterans Administration (VA) hospital in Massachusetts. On July 22, 2010, the defendant was in the process of moving his belongings from his residence at his mother’s home in the town of Clinton to his new residence, a room in a private home in Bolton, Massachusetts, that he had rented. While driving on West Main Street in Clinton, at approximately 4:30 p.m., the defendant’s Jeep struck another sport utility vehicle that was stopped at a traffic light, causing that vehicle to strike the vehicle in front of it. The defendant then reversed his Jeep and drove into a parking lot located across the street from the accident scene. After emergency personnel arrived, the defendant, who could not recall his own name, informed police that he had suffered a head injury, and he appeared disoriented and combative.2 The defendant
While assessing the damage to the defendant’s Jeep, Gregory Matakaetis, a Clinton police officer who had responded to the accident, observed two machete knives in plain view in the back seat of the Jeep. Matakaetis also discovered an expandable police baton, a belt clip holder for the baton, a sword and holder, a large knife with a brass knuckle handle that had a depiction of a dragon on it (dragon knife), and a dirk knife. Matakaetis found a military dog tag, lead weights, and a black “duty bag” in the Jeep, as well. The defendant had kept all of these items as mementos of his military service overseas in Afghanistan, Germany, and Kosovo, and was in the process of moving them to his new residence in Massachusetts when he was involved in the automobile accident.
Following his release from the hospital, the state charged the defendant in a substitute information with six counts of having a weapon in a motor vehicle in violation of
On appeal, the defendant claims that
I
WHETHER § 29-38 IS UNCONSTITUTIONALLY VAGUE AS APPLIED
We begin with the defendant’s contention that
Before addressing the merits of the defendant’s claims, we set forth the legal principles applicable to those claims. “The determination of whether a statutory provision is unconstitutionally vague is a question of law over which we exercise de novo review. . . . In undertaking such review, we are mindful that [a] statute is not void for vagueness unless it clearly and unequivocally is unconstitutional, making every presumption in favor of its validity. . . . To demonstrate that [a statute] is unconstitutionally vague as applied to him, the [defendant] therefore must . . . demonstrate beyond a reasonable doubt that [he] had inadequate notice of what was prohibited or that [he was] the victim of arbitrary and discriminatory enforcement. . . . [T]he void for vagueness doctrine embodies two central precepts: the right to fair warning of the effect of a governing statute . . . and the guarantee against standardless law enforcement. . . . If the meaning of a statute can be fairly ascertained a statute will not be void for vagueness since [m]any statutes will have some inherent vagueness, for [i]n most English words and phrases there lurk uncertainties.” (Citation omitted; internal quotation marks omitted.) State v. Winot, 294 Conn. 753, 758–59, 988 A.2d 188 (2010). Moreover, an ambiguous statute will be saved from unconstitutional vagueness if the core meaning of the terms at issue may be elucidated from other sources, including other “statutes, published or unpublished court opinions in this state or from other jurisdictions, newspaper reports, television programs or other public information . . . .” State v. Scruggs, 279 Conn. 698, 719, 905 A.2d 24 (2006).
Finally, even though a statutory term that is susceptible to a number of differing interpretations may be impermissibly vague as applied to some situations, the term is not necessarily vague as applied in all cases; rather, whether the statute suffers from unconstitutional vagueness is a case-specific question, the resolution of which depends on the particular facts involved.
A
Whether the Statutory Terms “Dirk Knife” and “Police Baton” Are Unconstitutionally Vague
We begin with the defendant’s claim that
1
Dirk Knife
We first address the defendant’s contention that the term “dirk knife” is unconstitutionally vague and, as a result,
We commence our analysis of the defendant’s claim with a description of the knife at issue, which is comprised of a black handle and a metal blade. The handle is four and one-half inches long and one inch wide, and terminates with a two inch guard. The dagger like blade of the knife, both edges of which are sharpened, is approximately one and one-half inches wide and five and one-half inches long. A distinctive feature of the knife is that, two and one-half inches from the hilt, the blade forks into two distinct parallel prongs with a small space between them that taper to independent sharp points.
We turn next to the term “dirk knife.” Because
Because, for present purposes, these dictionary definitions of the term “dirk” are not entirely elucidating, we turn to extrinsic evidence of the intended meaning of the term. Although there is no recorded legislative history providing direct insight into the legislature’s contemplation of the meaning of the term “dirk,” it bears noting that the legislature added it to the statutory scheme in 1953 with the enactment of Public Acts 1953, No. 205, §§ 1 and 2, which amended the dangerous weapons statutes, now codified at
The case law of other states invariably construes the term “dirk knife” in statutes similar to
Statutory provisions and case law from other states, as well as reference treatises on cutlery, are generally consistent with Summerall and In re Jesse QQ. See, e.g.,
In contrast to Summerall and In re Jesse QQ., Virginia courts have indicated that a knife does not fall within the meaning of the term “dirk” unless both edges of its blade are sharpened. See Thompson v. Commonwealth, 277 Va. 280, 290–91, 673 S.E.2d 469 (2009) (butterfly knife with four inch blade and one-edged blade is not weapon of “like kind” to dirk because “[w]ithout two sharp edges and a protective guard . . . the butterfly knife is not designed for stabbing purposes like a dagger . . . but rather for cutting purposes“); McMillan v. Commonwealth, 55 Va. App. 392, 399, 686 S.E.2d 525 (2009) (concluding that knife at issue “does not fit the definition of a dirk, described as any stabbing weapon having two sharp edges and a point“); Richards v. Commonwealth, 18 Va. App. 242, 246 n.2, 443 S.E.2d 177 (1994) (explaining that “usual meaning” of ” ‘dirk’ or weapon of like kind is any stabbing weapon having
We therefore conclude that
2
Police Baton
