STATE OF CONNECTICUT v. MARY E. BAGNASCHI
(AC 39072)
Appellate Court of Connecticut
Argued November 15, 2017—officially released April 10, 2018
DiPentima, C. J., and Sheldon and Devlin, Js.
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Syllabus
Convicted of the crime of breach of the peace in the second degree, the defendant appealed to this court. The defendant, who previously had been employed by the same entity that employed S, was involved in an incident at a frozen yogurt shop with S, who was accompanied by R and his grandchildren. Specifically, S had extended his hand to greet the defendant, who grasped S‘s hand and, in a raised voice, used obscenities in accusing him of having ruined her life. R became alarmed and one of the children began to cry. The defendant then went to the passenger side window of the car, made an obscene gesture at R and yelled obscenities at her before S was able to drive to his home. After S had driven into the driveway of his home, the defendant, who had driven her vehicle to the bottom of the driveway, lowered her window and yelled obscenities at S before she drove away. The trial court denied the defendant‘s motion to dismiss, in which she alleged that only evidence of the events at S‘s home could be considered at trial because the state‘s operative information did not include the events at the frozen yogurt shop, and that her use of profanity toward S from the bottom of the driveway did not constitute breach of the peace in the second degree. On appeal, the defendant claimed, inter alia, that the evidence was insufficient to support her conviction because the state‘s information and bill of particulars charged her with breach of the peace only as to the events at S‘s residence, and her conduct in shouting profanities from a distance amounted to constitutionally protected speech. Held:
- The evidence was sufficient to support the defendant‘s conviction of breach of the peace in the second degree:
- The defendant could not prevail on her claim that the information and bill of particulars limited the scope of the prosecution to the events in front of S‘s house and that the use of the events at the frozen yogurt shop constituted a material variance from the allegations in the operative information and bill of particulars, she having failed to sustain her burden of establishing prejudicial surprise as a result of the information and bill of particulars; the defendant‘s lack of notice claim regarding the events at the frozen yogurt shop failed, as the defendant‘s motion to dismiss the charges specifically referred to her conduct at the frozen yogurt shop, the prosecutor, during oral argument on the motion to dismiss, emphasized the events at the frozen yogurt shop, including the physical contact between the defendant and S, as did defense counsel, the defendant failed to object to or to claim that the evidence presented by the state regarding her actions at the frozen yogurt shop was outside the scope of the state‘s pleadings, and the defendant did not demonstrate that she was prejudiced as a result of the alleged material variance between the state‘s pleadings and the proof at trial.
- The evidence concerning the defendant‘s actions outside the frozen yogurt shop and at S‘s house was sufficient to support her conviction of breach of the peace in the second degree; the trial court properly considered the defendant‘s conduct in determining whether the evidence supported her conviction of breach of the peace in the second degree, as the events at the frozen yogurt shop, coupled with the defendant‘s later appearance and actions outside S‘s residence, constituted a continuing course of conduct from which the jury reasonably could have found that the defendant, with the intent to cause inconvenience, annoyance or alarm, or having recklessly created a risk thereof, engaged in threatening behavior in a public place.
- The defendant‘s claim that the trial court improperly denied her motion for a probable cause hearing was unavailing; that claim was not made before the trial court and was unsupported by any discussion of or citation to persuasive legal authority, and the defendant conceded that there was no statutory right to a probable cause hearing for a misdemeanor such as breach of the peace in the second degree.
- The defendant could not prevail on her claim that her warrantless arrest in her home was unlawful and, thus, that the subsequent prosecution and her conviction violated her constitutional rights, as an illegal arrest, under controlling legal precedent, does not bar a subsequent prosecution or void a resulting conviction.
- The trial court did not violate the defendant‘s constitutional right to present a defense when it ruled that evidence pertaining to complaints that she had filed against her former employer and grievances filed against S were irrelevant and, thus, inadmissible; the defendant failed to proffer evidence that connected S to the alleged acts by the employer that she claimed were in retaliation for her whistle-blowing activities, and there was no evidence that the employer had directed S to pursue his criminal complaint against the defendant as retaliation for her complaints against the employer.
