STATE OF OHIO, Plaintiff-Appellee, - vs - CHRISTIAN CARLISLE, Defendant-Appellant.
CASE NO. 2018-L-141
IN THE COURT OF APPEALS ELEVENTH APPELLATE DISTRICT LAKE COUNTY, OHIO
November 4, 2019
2019-Ohio-4651
CYNTHIA WESTCOTT RICE, J.
Criminal Appeal from the Willoughby Municipal Court, Case No. 2018 CRB 02145. Judgment: Affirmed.
Vanessa R. Clapp, Lake County Public Defender, and Melissa A. Blake, Assistant Public Defender, 125 East Erie Street, Painesville, OH 44077 (For Defendant-Appellant).
O P I N I O N
CYNTHIA WESTCOTT RICE, J.
{¶1} Appellant, Christian Carlisle, appeals the judgment of the Willoughby Municipal Court in which the trial judge determined he was required, pursuant to Ohio‘s Arson Offender Registry scheme, to register for the remainder of his life as mandated by statute. For the reasons discussed in this opinion, the judgment is affirmed.
{¶2} After appellant was let go from his position as an employee at Walmart, he ignited a fire in the store. He was ultimately charged with aggravated arson, arson, and
{¶3} “[1.] The trial court erred by sentencing the defendant-appellant to register for his lifetime pursuant to Ohio‘s arson registry.
{¶4} “[2.] The trial court abused its discretion and erred to the prejudice [of] the defendant-appellant by ordering him to participate in Ohio‘s arson registry for the duration of his lifetime.”
{¶5} Pursuant to
{¶6} Appellant first argues this court should modify the trial court‘s judgment imposing a life-long obligation to register because the record clearly and convincingly does not support the judgment.
{¶7} This court has found the “General Assembly‘s intent with regard to
{¶8} Next, appellant argues
{¶9} In Dingus, the defendant preserved the constitutional issue by allowing the trial judge to consider the argument. In the instant matter, appellant did not advance the constitutional argument to the trial court. Rather, at the sentencing hearing, appellant‘s counsel simply noted that he and the prosecutor agreed that appellant‘s registration obligation should be limited to ten years. Although counsel highlighted appellant‘s lack of a criminal record and the personal problems he was experiencing at the time of the offense which, in counsel‘s view, mitigated appellant‘s actions, no constitutional objection was noted. Thus, the trial court had no opportunity to hear and consider the separation-of-powers argument.
{¶10} The Ohio Supreme Court has held: “Failure to raise at the trial court level the issue of the constitutionality of a statute or its application, which issue is apparent at the time of trial, constitutes a waiver of such issue and a deviation from this state‘s orderly procedure, and therefore need not be heard for the first time on appeal.” State v. Awan, 22 Ohio St.3d 120 (1986), syllabus. The Court subsequently clarified Awan, holding a court has the right to consider constitutional challenges in its discretion even if the argument was waived “in specific cases of plain error or where the rights and interests involved may warrant it.” See In re M.D., 38 Ohio St.3d 149 (1988), syllabus. Here, appellant did not make the constitutional challenge before the trial court; because, however, we conclude “the interests involved may warrant it,” we shall consider appellant‘s argument.
{¶12} Pursuant to Section 1, Article IV of the Ohio Constitution, the judicial power resides exclusively in the judicial branch, and the courts’ authority within that realm shall not be violated. Bray, supra, at 136. Courts have long understood that they must be wary of any usurpation of the constitutional powers of the judiciary and any intrusion upon the courts’ inherent powers, i.e., those powers that “are necessary to the orderly and efficient exercise of jurisdiction” and without which “no other [power] could be exercised.” Hale v. State, 55 Ohio St. 210, 213 (1896). Courts must thus “jealously guard the judicial power against encroachment from the other two branches of government and * * * conscientiously perform our constitutional duties and continue our most precious legacy.” State ex rel. Ohio Academy of Trial Lawyers v. Sheward, 86 Ohio St.3d 451, 467 (1999)
{¶13} With this in mind, statutes enacted by the General Assembly are entitled to a “strong presumption of constitutionality.” State v. Romage, 138 Ohio St.3d 390, 2014-Ohio-783, ¶7. Thus, “if at all possible, statutes must be construed in conformity
{¶14} In Dingus, the Fourth District determined that because
{¶15} By depriving the trial court of the ability to act without the request of the prosecutor and the investigating law enforcement agency, the trial court‘s independence is compromised. The prosecutor and the investigating law enforcement agency effectively decide which registration periods can be reviewed by the trial court; thus, the prosecutor and the investigating law enforcement agency have an “overruling influence” over the trial court. Id. at ¶31.