The defendant contends that he reasonably could not have known that the metal instrument that he carried in his Jeep and for which he was prosecuted, which is approximately one and one-half feet in length and consists of a ten inch long handle that connects to a telescoping metal rod, approximately one-half inch in diameter, which terminates with a semicircle metal bulb, is an expandable police baton within the meaning of
Merriam-Webster’s Collegiate Dictionary defines the word “baton” in relevant part as: “1. Cudgel, truncheon; specif[ically]: billy club . . . .”10 (Emphasis omitted.) Merriam-Webster’s Collegiate Dictionary, supra, p. 103. A “billy club” is defined as “a heavy, usu[ally] wooden club; specif[ically]: a police officer’s club . . . .” (Emphasis omitted.) Id., p. 122; see also id., p. 303 (defining “cudgel” as “a short heavy club“); id., p. 1343 (defining “truncheon” as obsolete term for “club” and “bludgeon,” and as “baton” or “a police officer’s billy club“). We also note that the related term “nightstick,” which is used in
The legislative history of
Furthermore, as the state notes, readily available descriptions and images of expandable batons are strikingly similar to the baton that the defendant in the present case possessed, a fact that supports the conclusion that a person of ordinary intelligence would or reasonably should be aware that possessing such an item in a motor vehicle violates
Finally, a construction of the term “police baton” as including metal expandable batons is consistent with the case law of other jurisdictions. See Shahit v. Tosqui, United States District Court, Docket No. 04-71538 (E.D. Mich. June 1, 2005) (noting that “extendable baton fits comfortably within the dictionary definitions of” terms “billy” and “bludgeon,” which are not defined by Michigan criminal statutes), aff’d, 192 Fed. Appx. 382 (6th Cir. 2006); People v. Patrick, California Court of Appeal, Docket No. C067982 (Cal. App. July 31, 2012) (rejecting defendant’s reliance on dictionary definitions indicating that “billy” is or usually is made from wood in concluding that metal expandable baton was “billy” within meaning of statute), review denied, California Supreme
B
Whether § 29-38 Is Unconstitutionally Vague with Respect to the Application of the Moving Exception in § 29-38 (b) (5) (D)
The defendant next claims that
The defendant’s claim is belied by the plain language of
The defendant’s reliance on State v. Campbell, supra, 300 Conn. 368, in which we construed
We concluded that the statutory exception pertaining to the carrying of knives, namely,
In Campbell, “[w]e emphasize[d] that this does not mean that an individual would be permitted to carry all of the dangerous weapons specified in
Consistent with our construction of the moving exception of
II
WHETHER § 29-38, AS APPLIED, VIOLATES THE SECOND AMENDMENT
We now turn to the defendant’s claim, which is based on the United States Supreme Court’s recent decisions in McDonald v. Chicago, 561 U.S. 742, 130 S. Ct. 3020, 177 L. Ed. 2d 894 (2010), and District of Columbia v. Heller, 554 U.S. 570, 128 S. Ct. 2783, 171 L. Ed. 2d 637 (2008), that a construction of
In addressing the defendant’s claims, we first must determine whether dirk knives and police batons constitute arms within the meaning of the second amendment. If we conclude that they are, we then must determine whether the statute’s prohibition against transporting those weapons from one residence to another does not violate the defendant’s rights under the second amend-
A
Background
We begin with a brief review of the scope of the second amendment, as explained by the United States Supreme Court in its landmark decision in District of Columbia v. Heller, supra, 554 U.S. 570. In Heller, the United States Supreme Court was called on to determine the constitutionality of District of Columbia ordinances that broadly prohibited the possession of handguns, in the home and elsewhere; see id., 574–76; and also required citizens to “keep their lawfully owned firearms, such as registered long guns, ‘unloaded and disassembled or bound by a trigger lock or similar device’ unless they are located in a place of business or are being used for lawful recreational activities.” Id., 575. In determining whether the second amendment confers an individual right to possess arms and, if so, the scope of such a right,20 the court conducted an extensive textual and historical analysis of the second amendment, which provides: “A well regulated Militia, being necessary to the security of a free State, the right of the people to keep and bear Arms, shall not be infringed.”
Two years later, the United States Supreme Court considered whether the second amendment right to keep and bear arms is incorporated in the concept of due process and, therefore, applicable to the states via the fourteenth amendment. See McDonald v. Chicago, supra, 561 U.S. 750. The court in McDonald explained that its “decision in Heller points unmistakably to the answer. Self-defense is a basic right, recognized by many legal systems from ancient times to the present day, and, in Heller, [the court] held that individual self-defense is the central component of the [s]econd [a]mendment right.” (Emphasis omitted; footnote omitted; internal quotation marks omitted.) Id., 767. Following a detailed historical analysis; see generally id., 768–77; the court concluded that the second amendment is applicable to the states because “the [f]ramers and ratifiers of the [f]ourteenth [a]mendment counted the right to keep and bear arms among those fundamental rights necessary to our system of ordered liberty.” Id., 778.
Heller aptly has been characterized as having adopted “a two-pronged approach to [s]econd [a]mendment challenges. First, [the court] ask[s] whether the challenged law imposes a burden on conduct falling within the scope of the [s]econd [a]mendment’s guarantee. . . . If it does not, [the] inquiry is complete. If it does, [the court] evaluate[s] the law under some form of means-end scrutiny. If the law passes muster under that standard, it is constitutional. If it fails, it is invalid.” (Citation omitted; footnote omitted.) United States v. Marzzarella, 614 F.3d 85, 89 (3d Cir. 2010), cert. denied, 562 U.S. 1158, 131 S. Ct. 958, 178 L. Ed. 2d 790 (2011); see also United States v. Chovan, 735 F.3d 1127, 1136–37 (9th Cir. 2013), cert. denied, 574 U.S. 876, 135 S. Ct. 187, 190 L. Ed. 2d 146 (2014); Kachalsky v. Westchester, 701 F.3d 81, 93 (2d Cir. 2012), cert. denied sub nom. Kachalsky v. Cacase, 569 U.S. 918, 133 S. Ct. 1806, 185 L. Ed. 2d 812 (2013). The appropriate degree of means-end scrutiny, generally some form of intermediate scrutiny, depends on the extent to which the challenged law burdens conduct protected under the second amendment.22 See, e.g., Kachalsky v. Westchester, supra, 93; Shew v. Malloy, 994 F. Supp. 2d 234, 246–47 (D. Conn. 2014).
