STATE OF NEBRASKA, APPELLANT AND CROSS-APPELLEE, V. JACK E. HARRIS, APPELLEE AND CROSS-APPELLANT.
Nos. S-19-130, S-19-133
Supreme Court of Nebraska
September 25, 2020
307 Neb. 237
Papik, J.
Filed September 25, 2020. ___ N.W.2d ___
Jurisdiction. A question of jurisdiction is a question of law. - Judgments: Appeal and Error. Appellate courts independently review questions of law decided by a lower court.
- ____: ____. The construction of a mandate issued by an appellate court presents a question of law, on which an appellate court is obligated to reach a conclusion independent of the determination reached by the court below.
- Jurisdiction: Appeal and Error. Before reaching the legal issues presented for review, it is the duty of an appellate court to determine whether it has jurisdiction over the matter before it.
- Jurisdiction: Final Orders: Appeal and Error. For an appellate court to acquire jurisdiction of an appeal, there must be a final order or final judgment entered by the court from which the appeal is taken.
- Final Orders: Appeal and Error. Among the three types of final orders which may be reviewed on appeal is an order affecting a substantial right made during a special proceeding.
- Actions: Words and Phrases. An action involves prosecuting the alleged rights between the parties and ends in a final judgment, whereas a special proceeding does not.
- Final Orders. Whether an order affects a substantial right depends on whether it affects with finality the rights of the parties in the subject matter.
- ____. Whether an order affects a substantial right depends on whether the right could otherwise effectively be vindicated.
- Final Orders: Appeal and Error. An order affects a substantial right when the right would be significantly undermined or irrevocably lost by postponing appellate review.
Appeal and Error: Words and Phrases. In appellate procedure, a “remand” is an appellate court‘s order returning a proceeding to the court from which the appeal originated for further action in accordance with the remanding order. - Courts: Appeal and Error. After receiving a mandate, a trial court is without power to affect rights and duties outside the scope of the remand from an appellate court.
- Courts: Judgments: Appeal and Error. A lower court may not modify a judgment directed by an appellate court; nor may it engraft any provision on it or take any provision from it.
- Judgments: Appeal and Error. No judgment or order different from, or in addition to, the appellate mandate can have any effect.
- Courts: Judgments: Jurisdiction: Appeal and Error. Because a trial court is without power to affect rights and duties outside the scope of the remand from an appellate court, any order attempting to do so is entered without jurisdiction and is void.
Appeals from the District Court for Douglas County: WILLIAM B. ZASTERA and JODI L. NELSON, Judges. Appeal in No. S-19-130 dismissed. Judgment in No. S-19-133 vacated, and cause remanded with directions.
Douglas J. Peterson, Attorney General, and James D. Smith, Solicitor General, for appellant.
Sarah P. Newell, of Nebraska Commission on Public Advocacy, for appellee.
MILLER-LERMAN, CASSEL, STACY, FUNKE, and PAPIK, JJ., and MOORE and WELCH, Judges.
PAPIK, J.
Two decades ago, following a jury trial, Jack E. Harris was convicted of first degree murder and use of a deadly weapon to commit a felony. His convictions were affirmed on direct appeal. As is often the case in such matters, years of litigation followed, in which Harris filed many motions collaterally attacking his convictions and sentences. After we remanded for further proceedings in an appeal involving such collateral attacks in 2017, the district court granted Harris’ motion
I. BACKGROUND
1. CONVICTION, EARLIER PROCEEDINGS, AND APPEALS BY HARRIS
In 2000, following a jury trial, Harris was convicted of first degree murder and use of a deadly weapon to commit a felony. He was sentenced to life imprisonment on the murder conviction and 10 to 20 years’ imprisonment on the weapons conviction, to be served consecutively. We affirmed on direct appeal. See State v. Harris, 263 Neb. 331, 640 N.W.2d 24 (2002) (Harris I).
Several unsuccessful motions and appeals by Harris followed. See State v. Harris, 267 Neb. 771, 677 N.W.2d 147 (2004) (Harris II); State v. Harris, 274 Neb. 40, 735 N.W.2d 774 (2007) (Harris III); State v. Harris, 292 Neb. 186, 871 N.W.2d 762 (2015) (Harris IV); and State v. Harris, 296 Neb. 317, 893 N.W.2d 440 (2017) (Harris V).
In Harris IV, we reversed the district court order that dismissed Harris’ second postconviction motion, which had been filed simultaneously with a new trial motion and a motion for writ of error coram nobis. Harris’ motions rested on allegations (1) that Howard “Homicide” Hicks, Harris’ accomplice and a key witness in Harris’ trial, disclosed to fellow inmate Terrell McClinton that Hicks had lied during his testimony and that Hicks alone, not Harris, had killed the victim; (2) that another witness, Curtis Allgood, generally corroborated McClinton‘s account and provided details placing Hicks near the crime scene at the time of the murder; and (3) that Harris was unaware of this information until McClinton‘s contact with
The district court had earlier granted Harris leave to file a third amended postconviction motion raising claims similar to the second motion‘s and additional claims concerning the State‘s plea agreement with Hicks. Although the court, the parties, and the evidence gave indications that the third amended postconviction motion was addressed at the subsequent June 28, 2013, hearing, Harris had not filed it. At the hearing, the district court announced that the matter was before the court on the third amended motion for postconviction relief and took judicial notice of the bill of exceptions for Harris’ trial in 1999. The State did not assert that Harris had failed to file the third amended motion, but instead offered a copy of the motion and the court‘s docket entries showing that Harris had been given leave to file the motion. Harris presented evidence that was relevant only to his third amended motion for postconviction relief. Following the hearing, the district court‘s order expressly dismissed the second postconviction motion, and Harris appealed.
