STATE OF NEBRASKA, APPELLEE, V. NATHAN W. CLEMENS, APPELLANT.
No. S-17-872
Nebraska Supreme Court
Filed July 27, 2018
300 Neb. 601
Nebraska Supreme Court Advance Sheets, 300 Nebraska Reports
Pleas: Appeal and Error. A trial court is given discretion as to whether to accept a guilty plea, and an appellate court will overturn that decision only where there is an abuse of discretion. - Judges: Words and Phrases. A judicial abuse of discretion exists when the reasons or rulings of a trial judge are clearly untenable, unfairly depriving a litigant of a substantial right and denying just results in matters submitted for disposition.
- Statutes: Appeal and Error. Statutory interpretation presents a question of law, which an appellate court reviews independently.
- Pleas. To support a plea of guilty or no contest, the record must establish that (1) there is a factual basis for the plea and (2) the defendant knew the range of penalties for the crime with which he or she is charged.
- Pleas: Effectiveness of Counsel. When a court accepts a defendant‘s plea of guilty or no contest, the defendant is limited to challenging whether the plea was understandingly and voluntarily made and whether it was the result of ineffective assistance of counsel.
- Pleas. A sufficient factual basis is a requirement for finding that a plea was entered into understandingly and voluntarily.
- Statutes. Statutory language is to be given its plain and ordinary meaning.
- Statutes: Legislature: Intent: Appeal and Error. An appellate court will not look beyond a statute to determine the legislative intent when the words are plain, direct, or unambiguous.
- Statutes: Intent: Appeal and Error. When interpreting a statute, effect must be given, if possible, to all the several parts of a statute; no sentence, clause, or word should be rejected as meaningless or superfluous if it can be avoided. An appellate court must look to the statute‘s purpose and give to the statute a reasonable construction which
best achieves that purpose, rather than a construction which would defeat it. - Convicted Sex Offender: Jurisdiction: States. Under
Neb. Rev. Stat. § 29-4003(1)(a)(iv) (Reissue 2016), whether one is “required to register as a sex offender” in another jurisdiction is determined under the laws of the other jurisdiction rather than under Nebraska law. Section 29-4003(1)(a)(iv) adds no additional requirement that registration in the other jurisdiction must be based on a “conviction” or an offense that would have required the person to register in Nebraska if the offense had been committed in Nebraska. - ____: ____: ____. A sex offender registrant‘s actual registration under another jurisdiction‘s law is conclusive evidence that the registrant was required to register within the meaning of
Neb. Rev. Stat. § 29-4003(1)(a)(iv) (Reissue 2016).
Appeal from the District Court for Lancaster County: JOHN A. COLBORN, Judge. Affirmed.
Joseph D. Nigro, Lancaster County Public Defender, Todd Molvar, and Sarah L. Burghaus, Senior Certified Law Student, for appellant.
Douglas J. Peterson, Attorney General, and Melissa R. Vincent for appellee.
HEAVICAN, C.J., MILLER-LERMAN, CASSEL, STACY, FUNKE, and PAPIK, JJ., and HALL, District Judge.
MILLER-LERMAN, J.
NATURE OF CASE
Nathan W. Clemens appeals his plea-based conviction and sentence in the district court for Lancaster County for attempted violation of Nebraska‘s Sex Offender Registration Act (SORA). He claims that the district court committed plain error when it accepted the factual basis for the plea and sentenced him. We affirm Clemens’ conviction and sentence.