B
Whether Dirk Knives and Police Batons Are Protected Arms Under the Second Amendment
As we have explained, in evaluating the constitutionality of the statutory proscription against the transporta-
Significantly, however, for purposes of the present case, the court in Heller then articulated “what types of weapons Miller permits. Read in isolation, Miller’s phrase ‘part of ordinary military equipment’ could mean that only those weapons useful in warfare are protected. That would be a startling reading of the opinion, since
The court further noted that this reading of Miller’s “important limitation” on the second amendment right finds “[support in] the historical tradition of prohibiting the carrying of ‘dangerous and unusual weapons.’ ” District of Columbia v. Heller, supra, 554 U.S. 627. The court dismissed the potential objection “that if weapons that are most useful in military service—M-16 rifles and the like—may be banned, then the [s]econd [a]mendment right is completely detached from the prefatory clause. . . . [T]he conception of the militia at the time of the [s]econd [a]mendment’s ratification was the body of all citizens capable of military service, who would bring the sorts of lawful weapons that they possessed at home to militia duty. It may well be true today that a militia, to be as effective as militias in the [eighteenth] century, would require sophisticated arms that are highly unusual in society at large. Indeed, it may be true that no amount of small arms could be useful against modern-day bombers and tanks. But the fact that modern developments have limited the degree of fit between the prefatory clause and the protected right cannot change [the] interpretation of [that] right.” Id., 627–28. Applying this analysis, the court held that the District of Columbia ordinances violated “the inherent right of self-defense [that] has been central to the [s]econd [a]mendment right,” observing that the “handgun ban amounts to a prohibition of an entire class of ‘arms’ that is overwhelmingly chosen by American society for
1
Dirk Knives
The state contends that dirk knives fall outside the scope of the second amendment because they “are not normally carried by private, law-abiding citizens for defense of hearth and home, and are not traditional military weapons.” The state supports this argument with citations to a number of nineteenth century cases to which the court in Heller cites; see, e.g., Aymette v. State, 21 Tenn. (2 Hum.) 154, 158–59 (1840); English v. State, 35 Tex. 473, 477 (1871); State v. Workman, 35 W. Va. 367, 372–73, 14 S.E. 9 (1891); and several post-Heller cases, principally, an unpublished decision of the Massachusetts Appeals Court, Commonwealth v. Alem A., Massachusetts Appeals Court, Docket No. 10-P-600 (Mass. App. December 5, 2011), review denied, 461 Mass. 1105, 961 N.E.2d 589 (2012), as well as Norton v. South Portland, 831 F. Supp. 2d 340, 362 (D. Me. 2011), Mack v. United States, 6 A.3d 1224, 1236 (D.C. 2010), and Wooden v. United States, 6 A.3d 833, 839–40 (D.C. 2010). As we explain hereinafter, however, these authorities are either distinguishable or otherwise unpersuasive in light of Heller; the more persuasive authority supports the conclusion that dirk knives constitute “arms,” as the court in Heller explicated that term.
A particularly thorough and authoritative analysis of this issue is found in State v. Delgado, 298 Or. 395, 692 P.2d 610 (1984), a case in which the Oregon Supreme Court considered whether an Oregon state statute that “prohibit[ed] the mere possession and mere carrying of a switchblade knife” violated the right to bear arms under the Oregon constitution.26 Id., 397. The court applied the historically based definition of the term “arms” that it previously had articulated in State v. Kessler, 289 Or. 359, 368, 614 P.2d 94 (1980)—a definitional approach that mirrors the model employed by the United States Supreme Court in District of Columbia v. Heller, supra, 554 U.S. 624–25, for purposes of the second amendment—observing that, “because settlers during the revolutionary era used many of the same weapons for both personal and military defense, the term ‘arms,’ as contemplated by the constitutional framers, was not limited to firearms but included those hand-carried weapons commonly used for personal defense. . . . Thus, the term ‘arms’ ‘includes weapons com
After examining the centuries long evolution of the knife as a weapon used by military forces around the world; see id., 401–402; the court in Delgado explained that the switchblade knife was simply a technological improvement on folding knives such as military jackknives and the “constant or enduring” pocketknife. Id., 402. Accordingly, the court concluded that, if the Oregon dangerous weapons statute “proscribed the possession of mere pocketknives, there can be no question but that the statute would be held to conflict directly with [a]rticle I, [§] 27 [of the Oregon constitution]. The only difference is the presence of the spring-operated mechanism that opens the knife.” Id., 403. The court therefore invalidated the state‘s absolute prohibition on the possession of switchblade knives.28 Id., 404. But see Lacy v. State, 903 N.E.2d 486, 491–92 (Ind. App.) (applying similar general historical analysis in post-Heller second amendment challenge to statutory ban on carrying switchblade knife but relying on case law and legislative history under federal law prohibiting, inter alia, interstate transportation of switchblade knives,
Guided by the definition of the term “arms,” as articulated in District of Columbia v. Heller, supra, 554 U.S. 624–25, and the analytical approach employed in both Heller and State v. Delgado, supra, 298 Or. 399–403, we examine the military origins and history of the dirk knife, starting with the fact that, as a general matter, fixed, long blade “[k]nives have long been part of American military equipment. The federal Militia Act of 1792 [c. 33, 1 Stat. 271] required all able-bodied free white men between [the ages of] eighteen and forty-five to possess, among other items, ‘a sufficient bayonet.’ This establishes both that knives were common and were arms for militia purposes. Colonial militia laws required that men (and sometimes all householders, regardless
“Well after the nation‘s founding, knives continued to be an important tool for many American soldiers. During World War II, American soldiers, sailors, and airmen wanted and purchased fixed blade knives, often of considerable dimensions. At least in some units, soldiers were ‘authorized an M3 trench knife, but many carried a favorite hunting knife.’ The Marine Corps issued the Ka-Bar fighting knife. As one World War II memoir recounts, ‘[t]his deadly piece of cutlery was manufactured by the company bearing its name. The knife was [one] foot long with a [seven inch long] by [one and one-half inch wide] blade. . . . Light for its size, the knife was beautifully balanced.’ Vietnam memoirs report that Ka-Bar and similar knives were still in use, but ‘not [everyone was] issued a Ka-Bar knife. There [were] not enough to go around. If you [did not] have one, you [were forced to] wait until someone [was] going home from Vietnam and [gave] his to you.’ Even today, some Special Forces units regularly carry combat knives.” (Emphasis omitted; footnotes omitted.) D. Kopel et al., “Knives and the Second Amendment,” 47 U. Mich. J.L. Reform 167, 192–93 (2013).
