STATE OF OREGON, Plaintiff-Respondent, v. NATHAN THOMAS CHITWOOD, Defendant-Appellant.
Douglas County Circuit Court 15CR48036; A165817
Douglas County Circuit Court
March 17, 2021
Argued and submitted May 30, 2019
310 Or App 22 (2021) | 483 P3d 1157
Frances Elaine Burge, Judge.
A jury unanimously found defendant guilty of first-degree sexual abuse, second-degree sodomy, and second-degree rape. Defendant appeals, contending that the trial court erred in four ways: (1) by denying defendant‘s motion in limine to introduce evidence of the victim‘s sexual activity; (2) by failing to, sua sponte, grant a mistrial or issue a curative instruction when the prosecutor, in rebuttal, argued that, “if you determined that [defendant] should not reside with an adolescent girl, that‘s your moral certainty and I have proven my case beyond a reasonable doubt“; (3) by denying defendant‘s post-trial motion to question jurors аfter the court received a letter from one juror; and (4) by instructing the jury that it could convict defendant by a nonunanimous verdict. Held: The trial court did not err in denying defendant‘s motion in limine and motion to question jurors. The limited record before the court at the time of its pretrial ruling on defendant‘s motion in limine did not compel the conclusion that defendant‘s need for the evidence outweighed the state‘s interest in excluding it. On the motion to question jurors, the court was within its discretion in concluding that the information supplied by the juror‘s letter did not amount to fraud or misconduct such that the court was required to grant the motion. The Oregon Court of Aрpeals declined to exercise its discretion to correct the alleged plain errors relating to the prosecutor‘s closing argument, and the trial court‘s nonunanimous jury instruction error was harmless.
Affirmed.
Frances Elaine Burge, Judge.
Lindsey Burrows argued the cause and filed the briefs for appellant. Also on the opening brief was O‘Connor Weber LLC.
Timothy A. Sylwester, Assistant Attorney General, argued the cause for respondent. Also on the briefs were Ellen F. Rosenblum, Attorney General, and Benjamin Gutman, Solicitor General.
Before Lagesen, Presiding Judge, and DeVore, Judge, and James, Judge.
LAGESEN, P. J.
Affirmed.
James, J., dissenting.
The state charged defendant with 19 sex offenses against a 13-year-old victim and one count of unlawful delivery of marijuana to the same minor. A jury unanimously found defendant guilty on three charges—one count of first-degree sexual abuse, one count of second-degree sodomy, and one count of second-degree rape—and acquitted him on the remainder. The trial court merged the guilty verdicts on the sexual abuse and sodomy charges and entered a judgment of conviction for one count of second-degree sodomy and one count of second-degree rape. Defendant appeals, contending that the trial court erred in four ways: (1) by denying defendant‘s motion in limine to introduce evidence of the victim‘s sexual activity; (2) by failing to, sua sponte, grant a mistrial or issue a curative instruction when the prosecutor, in rebuttal, argued that “if you determined that [defendant] should not reside with an adolescent girl, that‘s your moral certainty and I have proven my case beyond a reasonable doubt“; (3) by denying defendant‘s post-trial motion to question jurors after the court received a letter from one juror; and (4) by instructing the jury that it could convict defendant by a nonunanimous verdict. We affirm.
Motion in limine. The charges against defendant stemmed from his conduct involving his 13-year-old stepdaughter, B. Before trial, defendant moved in limine under
On appeal, defendant assigns error to the court‘s denial of his pretrial motion. He argues, as he did below, that the evidenсe was constitutionally required to be admitted under
Our review of the trial court‘s ruling is for legal error. State v. Fowler, 225 Or App 187, 193, 200 P3d 591 (2009), rev den, 346 Or 257 (2009) (reviewing for legal error trial court‘s determination regarding admissibility of evidence under
“In determining whether evidence must be admitted because excluding it would infringe on a defendant‘s constitutional rights to confront witnesses and present exculpatory evidence, the constitutional issue reduces to a weighing of the state‘s interest in excluding the defendant‘s evidence against the value of that evidence to the defense.” Fowler, 225 Or App at 193-94 (brackets and internal quotation marks omitted). As we have explained, “Under
In this case, defendant‘s claimed need for introducing the evidence was to rebut the inference that the only way the victim could have obtained her sexual knowledge
Closing argument. In his second assignment of error, defendant argues that the trial court erred when it did not grant a mistrial or issue a curative instruction when the prosecutor made the following argument to the jury during closing argument rebuttal:
“[PROSECUTOR:] The things that I want to cover with you is do you remember Mr. Strong, our juror that said he was falsely accused and he described to you that his false accuser was washed out at the forеnsic interview stage? I don‘t know if you all remember that but he claimed he had been falsely accused of a sex crime and she washed out because it was false. And this is not false.