In Harris IV, we characterized the 2013 hearing as a hearing on the third amended postconviction motion. We held that “a court presented with a motion for postconviction relief which exists simultaneously with a motion seeking relief under another remedy must dismiss the postconviction motion without prejudice when the allegations, if true, would constitute grounds for relief under the other remedy sought.” Harris IV, 292 Neb. at 191, 871 N.W.2d at 766. We determined that because the motion for new trial was time barred under the statute then in effect and because there was no possibility of obtaining relief through a writ of coram nobis, the district court erred in dismissing the motion for postconviction relief. See
In Harris V, we examined the record from the 2013 postconviction hearing and took judicial notice of our previous records and decisions in Harris’ case. We determined that the district court properly denied relief on Harris’ claim that the State suppressed evidence of McClinton‘s statements in his affidavit, but that it failed to apply the correct standard to Harris’ claim that the State suppressed Allgood‘s statements at Harris’ 1999 murder trial and failed to address Harris’ claims from the third amended postconviction motion concerning the State‘s plea agreement with Hicks. We affirmed in part, and in part reversed and remanded for further proceedings to clarify which postconviction motion the court intended to rule on in the March 2016 order and, if necessary, to enter an order to dispense with all of Harris’ claims for relief:
The court‘s reasoning that no suppression occurred because the prosecutor did not know about Allgood‘s statements to investigators was incorrect. Under both federal and state law, the prosecutor had a duty to learn
of favorable material evidence known to others acting on the government‘s behalf in the case. Thus, the State‘s duty to disclose favorable material evidence existed even if the evidence was known only to police investigators and not to the prosecutor.
Further, the court‘s summary conclusion that Allgood‘s statements were not exculpatory did not comply with the applicable standards for evaluating Harris’ claims. Favorable evidence includes both exculpatory and impeachment evidence.
Harris alleged in his motion that Allgood‘s statements would have corroborated his alibi defense and contradicted Hicks’ testimony that he left the murder scene with Harris and drove around with him, disposing of evidence and distributing the money. Harris also alleged that he would have cross-examined Hicks about his contacts with [Corey] Bass[, an alleged drug dealer for whom McClinton said Hicks killed people]. His trial attorney stated that knowing whether Hicks “was with others or alone in terms of the story that he related” may have undermined Hicks’ credibility and reinforced Harris’ alibi.
The court did not consider whether Allgood‘s statements to the officer would have impeached Hicks’ credibility. Nor did the court explain why it concluded that Allgood‘s statements were not “potentially exculpatory information.”
As explained, we do not have the bill of exceptions from Harris’ trial. Whether the State suppressed material exculpatory information by not disclosing Allgood‘s statements must be evaluated in the light of the trial evidence. The court‘s summary conclusion does not satisfy that requirement. Accordingly, we remand the cause for further clarification as to whether Allgood‘s statements were not exculpatory or would not have impeached Hicks’ credibility.
. . . .
[W]e cannot determine from the record whether the district court intentionally or erroneously failed to rule on Harris’ claims regarding Hicks’ plea agreement. Though an argument can be made that the parties consented to try all of the claims set forth in Harris’ third amended motion for postconviction relief, making such determination would be needlessly speculative. The better course is for this matter to be remanded to the district court for clarification as to which motion the court intended to rule on and, if necessary, the entry of an order which dispenses with all of Harris’ claims for relief.
. . . .
We conclude that the court properly denied relief on Harris’ claim that the State suppressed evidence of McClinton‘s statements in his affidavit. We conclude that the court applied the wrong standards in denying Harris relief on his claim that the State suppressed Allgood‘s statements to police by focusing only on the prosecutor‘s knowledge of Allgood‘s statements, by failing to consider whether Allgood‘s statements would have impeached Hicks’ credibility, and by failing to examine whether Allgood‘s statements were material in the light of the trial evidence. Finally, the court erred in failing to accurately set forth which motion for postconviction relief it intended to address.
If the court concludes that the State suppressed material evidence regarding Allgood‘s statements to police or Hicks’ plea agreement, it must evaluate the materiality of that suppression cumulatively. That is, the prejudicial effect of any new suppression must be considered cumulatively with the State‘s known suppression of [Officer Leland Cass’ police] report.
Harris V, 296 Neb. at 342-46, 893 N.W.2d at 458-60. Following the release of our opinion, we issued our mandate ordering the district court to “proceed to enter judgment in conformity with the judgment and opinion of this court.”
2. NEW TRIAL ORDER
On June 15, 2017, after our mandate in Harris V issued, Harris filed his third amended motion for postconviction relief, which he had previously been given leave to file, along with a motion for new trial based on newly discovered evidence. See
A hearing was held on Harris’ motions on July 24, 2017, Judge William B. Zastera presiding. The parties presented arguments, but no evidence was offered or received.
On September 21, 2017, the district court entered an order granting Harris’ motion for new trial and dismissing Harris’ third amended motion for postconviction relief.
Relevant to the mandate in Harris V, the district court stated:
On March 3, 2016, this Court denied [Harris‘] Amended Second Verified Motion for Postconviction Relief. [Harris] timely appealed and the Nebraska Supreme Court affirmed in part and reversed in part this Court‘s prior decision. . . .
At this juncture, [Harris] has filed a Third Amended Verified Motion for Postconviction Relief and a Motion for New Trial (Newly Discovered Evidence). In light of the Nebraska Supreme Court‘s findings in [Harris V], the Court now considers the current motions filed by [Harris].