The history of dirk knives in particular is consistent with the American military usage of knives in general. “A dirk is a long straight-bladed dagger or short sword usually defined by comparison [to] the ceremonial weapons carried by Scottish highlanders and naval officers in the [e]ighteenth and [n]ineteenth [c]enturies.” Commonwealth v. Miller, supra, 22 Mass. App. 695. In the 1700s, the Scottish brought the dirk to the Americas, where its design evolved from a knife with a handle grip overlapping a large single-edged blade, to a double-edged blade; after 1745, dirk blades “[q]uite frequently . . . were made from old sword blades.” H. Peterson, supra, p. 19. As the dirk has evolved to be nearly synonymous with the dagger, the term became “appli[cable] to all the short side arms carried by naval officers,” such that it came to include “true daggers and sharply curved knives almost of cutlass length.” Id., p. 2; see also id., p. 95 (describing dirk as “[t]he most colorful of all the naval knives” and “[a] companion to and substitute for the sword“). The blade shape of dirks evolved during the nineteenth century from straight and double-edged to curved and then back to straight; all dirks featured large handles separated from the blade by prominent guards, or quillons. See id., pp. 96–101
As to whether dirk knives are ” ‘dangerous and unusual weapons’ “; District of Columbia v. Heller, supra, 554 U.S. 627; and, therefore, not “arms” within the meaning of the second amendment, their more limited lethality relative to other weapons that, under Heller, fall squarely within the protection of the second amendment—e.g., handguns—provides strong support for the conclusion that dirk knives also are entitled to protected status. See D. Kopel et al., supra, 47 U. Mich. J.L. Reform 182–83 (citing empirical research demonstrating that, in 2010, knives or cutting instruments were used in 13.1 percent of United States murders, in comparison to firearms, which accounted for 67.5 percent, and that, in one state between 1978 and 1993, 39 percent of firearm penetrating traumas were fatal, compared to 7.1 percent of knife penetrating traumas); see also id., 182 (“[i]f handguns may not be prohibited, in spite of the clear public safety concerns, then a category of arm that is less dangerous clearly may not be prohibited, either“); E. Volokh, “Implementing the Right to Keep and Bear Arms for Self-Defense: An Analytical Framework and a Research Agenda,” 56 UCLA L. Rev. 1443, 1481–82 (2009) (suggesting that weapon is protected if it “is no more practically dangerous than what is in common use among law-abiding citizens“). This consideration, coupled with the fact that dirk knives bear a close relation to the bayonet and the sword, and have long been used for military purposes, removes them from the category of weapons that may be deemed dangerous and unusual, thereby rendering them subject to protection under the second amendment.29 See, e.g., M. O‘Shea, “The Right to Defensive Arms After District of Columbia v. Heller,” 111 W. Va. L. Rev. 349, 377 (2009) (“after Heller, it appears indisputable that the ‘arms’ protected by the [s]econd [a]mendment include common defensive weapons other than firearms, such as knives and pepper spray“); cf. People v. Yanna, 297 Mich. App. 137, 145, 824 N.W.2d 241 (2012) (”Heller concluded that handguns are not sufficiently dangerous
Although the state cites to numerous authorities that, at first blush, might appear to support a contrary conclusion, a more careful review of these authorities reveals that they lack persuasive force. We turn first to its post-Heller authorities, most notably, Commonwealth v. Alem A., supra, Massachusetts Appeals Court, Docket No. 10-P-600, which is directly on point insofar as it concluded that the second amendment, as elucidated by Heller, does not extend to a large, double-edged knife. Nevertheless, the Massachusetts Appeals Court designated its decision in Alem A. as unpublished and nonprecedential, presumably because its entire constitutional analysis consists of a single paragraph. Even that limited analysis is suspect in view of the court‘s reasoning that, because double-edged knives are deemed “dangerous” under the Massachusetts statute prohibiting the carrying of dangerous weapons, they are, ipso facto, ” ‘dangerous and unusual’ ” and, as a consequence, not protected under the second amendment. Id. Alem A. is wholly unpersuasive authority that we respectfully decline to follow.
The state‘s reliance on Wooden v. United States, supra, 6 A.3d 833, is misplaced because that case is readily distinguishable on procedural grounds. In Wooden, the District of Columbia Court of Appeals rejected a second amendment challenge to a conviction of carrying a dangerous weapon, in that case, an ordinary knife that the defendant, Stacia Wooden, had brought to an altercation with her husband‘s ex-girlfriend. See id., 834–35. The court in Wooden, however, emphasized that, because Wooden‘s claim was unpreserved, it would be considered only for plain error, which required her to establish that it was “clear or obvious” that she was entitled to prevail under Heller. Id., 835. In the context of this heightened showing required of Wooden, the court explained that, due to Heller‘s focus on firearms, it could not “find it ‘plain‘—‘clear’ or ‘obvious‘—that the [court in] Heller . . . would extend its ruling to knives carried exclusively for use as a dangerous weapon in self-defense. Absent the kind of historical analysis the [c]ourt applied to guns, Heller does not give [the court] the assurance necessary to find plain error in the . . . instructions [under the carrying a dangerous weapon statute] as applied to knives.”30 (Emphasis in original.) Id., 839–40. This circumscribed analysis significantly diminishes Wooden‘s precedential value, especially because the court expressly declined to foreclose the possibility that, in a case in which the issue is properly preserved and briefed, it would recognize that the protections of the second amendment apply to the possession of knives. See id., 839 (observing that, “[p]erhaps a detailed Heller-type analysis would result in a conclu