{¶16} We differ with the Fourth District‘s analysis and conclusion in Dingus. The General Assembly has enacted various mandatory registries that remove all judicial discretion. See, e.g.,
{¶17} The flaw in the Fourth District‘s analysis is the presumption that, if a court does not have complete discretion unto itself to reduce the registration period, then the legislature, via the executive branch, has absconded with a power “necessary to the orderly and efficient exercise of jurisdiction” without which “no other [power] could be exercised,” i.e., an inherent power of the judiciary. See Hale, supra. Simply because lifetime registration is mandatory unless the executive branch recommends otherwise does not mean the court‘s discretion has been taken away. If there is no recommendation, the court never had discretion; if there is a recommendation, the court has full discretion to choose between lifetime registration or a reduced, 10-year registration period. It might be said the executive branch, via statute, is the catalyst of the court‘s discretion. Registration statutes, however, regularly negate a court‘s discretion, requiring an offender to register based solely on the offense committed. Such statutes do not infringe upon the judiciary‘s authority. In effect, the Arson Offender Registry statute is simply a mandatory registration statute until a request is submitted. Then, the court has full discretion to reduce or not. In our view, separation of powers would be violated only if the prosecutor‘s and law enforcement agency‘s request required the court to act in accord with the request.
{¶19} Appellant‘s assignments of error lack merit.
{¶20} Because our conclusion and analysis is in direct conflict with the Fourth District‘s opinion in Dingus, supra, we sua sponte certify a conflict to the Supreme Court of Ohio on the following question:
{¶21} “Does
{¶22} For the reasons discussed in this opinion, the judgment of the Willoughby Municipal Court is affirmed.
MATT LYNCH, J., concurs,
MARY JANE TRAPP, J., concurs in part and dissents in part with Concurring/ Dissenting Opinion.
STATE OF OHIO, Plaintiff-Appellee, - vs - CHRISTIAN CARLISLE, Defendant-Appellant.
CASE NO. 2018-L-141
IN THE COURT OF APPEALS ELEVENTH APPELLATE DISTRICT LAKE COUNTY, OHIO
November 4, 2019
2019-Ohio-4651
MARY JANE TRAPP, J., concurs in part and dissents in part with Concurring/ Dissenting Opinion.
{¶23} While I concur with the majority‘s decision to sua sponte certify a conflict to the Supreme Court of Ohio, and I agree that the question for determination by the court is whether
{¶24} I find
The Arson Offender Registry
{¶25} Effective July 1, 2013, Ohio adopted an arson offender registry. One who meets the definition of an “arson offender” under
{¶27} The initial registration requires payment of a fee of $50, and annual re-registration thereafter requires payment of a fee of $25.
The Separation of Powers Doctrine
{¶28} The Supreme Court of Ohio has held that “[al]though the Ohio Constitution does not contain explicit language establishing the doctrine of separation of powers, it is inherent in the constitutional framework of government defining the scope of authority conferred upon the three separate branches of government.” State v. Sterling, 113 Ohio St.3d 255, 2007-Ohio-1790, ¶22.