Quoting language from Harris IV, the district court determined that it had to consider Harris’ motion for new trial
The district court went on to observe that traditionally, new trial was not granted for issues of impeachment, but that where it appears the defendant has not been afforded a fair trial, it is the court‘s duty to grant new trial. See State v. Robinson, 198 Neb. 785, 255 N.W.2d 835 (1977). Moreover, it noted that in the context of Brady v. Maryland, 373 U.S. 83, 83 S. Ct. 1194, 10 L. Ed. 2d 215 (1963), impeachment evidence can be of such a weight that depriving the defendant of access to it can change the outcome of trial. The district court stated that it was unclear whether Harris would be procedurally barred from obtaining a new trial under
First, after reviewing the Bill of Exceptions, it is apparent to this Court that material evidence was suppressed at [Harris‘] trial, whether done so intentionally or not. Regardless of intent, it is clear that the entirety of [an officer‘s] police report was not disclosed which contained the exculpatory statements of . . . Allgood. Further, it is possible, that Allgood‘s statements to the officer would have corroborated [Harris‘] alibi defense and permitted him to impeach . . . Hicks’ credibility at [Harris‘] trial. Second, the Court finds that a new trial is also warranted because the evidence reflects that the prosecutor misrepresented
or allowed Hicks to misrepresent the nature of Hicks’ plea agreement during [Harris‘] trial.
The district court determined the suppression of this evidence to be material and prejudicial.
The district court dismissed Harris’ third amended postconviction motion without prejudice pursuant to Harris IV and ordered him held without bail pending retrial.
Within 10 days, on September 29, 2017, the State filed a motion “to reconsider, alter and/or amend” pursuant to
As publicized and announced to the parties months before, on October 1, 2017, Judge Zastera retired.
3. STATE ATTEMPTS TO APPEAL; APPEAL DISMISSED
On October 23, 2017, before any ruling on its motion for reconsideration, the State filed a notice of appeal of the September 21 order for new trial. On December 11, this court issued an order to show cause within 10 days why the appeal should not be dismissed for lack of jurisdiction. The State did not respond and later acknowledged in a motion to extend brief date that it could not show cause. Harris moved to dismiss the appeal for lack of jurisdiction, and on March 28, 2018, we did so. On April 20, our mandate was filed in the district court.
4. ORDER RULING MOTION FOR RECONSIDERATION MOOT AND GRANTING DISCHARGE
On May 1, 2018, Chief Justice Michael G. Heavican appointed Judge Nathan B. Cox to preside over this matter, replacing Judge Zastera.
On June 28, 2018, Judge Cox recused himself upon Harris’ motion. On July 10, Chief Justice Heavican appointed Judge Jodi L. Nelson to preside, and the order was filed in the district court on July 16.
Judge Nelson subsequently conducted a hearing on the pending motions. The following exchange occurred between counsel for the State and Judge Nelson:
[State‘s counsel]: Judge, I was wondering if we could take up the — uh — motion for discharge first. Because I think some of the documents that will pertain to the motion to reconsider — uh — I plan to offer during that, as well.
If the Court — I guess — technically thought that there was merit to the motion for discharge, then I guess my motion to reconsider probably is moot. Uh, but that was just kind of my thought. I don‘t know if —
THE COURT: Well, we‘re going to hear them all today.
[State‘s counsel]: Sure.
THE COURT: (Laughs.) So, how I decide them may be another story; but I — I think we‘re going to take them up all today so that we can get what is pending — uh — taken care of. I don‘t particularly care what order you want to do that in.
The parties proceeded to address the motion for absolute discharge first, then the motion for reconsideration.
On February 4, 2019, Judge Nelson entered an order granting Harris’ motion for absolute discharge and ruling moot the State‘s motion for reconsideration and Harris’ motion to dismiss it. Judge Nelson determined that the State was permitted to file a motion for reconsideration, but did not consider the merits of the motion and concluded that the State had failed
5. PRESENT APPEALS
On February 8, 2019, the State filed a notice of appeal from the district court order entered September 21, 2017, that granted Harris’ motion for new trial and from the order entered February 4, “2018,” that sustained Harris’ motion for absolute discharge and found the State‘s motion for reconsideration moot. We docketed this appeal as case No. S-19-133.
On the same date, the State filed an application for leave to docket exception proceedings pursuant to
On February 12, 2019, the district court granted the State‘s motion to stay the February 4 discharge order pending appeal, “provided the State files any appeal today.”
Within 30 days of this court‘s approval, on February 21, 2019, the State filed a notice of appeal in the district court pursuant to
On March 11, 2019, Harris moved to dismiss both appeals, which we have consolidated, for lack of jurisdiction. We overruled Harris’ motions to dismiss and reserved jurisdictional issues until plenary submission of appeals.
The State has addressed both appeals in the same brief, with a single list of assigned errors.
Harris has cross-appealed.
II. ASSIGNMENTS OF ERROR
The State assigns that the district court erred in (1) sustaining Harris’ motion for new trial and not sustaining the State‘s motion for reconsideration, (2) sustaining Harris’ motion for speedy trial discharge, and (3) sustaining Harris’ objection to the prosecutor‘s affidavit at the speedy trial discharge hearing.
III. STANDARD OF REVIEW
[1,2] A question of jurisdiction is a question of law. State v. Uhing, 301 Neb. 768, 919 N.W.2d 909 (2018). Appellate courts independently review questions of law decided by a lower court. Id.
[3] The construction of a mandate issued by an appellate court presents a question of law, on which an appellate court is obligated to reach a conclusion independent of the determination reached by the court below. State v. Henk, 299 Neb. 586, 909 N.W.2d 634 (2018).
