Lead Opinion
After a jury-waived trial, the defendant was convicted of failing to register as a sex offender in violation of
1. Background. The defendant stipulated that in 1988 he had been convicted of a 1985 attempted child sexual assault in Nevada,
At trial, the defendant’s former wife identified him and testified that she met him through the Internet. At the time, she was residing in Texas and he was in Nevada. The two were married in Texas in 2000 and resided there. In 2002, they moved to Massachusetts.
The defendant’s former wife was familiar with his signature, and she identified it on two Nevada sex offender registration forms. She also identified the defendant’s signature on six separate Texas sex offender registration forms.
2. Discussion, a. Sufficiency of the evidence. The defendant claims that the evidence was insufficient to support his conviction. “When analyzing whether the record evidence is sufficient to support a conviction, an appellate court is not required to ‘ask itself whether it believes that the evidence at the trial established guilt beyond a reasonable doubt’ (emphasis in original). Commonwealth v. Velasquez,
When evaluating sufficiency, the evidence must be reviewed with specific reference to the substantive elements of the offense. See Jackson v. Virginia, supra at 324 n.16; Commonwealth v. Latimore, supra at 677-678. In the circumstances of this case, to establish the defendant’s guilt of failure to register as a sex offender in violation of G. L. c. 6, § 178H(a), the Commonwealth was required to prove that the defendant (1) had been convicted of a listed Massachusetts “sex offense” or a “like violation” in another jurisdiction, in accordance with G. L. c. 6, § 178C; (2) was a resident of Massachusetts; (3) failed to register in Massachusetts; and (4) failed to do so knowingly. See Commonwealth v. Becker,
(i) “Like violation.” In this Commonwealth, a “sex offender” includes any resident who has been convicted of a “sex offense,” which is defined as either a violation of a Massachusetts statute enumerated in the sex offender registry law, or “a like violation of the laws of another state.” G. L. c. 6, § 178C, as appearing in St. 1999, c. 74, § 2. Any sex offender moving into the Commonwealth from another State must, within two days of his arrival, register with the Sex Offender Registry Board (board). See G. L. c. 6, § 178E(g). The defendant claims that he is not a “sex offender” because his Nevada conviction of attempted child sexual assault was not a “sex offense,” as it did not constitute a “like violation” of one of the enumerated Massachusetts offenses.
The defendant does not contest that the Massachusetts crime of rape of a child in violation of G. L. c. 265, § 22A, an offense listed in § 178C, is sufficiently similar to the Nevada crime of sexual assault against a child in violation of Nev. Rev. Stat. § 200.366 (2011),
The sex offender registration statute does not define the term “like violation,” but the Supreme Judicial Court has endorsed this court’s view of the matter. “A Tike violation’ is a conviction in another jurisdiction of an offense of which the elements are the same or nearly the same as an offense requiring registration in Massachusetts. The elements of the offense in another jurisdiction need not be precisely the same as the elements of a Massachusetts sex offense in order for it to constitute a Tike violation.’ ” Doe, Sex Offender Registry Bd. No. 151564 v. Sex Offender Registry Bd.,
Under Nevada law, an “attempt” is an “act done with the intent to commit a crime, and tending but failing to accomplish it.” Nev. Rev. Stat. § 193.330 (2011). The elements of an attempt in Nevada are “(1) an intent to commit a crime, (2) performance of some overt act towards its commission, and (3) failure to consummate its commission.” Larsen v. State,
Focusing on one aspect of his Nevada case, the defendant (as does the dissent) points out that under Nevada law, “when the design of a person to commit a crime is clearly shown, slight acts done in furtherance of that crime will constitute an attempt.”
However, the Supreme Judicial Court did not hold that this was the only way the Tike violation’ requirement could be satisfied. Indeed, Doe No. 151564 is a very different case from the instant matter. In Doe No. 151564, the Maine and Massachusetts statutes differed in the elements required to prove the crime at issue. At bottom, these differences were deemed inconsequential because both statutory formulations “prohibit essentially the same conduct.” Id. at 617. Here, the elements are identical, and both statutory formulations “prohibit essentially the same conduct.” Ibid. Where we are to focus on the essence of the crime at issue rather than require a “like violation” to have identical elements, it would make little sense to then insist that the Commonwealth establish that in every respect the proof required for each element of the offense in each jurisdiction must be identical.