Finally, the most venerable authorities on which the state relies, in particular, the nineteenth century cases of Aymette v. State, supra, 21 Tenn. (2 Hum.) 154, English v. State, supra, 35 Tex. 473, and State v. Workman, supra, 35 W. Va. 367, bear on the issue presented only insofar as they contributed to the general definition of protected weapon set forth in District of Columbia v. Heller, supra, 554 U.S. 624–25, and United States v. Miller, supra, 307 U.S. 178.31 Beyond their definitional import, however, these state court decisions lack persuasive value because none of them acknowledges the military origins—and contemporaneous use—of the dirk knife; instead, they summarily classify the dirk knife with other weapons deemed to be particular to the criminal element, observing, inter alia, that the “terms dirks, daggers, slungshots, sword canes, brass knuckles and bowie knives, belong to no military vocabulary. Were a soldier on duty found with any of these things about his person, he would be punished for an offense against discipline.” English v. State, supra, 477. Finally, the fact that all three of these cases classify the pistol as a weapon not protected by the second amendment; see Aymette v. State, supra, 159–60; English v. State, supra, 474–75; State v. Workman, supra, 373; renders them particularly anachronistic in light of Heller‘s focus on the handgun as the paradigmatic protected weapon given its status as “the most preferred firearm in the nation to keep and use for protection of one‘s home and family . . . .”32 (Citation omitted; internal quotation marks omitted.) District of Columbia v. Heller, supra, 554 U.S. 628–29; see also Kachalsky v. Westchester, supra, 701 F.3d 91 n.14 (noting that English and other such cases “were decided on the basis of an interpretation of the [s]econd [a]mendment—that pistols and similar weapons are not ‘arms’ within the meaning of the [s]econd [a]mendment or its state constitutional analogue—that conflicts with the [United States] Supreme Court‘s present reading of the [a]mendment“).33
For these reasons, we agree with the defendant that, under Heller, the dirk knife that he was transporting to his new residence falls within the term “[a]rms” for purposes of the second amendment.34 We therefore must decide whether the state‘s interest in prohibiting the defendant from possessing that weapon in his vehi
2
Police Baton
In response to the defendant‘s contention that he had a second amendment right to have the police baton in his vehicle, the state contends that police batons are “dangerous and unusual” when possessed by persons not associated with law enforcement. In particular, the state points to the facts of the Rodney King case; see Koon v. United States, 518 U.S. 81, 86–87, 116 S. Ct. 2035, 135 L. Ed. 2d 392 (1996) (describing assault of King by police with, inter alia, police batons); as illustrative of the degree of physical injury that a police baton can cause. The state also relies on People v. Brown, 253 Mich. 537, 538, 541–43, 235 N.W. 245 (1931), and State v. Workman, supra, 35 W. Va. 373, for the proposition that blackjacks (Brown) and billies (Workman)—weapons of a similar nature to police batons—are unique to the criminal element and, consequently, are not protected under the second amendment. On the basis of more contemporary authority, including State v. Kessler, supra, 289 Or. 359, we agree with the defendant that police batons are “[a]rms” within the meaning of the second amendment because they are weapons with traditional military utility that are typically possessed by law-abiding citizens for lawful purposes, and they are neither especially dangerous nor unusual.
We begin with a brief discussion of People v. Brown, supra, 253 Mich. 537, in which the Michigan Supreme Court considered the defendant‘s claim that his conviction of carrying a dangerous weapon in an automobile predicated on his possession of a blackjack violated the state constitutional right to “bear arms for the defense of himself and the [s]tate.” (Internal quotation marks omitted.) Id., 538, quoting
In contrast, in State v. Kessler, supra, 289 Or. 359, the court considered the claim of the defendant, Randy Kessler, that his conviction of ” ‘possession of a slugging weapon,’ ” arising from his possession of two billy clubs in his apartment, violated his state constitutional right to bear arms. Id., 361, 370. Following a comprehensive analysis of the historical underpinnings of the provision of the Oregon constitution at issue, the court held that Kessler‘s possession of billy clubs in his apartment was constitutionally protected.36 Id., 372. After observing that “[t]he club is considered the first personal weapon fashioned by humans“; id., 371; and “is still used today as a personal weapon, commonly carried by the police.” Id., 371–72; see also id., 372 (noting statutory exception permitting peace officers to possess and carry blackjacks and billies); the court concluded that the drafters of the Oregon constitution “intended ‘arms’ to include the hand-carried weapons commonly used by individuals for personal defense. The club is an effective, hand-carried weapon [that] cannot logically be excluded from this term.” Id., 372.
Kessler is more persuasive than Brown with respect to whether police batons fall within the protection of the second amendment. Perhaps most importantly, police batons simply are not the same as blackjacks, rendering Brown distinguishable in that important regard.37 See Commonwealth v. Perry, 455 Mass. 1010, 1012, 916 N.E.2d 762 (2009) (” ‘expandable baton’ ” not ” ‘blackjack’ ” for purpose of dangerous weapon statute). Indeed, in contrast to the blackjack, which, as we noted previously, has been characterized as a weapon used primarily for illegitimate purposes;38 see, e.g., People v. Brown, supra, 253 Mich. 542; expandable metal police batons, also known as collapsible batons, are instruments manufactured specifically for law enforcement use as nonlethal weapons. Furthermore, the widespread use of the baton by the police, who currently perform
This widespread acceptance of batons within the law enforcement community also supports the conclusion that they are not so dangerous or unusual as to fall outside the purview of the second amendment. To this end, the fact that police batons are inherently less lethal, and therefore less dangerous and less intrinsically harmful, than handguns, which clearly constitute “arms” within the meaning of the second amendment, provides further reason to conclude that they are entitled to constitutional protection. Cf. People v. Yanna, supra, 297 Mich. App. 145 (“[T]he prosecution also argues that Tasers and stun guns are so dangerous that they are not protected by the [s]econd [a]mendment. However, it is difficult to see how this is so since Heller concluded that handguns are not sufficiently dangerous to be banned. Tasers and stun guns, while plainly dangerous, are substantially less dangerous than handguns. Therefore, [T]asers and stun guns do not constitute dangerous weapons for purposes of [s]econd [a]mendment inquiries.“); D. Kopel et al., supra, 47 U. Mich. J.L. Reform 184 (“[K]nives are far less dangerous than guns. Any public safety justification for knife regulation is necessarily less persuasive than the public safety justification for firearms regulation.“). Indeed, expandable batons are intermediate force devices that, when used as intended,39 are unlikely to cause death or permanent bodily injury. For these reasons, we are persuaded that the police baton that the defendant had in his vehicle is the kind of weapon traditionally used by the state for public safety purposes and is neither so dangerous nor so unusual as to fall outside the purview of the second amendment‘s right to keep and bear arms.