IV. ANALYSIS
[4] As noted above, the validity of the State‘s appeals is in question, a matter we now must decide. Before reaching the legal issues presented for review, it is the duty of an appellate court to determine whether it has jurisdiction over the matter before it. State v. Fredrickson, 305 Neb. 165, 939 N.W.2d 385 (2020). This case comes to us under unusual circumstances. The State attempts to challenge the new trial order and the discharge order by filing not one but two notices of appeal, invoking two different mechanisms for review: first, a conventional direct appeal pursuant to
For reasons we will now explain, we conclude that the direct appeal conferred jurisdiction on this court as to both the new trial order and the discharge order, and we consider both orders on the merits in case No. S-19-133. Consequently, we
1. CASE NO. S-19-133: DIRECT APPEAL
(a) New Trial Order
(i) State‘s Right to Direct Appeal
The first question that confronts us in this case is whether the State can appeal when a trial court grants a defendant‘s motion for new trial after the time for direct appeal of a criminal conviction has expired. The statutory scheme governing motions for new trial in criminal cases does not speak to the matter, see
Harris contends that we need not spend much time on this issue, because the State is precluded from appealing by a well-established principle: that absent specific statutory authorization, the State generally has no right to appeal an adverse ruling in a criminal case. See State v. Thalken, 299 Neb. 857, 911 N.W.2d 562 (2018). This principle bars the State‘s appeal, Harris asserts, because the district court granted him a new criminal trial and the State can point to no specific statute authorizing an appeal. As we will explain, however, although the district court purported to grant Harris a new criminal trial, it does not follow that the new trial order itself was issued in a criminal case.
In a number of contexts, we have held that the State may mount a direct appeal to challenge adverse rulings when an individual convicted and sentenced for a crime collaterally attacks his or her conviction and sentence. We have held that the State may appeal in habeas corpus proceedings, postconviction proceedings, and cases arising under the DNA Testing Act. See, e.g., State v. Thieszen, 295 Neb. 293, 887 N.W.2d 871 (2016) (postconviction); Meyer v. Frakes, 294 Neb. 668, 884 N.W.2d 131 (2016) (habeas corpus); State v. Pratt, 273 Neb. 817, 733 N.W.2d 868 (2007) (DNA Testing Act). See, also, State v. Jerke, 302 Neb. 372, 923 N.W.2d 78 (2019) (reviewing State‘s appeal from district court order granting defendant‘s motion to vacate sentence and withdraw plea).
The foregoing proceedings are civil in nature. From the earliest days of our state Constitution, habeas corpus proceedings have been designated as civil, see Morrill v. Taylor, 6 Neb. 236 (1877), and that has remained unchanged, see, e.g., Sanders v. Frakes, 295 Neb. 374, 888 N.W.2d 514 (2016). Similarly, postconviction proceedings are termed civil by statute and may be appealed as provided for appeals in civil cases. See
Like habeas corpus proceedings, postconviction proceedings, and proceedings under the DNA Testing Act, Harris’ motion for new trial based on newly discovered evidence was a collateral attack on a final criminal judgment and not part of the criminal proceeding itself. When a judgment is attacked in a way other than by proceeding in the original action to have it vacated, reversed, or modified, or by a proceeding in equity to
Harris sought a new trial pursuant to
Under
Harris also disputes that motions for new trial based on newly discovered evidence are civil in nature. He points out that the Legislature has adopted separate statutes governing motions for new trial in civil and criminal contexts and that the new trial statutes in chapter 29 of the Nebraska Revised Statutes are written in terms reflecting its criminal law application. See,
Harris argues that even if his motion for new trial was a civil proceeding, once it was granted, the matter reverted to a criminal proceeding, from which the State could not file a direct appeal. To illustrate, he points out that a defendant has no right to counsel during a collateral attack, see State v. Pratt, 273 Neb. 817, 733 N.W.2d 868 (2007), but does have a right to counsel in any new trial resulting therefrom. We agree that under such circumstances, any new trial following a collateral attack is criminal in nature, but the same is not true of the order granting the new trial. Indeed, in appeals involving collateral attacks, we have treated the resulting order as civil in nature. See, e.g., id.
Harris also relies on State v. Taylor, 179 Neb. 42, 136 N.W.2d 179 (1965), for the proposition that there is no authority for an appellate court to reinstate a guilty verdict upon a State‘s appeal from a new trial order and argues that therefore, the rights attending criminal matters should reattach. But as we explain in more detail in the next section, Harris misconstrues Taylor, an exception proceedings case in which we spoke of the necessity of rendering an advisory opinion, not the practicalities of reinstating a conviction such as would arise in this case.
Finally, Harris argues that this is not actually a case of first impression and that our precedent forecloses any possibility of review of his motion for new trial. Again, he points to State v. Taylor, supra, and the cases that followed it, State v. Martinez, 198 Neb. 347, 252 N.W.2d 630 (1977), and State v. Linn, 192 Neb. 798, 224 N.W.2d 539 (1974). In those cases, we did not allow the State to appeal from an order granting new trial in a criminal case. However, unlike the instant case, none of the three cases upon which Harris relies involved a judgment, because the appeals in those cases were filed in the original criminal proceedings before the defendants were sentenced. See State v. Jackson, 291 Neb. 908, 870 N.W.2d 133 (2015) (final judgment in criminal case means sentence).
In sum, the State has the right to appeal an order granting a motion for new trial based on newly discovered evidence that has been filed after the time for direct appeal has expired. Yet our analysis of the validity of the State‘s appeal of the new trial order is not at an end. We must next consider whether the State appeals from a final, appealable order.