STATEMENT OF FACTS
In August 2016, Clemens was taken into custody by a Lancaster County sheriff‘s deputy following a disturbance
As part of a plea agreement, the State amended the charge to attempted violation of SORA, and on June 5, 2017, Clemens pled guilty to the amended charge. At the plea hearing, the State set forth a factual basis which included, inter alia, the following: that Clemens “was a registered sex offender in Colorado“; that “on February 18th of 1999, [he] was found to have committed the offense of sexual assault of a child” in Colorado; that “[a]s a result of his conviction, [he] was required to register as a sex offender” in Colorado; that a law enforcement officer in Colorado confirmed that Clemens “was still required to registered as a sex offender, and his last registration in Colorado was on January 14th, 2016, when he listed his address at that time as being in Aurora, Colorado“; that Clemens had posted on social media in June 2016 that he was leaving Colorado and “was going to Nebraska for a new start“; that his employer provided timecards showing that he “had been working in Nebraska since June 20th of 2016“; that Clemens had “acknowledge[d] that he knew he was required to register as a sex offender, but said he did not know the rules in Nebraska“; and that a “review of the Nebraska State Patrol Registry and the records of the Lancaster County Sheriff‘s Office show that . . . Clemens had never registered as a sex offender in Nebraska or in Lancaster County.” After the State
On July 28, 2017, the court sentenced Clemens to imprisonment for 270 days and to postrelease supervision for 9 months. On August 15, Clemens filed a notice of appeal. At an appeal bond hearing held on August 16, the district court received into evidence two exhibits offered by Clemens: an August 4, 2017, letter from the Nebraska State Patrol stating that Clemens did not need to register under SORA and a copy of the decision of the U.S. Court of Appeals for the Eighth Circuit in A.W. by and through Doe v. State, 865 F.3d 1014 (8th Cir. 2017). Clemens stated that he was offering the exhibits “just for the purpose of setting the appeal bond.”
In the August 4, 2017, letter, legal counsel for the Nebraska State Patrol advised Clemens that his “registration is being terminated due to a decision of the 8th Circuit Court of Appeals relating to out-of-state juvenile adjudications.” The Eighth Circuit opinion to which the letter referred was A.W. by and through Doe, supra, filed on July 31, 2017. In that opinion, the Eighth Circuit interpreted SORA and, in particular
At the appeal bond hearing, Clemens stated that the letter from the Nebraska State Patrol and the Eighth Circuit decision were “why [he] filed the appeal” and that they indicated
The State responded that it did not have any objection to the court‘s setting a bond in this case, but it stated that it had sent an email to the court and to Clemens’ counsel “with a determination by the Patrol, subsequent to the letter that [Clemens had] offered [to the court] that says, oh, wait a minute, we didn‘t know some other things.” The State continued by saying that the “issue is not cut and dry, as it would appear from just those two exhibits.” The State concluded that it “just want[ed] the Court to be aware of that” and repeated that it did not object to setting a bond. The court then set a bond for Clemens.
Clemens appeals his conviction and sentence.
ASSIGNMENT OF ERROR
Clemens claims that the district court “committed plain error by accepting the factual basis at the plea, and by sentencing [him].” Clemens argues that there was no factual basis for the district court to accept his plea, because under the Eighth Circuit‘s interpretation of SORA, he was not required to register in Nebraska and therefore he could not have violated SORA by failing to register in Nebraska.
We note that while Clemens claimed that the court committed plain error “by sentencing” him, he does not make a separate argument regarding sentencing per se. Instead, his argument appears to be that because the court should not have accepted his plea, the court should not have sentenced him at all. Therefore, our resolution of the sentencing claim is based entirely on our resolution of the claim relating to acceptance of the plea.
STANDARDS OF REVIEW
[1,2] A trial court is given discretion as to whether to accept a guilty plea, and an appellate court will overturn that decision
[3] Statutory interpretation presents a question of law, which an appellate court reviews independently. See State v. Kennedy, 299 Neb. 362, 908 N.W.2d 69 (2018).
ANALYSIS
This Court Treats Clemens’ Claim of Plain Error as Challenge to Court‘s Finding That His Plea Was Entered Understandingly and Voluntarily.
We first address the procedural posture of this case and the manner in which Clemens claims error on appeal. Clemens asserts on appeal that the district court committed plain error when it accepted the factual basis of his plea and sentenced him. In particular, he contends that he was not required to register as a sex offender in Nebraska and that therefore, he could not have been found guilty of a violation or attempted violation of SORA based on a failure to register.
Clemens phrases his assignment of error as an assertion that the court committed “plain error.” He apparently raises the issue as plain error because he did not object to the factual basis at the plea hearing and he did not move to withdraw his plea after he received the letter from the Nebraska State Patrol. Thus, Clemens could not assign error based on the court‘s “overruling” an objection he did not raise or a motion he did not make.