C
Means-End Scrutiny of § 29-38
Finally, we must determine whether the statutory ban on the defendant‘s possession of the dirk knife and police baton in his vehicle for the purpose of transporting them to his new residence survives constitutional scrutiny. Our resolution of this issue requires us to evaluate the impact of this statutory restriction on
The state contends that, even if, as we have concluded, the dirk knife and police baton seized from the defendant‘s vehicle fall within the purview of the second amendment‘s right to keep and bear arms, heightened judicial scrutiny is inapplicable because
Consistent with the approach that other federal circuit courts of appeals have adopted, the Second Circuit Court of Appeals has observed that, because of ”Heller‘s emphasis on the weight of the burden imposed by the [District of Columbia] gun laws, [the court does] not read [Heller] to mandate that any marginal, incremental or even appreciable restraint on the right to keep and bear arms be subject to heightened scrutiny. Rather, heightened scrutiny is triggered only by those restrictions that . . . operate as a substantial burden on the ability of law-abiding citizens to possess and use a firearm for self-defense (or for other lawful purposes).” United States v. Decastro, 682 F.3d 160, 166 (2d Cir. 2012), cert. denied, 568 U.S. 1092, 133 S. Ct. 838, 184 L. Ed. 2d 665 (2013); see also Heller v. District of Columbia, 670 F.3d 1244, 1257 (D.C. Cir. 2011) (“a regulation that imposes a substantial burden [on] the core right of self-defense protected by the [s]econd [a]mendment must have a strong justification“); Ezell v. Chicago, 651 F.3d 684, 708 (7th Cir. 2011) (“a severe burden on the core [s]econd [a]mendment right of armed self-defense will require an extremely strong public-interest justification and a close fit between the government‘s means and its end“); United States v. Masciandaro, 638 F.3d 458, 470 (4th Cir.) (“[a] severe burden on the core [s]econd [a]mendment right of armed self-defense should require strong justification” [internal quotation marks omitted]), cert. denied, 565 U.S. 1058, 132 S. Ct. 756, 181 L. Ed. 2d 482 (2011). Thus, if a statutory provision restricting the use of a particular weapon does not substantially burden conduct protected by the second amendment, the provision meets constitutional requirements without any further inquiry. E.g., United States v. Decastro, supra, 164–65 (concluding that, because federal gun control statute at issue “only minimally affects the ability to acquire a firearm, it is not subject to any form of heightened scrutiny“). Put differently, only if the “challenged law imposes a [substantial] burden on conduct falling within the scope of the [s]econd [a]mendment‘s guarantee . . . [does the court] evaluate [it] under some form of means-end [or heightened] scrutiny.” United States v. Marzzarella, supra, 614 F.3d 89. Accordingly, we first must determine whether the statutory ban on using a vehicle to transport a dirk knife and a police baton from one home to another constituted a substantial burden on the defendant‘s sec
Although neither the state nor the defendant has identified a case that is directly on point factually with the present one, it is evident that the prohibition against transporting a dirk knife and a police baton to a new home constitutes a significant restriction on the right to possess those weapons in that new home. Indeed, aside from an outright ban on possessing those weapons, it is difficult to conceive of a greater abridgement of that right than a restriction that bars the use of a vehicle to transport either of those weapons from one home to another. Moreover, under
We also must determine, therefore, whether the statu
“In analyzing the second prong of [the test, namely], the extent to which a challenged prohibition burdens the [s]econd [a]mendment right . . . laws which regulate only the manner in which persons may exercise their [s]econd [a]mendment rights are less burdensome than those [that] bar firearm [or other weapon] possession completely. . . . [Thus] . . . regulations [that] leave open alternative channels for self-defense are less likely to place a severe burden on the [s]econd [a]mendment right than those [that] do not. Cf. [United States v.] Marzzarella, [supra, 614 F.3d 97] (applying intermediate scrutiny to a regulation [that] leaves a person free to possess any otherwise lawful firearm he chooses—[as] long as it bears its original serial number).” (Citations omitted; emphasis in original; internal quotation marks omitted.) Jackson v. San Francisco, United States Circuit Court of Appeals, Docket No. 12-17803 (9th Cir. March 25, 2014).
The statutory restriction in the present case strikes close to the core protection of the second amendment because it erects a virtual bar to possessing certain protected weapons, including dirk knives and police batons, in the home for the purpose of self-defense. On the other hand, this restriction on the right to have those weapons in the home does not adversely affect an individual‘s ability to do the same with respect to a myriad of other weapons that fall within the purview of the second amendment. For example, under
Although the defendant advocates for the application of strict scrutiny, he does not support his argument with relevant case law applying that level of review in the second amendment context. In light of the nature and extent of the restrictions at issue in the present case, we agree with the state that intermediate scrutiny represents the applicable level of constitutional review. “[A]lthough addressing varied and divergent laws, courts throughout the country have nearly universally applied some form of intermediate scrutiny in the [s]econd [a]mendment context.”44 New York State Rifle & Pistol Assn., Inc. v. Cuomo, 990 F. Supp. 2d 349, 366 (W.D.N.Y. 2013).
Accordingly, we turn to the question of whether
Nevertheless, to establish the requisite substantial relationship between the purpose to be served by the statutory provision and the means employed to achieve that end, the explanation that the state proffers in defense of the provision must be “exceedingly persuasive.” (Internal quotation marks omitted.) United States v. Virginia, 518 U.S. 515, 533, 116 S. Ct. 2264, 135 L. Ed. 2d 735 (1996). Moreover, “[t]he justification must be genuine, not hypothesized or invented post hoc in response to litigation. And it must not rely on overbroad generalizations . . . .” Id. The reason for this requirement is to ensure “that the validity of [the challenged statute] is determined through reasoned analysis rather than through the mechanical application of traditional, often inaccurate, assumptions.” (Internal quotation marks omitted.) State v. Dyous, 307 Conn. 299, 318, 53 A.3d 153 (2012). “[I]n judging the closeness of the relationship between the means chosen . . . and the government‘s interest, three interrelated concepts must be considered: the factual premises [that] prompted the legislative enactment, the logical connection between the remedy and those factual premises, and the breadth of the remedy chosen.” (Internal quotation marks omitted.) Id., 327.