Furthermore, the dissent maintains that the greater stringency with which Massachusetts defines an attempt can lead to an acquittal in the Commonwealth for behavior identical to that resulting in a Nevada conviction. Post at 93. This possibility is not only hypothetical, but unlikely. See Bell v. State,
In fact, this case is a prime example of why we cannot look beyond the essence of the crimes, because for purposes of an attempt “[e]very question of proximity must be determined by its own circumstances.” Commonwealth v. Kennedy,
(ii) “Knowingly.” The defendant also claims that the Commonwealth failed to present sufficient evidence that the defendant knowingly failed to register as a sex offender. We disagree. More specifically, the defendant claims there was no evidence that the board or any government entity notified him that he had a duty to register in Massachusetts. However, neither the statute
The defendant also claims that the forms he signed in Nevada and Texas were not sufficient to demonstrate that he knew he had a duty to register as a sex offender in Massachusetts. We disagree. In the light most favorable to the Commonwealth, this evidence demonstrated that the defendant was informed of his requirement to register in Nevada as a result of his conviction of attempted sexual assault, and that he did so register. The evidence also revealed that when the defendant moved to Texas, he registered there as a sex offender based on his Nevada conviction. Also, in Texas, the defendant signed the Texas sex offender registration form, which stated that he understood the requirements of Texas law, including registering in another State should he move. From this evidence, the judge was entitled to draw the permissible inference that the defendant knew he had to register in Massachusetts. See Commonwealth v. Ramirez,
b. Confrontation. The defendant claims that the admission in evidence of a Texas sex offender registry document violated his Sixth Amendment right to confrontation.
Judgment affirmed.
Notes
See Bell v. State,
The indictment identifies the date of the offense of failing to register as March 25, 2004.
Portions of these documents were redacted at the defendant’s request.
The current Nevada statutes cited in this opinion do not vary in material respects from those in effect in 1985 at the time of the defendant’s crime of attempted child sexual assault.
The dissent claims the Nevada Supreme Court has rejected the proximity approach in Bell v. State,
If permitted, such an examination in this case would quite likely yield the conclusion that the actions underlying the defendant’s Nevada attempt would have supported an attempt conviction under Massachusetts law as well. Compare Commonwealth v. Buswell, supra at 5, with Bell v. State,
Contrary to the defendant’s claim, he does not benefit from the rule of lenity where there is no ambiguity in the “like violation” language at issue, and no substantial question that the Nevada crime is a qualifying sex crime in the Commonwealth. See Doe No. 151564,
Although the defendant objected at trial on confrontation grounds, the thrust of Ms argument was that the document was not relevant. He did not argue at trial that tMs document does not qualify as a business record. On appeal, he claims that it does not matter whether it is admissible as a business record. Any argument that the document does not constitute a business record is therefore waived. See Mass.R.A.P. 16(a)(4), as amended,
Dissenting Opinion
(dissenting in part). The Commonwealth asserts, and the majority accepts, the proposition that Nevada and Massachusetts have established similar standards to prove criminal attempt, and therefore that the two States have established a “like violation.” It is axiomatic, however, that before one can claim the existence of an out-of-State “like violation,” one must first establish the existence of a violation in the Commonwealth. Where, as here, an individual can be convicted of criminal attempt in Nevada for conduct that, if charges were brought, would require acquittal in Massachusetts, there is a fundamental disparity. I therefore respectfully dissent from that portion of the majority opinion.
Both States require the same three threshold elements for a conviction: (1) the intent to commit the crime, (2) an act performed in furtherance of the crime, and (3) a failure to consummate the crime. Compare Nev. Rev. Stat. § 193.330 (2011) with G. L. c. 274, § 6.
While Massachusetts has adopted the so-called “proximity” test, Nevada has rejected its invocation. Specifically, the Nevada Supreme Court has rejected the argument made by this same defendant (in seeking to overturn the Nevada conviction) that, because actual convictions of attempt in Nevada generally have involved more acts in furtherance than those with which he was charged, Nevada has adopted a so-called “proximity approach” like that of Massachusetts. Id. at 354-355. Thus, where the defendant had stipulated to his intent to commit sexual assault upon the victim, evidence that he had done no more in Nevada than purchase Vaseline and then driven in the direction of an apartment where he believed the victim was waiting “sufficed for attempt liability” in his out-of-State conviction. Id. at 355. This approach is in stark contrast to the Massachusetts requirement of a “present opportunity” to commit the crime, Commonwealth v. Bell,
Under the standard first formulated by Chief Justice Holmes, our State requires “a showing that the defendant, after preparing to commit the crime, has undertaken overt acts toward fulfilling the crime that ‘come near enough to the accomplishment of the substantive offence to be punishable.’ ” Commonwealth v. Bell, supra at 412, quoting from Commonwealth v. Peaslee, supra at 271. In a fact-specific inquiry, the courts in
We are thus required to contrast the sufficiency of Nevada’s “slight act” with our own requirement of a “present opportunity” to commit the crime with only a “narrow gap” dividing the attempt from culmination, and without any need for “further acts.” This disparity is contrary to our registry law’s requirement that both State statutes “prohibit essentially the same conduct.” John Doe, Sex Offender Registry Bd. No. 151564 v. Sex Offender Registry Bd.,
Nevada’s law of attempt, unlike our own, has been recognized by Federal courts to impose the same standard as Federal common law and the Model Penal Code. See United States v. Sarbia,
That which we have previously recognized is in any event
“[W]e consider the ‘like violation’ requirement satisfied where it is shown that the proof necessary for the out-of-State conviction would also warrant a conviction of a Massachusetts offense for which registration is required.”