(ii) Final, Appealable Order
[5,6] For an appellate court to acquire jurisdiction of an appeal, there must be a final order or final judgment entered by the court from which the appeal is taken. State v. Paulsen, 304 Neb. 21, 932 N.W.2d 849 (2019). Among the three types of final orders which may be reviewed on appeal is an order affecting a substantial right made during a special proceeding. See
Under these principles, Harris’ motion for new trial initiated a special proceeding. As we have explained in the section above, Harris’ motion was civil in nature, not part of the criminal proceeding itself. That is, having been filed long after judgment, it was not part of the main case. And it bore other hallmarks of a special proceeding. Section 29-2101(5) confers a right to a new trial upon the discovery of new evidence that fits certain criteria and also authorizes a special application to a court to enforce the right. Harris’ motion requested a new trial and alleged facts to support the claim that a new trial was warranted. He did not seek a final judgment.
Harris argues that a motion for new trial does not fit the description of a special proceeding, because it is in itself an action. He refers to cases in which we have determined that the district court may exercise jurisdiction over motions for new trial based on
[8-10] Second, the order that granted Harris’ motion for new trial based on newly discovered evidence affected a substantial right of the State. Whether an order affects a substantial right for purposes of appeal depends on a number of factors. See State v. Fredrickson, 305 Neb. 165, 939 N.W.2d 385 (2020). The inquiry focuses on whether the right at issue is substantial and whether the court’s order has a substantial impact on that right. Id. Regarding the importance of the right affected, we often state that a substantial right is an essential legal right, not merely a technical right. See State v. Paulsen, 304 Neb. 21, 932 N.W.2d 849 (2019). Whether an order affects a substantial right depends on whether it affects with finality the rights of the parties in the subject matter. State v. Fredrickson, supra. It also depends on whether the right could otherwise effectively be vindicated. Id. An order affects a substantial right when the right would be significantly undermined or irrevocably lost by postponing appellate review. Id.
We conclude that because the State had already obtained a criminal judgment, the order that granted Harris’ motion for new trial based on newly discovered evidence affected a substantial right of the State. Both this court and the U.S. Supreme Court have recognized the State’s interest in the finality of criminal judgments of conviction. See, e.g., Ramos v. Louisiana, ___ U.S. ___, 140 S. Ct. 1390, 206 L. Ed. 2d 583 (2020); United States v. Frady, 456 U.S. 152, 102 S. Ct. 1584, 71 L. Ed. 2d 816 (1982); State v. Louthan, 257 Neb. 174, 595 N.W.2d 917 (1999); State v. Lee, 251 Neb. 661, 558 N.W.2d 571 (1997). This finality interest is premised in part on the significant expenditure of the State’s time and resources required to secure a criminal conviction. “‘“Society’s resources have been concentrated at [the time of trial] in order to decide, within the limits of human fallibility, the question of guilt or innocence of one of its citizens.”’” State v. Lotter, 278 Neb. 466, 481, 771 N.W.2d 551, 563 (2009), quoting Herrera v. Collins, 506 U.S. 390, 113 S. Ct. 853, 122 L. Ed. 2d 203 (1993). It also rests on the fact that “with the passage of time and the erosion of memory and the dispersion of witnesses, there is no guarantee that the truth-seeking function of a new trial would be any more exact than the first trial.” Id. at 481, 771 N.W.2d at 563. And courts have observed that without finality, the criminal law is deprived of much of its deterrent effect. See, e.g., McCleskey v. Zant, 499 U.S. 467, 111 S. Ct. 1454, 113 L. Ed. 2d 517 (1991) (superseded by statute on other grounds as stated in Banister v. Davis, ___ U.S. ___, 140 S. Ct. 1698, 207 L. Ed. 2d 58 (2020)).
We further determine that the order granting Harris’ motion for new trial had a substantial impact on the State’s right. An order granting new trial following a conviction significantly undermines the State’s interest in finality. The State cannot recoup the costs occasioned by a new trial, and if the defendant is ultimately acquitted, the State cannot lodge a direct appeal to seek reinstatement of the conviction. See State v. Thalken, 299 Neb. 857, 911 N.W.2d 562 (2018) (generally, State has no right to appeal adverse ruling in criminal case).
At oral argument, Harris asserted that criminal new trial statutes do not expressly address the State’s substantial rights, only the defendant’s. See
Harris claims we have previously held that an order granting a motion for new trial in a criminal case is not a final, appealable order. He relies on three cases mentioned above: State v. Taylor, 179 Neb. 42, 136 N.W.2d 179 (1965); State v. Linn, 192 Neb. 798, 224 N.W.2d 539 (1974); and State v. Martinez, 198 Neb. 347, 252 N.W.2d 630 (1977). In each of
Taylor and Linn are further distinguishable from this case because they were decided under exception proceedings. In part, Taylor based its decision, which Linn followed, on reasoning that were it to find the new trial order in error, the district court could be bound by that decision. This would run contrary to the legislative mandate that our holdings in exception proceedings are advisory when the defendant has already been placed in jeopardy in the trial court. See
Having determined that the new trial order is a final, appealable order, we proceed to consider the remaining requirements of appellate jurisdiction.
(iii) Timely Perfection of Direct Appeal
As we have explained, the State appeals from a final, appealable order, but there is one more hurdle to clear before we can reach the merits of the State’s challenge to the new trial order. We next must assess whether the State’s direct appeal from the new trial order was timely perfected. We conclude that it was.
As an initial matter, we take up Harris’ position that the State did not fulfill two of the basic requirements to perfect an appeal in case No. S-19-133: a notice of appeal and a
With an adequate notice of appeal having been filed and the docket fee deposited, we need only examine whether the State’s notice of appeal was timely filed. See
Typically, a motion for reconsideration does not terminate the time for appeal and is considered nothing more than an invitation to the court to consider exercising its inherent power to vacate or modify its own judgment. See State v. Lotter, 301 Neb. 125, 917 N.W.2d 850 (2018), citing Kinsey v. Colfer, Lyons, 258 Neb. 832, 606 N.W.2d 78 (2000). For this reason, we have held that once a notice of appeal is filed, any pending motions to reconsider that have not been ruled upon become moot. See Kinsey v. Colfer, Lyons, supra. Harris asserts that is what happened to the State’s motion for reconsideration
In some contexts, a motion for reconsideration may also be treated as a motion to alter or amend a judgment for purposes of terminating the appeal period. State v. Lotter, supra. To be treated as a motion to alter or amend a judgment, a motion for reconsideration must be filed no later than 10 days after the entry of judgment and seek substantive alteration of the judgment. See id. See, also, State v. Gibilisco, 279 Neb. 308, 778 N.W.2d 106 (2010).