{¶29} In S. Euclid v. Jemison, 28 Ohio St.3d 157, 159 (1986), the court stated “[w]hile no exact rule can be set forth for determining what powers of government may or may not be assigned by law to each branch, * * * ‘[i]t is nevertheless true, in the American theory of government, that each of the three grand divisions of the government, must be protected from encroachment by the others, so far that its integrity and independence may be preserved.” (Internal citation omitted.) Id. at 159, quoting Fairview v. Giffee, 73 Ohio St. 183, 187 (1905).
{¶31} In State v. Hochhausler, 76 Ohio St.3d 455 (1996), the court stated as follows:
{¶32} “The administration of justice by the judicial branch of the government cannot be impeded by the other branches of the government in the exercise of their respective powers. * * * Courts of general jurisdiction, whether named in the Constitution or established pursuant to the provisions thereof, possess all powers necessary to secure and safeguard the free and untrammeled exercise of their judicial functions and cannot be directed, controlled or impeded therein by other branches of the government. * * * The legislative branch has no right to limit the inherent powers of the judicial branch of the government.” (Citation omitted.) Id. at 463-64.
State v. Dingus
{¶33} In Dingus, supra, the Fourth District Court of Appeals determined that
{¶34} “Under
{¶35} “By depriving the trial court of the ability to act without the request of the prosecutor and the investigating law enforcement agency, the trial court‘s independence is compromised. The prosecutor and the investigating law enforcement agency effectively decide which registration periods can be reviewed by the trial court; thus, the prosecutor and the investigating law enforcement agency have an ‘overruling influence’ over the trial court.” Id. at ¶30-31, citing Sterling, supra, at ¶23.
{¶36} The court determined that the “offending language” of
{¶37} The Dingus opinion does not provide much in the way of analysis, but its holding appears to rely primarily on the Supreme Court of Ohio‘s decision in Sterling, supra (which affirmed this court‘s decision in State v. Sterling, 11th Dist. Ashtabula No. 2003-A-0135, 2005-Ohio-6081).
State v. Sterling
{¶38} In Sterling, the Supreme Court of Ohio analyzed a statute that authorized a prosecuting attorney to disagree with an application for DNA testing presented by an inmate who had pleaded guilty or no contest to a felony offense. Id. at ¶34, citing
{¶39} The Supreme Court of Ohio held as follows:
{¶41} (2) “However, those portions of the statute that make the prosecuting attorney‘s disagreement final, and not appealable to any court, and that deprive the court of its ability to act without the prosecutor‘s agreement interfere with the court‘s function in determining guilt, which is solely the province of the judicial branch of government.” Id., citing Bray, supra, at 136.
{¶42} (3) “Accordingly,
{¶43} The Sterling court‘s holding was based on the principle set forth in Jemison, supra, that “each of the three grand divisions of the government, must be protected from encroachment by the others, so far that its integrity and independence may be preserved.” Sterling at ¶33, quoting Jemison at 159, quoting Fairview at 187.
{¶44} According to the court, the statute at issue “confin[ed] the exercise of judicial authority to those instances where the prosecutor agrees with the application.” Id. at ¶34. Thus, the statute “impede[d] the judiciary in its province to determine guilt in a criminal matter” and “delegate[d] to the executive branch of government the power to exercise judicial authority.” Id.
{¶45} The court determined the unconstitutional subsection could be severed from the statute. Id. at ¶41. Under the remaining provisions, the inmate could file an application, the prosecutor attorney would agree or disagree with the request, and the
{¶46} In light of the foregoing authorities, the relevant issues in this case are (1) whether
Judicial Power
{¶47} The first issue is whether
{¶48} The majority argues that the judiciary does not have the “inherent discretion to evaluate whether an offender should register or the discretion to reduce the length of time an offender is required to register.”
{¶49} This is not an accurate characterization of the relevant inquiry. In Sterling, the Supreme Court of Ohio set forth the principle that “[t]he determination of guilt in a criminal matter and the sentencing of a defendant convicted of a crime are solely the province of the judiciary.” (Emphasis added.) Id. at ¶31, quoting Bray at 136.
