Defendant was charged with three counts of first-degree sodomy, ORS 163.405, and six counts of third-degree sexual abuse, ORS 163.415. The state appeals a pretrial order, issued pursuant to OEC 412, 1 granting defendant’s motion to allow admission of evidence of the past sexual behavior of the alleged victim, the teenaged daughter of defendant’s girlfriend. We reverse.
The relevant facts are largely procedural and not disputed. Defendant was charged in January 2005 based on conduct that allegedly occurred between June 1, 2003 and September 30, 2004, when the alleged victim was in the eighth and ninth grades. Before trial, defendant moved pursuant to OEC 412 for an order allowing admission of portions of the alleged victim’s diary beginning in May 2004 — at the end of the alleged victim’s eighth-grade school year — and continuing through December of that year. The diary entries, which were submitted to the trial court in defendant’s offer of proof, included descriptions of the alleged victim’s sexual activities (ranging from hugging and kissing to sexual touching) with five peer-aged boys. The alleged victim also indicated in the diary that defendant had seen her hugging and kissing a boy after a church group meeting and glared at her; that defendant might have driven by a location where she had engaged in sexual touching with a different boy; and that the alleged victim’s mother and defendant had learned that she had “made out” with another boy. The diary contained no references to defendant’s own alleged sexual conduct toward the victim.
As pertinent here, in moving for its admission, defendant contended that the entire diary was relevant to show the alleged victim’s bias or motive, as provided in OEC 412(2)(b)(A), and that, consistently with OEC 412(2)(b)(C), the diary was required to be admitted under the confrontation and compulsory process clauses of the state and federal constitutions.
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Defendant generally argued that, because the alleged victim’s descriptions in the diary of her activities were
After a hearing, the trial court concluded that the entire diary’s contents were constitutionally required to be admitted, as provided in OEC 412(2)(b)(C). Specifically, the trial court concluded that, in light of the descriptions in the diary of the alleged victim’s conduct with other males and the fact that the diary contained no references to defendant’s alleged conduct, the diary constituted exculpatory evidence that the Due Process Clause entitled defendant to present. The trial court further determined that the diary was admissible because details of the alleged victim’s activities were relevant to the question whether defendant’s own conduct included “sexual contact,” as alleged in some of the charges. The court stated that it was not the court’s intent to “embarrass or cause emotional injury to the victim”; it did not, however, expressly balance the probative effect of the evidence against its prejudicial effect.
On appeal, the state challenges only the scope of the trial court’s ruling. The state agrees that defendant is entitled to elicit evidence that the diary contains references to the alleged victim’s conduct with peer-aged boys and no references to defendant’s alleged conduct.
Cf. State v. Iverson,
Defendant responds that the evidence is admissible for both of those purposes. As to whether the evidence was constitutionally required to be admitted as provided in OEC 412(2)(b)(C), defendant contends that admission of the entire diary is necessary under the state and federal confrontation clauses in order to “accurately illustrat[e]” the absence of any diary entries about his alleged conduct and, relatedly, the alleged victim’s assertedly poor reliability and credibility. He also argues that admission of the entire diary is required under the compulsory process clauses to vindicate his right to have the jury hear the testimony of witnesses.
As to motive or bias under OEC 412(2)(b)(A), defendant contends that the details of the alleged victim’s sexual activities — including what he characterizes as their escalating nature and frequency — are relevant to her motive to fabricate her allegations against defendant because they support his theory that her aim was to get defendant “out of the
picture,” so that her activities would be “virtually unrestricted.” Defendant also argues that the evidence is admissible as evidence of bias or interest under OEC 609-I
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—specifically, that the diary entries show the alleged victim’s bias by showing that she was displeased with defendant’s role in monitoring and restraining her activities and that
In determining the admissibility of evidence under OEC 412, the trial court is obliged to conduct a three-step inquiry. First, the court determines whether the evidence concerns a victim’s past sexual behavior; if it is does not, OEC 412 does not apply.