“I want to talk to you about moral certainty because that‘s the threshold. Deep down in your core is your moral core and that‘s where you‘re deciding this case from. Moral certainty. And if, after considering all of the evidence, and again, I encourage you to listen and look at everything that you see here today. Based on the evidence presented to you, without bias or sympathy for anyone, if you determine that
[defendant] should not reside with an adolescent girl, that‘s your moral certainty and I have proven my case beyond a reasonable doubt. Thank you.”
Defendant did not object to the prosecutor‘s closing argument. He argues, however, that the trial court, on its own, (1) should have recognized that the prosecutor‘s reference to the jury impermissibly relied on evidence outside the record when talking about the prospective juror, (2) should have recognized that the prosecutor‘s description of what it meant to have moral certainty inaccurately characterized the burden of proof, and (3) should have issued either a curative instruction or granted a mistrial.
Had defendant made his objections to the trial court, it would have been incumbent on the court to, at a minimum, issue a curative instruction. It is not permissible to base closing argument on extra-record evidence. State v. Spieler, 269 Or App 623, 641, 346 P3d 549 (2015). And the prosecutor‘s assertion that she had proved her case beyond a reasonable doubt if the jury felt that defendant should not live with an adolescent girl is not an accurate statement of the law and risked misleading the jury into thinking it could convict based on its comfort level with defendant living with an adolescent girl. That appeal was, in effect, an impеrmissible plea to the jury to decide the case based on how the evidence made it feel about defendant, instead of deciding it based on a determination that it was persuaded by the evidence that defendant had committed the charged crimes. See State v. Lundbom, 96 Or App 458, 461, 773 P2d 11 (1989), rev den, 308 Or 382 (1989) (improper for prosecutor to make arguments “calculated to elicit an emotional response from the jury“). But defendant did not object so we are in a plain error posture, which means that we would have to be persuaded to exercise our discretion to correct the alleged error, were we to concludе that it was plain.
We are not persuaded to do so here. As an initial matter, the record does not compel the conclusion that defendant was denied a fair trial because of the prosecutor‘s remark. See State v. Montez, 324 Or 343, 357, 927 P2d 64 (1996), cert den, 520 US 1233 (1997) (“[T]he trial court‘s failure to grant a mistrial sua sponte constitutes reversible
Here, there is a possibility that defendant made a strategic choice not to request a mistrial. The prosecutor‘s remarks occurred in rebuttal, at the very end of trial, a point at which defendant may well have had a sense of how the trial was going and may have wanted it to go forward to the jury, rather than end in a mistrial.
As for a curative instruction, there is a possibility that defendant made a strategic choice not to request one so as not to highlight the prosecutor‘s argument with an instruction addressing it right before the case went to the jury. See, e.g., State v. Ramirez-Estrada, 260 Or App 312, 324, 317 P3d 322 (2013), rev den, 355 Or 317 (2014) (declining to reverse based on alleged plain error on not giving a curative instruction where it was plausible the defendant did not want one). In any event, the error in failing to give a curative instruction is one that easily could have been avoided if defendant had brought the need for one to the court‘s attention, and to exercise our discretion to correct the error in this circumstance would undermine the purposes of preservation by allowing for potential tactical sandbagging by declining to raise the issue so that defendant could take the case to jury, obtain the benefit of any acquittals (in this case, 17), and then present the issue on appeal to obtain the reversal of any convictions (in this case, given merger, two). See State v. Inman, 275 Or App 920, 935, 366 P3d 721 (2015), rev den, 359 Or 525 (2016) (“[T]he ease with which any error could have been avoided or corrected should be a significant factor in an appellate court‘s decision whether to exercise its discretion to correct a plain, but unpreserved, error.“). For those reasons, we decline to exercise our discretion to correct the alleged errors of declining to issue a curative instruction or grant a mistrial to the extent they might otherwise qualify as plain errors.