{¶50} The statute at issue in Sterling implicated the judiciary‘s power to determine guilt. See id. at ¶35. Here,
{¶51} The majority also argues that the arson offender registry is not part of the sentence imposed in a criminal proceeding.
{¶53} This court in State v. Reed, 11th Dist. Lake No. 2013-L-130, 2014-Ohio-5463, held that the arson registry does not violate the ex post facto clause of the U.S. Constitution and was not unconstitutionally retroactive. Id. at ¶84, 85. In so holding, this court found that the General Assembly‘s intent with respect to the arson offender registry was civil in nature rather than punitive because registration serves the remedial purpose of protecting the local community from repeat arson offender. Id. at ¶79-80. Thus, one may conclude that the arson offender registry is not part of the sentence imposed in a criminal proceeding.
{¶54} Reed is not determinative of this case. As an initial matter, it is not clear why the protection of the public is not also indicative of a punitive intent. In fact, one of the “overriding purposes” of both felony and misdemeanor sentencing” is “to protect the public from future crime by the offender.”
{¶55} In addition, the Supreme Court of Ohio reversed course by holding that the sex offender registration and notification requirements are punitive. See State v. Williams, 129 Ohio St.3d 344, 2011-Ohio-3374, ¶16 (“Following the enactment of S.B. 10, all doubt has been removed:
{¶56} Although Williams was issued prior to Reed, this court did not consider or apply the factors that the Supreme Court of Ohio set forth in that case. See Reed at ¶85. At least six factors discussed in Williams support a finding that the arson offender registry is punitive: (1) it is placed within
{¶57} In any event, the issue in this case is resolved on a narrower basis. Again, the relevant inquiry is whether one provision of the arson registry statutory scheme, i.e.,
{¶59} The General Assembly has the power to define, classify, and prescribe punishment. See State v. Bates, 118 Ohio St.3d 174, 2008-Ohio-1983, ¶12, quoting State v. O‘Mara, 105 Ohio St. 94 (1922), paragraph one of the syllabus. The judiciary imposes the punishment through its sentencing authority. See id. at ¶13.
{¶60} Since
{¶61} By contrast, under
{¶62} By analogy,
{¶63} To conclude otherwise implies these statutes are unconstitutional for requiring the judiciary‘s involvement in non-judicial matters. See Thompson v. Redington, 92 Ohio St. 101 (1915), syllabus (“In the absence of express constitutional provision therefor, the General Assembly of Ohio cannot assign to the judicial branch of the government any duties other than those that are properly judicial, to be performed in a judicial manner“).
Encroachment of Judicial Power
{¶65} The second issue is whether
{¶66} The majority recognizes that the trial court‘s “discretion” to reduce the registration period is only “triggered” by the prosecutor‘s and law enforcement agency‘s request, making the request a “necessary precondition” or “catalyst.” It argues
{¶67} This argument reflects a constrained view of the separation of powers doctrine set forth in Sterling, where the Supreme Court of Ohio determined that a similar executive branch “trigger,” “precondition,” or “catalyst” to judicial power was unconstitutional.
{¶68} Under the statute involved in Sterling, an inmate could file an application for DNA testing with the trial court. The trial court had two options – to accept the application or reject the application. However, if the trial court thought the application should be accepted, but the prosecutor did not, the trial court was not authorized to accept the application. The prosecutor‘s decision controlled. Similarly, if the trial court
{¶69} The court in Sterling determined that the legislature had confined the trial court‘s exercise of its judicial authority to those instances where the prosecutor agreed with the inmate‘s application. Id. at ¶34. Thus, the legislature had impeded the judiciary‘s power to determine guilt and delegated that power to the executive branch. Id.
{¶70} Here, under
{¶71} Thus, the trial court is only able to impose a reduced registration period if the executive branch thinks the registration period should be limited and requests that the trial court impose a limitation. In essence, the executive branch controls the trial court‘s exercise of its judicial authority to reduce an arson offender‘s registration period.
Conclusion
{¶72} Based on Sterling, as applied by Dingus,