Post-Heller case law supports the commonsense conclusion that the core right to possess a protected weapon in the home for self-defense necessarily entails the right, subject to reasonable regulation, to engage in activities necessary to enable possession in the home.45 Thus, the safe transportation of weapons protected by the second amendment is an essential corollary of the right to possess them in the home for self-defense when such transportation is necessary to effectuate that right.46 Conversely, in rejecting second amendment challenges to measures prohibiting the possession of handguns outside the home, courts have deemed it significant that those regulatory schemes contained provisions including, in addition to the right to possess handguns in the home, limited exceptions permitting the transportation of handguns between homes, or between home and dealer or repairer.47
We conclude that the state has not provided sufficient reason for extending the ban on transporting dirk knives and police batons to a scenario, like the present one, in which the owner of those weapons uses his vehicle to move them from a former residence to a new one. Indeed, the state has proffered no such justification; it relies, rather, on the assertion that
We turn, then, to the appellate remedy. “It is well established that this court has a duty to construe statutes, whenever possible, to avoid constitutional infirmities . . . . [W]hen called [on] to interpret a statute, we will search for an effective and constitutional construction that reasonably accords with the legislature‘s underlying intent. . . . This principle directs us to search for a judicial gloss . . . that will effect the legislature‘s will in a manner consistent with constitutional safeguards.” (Citations omitted; internal quotation marks omitted.) State v. Cook, 287 Conn. 237, 245, 947 A.2d 307, cert. denied, 555 U.S. 970, 129 S. Ct. 464, 172 L. Ed. 2d 328 (2008); see also, e.g., State v. Indrisano, 228 Conn. 795, 805, 640 A.2d 986 (1994) (“we may also add interpretive gloss to a challenged statute in order
Furthermore, we already have determined that
Finally, we wish to emphasize that our holding is a narrow one and that the legislature is free to regulate the carrying and transportation of all weapons, including, of course, dirk knives and police batons, in the interest of public safety. Nothing in this opinion is meant to limit that broad regulatory authority, except insofar as the legislature may seek to use that authority in a manner that cannot be squared with the rights protected by the second amendment. Because the existing statutory scheme places an undue burden on the defendant‘s right to possess and keep his dirk knife and police baton in his home by making it impossible for him to transport those weapons there, that scheme does not pass constitutional muster as applied to the defendant‘s conduct in the present case.
The judgment is reversed and the case is remanded with direction to render judgment of acquittal on both counts of having a weapon in a motor vehicle.
In this opinion the other justices concurred.
Notes
“(b) The provisions of this section shall not apply to: (1) Any officer charged with the preservation of the public peace while engaged in the pursuit of such officer‘s official duties; (2) any security guard having a baton or nightstick in a vehicle while engaged in the pursuit of such guard‘s official duties; (3) any person enrolled in and currently attending a martial arts school, with official verification of such enrollment and attendance, or any certified martial arts instructor, having any such martial arts weapon in a vehicle while traveling to or from such school or to or from an authorized event or competition; (4) any person having a BB. gun in a vehicle provided such weapon unloaded and stored in the trunk of such vehicle or in a locked container other than the glove compartment or console; and (5) any person having a knife, the edged portion of the blade of which is four inches or over in length, in a vehicle if such person is (A) any member of the armed forces of the United States, as defined in section 27-103, or any reserve component thereof, or of the armed forces of the state, as defined in section 27-2, when on duty or going to or from duty, (B) any member of any military organization when on parade or when going to or from any place of assembly, (C) any person while transporting such knife as merchandise or for display at an authorized gun or knife show, (D) any person while lawfully removing such person‘s household goods or effects from one place to another, or from one residence to another, (E) any person while actually and peaceably engaged in carrying any such knife from such person‘s place of abode or business to a place or person where or by whom such knife is to be repaired, or while actually and peaceably returning to such person‘s place of abode or business with such knife after the same has been repaired, (F) any person holding a valid hunting, fishing or trapping license issued pursuant to chapter 490 or any salt water fisherman while having such knife in a vehicle for lawful hunting, fishing or trapping activities, or (G) any person participating in an authorized historic reenactment.”
All references in this opinion to
“(b) The provisions of this section shall not apply to (1) any officer charged with the preservation of the public peace while engaged in the pursuit of such officer‘s official duties; (2) the carrying of a baton or nightstick by a security guard while engaged in the pursuit of such guard‘s official duties; (3) the carrying of a knife, the edged portion of the blade of which is four inches or more in length, by (A) any member of the armed forces of the United States, as defined in section 27-103, or any reserve component thereof, or of the armed forces of the state, as defined in section 27-2, when on duty or going to or from duty, (B) any member of any military organization when on parade or when going to or from any place of assembly, (C) any person while transporting such knife as merchandise or for display at an authorized gun or knife show, (D) any person who is found with any such knife concealed upon one‘s person while lawfully removing such person‘s household goods or effects from one place to another, or from one residence to another, (E) any person while actually and peaceably engaged in carrying any such knife from such person‘s place of abode or business to a place or person where or by whom such knife is to be repaired, or while actually and peaceably returning to such person‘s place of abode or business with such knife after the same has been repaired, (F) any person holding a valid hunting, fishing or trapping license issued pursuant to chapter 490 or any salt water fisherman carrying such knife for lawful hunting, fishing or trapping activities, or (G) any person while participating in an authorized historic reenactment; (4) the carrying by any person enrolled in or currently attending, or an instructor at, a martial arts school of a martial arts weapon while in a class or at an authorized event or competition or while transporting such weapon to or from such class, event or competition; (5) the carrying of a BB. gun by any person taking part in a supervised event or competition of the Boy Scouts of America or the Girl Scouts of America or in any other authorized event or competition while taking part in such event or competition or while transporting such weapon to or from such event or competition; and (6) the carrying of a BB. gun by any person upon such person‘s own property or the property of another person provided such other person has authorized the carrying of such weapon on such property, and the transporting of such weapon to or from such property.”
Consistent with the analysis of the United States Supreme Court in Heller, the Oregon Supreme Court in Kessler explained: “In the colonial and revolutionary war era, weapons used by militiamen and weapons used in defense of person and home were one and the same. A colonist usually had only one gun [that] was used for hunting, protection, and militia duty, plus a hatchet, sword, and knife. . . . When the revolutionary war began, the colonists came equipped with their hunting muskets or rifles, hatchets, swords, and knives. The colonists suffered a severe shortage of firearms in the early years of the war, so many soldiers had to rely primarily on swords, hatchets, knives, and pikes (long staffs with a spear head). . . .