Jury questioning. In his third assignment of error, defendant challenges the trial court‘s denial of his motion to question jurors under UTCR 3.120(2). That motion was based on a post-trial letter to the court from one of the jurors and information that defense counsel had obtained from a third-party about another juror. In the letter to the court, the juror expressed concern that the jury had been tired, and that defendant might have been “unfairly convicted by a tired jury whose decisions may have been based more on feelings than evidenсe.” The juror stated that she thought not every count had received the full attention of the jury and that some of the counts did not have the necessary number of votes (at that time, 10). (Notwithstanding the juror‘s expressed concerns about whether the verdicts were supported with the requisite number of votes, we note that the record contains the written jury poll. On each count, each juror signed on a line indicating that juror‘s vote. That written poll demonstrates that each verdict had the correct number of votes and that all three verdicts of guilt were unanimous.) She also stated that she “did not feel that we followed the mathematical instructions you gave us to arrive at our verdict.” The information obtained from a third-party was the opinion of a different juror that another juror (not the letter writer), who was married to defendant‘s cousin, “wanted to hang Defendant right off the bat.” (As defendant acknowledges, however, the juror disclosed the relationship in voir dire but affirmed that she could be fair and impartial.) Defendant argued that that information supplied a basis for questioning jurors. The trial court denied the motion.
Here, the trial court was within its discretion to conclude that the information on which defendant based his motion did not demonstrate misconduct of that ilk. Rather, the information supplied was more indicative of the ordinary challenges and imperfections that inhere in the deliberative process of a jury—tiredness, disagreements, strong opinions, and concerns that the jury as a whole did not reach the correct decision. Although they are reminders of some of the weaknesses of our jury system, they are the types of things that do not rise to the level of fraud or misconduct, so as to have required the grant of defendant‘s motion for jury questioning in the face of Oregon‘s strong policy against such questioning. See, e.g., Jones, 126 Or App at 226 (juror‘s expression of intense beliefs about guilt not misconduct).
Instructions regarding nonunanimous verdicts. In a supplemental brief, defendant assigns error to the court‘s instruction that only 10 jurors needed to find defendant guilty to convict him, although he acknowledges that the jury‘s verdict on each count was unanimous. That claim of error is foreclosed by State v. Flores Ramos, 367 Or 292, 294, 334, 478 P3d 515 (2020) (holding that error in instructing
Affirmed.
JAMES, J., dissenting.
I join my colleagues in rejecting defendant‘s first аssignment of error challenging the denial of his motion in limine. However, I reach a different conclusion than the majority on defendant‘s second assignment of error.1 In this case, the court instructed the jury on reasonable doubt using the optional language of Uniform Criminal Jury Instruction (UCrJI) 1009 speaking to “moral certainty.” Specifically, the court instructed the jury prior to closing:
“You must return a verdict of not guilty if, after careful and impartial consideration of all the evidence in the case, you are not convinced to a moral certainty that the defendant is guilty.”
UCrJI 1009 gives no definition to moral certainty.2 But in rebuttal closing, the prosecutor sought to define “moral certainty” for the jurors as follows:
“[I]f you determine that [defendant] should not reside with an adolescent girl, that‘s your moral certainty and I have proven my case beyond a reasonable doubt.”
Defendant did not object, and the court took no action in response to the prosecutor‘s statement.
As I understand the majority opinion, it appears to view the error here as qualifying as plain error under the first prong of Ailes v. Portland Meadows, Inc., 312 Or 376, 382, 823 P2d 956 (1991), but declines to exercise discretion to correct the error. The majority‘s decision to not reverse a conviction based upon unobjected to prosecutorial misconduct in closing argument is not unusual; quite the opposite. I can find not a single occurrence of Oregon appellate courts ever exercising discretion to correct prosecutorial misconduct in closing when the matter is raisеd as one of plain error. And yet, simply because something always has been, does not mean it has always been right. For the following reasons, I would exercise discretion to correct the error here, and respectfully dissent.