- The defendant could not prevail on her unpreserved claim that the trial court committed plain error when it failed to recuse itself, which was based on her assertion that the court‘s preclusion of certain witnesses and evidence demonstrated bias against her that amounted to structural error and necessitated a new trial; the defendant‘s claims of judicial bias did not constitute plain error, as they amounted to disagreements with the court‘s rulings, which are not evidence of bias.
Procedural History
Substitute information charging the defendant with the crimes of breach of the peace in the second degree and interfering with an officer, brought to the Superior Court in the judicial district of Waterbury, geographical area number four, where the court, K. Murphy, J., denied the defendant‘s motion to dismiss; thereafter, the matter was tried to the jury; subsequently, the court denied the defendant‘s motion to dismiss or for a judgment of acquittal; verdict and judgment of guilty of breach of the peace in the second degree; thereafter, the court dismissed the charge of interfering with an officer, and the defendant appealed to this court. Affirmed.
Timothy F. Costello, assistant state‘s attorney, with whom, on the brief, were Maureen Platt, state‘s attorney, and John J. Davenport, senior assistant state‘s attorney, for the appellee (state).
Opinion
The jury reasonably could have found the following facts. On May 16, 2013, John Silano took Jessica Rich, whom he considered to be his “daughter,” and Rich‘s children, whom he considered to be his “grandchildren,” to a frozen yogurt shop in Torrington.1 As Silano, a longtime employee of the Torrington Housing Authority (authority), assisted the older grandchild into the car, he observed the defendant standing approximately twelve to fifteen feet away. Silano knew the defendant because she was a former employee of the authority.
Silano stopped buckling his grandchild into her car seat as the defendant approached. Silano extended his hand to greet the defendant, who inquired as to Silano‘s well-being. Silano responded that he was “doing fine” and asked how the defendant was. She responded, “I‘m not doing well at all, the [authority] ruined my life, you ruined my life.” At this point, the defendant, still grasping Silano‘s hand, stated with a raised voice: “[W]ell, fuck you, John, you ruined my fucking life, fuck you.” Rich was “extremely alarmed” by the defendant‘s actions.
Rich loudly instructed Silano to get into the car as he attempted to extricate himself from the defendant‘s grasp. The volume of the defendant‘s voice caused the older grandchild to become upset and to cry. Silano freed himself from the defendant‘s grip. The defendant then proceeded to the passenger‘s side window, held up both middle fingers and yelled, “fuck you, fuck you,” at Rich. Silano then entered the car and drove away as the defendant continued yelling.
Silano travelled to his home and, after pulling into the driveway, the two adults began taking the grandchildren out of the car. The defendant drove her vehicle to the bottom of the driveway, lowered her window and again yelled at Silano. Specifically, she shouted: “[F]uck you, John, fuck you, look at me, call the police. I want a complete investigation of this.” Silano and Rich took the grandchildren into the home and locked the door. The defendant remained for fifteen to thirty seconds before driving away.
Silano called the police, and James Delay, a Torrington police officer, responded to Silano‘s home. After speaking to Delay about the incidents at the yogurt shop and his home, Silano indicated that he wanted to file a criminal complaint. Delay obtained a sworn, written statement from Silano. Delay then went to the defendant‘s residence to “get her side of the story” and to arrest her, having determined that there was probable cause to do so.
The defendant subsequently was charged with breach of the peace in the
I
The defendant first claims that there was insufficient evidence to support her conviction.3 This claim includes two distinct, yet related components. First, the defendant argues that state‘s information and bill of particulars charged her with breach of the peace only as to the events at Silano‘s residence, where there was no physical contact between her and Silano. She further contends that shouting profanities from a distance amounted to constitutionally protected speech and did not rise to the level of “fighting words,”4 and therefore that the evidence was insufficient to convict her of breach of the peace in the second degree. Second, the defendant argues that even if the state‘s charging documents included the events at the frozen yogurt shop, the evidence was insufficient to support her conviction. We disagree.
As a preliminary matter, we set forth our well established standard of review. “In reviewing the sufficiency of the evidence to support a criminal conviction we apply a two-part test. First, we construe the evidence in the light most favorable to sustaining the verdict. Second, we determine whether upon the facts so construed and the inferences reasonably drawn therefrom the [finder of fact] reasonably could have concluded that the cumulative force of the evidence established guilt beyond a reasonable doubt. . . .