The State’s motion for reconsideration meets the criteria to be treated as a terminating motion. It was filed on September 29, 2017, less than 10 days after the new trial order was entered on September 21. The motion for reconsideration sought substantive alteration of the new trial order by asking that the court alter, amend, or vacate it because it was “based on precepts and legal standards reserved for Motions for Post-Conviction Relief and not on the requisite standards and precepts required to be considered, analyzed and addressed in an order granting or denying a Motion for New Trial.”
The State’s motion for reconsideration remained pending, even when the State filed its first appeal to this court, which we dismissed for lack of jurisdiction. Under
With the motion for reconsideration operating as a terminating motion pursuant to
Harris challenges the validity of the State’s motion for reconsideration as a terminating motion on two bases. First, he argues that such a terminating motion is reserved for civil
In support of his first point, Harris mainly asserts that because the statutes relating to terminating motions are located in the chapter addressing civil procedure, they cannot apply to the new trial order arising from a motion filed under
We are also unpersuaded by the arguments Harris makes in support of his position that the motion to reconsider was waived, was abandoned, or was pursued in bad faith. Harris argues that the State waived the right to rely on the motion for reconsideration as a terminating motion by not setting the matter for hearing and securing a ruling before its initial unsuccessful attempt to appeal. For support, Harris relies on State v. Aldaco, 271 Neb. 160, 710 N.W.2d 101 (2006). In Aldaco, the defendant filed a pro se notice of appeal after his motion for speedy trial discharge was orally overruled and the matter proceeded to trial. The appeal was dismissed for lack of jurisdiction because no file-stamped order had been entered by the trial court. The defendant did not seek further review. The trial court subsequently entered a written order, which the defendant appealed within 30 days. We concluded that regardless of whether the first appeal should have been dismissed, the 30-day period to appeal began to run after the trial court orally overruled the motion and proceeded to trial, and that the second notice of appeal was filed out of time. We do not understand how the holding in Aldaco warrants a waiver of the motion for reconsideration in this case. Aldaco did not deal with a terminating motion, and our jurisprudence concerning terminating motions does not address waiver.
Harris also asserts that the motion for reconsideration should have no effect because the State abandoned it by failing to
Harris seems to characterize observations made by Judge Nelson that the State failed to obtain a hearing date in compliance with local rules as a finding that the State abandoned the motion for reconsideration. We do not read the discharge order that way, and we do not believe the State abandoned its motion for reconsideration. Failure to set a hearing date in accordance with a local rule does not invalidate a terminating motion; the statutes governing terminating motions do not require it. See Lombardo v. Sedlacek, 299 Neb. 400, 908 N.W.2d 630 (2018). Further, the State did bring the motion for reconsideration to the district court’s attention. The district court held a hearing on the motion before ultimately dismissing it as moot. This is not a case where the motion was never brought to the attention of the court.
Similarly, we are not convinced by Harris’ argument that the State’s motion for reconsideration should not operate as a terminating motion due to the State’s “dubious actions” or bad faith. See brief for appellee on cross-appeal at 83. Harris cites State v. Bao, 269 Neb. 127, 690 N.W.2d 618 (2005), where we treated the defendant’s motion for reconsideration as a terminating motion, even though the defendant had withdrawn it. Citing to a similar federal case, we concluded that a new 30-day appeal period began after the withdrawal because there was no indication that the terminating motion was filed and withdrawn in bad faith. In the present case, the State never withdrew its terminating motion, and we do not discern bad faith on the part of the State.
(iv) Merits: New Trial Order’s Noncompliance With This Court’s Mandate
As we have established, we have appellate jurisdiction to review the new trial order. Even so, Harris makes one last argument that we should not consider the State’s arguments regarding it. According to Harris, comments by the State’s counsel at the hearing on the State’s motion for reconsideration and Harris’ motion to discharge waived as invited error any opposition to the district court’s ruling that the motion for reconsideration was denied as moot.
At the hearing, counsel for the State, during a discussion about which order should be addressed first, remarked, “If the Court — I guess — technically thought that there was merit to the motion for discharge, then I guess my motion to reconsider probably is moot. Uh, but that was just kind of my thought. I don’t know if — [.]” It is true that a party cannot complain of error which he or she has invited the court to commit. State v. Dixon, 286 Neb. 157, 835 N.W.2d 643 (2013). But we do not consider a party’s equivocal suggestion of the possibility of an adverse ruling, during a discussion about the order in which matters would be addressed at the hearing, to be the equivalent of inviting error.
Turning now to the State’s arguments regarding the new trial order, the State contends that the new trial order was erroneous because the district court did not receive any evidence to support it, because the court applied the wrong standard in granting it, and because the motion for new trial is meritless. The State’s arguments may be correct, but we need not and, in fact, cannot decide them because of a more fundamental problem with the district court’s new trial order identified by the State: In granting Harris’ motion for new trial, the district court did not comply with our mandate in Harris V.
When a lower court is given specific instructions on remand, it must comply with the specific instructions and has no discretion to deviate from the mandate. See id. To carry out its unqualified duty to follow the mandate issued by an appellate court, a lower court may not modify a judgment directed by an appellate court; nor may it engraft any provision on it or take any provision from it. State v. Payne, 298 Neb. 373, 904 N.W.2d 275 (2017).