State v. Muyingo,
Here, it is undisputed that the challenged evidence concerns the alleged victim’s past sexual behavior and that it is not offered in the form of opinion or reputation evidence. We therefore consider whether the evidence fits into any of the exceptions identified in OEC 412(2)(b). Because it was the basis for the trial court’s ruling, we first consider whether evidence of the specific details of the victim’s sexual activities with her peers is “otherwise constitutionally required to be admitted,” as provided in OEC 412(2)(b)(C). In determining whether evidence must be admitted because excluding it
would infringe on a defendant’s constitutional rights to confront witnesses and to present exculpatory evidence, “the constitutional issue reduces to a weighing of the state’s interest in excluding [the] defendant’s evidence against the value of that evidence to the defense.”
See State v. Beeler,
We begin with defendant’s constitutional right to confront witnesses.
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The essential purpose of confrontation is to secure the opportunity for cross-examination.
Beeler,
Moreover, not only are confrontation rights limited to cross-examination, but those cross-examination rights “are subject to further paring if the trial judge has ‘concerns about, among other things, harassment, prejudice, confusion of the issues, the witness’ safety, or interrogation that is repetitive or only marginally relevant.’ ”
Id.
at 403 (quoting
Van Arsdall,
“[tjrial judges have less discretion to limit cross-examination where the evidence suggests that the victim has a bias against the defendant or a motive to accuse falsely. But even when bias or motive is at issue, the most the Confrontation Clause grants a defendant is a right to cross-examine the allegedly biased witness.”
Id. (citations omitted).
Here, as in Driver, defendant seeks the admission of extrinsic evidence. Consistently with the cases discussed above, defendant’s rights under the state and federal confrontation clauses do not extend that far. Those clauses do not entitle defendant to admission of the challenged evidence.
We next consider whether defendant was entitled to present the evidence pursuant to the compulsory process clauses. Those clauses were enacted to overcome the early common-law rule prohibiting a defendant from calling witnesses on his or her behalf.
Beeler,
In Beeler, the defendant sought to admit evidence that the alleged victim engaged in consensual sexual relations with her former boyfriend the night after the defendant allegedly raped her. Id. at 277-78. The defendant’s theory was that the evidence was probative of his theory that she had consented to sexual relations with him. Id. at 285. This court concluded that the evidence was only marginally probative, at best, to show that the defendant did not rape the alleged victim. Id. In contrast, the admission of the evidence would have undermined the state’s interest in protecting victims of sexual crimes from embarrassing disclosures and its interest in encouraging such victims to report and assist in the prosecution of those crimes. Because the value of the evidence to the defense did not outweigh the state’s interest in excluding the evidence, the compulsory process clauses did not require admission of the evidence. Id.
We reach the same result here. Specifically, we conclude that the details of the alleged victim’s activities with her peers have minimal, if any, logical relevance to defendant’s theory of his defense: that the alleged victim considered him to be an obstacle to her further engagement in such conduct and that she brought her accusations in order to eliminate that obstacle. The resulting minimal value of the evidence to defendant is outweighed by the state’s interests, described above, in excluding the evidence. Defendant’s rights under the compulsory processes clauses are not violated by exclusion of the evidence.
Accordingly, the trial court erred in concluding that the challenged evidence was constitutionally required to be admitted pursuant to OEC 412(2)(b)(C).
Although it was not the basis of the trial court’s ruling, we next consider whether, as argued by defendant below and as disputed by the parties on appeal, the evidence was admissible under OEC 412(2)(b)(A).