“We note that the jury must find every element proven beyond a reasonable doubt in order to find the defendant guilty of the charged offense, [but] each of the basic and inferred facts underlying those conclusions need not be proved beyond a reasonable doubt. . . . If it is reasonable and logical for the jury to conclude that a basic fact or an inferred fact is true, the jury is permitted to consider the fact proven and may consider it in combination with other proven facts in determining whether the cumulative effect of all the evidence proves the defendant guilty of all the elements of the crime charged beyond a reasonable doubt. . . .
“Moreover, it does not diminish the probative force of the evidence that it consists, in whole or in part, of evidence that is circumstantial rather than direct. . . . It is not one fact, but the cumulative impact of a multitude of facts which establishes guilt in a case involving substantial circumstantial evidence. . . . In evaluating evidence, the [finder] of fact is
“Finally, [a]s we have often noted, proof beyond a reasonable doubt does not mean proof beyond all possible doubt . . . nor does proof beyond a reasonable doubt require acceptance of every hypothesis of innocence posed by the defendant that, had it been found credible by the [finder of fact], would have resulted in an acquittal. . . . On appeal, we do not ask whether there is a reasonable view of the evidence that would support a reasonable hypothesis of innocence. We ask, instead, whether there is a reasonable view of the evidence that supports the [finder of fact‘s] verdict of guilty.” (Internal quotation marks omitted.) State v. Crespo, 317 Conn. 1, 16-17 (2015); State v. Gill, 178 Conn. App. 43, 47-48 (2017), cert. denied, 327 Conn. 987 (2017).
Next, we identify the elements the state must prove beyond a reasonable doubt to convict an individual of breach of the peace in the second degree.
A
We first consider the defendant‘s contention that the state‘s information and bill of particulars limited the scope of the prosecution to the events in front of Silano‘s home. Put another way, the defendant argues that the use of the events at the frozen yogurt shop constituted a material variance from the allegations in the operative information and bill of particulars. See, e.g., State v. Pettway, 39 Conn. App. 63, 80 (1995), cert. denied, 235 Conn. 921 (1995).
We conclude that the defendant failed to sustain her burden of establishing prejudicial surprise as a result of the state‘s information and bill of particulars.
The following additional facts are necessary for our discussion. In its initial short form information, the state charged the defendant with committing the offenses of breach of the peace in the second degree in violation of
Nearly one year later, on January 7, 2016, the state filed its bill of particulars. It provides in relevant part: “1. The defendant is charged with one count each of Breach of Peace in the Second Degree [in] violation of . . .
The state subsequently filed an amended substitute information and a second amended substitute information on January 11, 2016, and January 12, 2016, respectively. The second amended substitute information charged the defendant, in relevant part, as follows: “That the said [defendant] did commit the crime of Breach of Peace in the Second Degree in violation of . . .
Contemporaneous with the state‘s filings, the defendant moved to dismiss the charges on January 11, 2016. Specifically, she asserted that there was insufficient evidence “to justify the bringing or continuing of such information or the placing of the defendant on trial.” In the fact section of her supporting memorandum of law, the defendant recited the events of May 16, 2013, beginning at the frozen yogurt shop.
Prior to the start of jury selection, the court, K. Murphy, J., heard argument on the defendant‘s motion to dismiss. At the outset of his presentation, defense counsel stated: “With regard to the breach of the peace charge, the allegation is that [the defendant] shook hands with the alleged victim, Mr. Silano, and stated that he had ruined her life. And then she used some language, that I care not to repeat on the record, but it was obscene language to Mr. Silano. And the allegation is, according to the police record, and according to Mr. Silano‘s statement, that she used that same phrase multiple times. . . . So, the evidence at a trial before a jury would fairly be the same; it would be that she shook hands with Mr. Silano, that she used foul language to Mr. Silano . . . . [T]hat, in and of itself, I would submit to the court, does not amount to a breach of the peace under the statute.” (Emphasis added.) Defense counsel also argued that the words used by the defendant on May 16, 2013, did not qualify as “inconvenience, annoyance or alarm with respect to the breach of the peace.”