Guided by these principles, we turn now to the question of whether the district court’s new trial order was in accordance with the specific mandate of Harris V. Where the mandate incorporates the appellate court’s opinion by reference, we examine the opinion in conjunction with the mandate to determine how the lower court should have proceeded. See State v. Payne, supra. In Harris V, our mandate ordered the district court to “proceed to enter judgment in conformity with the judgment and opinion of this court.” Our opinion in Harris V instructed the district court, upon remand, to clarify whether it had addressed Harris’ second postconviction motion or third amended postconviction motion and to apply the correct standard to Harris’ claims concerning the suppression of Allgood’s statements, an issue raised in both motions. Finally, we directed the district court to rule, if necessary, on Harris’ claims raised in the third amended motion for postconviction relief regarding Hicks’ plea agreement.
On remand, the district court clarified that its previous order pertained to the second postconviction motion, but its compliance with our mandate stopped there. After identifying the second postconviction motion as the subject of its previous order, the district court did not address the suppression of
Harris argues that the new trial order was not beyond the scope of our mandate in Harris V. He bases this argument on the premise that the motion for new trial was completely separate and independent from any postconviction proceedings. Harris primarily relies on Smith v. State, 167 Neb. 492, 93 N.W.2d 499 (1958), where we held that the trial court should consider a motion for new trial based on newly discovered evidence at the same time as direct appellate review of the criminal conviction. We determined that the two proceedings “should be conducted separately and independently of each other” and that neither the Legislature nor our case law regarded this situation as an invasion of the appellate court’s jurisdiction. Id. at 494, 93 N.W.2d at 500. See, also, State v. Bronson, 267 Neb. 103, 672 N.W.2d 244 (2003) (based on Smith, lower court had jurisdiction to consider motion for new trial based on newly discovered exculpatory DNA testing evidence under
However, unlike the present case, neither Smith and its progeny nor Harris IV involved the lower court’s implementation
Our mandate jurisprudence is clear: A trial court is without power to affect rights and duties outside the scope of the remand from an appellate court. See State v. Payne, 298 Neb. 373, 904 N.W.2d 275 (2017). And, as noted above, we have consistently held that when a lower court is given specific instructions on remand, it must comply with the specific instructions and has no discretion to deviate from the mandate. TransCanada Keystone Pipeline v. Tanderup, 305 Neb. 493, 941 N.W.2d 145 (2020). Allowing expansion of the issues on remand in this manner would not serve the public interest in finality of the litigation process. See Jurgensen v. Ainscow, 160 Neb. 208, 69 N.W.2d 856 (1955). We applied these principles in State v. Henk, 299 Neb. 586, 909 N.W.2d 634 (2018), where our mandate required the district court to conduct an evidentiary hearing on a single postconviction claim. On remand, the district court gave the defendant leave to amend his motion for postconviction relief to add an additional claim, conducted an evidentiary hearing on both claims, and denied postconviction relief. On appeal, we held that a defendant cannot be allowed to assert new claims on remand when he or she is entitled to an evidentiary hearing on other claims and that the district court acted outside the scope of our mandate. See, also, State v. Shelly, 279 Neb. 728, 782 N.W.2d 12 (2010). For the same reasons, the district court in this case was required to follow the directives of our Harris V mandate first, before entertaining any subsequent motions. This it did not do.
[14,15] Because everything in the district court’s September 21, 2017, order, aside from the court’s clarification that its previous order addressed Harris’ second postconviction motion, did not comply with our mandate in Harris V, we have no choice but to vacate it. The district court’s subject matter jurisdiction immediately upon remand was limited to carrying out our mandate. See State v. Payne, supra. And “[n]o judgment or order different from, or in addition to, the appellate mandate can have any effect.” Id. at 379, 904 N.W.2d at 280. Because a trial court is without power to affect rights and duties outside the scope of the remand from an appellate court, any order attempting to do so is entered without jurisdiction and is void. Id. In breaching our mandate, the district court acted outside its jurisdiction and entered a void order, which we have the power to vacate. See In re Interest of Trey H., 281 Neb. 760, 798 N.W.2d 607 (2011).
Based on the reasons above, we vacate the September 21, 2017, order, with the exception of the finding that the order appealed from in Harris V addressed the second motion for postconviction relief, and remand the cause for compliance with this court’s mandate in Harris V. To comply with our mandate in Harris V and this opinion, the district court shall consider Harris’ postconviction claim based on Allgood’s
(b) Discharge Order
(i) State’s Right to Direct Appeal
We now turn to the order granting Harris’ motion for discharge on speedy trial grounds. As with the new trial order, we must first determine whether the State has the right to challenge it with a direct appeal. We conclude that it does.
As with the new trial order, Harris relies on the principle that absent specific statutory authorization, the State generally has no right to appeal an adverse ruling in a criminal case. Harris claims this precludes the State’s direct appeal of the discharge order. But whatever merit Harris’ argument might have if the State were appealing an ordinary order granting a defendant’s motion for absolute discharge, it must be recalled that the order that purported to grant the new trial in this case was void. Because a void order has no legal effect, this did not effectively become a criminal case, and thus the principle Harris invokes is inapplicable.