“Therefore, the term ‘arms’ as used by the drafters of the constitutions probably was intended to include those weapons used by settlers for both personal and military defense. The term ‘arms’ was not limited to firearms, but included several [hand-carried] weapons commonly used for defense. The term ‘arms’ would not have included [a] cannon or other heavy ordnance not kept by militiamen or private citizens.” (Citations omitted.) State v. Kessler, supra, 289 Or. 368. Noting the impact of advances in technology on the development of weaponry, the court emphasized that, “[w]hen the constitutional drafters referred to an individual‘s ‘right to bear arms,’ the arms used by the militia and for personal protection were basically the same weapons. Modern weapons used exclusively by the military are not ‘arms’ [that] are commonly possessed by individuals for defense, [and] therefore, the term ‘arms’ in the [Oregon] constitution does not include such weapons.” Id., 369; see also id. (“advanced weapons of modern warfare have never been intended for personal possession and protection“). After observing that the state constitutional provision at issue expressly “guarantees a right to bear arms for defense of themselves, and the [s]tate“; (internal quotation marks omitted) id.; the court further emphasized that the “term ‘arms’ in [the Oregon] constitution therefore would include weapons commonly used for either purpose, even if a particular weapon is unlikely to be used as a militia weapon.” Id. Accordingly, the court held in Kessler that the state was constitutionally barred from prohibiting the possession of a billy club in the home because the court‘s “historical analysis of [a]rticle I, [§] 27, [of the Oregon constitution] indicates that the drafters intended arms to include the hand-carried weapons commonly used by individuals for personal defense. The club is an effective, hand-carried weapon [that] cannot logically be excluded from this term.” (Internal quotation marks omitted.) Id., 372.
Because Heller is so critical to the determination of whether a particular kind of knife falls within the purview of the second amendment‘s right to keep and bear arms—particularly Heller‘s interpretation of the second amendment as affording the right to bear arms for the purpose of self-defense in the home—other, considerably more recent cases that predated Heller also lack persuasive force. For example, in United States v. Nelsen, 859 F.2d 1318 (8th Cir. 1988), the court rejected a second amendment challenge to the Switchblade Knife Act,
We note that, after Heller, “[i]t remains unsettled whether the individual right to bear arms for the purpose of self-defense extends beyond the home.” Drake v. Filko, 724 F.3d 426, 430 (3d Cir. 2013), cert. denied sub nom. Drake v. Jerejian, 572 U.S. 1100, 134 S. Ct. 2134, 188 L. Ed. 2d 1124 (2014). But see Peruta v. San Diego, 742 F.3d 1144, 1166 (9th Cir. 2014) (“the carrying of an operable handgun outside the home for the lawful purpose of self-defense, though subject to traditional restrictions, constitutes ‘bear[ing] [a]rms’ within the meaning of the [s]econd [a]mendment“); Moore v. Madigan, 702 F.3d 933, 942 (7th Cir. 2012) (“The [United States] Supreme Court has decided that the [second] amendment confers a right to bear arms for self-defense, which is as important outside the home as inside. The theoretical and empirical evidence [which overall is inconclusive] is consistent with concluding that a right to carry firearms in public may promote self-defense.“). Nevertheless, those courts that have “decline[d] to definitively declare that the individual right to bear arms for the purpose of self-defense extends beyond the home, the ‘core’ of the right as identified by Heller . . . do, however, recognize that the [s]econd [a]mendment‘s individual right to bear arms may have some application beyond the home.” (Emphasis in original.) Drake v. Filko, supra, 431; see also Kachalsky v. Westchester, supra, 701 F.3d 89 (“What we know from [Heller and McDonald] is that [s]econd [a]mendment guarantees are at their zenith within the home. . . . What we do not know is the scope of that right beyond the home and the standards for determining when and how the right can be regulated by a government. This vast ‘terra incognita’ has troubled courts since Heller was decided. . . . Although the [United States] Supreme Court‘s cases applying the [s]econd [a]mendment have arisen only in connection with prohibitions on the possession of firearms in the home, the [c]ourt‘s analysis suggests . . . that the [second] [a]mendment must have some application in the very different context of the public possession of firearms.” [Citations omitted; emphasis omitted.]). For purposes of the present appeal, however, we need not determine the extent to which, if at all, the second amendment protects the right to carry weapons in public separate from the possession of those weapons in the home; rather, our analysis focuses solely on whether
For example, in Ezell v. Chicago, supra, 651 F.3d 684, the Seventh Circuit Court of Appeals held that the plaintiffs were very likely to prevail on their second amendment challenge to an ordinance of the defendant, the city of Chicago (city), that simultaneously mandated firing range training as a condition of lawful firearm possession and banned firing ranges in the city. Id., 689–90. In reaching its conclusion, the court observed that “[t]he right to possess firearms for protection implies a corresponding right to acquire and maintain proficiency in their use; the core right [would not] mean much without the training and practice that make it effective.” Id., 704. The court described the range ban, which “prohibit[ed] the law-abiding, responsible citizens of [the city] from engaging in target practice in the controlled environment of a firing range“; (internal quotation marks omitted) id., 708; as “a serious encroachment on the right to maintain proficiency in firearm use, an important corollary to the meaningful exercise of the core right to possess firearms for self-defense. That the [c]ity conditions gun possession on range training is an additional reason to closely scrutinize the range ban.” (Emphasis omitted.) Id. Observing that the city‘s own witnesses had “testified to several common-sense range safety measures that could be adopted short of a complete ban“; id., 709—measures that were designed to address the city‘s interest in preventing firearms accidents and the possible theft of firearms from range users by criminals; see id., 692—the court concluded that the “the [firing range] ban [was] wholly out of proportion [with] the public interests the [c]ity claims it serves.” Id., 710. Indeed, even the concurring judge, who would have afforded more credence to the city‘s articulated public safety concerns, nevertheless agreed that the ordinance was unconstitutional to the extent that it barred gun owners from transporting their weapons for practice purposes. See id., 715 (Rovner, J., concurring in the judgment) (“if the ordinance both prohibits gun owners from transporting their own weapons and prevents ranges from lending weapons for practice, then those aspects of the ordinance must be enjoined“).