Doe No. 151564, supra at 616.* **
Our law does not require registration as a sex offender for a standard of behavior that is not criminal in Massachusetts. Had the Legislature desired such a result, it was free to dispense with the “like violation” formulation and simply require registration in Massachusetts for conviction elsewhere of a sexual offense requiring registration in any other jurisdiction. At least fourteen other States have adopted this approach; Massachusetts has not.
Because our task is to analyze legal requirements rather than speculate on the likelihood of conviction in any particular case that a prosecutor might elect to bring, we must restrict our comparison to respective standards of proof. A hypothetical outcome is thus irrelevant to our proper inquiry, and is also an exercise in circular reasoning: the estimate of a high conviction rate supports the conclusion that the offenses have similar standards of proof, which in turn bolsters the estimate of a high conviction rate. The issue is not whether conviction in a Massachusetts prosecution is likely, but whether the Nevada standard would allow conviction in the Commonwealth. As Doe No. 151564 recognizes, and regardless of our ability to fashion theories to support a goal* ****
In this case the denial of the defendant’s motion for a required finding of not guilty was error, and the judgment should be reversed.
Specifically, Nevada defines an attempt as “[a]n act done with the intent to commit a crime, and tending but failing to accomplish it.” Nev. Rev. Stat. § 193.330 (2011). In the Massachusetts enunciation of the crime, “[w]hoever attempts to commit a crime by doing any act toward its commission, but fails in its perpetration, or is intercepted or prevented in its perpetration,” is guilty of attempt. G. L. c. 274, § 6. In Massachusetts, unlike Nevada, the element of intent is stated explicitly only in decisional law. See Commonwealth v. Dixon,
Conversely, in Massachusetts, “[t]he law must be careful not to overplay the role of intention in such an inchoate crime as attempt, lest the result be precisely to punish the mere possession of a sinful mind.” Commonwealth v. Hamel,
Justice Kaplan’s decision in Hamel quotes with approval Justice Holmes’s
My colleagues in the majority derive interpretive importance from the fact that Doe No. 151564 does not describe this requirement as exclusive. But there is no escaping that Doe No. 151564 links the significance of an out-of-State conviction to the standard of criminality in the Commonwealth. In Doe No. 151564 the Massachusetts statute prohibited more, not less, conduct than that of the State (Maine) in which a conviction was obtained. The holding is therefore expressed in that context.
See, e.g., Ark. Code Ann. § 12-12-903(12)(A)(iii) (2009) (defining as a “sex offense” requiring registration “[a]n adjudication of guilt for an offense of the law of another state . . . [wjhen that adjudication of guilt requires registration under another state’s sex offender registration laws”); Ga. Code Ann. § 42-l-12(e)(6) (Supp. 2012) (requiring registration for “a nonresident who changes residence from another state ... to Georgia who is required to register as a sexual offender under ... the laws of another state”); Kan. Stat. Ann. § 22-4902(a)(4) (Supp. 2011) (mandating registration for “any person who has been required to register under out of state law”); Mont. Code Ann. § 46-23-502(9)(b) (2011) (defining registrable “sex offense” as “any violation of a law of another state ... for which the offender was required to register as a sexual offender after an adjudication or conviction”); Neb. Rev. Stat. § 29-4003(1)(a)(iv) (Supp. 2012) (applying registration requirements to
To the extent the majority’s decision is fashioned to support a general legislative goal to require registration, the solution is not to denominate a non-violation in the Commonwealth as “like” an actual violation elsewhere, but to identify a similar listed offense. For sexual offenses against minors involving the difficult standard for proving attempt in the Commonwealth, the Massachusetts crime of child enticement may often provide the solution. See Commonwealth v. Buswell, ante 1, 18 (2012) (Cohen, J., dissenting), citing G. L. c. 265, § 26C.