As we have explained, the district court was permitted to act within a limited scope on remand from Harris V. The only matter properly before the court at that time was the resolution of Harris’ postconviction claims. That is, the district court was conducting postconviction proceedings. Because the new trial order was void and had no effect, it could not effectively change the nature of the postconviction proceedings. We have allowed the State to file a direct appeal from postconviction proceedings. State v. Thieszen, 295 Neb. 293, 887 N.W.2d 871 (2016). Therefore, we conclude that the discharge order is
(ii) Timely Appeal of Final, Appealable Order
As we have already said, for an appellate court to acquire jurisdiction of an appeal, there must be a final order or final judgment entered by the court from which the appeal is taken. State v. Paulsen, 304 Neb. 21, 932 N.W.2d 849 (2019). We conclude that like the new trial order, the order granting discharge is a type of final order: an order affecting a substantial right made during a special proceeding. See
The district court purported to grant discharge in what was, in reality, still a postconviction proceeding. And we have long held that postconviction proceedings are special proceedings. See, State v. Thieszen, supra; State v. Silvers, 255 Neb. 702, 587 N.W.2d 325 (1998).
Furthermore, we conclude that an order granting discharge on speedy trial grounds affects a substantial right of the State. When the State has invested the time and resources to charge an individual with a crime, it has an interest in the accused’s proceeding to trial and not being discharged improperly. See State v. Sumstine, 239 Neb. 707, 478 N.W.2d 240 (1991) (recognizing public interest in obtaining convictions of persons who have committed criminal offenses against State). Absent an appeal from the order granting discharge, this right of the State could not otherwise be vindicated, see State v. Fredrickson, 305 Neb. 165, 939 N.W.2d 385 (2020), because the State cannot bring the same charges again. See
We further determine that the State timely appealed the discharge order. The discharge order was entered on February 4,
We note that we are not persuaded by Harris’ argument that the discharge order is not final based on the order that granted the State’s request for a stay. He asserts that “to the extent that the February 4, 2019[,] order has stayed the implementation of Harris’ discharge past the date of filing the appeal or is conditioned upon the filing of an appeal, the February 4th order remains stayed and is not a final, appealable order.” Brief for appellee at 6. However, when the district court purported to discharge Harris, no further action was required to completely dispose of the cause; the order was final. Compare State v. Warner, 290 Neb. 954, 863 N.W.2d 196 (2015) (order sustaining defendant’s motion to quash gave State 7 days to file amended information; State appealed, and we determined that order was not final because order did not discharge defendant). This argument lacks merit.
(iii) Disposition of Discharge Order
Having determined that we have jurisdiction to review the discharge order, we now consider it. Generally, a trial court’s determination as to whether charges should be dismissed on speedy trial grounds is a factual question which will be affirmed on appeal unless clearly erroneous. State v. Lovvorn, 303 Neb. 844, 932 N.W.2d 64 (2019). But in this case, as we will explain, there is a legal issue we must address first.
When the order granting Harris’ absolute discharge is considered in light of everything we have already said, it quickly becomes clear that we must vacate it. Under
If that were not enough, the order of discharge itself was also outside the scope of our mandate in Harris V. As explained above, after receiving a mandate, a trial court is without power to affect rights and duties outside the scope of the remand from an appellate court. TransCanada Keystone Pipeline v. Tanderup, 305 Neb. 493, 941 N.W.2d 145 (2020). Even when Harris moved for absolute discharge, the district court was still subject to the strictures of our mandate in Harris V. It clearly acted outside of that mandate when, rather than following our instructions regarding Harris’ claims for postconviction relief, it purported to grant absolute discharge based on a new trial order that was issued outside the scope of our mandate. So, like the bulk of the new trial order, the discharge order was void. See TransCanada Keystone Pipeline v. Tanderup, supra.
The foregoing illustrates the error made by the district court when it concluded the State’s challenge to the order granting Harris a new trial was moot in light of its ruling on Harris’ motion for absolute discharge. Harris’ right to discharge depended on the validity of the order granting him a new trial. At the time of Harris’ motion for discharge, the issue of whether the new trial order was valid continued to exist and required resolution. See State v. Dunster, 278 Neb. 268, 769 N.W.2d 401 (2009) (case becomes moot when issues initially presented cease to exist or when litigants seek to determine question which does not rest upon existing facts or rights).
For these reasons, we vacate the order that granted Harris absolute discharge and remand the cause with instructions to reinstate his convictions and sentences.
2. CASE NO. S-19-130: EXCEPTION PROCEEDINGS
Having resolved all the relevant issues presented by the parties in the appeal docketed as case No. S-19-133, we dismiss case No. S-19-130 as moot. See State v. Dunster, supra.
V. CONCLUSION
Litigation regarding Harris’ convictions and sentences has lasted many years. And, for a number of reasons, it has become complex. Under these circumstances, one might wonder whether our decision today—which vacates multiple orders entered over the course of several years and largely returns this case to where it stood when we remanded it to the district court in 2017—contributes to advancing the matter to a resolution of some kind. While perhaps an understandable question, it is not a legally relevant one. As we have explained, the district court entered void orders under our law and we are obligated to vacate them. See DeLima v. Tsevi, 301 Neb. 933, 946, 921 N.W.2d 89, 98 (2018) (“[s]o while it is certainly regrettable that the significant time and energy devoted to litigating [an issue] was all for naught, upon its correct determination that it never had subject matter jurisdiction, the district court had no choice but to vacate its prior custody orders”).
Accordingly, in case No. S-19-133, we vacate the district court’s order granting Harris a new trial and remand the cause for further proceedings in compliance with this decision and our mandate in Harris V. We also vacate the order granting absolute discharge and remand the cause with directions to reinstate Harris’ convictions and sentences. In case No. S-19-130, we dismiss the State’s exception proceedings as moot. In light of these dispositions, we need not address the parties’ remaining arguments.
APPEAL IN NO. S-19-130 DISMISSED.
JUDGMENT IN NO. S-19-133 VACATED, AND CAUSE REMANDED WITH DIRECTIONS.
HEAVICAN, C.J., and FREUDENBERG, J., not participating.