Instead of seeking a ruling directly challenging the necessity to register, the only point at which Clemens brought to the district court‘s attention the issue of whether he was required to register was in the context of the appeal bond hearing. At that hearing, he stated that he was offering evidence regarding the issue of whether he was required to register “just for
Regarding the substance of the assertion of plain error in this appeal, we note that in State v. Wilkinson, 293 Neb. 876, 881 N.W.2d 850 (2016), we concluded that a defendant did not waive a challenge to the factual basis for a plea when he entered a plea. We stated that a sufficient factual basis is a requirement for finding that a plea is entered into understandingly and voluntarily. Therefore, on appeal, one of the limited challenges a defendant may raise to a plea that was accepted by the trial court is the claim that the plea was not understandingly and voluntarily made. In view of the foregoing, we read Clemens’ assertion of plain error in this appeal as a challenge to the court‘s acceptance of his plea on the limited basis that the plea was not understandingly and voluntarily made because there was not a sufficient factual basis for the plea.
Based on Plain Reading of SORA Registration Requirements, Clemens Was Required to Register Under SORA: The Factual Basis for Clemens’ Plea Was Sufficient.
We note at this point that the parties indicate on appeal, and it is reflected in the presentence report prepared after the plea was accepted, that Clemens was a juvenile at the time of the events leading to his adjudication in Colorado. We accept that understanding for the purpose of our analysis.
Relying on the Nebraska State Patrol‘s letter and the Eighth Circuit‘s interpretation of
[4-6] To support a plea of guilty or no contest, the record must establish that (1) there is a factual basis for the plea and (2) the defendant knew the range of penalties for the crime with which he or she is charged. State v. Wilkinson, supra. “When a court accepts a defendant‘s plea of guilty or no contest, the defendant is limited to challenging whether the plea was understandingly and voluntarily made and whether it was the result of ineffective assistance of counsel.” Id. at 881, 881 N.W.2d at 855. A sufficient factual basis is a requirement for finding that a plea was entered into understandingly and voluntarily. Id.
Clemens pled guilty to an attempted violation of
As noted above, the factual basis provided by the State at the plea hearing held on June 5, 2017, included allegations to the effect that prior to June 2016, Clemens had lived in Colorado; that he moved to Nebraska in June 2016; that at the time he moved to Nebraska, he was required to register as a sex offender in Colorado; and that he had never registered as a sex offender in Nebraska or in Lancaster County. The foregoing factual basis would appear to support a conviction under
Notwithstanding the facts recited by the State, Clemens argues that the factual basis was not sufficient, because the language in
Clemens’ interpretation is based on the Eighth Circuit‘s decision in A.W. by and through Doe v. State, 865 F.3d 1014 (8th Cir. 2017). As we noted above, that case held that the term “sex offender” as used in
In A.W. by and through Doe, supra, the Eighth Circuit rejected the State‘s argument that under
[7-9] Resolution of the issue of whether Clemens was required to register under SORA requires us to interpret
[10] We respectfully disagree with the Eighth Circuit‘s interpretation of
In this regard and in contrast to SORA‘s
We have reviewed the jurisprudence relative to registrable offenses and believe our reading of
Nebraska‘s statute uses both approaches.
We note that in Murphy v. Commonwealth, 500 S.W.3d 827 (Ky. 2016), the Supreme Court of Kentucky considered a statute that used an external approach similar to that used in
When it rejected the defendant‘s argument, the court in Murphy reasoned that public policy regarding whether and which juveniles should register was to be determined by the Kentucky General Assembly rather than the court and that “if the General Assembly has required registration of some juveniles from other states, then that is the law.” Id. at 832. For completeness, we note that after the decision in Murphy, the Kentucky General Assembly amended the statute to exclude registration based on juvenile adjudications in other states. See
As we discussed above, the external approach of the plain language of
For completeness, we note that there are issues we need not and do not address in this opinion. We are aware that there is some argument by Clemens that it would violate certain constitutional rights to require registration in Nebraska based on his Colorado juvenile adjudication. In this case, Clemens did not raise a constitutional challenge to
We also are aware that issues were raised in A.W. by and through Doe, supra, regarding whether it would be appropriate for Nebraska to make registration information public when the person is required to register in Nebraska based on a juvenile adjudication in another state and the person would not have been subject to public disclosure in the other state. For purposes of the present case, our decision is limited to whether
CONCLUSION
We read SORA‘s
AFFIRMED.