As I have previously explained in the context of our harmless error analysis, we have employed a “flawed jurisprudential approach to assessing *** prosecutorial misconduct in closing.” State v. Camirand, 303 Or App 1, 15, 463 P3d 46 (2020) (James, J., dissenting). The concerns I expressed in Camirand are present in this case. But the prosecutorial misconduct in this case occurs against a contextual backdrop not present in Camirand: prosecutorial overcharging. Overcharging is the prosecutorial decision to either (1) charge a higher severity of offense than the facts warrant, or to (2) charge a greater number of counts than the facts can support.3 Overcharging is not simply charging a defendant with a multitude of crimes. There is nothing improper about the state‘s choice to subject a defendant to the full penalty of the law for each unlawful act committed. It is when the choice in severity of charge, or the number
The practice of overcharging a defendant is a widely recognized abuse of the prosecutor‘s generally unreviewable discretion. It is an act that, while not uncommon, and often acknowledged as troubling, rarely goes addressed by courts. At best, opinions express toothless concern. See, e.g., Bordenkircher v. Hayes, 434 US 357, 368 n 2, 98 S Ct 663, 54 L Ed 2d 604 (1978) (Blackmun, J., dissenting); United States v. Andrews, 612 F2d 235, 241 n 7, 256 n 23 (6th Cir 1979), reh‘g en banc, 633 F2d 449 (1980), cert den, 450 US 927 (1981) (Keith, J., dissenting). As a result, “overcharging *** continue[s] to occur regularly, without meaningful judicial review or correction.” Bennett L. Gershman, The New Prosecutors, 53 U Pitt L Rev 393, 408 (1992).
The risks of overcharging are two-fold. The first risk—and the one that is most often discussed—involves plea bargaining. As the Ninth Circuit noted in United States v. Robertson:
“Plea bargaining is now the mainstay of our criminal law system, and excessive charges give the prosecutor added leverage in the plea bargaining process. Because of the threat of prosecution on such charges, defendants may be induced to plead guilty on more unfavorable terms than might otherwise be fair or reasonable. The risk of going to trial may simply become too great, even in cases in which the defendant may arguably be innocent of some of the charges.”
15 F3d 862, 876-77 (9th Cir 1994), rev‘d, 514 US 669, 115 S Ct 1732 (1995), reinstated in part, 73 F3d 249 (9th Cir 1996) (Reinhardt, J., concurring). Overcharging so dramatically tilts the risk of going to trial that a defendant, even an innocent defendаnt, can make the entirely rational choice to plead guilty and accept a known lesser sentence, rather than run the risk of proclaiming their innocence.
But there is a second risk from overcharging, and it is the one implicated in this case. “[B]eyond the plea bargaining stage, overcharging may facilitate a compromise verdict
The state charged the defendant with 19 sexual offenses: 3 counts of sexual abuse in the first degree,
The state‘s theory at trial was that defendant repeatedly sexually abused the victim, his stepdaughter. The victim‘s testimony described a host of terrible, repeated, ongoing abuse over time. There was ample evidence in the record, in theory, to justify many of the charges against defendant. But the state made little effort to explain to the jury precisely what acts formed the basis of which charge. Defense counsel, bafflingly, did not make a motion for election, which would have triggered the trial court‘s obligation to “choose a means to ensure the jury limits its consideration to the elected factual occurrence.” State v. Payne, 298 Or App 411, 422, 447 P3d 515 (2019). Nor did the trial court, on its own initiative, employ one of the “three primary tools at its disposal to ensure a jury bases its verdict on a discrete factual situation: a jury instruction, a statement of issues, or a verdict form.” Id. Finally, even though we have held that “[b]ecause an Ashkins [State v. Ashkins, 357 Or 642, 649, 357 P3d 490 (2015)] election exists to ensure jury concurrence,
In closing argument, the state called out a few instances of conduct, but nothing equaling all 19 counts:
“[PROSECUTOR]: On the couch, he grabbеd her phone, he put [her] mouth on [his] penis, that‘s Sodomy 2.
“*****
“[PROSECUTOR]: Licking, his, his mouth on her vagina after sexual intercourse, she told that on the pretext call. You, you licked my vagina after you had sex with me. That‘s Sodomy 2.”