See Outdoor Media Dimensions Inc. v. State of Oregon,
As previously discussed, defendant contends that the details of the alleged victim’s conduct support his defense theory that she fabricated her accusations against him in order to rid herself of the “obstacle” that he purportedly presented to her continued engagement in such activities. However, similarly to our analysis under OEC 412(2)(b)(C), we perceive, at best, a minimal logical connection between the specific details of the alleged victim’s activities with her peers and defendant’s theory that she was motivated to falsely accuse him in order to be free of his scrutiny of those activities. Evidence that
Because the challenged evidence is not admissible under either of the applicable OEC 412 exceptions, we also need not consider whether, as defendant argues, it meets the requirements for admission under OEC 609-1 or OEC 106. The trial court erred in granting defendant’s motion.
Reversed and remanded.
Notes
OEC 412 provides, in part:
“(1) Notwithstanding any other provision of law, in a prosecution for a crime described in ORS 163.355 to 163.427, * * * the following evidence is not admissible:
“(a) Reputation or opinion evidence of the past sexual behavior of an alleged victim of the crime or a corroborating witness; * * *
if: * * *
“(2) Notwithstanding any other provision of law, in a prosecution for a crime described in ORS 163.355 to 163.427,* * * evidence of a victim’s past sexual behavior other than reputation or opinion evidence is also not admissible, unless the evidence other than reputation or opinion evidence:
"(a) Is admitted in accordance with subsection (4) of this section [setting out procedural requirements]; and
“(b) Is evidence that:
“(A) Relates to the motive or bias of the alleged victim;
“(B) Is necessary to rebut or explain scientific or medical evidence offered by the state; or
“(C) Is otherwise constitutionally required to be admitted.”
For the purposes of OEC 412, “past sexual behavior” means “a volitional or non-volitional physical act that the victim has performed for the purpose of the sexual stimulation or gratification of either the victim or another person,” including sexual contact or an attempt to engage in such an act.
State v. Wright,
Article I, section 11, of the Oregon Constitution provides, in part, that, “[i]n all criminal prosecutions, the accused shall have the right * * * to meet the witnesses face to face, and to have compulsory process for obtaining witnesses in his favor.” The Sixth Amendment to the United States Constitution provides, in part, that, “[i]n all criminal prosecutions, the accused shall enjoy the right * * * to be confronted with the witnesses against him [and] to have compulsory process for obtaining witnesses in his favor.”
OEC 609-1 provides:
“(1) The credibility of a witness may be attacked by evidence that the witness engaged in conduct or made statements showing bias or interest. In examining a witness concerning a prior statement made by the witness, whether written or not, the statement need not be shown nor its contents disclosed to the witness at that time, but on request the statement shall be shown or disclosed to the opposing party.
“(2) If a witness fully admits the facts claimed to show the bias or interest of the witness, additional evidence of that bias or interest shall not be admitted. If the witness denies or does not fully admit the facts claimed to show bias or interest, the party attacking the credibility of the witness may then offer evidence to prove those facts.
“(3) Evidence to support or rehabilitate a witness whose credibility has been attacked by evidence of bias or interest shall be limited to evidence showing a lack of bias or interest.”
OEC 106 provides:
“When part of an act, declaration, conversation or writing is given in evidence by one party, the whole on the same subject, where otherwise admissible, may at that time be inquired into by the other; when a letter is read, the answer may at that time be given; and when a detached act, declaration, conversation or writing is given in evidence, any other act, declaration, conversation or writing which is necessary to make it understood may at that time also be given in evidence.”
In
Muyingo,
the court concluded that the challenged evidence was admissible to rebut or explain scientific or medical evidence as provided in OEC 412(2)(b)(B).
As mentioned, the trial court viewed the evidence at issue as exculpatory evidence that defendant was entitled to present under the Due Process Clause of the Fourteenth Amendment.
See
Laird C. Kirkpatrick,
Oregon Evidence
§ 412.03(4)(c), 288 (4th ed 2002) (explaining that the “primary constitutional provisions” that may require admission of evidence under OEC 412(2)(b)(C) are the Sixth Amendment’s confrontation and compulsory process clauses, the Due Process Clause of the Fourteenth Amendment as applied in
Chambers v. Mississippi,