No other actions were identified as corresponding to sodomy, and the jury was left to decide for themselves which counts of sodomy, 4 through 8, reflected which factual allegation.
With respect to the sex abuse counts, the prosecutor again called out some acts, but not enough to tie to each count:
“[PROSECUTOR]: The mouth on her breasts in front of Cody, that‘s Sex Abuse. That‘s touching her breasts for a sexual purpose, Sex Abuse 1.”
Counts 1, 2, or 3, were unspecified.
And again, as to the rape charges:
“[PROSECUTOR]: The sexual intercourse in the bathroom, she discussed that on the pretext call, that‘s Rape 2.
“*****
“[PROSECUTOR]: She discussed having sex on his bed with him, that‘s Rape 2.”
The indictment charged 10 counts of rape.
Ultimately, the prosecutor abandoned all attempts to make an election by tying the specific counts to specific acts when she told the jury to do that job for themselves:
“If you determine she is credible when she says that he placed his penis in her mouth or anus, or placed his
mouth on her vagina, or licked her vagina, that is Sodomy in the Second Degree. “If you can differentiate five different times, find him guilty of Counts 4, 5, 6 and 7. *** You need to differentiate them. If you decide therе is only two or three that you can differentiate, find him guilty of only two or three. “If you determine that [defendant] had sexual intercourse with [victim], that is Rape in the Second Degree. If you find it occurred ten times as [she] told you, find him guilty of Counts 10 through 19. If you can only differentiate five or six or seven, find him guilty of the ones that you can differentiate.”
The manner in which this case was tried—the number of charges, the lack of an election, the lack of a concurrence instruction, and the failure at closing to tie specific counts to specific acts—created a powder keg. The prosecutor‘s definition of moral certаinty was the match. Faced with 19 sexual crimes spanning a year-long date range and untethered to specific instances of conduct corresponding to each count, the prosecutor sought to define “moral certainty” for the jury as whether defendant “should not reside with an adolescent girl.” Such a definition invites the jury to decide the matter, not upon the evidence supporting the specific factual allegations, but upon propensity. Propensity based arguments are no less injurious to the “fairness of trials and the accuracy of verdicts” than propensity evidence. State v. Skillicorn, 367 Or 464, 477, 479 P3d 254 (2021).
Ultimately, the jury convictеd defendant on three counts—Count 1, Count 4, and Count 11—the first count in each of their respective categories. Why those counts and not the others? What acts did the jury believe occurred, and which did it reject? On what acts, exactly, did the jury convict and acquit? We simply have no idea. Nothing in this record indicates that anyone ever involved in this case—not the prosecutor, the defense counsel, the trial court, nor the jury—understood what the jury decided at the end of the trial.4 This was fully evident when, ultimately, at sentencing
“[PROSECUTOR]: I can‘t ask you to make that same finding because I don‘t know which incident the jury decided was the Sex Abuse in the First Degree. So based on the law, I believe that the Sex Abuse in the First Degree must be concurrent with one of the others ***”
The court inquired further of the prosecutor on that point:
“THE COURT: I recall, for the closing, that you had to make election, basically, and can you remind me what your election was?
“[PROSECUTOR]: Your Honor, I don‘t, I don‘t, I don‘t recall that I made a particular election. I, I believe I told them they had to, there were many incidents that were testified to but they had to, in their minds and their deliberations, describe the incident that they were gonna vote on and then vote on it. I don‘t recall that I told them which ones ***”
This case did not conform to how criminal trials are expected to be conducted in Oregon, particularly serious felony trials. I cannot join the majority in concluding that defense counsel‘s failure to object might evidence “a strategic choice” not to request a curative instruction or a mistrial. 310 Or App at 28. I see no evidence of a strategic choice, just oversight. Similarly, I cannot conclude that defendant may not have wanted to “highlight the prosecutor‘s argument with an instruction addressing it right before the case went to the jury.” Id. In the context of this trial—primed for a compromise verdict—there could be little more damaging to a defendant than allowing the jury to evaluate reasonable doubt in terms of whether he “should not reside with an adolescent girl.” I would, therefore, take the admittedly unprecedented step to exercise discretion to correct the error.
I respectfully dissent.