In response, the prosecutor explained that the language used by the defendant constituted fighting words. Additionally the prosecutor argued: “But also if you look at the case law . . . it‘s not only the fighting words, but it‘s the physical contact, the refusal to let go of the handshake, and the other facts that arise around it between—by the fact that the family members, including young children, were present and the frightening behavior that caused annoyance and alarm to the people who were responsible for the care of those children.” (Emphasis added.) The prosecutor subsequently emphasized the significance of the physical contact, which occurred only at the frozen yogurt shop. The court heard a brief response from the defendant‘s
Evidence commenced on January 14, 2016. The state presented Silano and Rich as witnesses. Both testified regarding the defendant‘s conduct outside of the frozen yogurt shop without objection from the defendant‘s counsel. Following their testimony, and that of the police officers, the state rested.
Defense counsel orally moved to dismiss both counts of the information, claiming insufficient evidence.7 Then, for the first time, defense counsel argued that the operative information did not include the events at the frozen yogurt shop, and therefore that only evidence of the events at Silano‘s home could be considered.8 Defense counsel further contended that the defendant‘s use of profanity toward Silano from the bottom of the driveway did not constitute the crime of breach of the peace in the second degree.
In response, the prosecutor countered that the date and time set forth in the operative information did not constitute elements of the crime of breach of the peace in the second degree; instead, it provided notice to the defendant. The prosecutor continued: “[T]he defendant was well on notice. And we know that, if you look at his pleadings, because in his motion to dismiss he lays out the entire factual basis of the entire state‘s case. The defense was entirely aware [of] this conduct while the police took the statement, and that some of the incidents happened at Mr. Silano‘s house, that the conduct alleged in this was the continued course of conduct from outside of the yogurt shop all the way up to Mr. Silano‘s house. And that testimony here was entirely consistent with the entire course of conduct from outside the yogurt store all the way up to the house that was occupied by Mr. Silano.”
The prosecutor also emphasized that the present case was about the defendant‘s conduct and that it was “not a first amendment case.” Returning to the issue of notice, the prosecutor argued that “the conduct here alleged is the conduct that began outside the yogurt shop and ended at the house. The defense knew that. They had that in the bill of particulars. They had that in their information. They had that in their police reports. They put in their pleadings. They were not surprised or disadvantaged. And it is not an element of the crime.”
The court denied the defendant‘s motion to dismiss. In rejecting the defendant‘s claim of protected speech, the court observed: “I will indicate that both sides
The court then addressed the scope of the operative information. It reasoned that the information used the phrase, “at or near,” and that there was evidence that Silano‘s home was within “a couple of miles” of the frozen yogurt shop. The court also noted that the defendant had failed to object to the evidence regarding the events at the frozen yogurt shop. The court further stated: “And it appears that it always was anticipated that that was going to be evidence in this case. And I did note the same thing, that in the defense‘s motion to dismiss, the facts that occurred in front of the yogurt store there, the location of the yogurt store is there . . . .”
Having set forth the facts relevant to this issue, we next identify the applicable legal principles. “The function of an accusatory pleading such as an information is to inform a defendant of the nature and cause of the accusation as required by our federal and state constitutions.” (Internal quotation marks omitted.) State v. David N.J., 301 Conn. 122, 158 (2011). “The sixth amendment to the United States constitution and article first, § 8, of the Connecticut constitution guarantee a criminal defendant the right to be informed of the nature and cause of the charges against him with sufficient precision to enable him to meet them at trial. . . . [That] the offense should be described with sufficient definiteness and particularity to apprise the accused of the nature of the charge so he can prepare to meet it at his trial . . . are principles of constitutional law [that] are inveterate and sacrosanct.” (Internal quotation marks omitted.) State v. Caballero, 172 Conn. App. 556, 564 (2017), cert. denied, 326 Conn. 903 (2017); see also State v. Bergin, 214 Conn. 657, 674 (1990).
A bill of particulars, which is to be read not in isolation but rather with the information, provides the defendant with additional information regarding the state‘s accusations. State v. Roque, 190 Conn. 143, 154 (1983). Our Supreme Court has instructed that “[i]f we consider the bill of particulars in conjunction with the information, the test to be applied is as follows: [If] the state‘s pleadings . . . informed the defendant of the charge against him with sufficient precision to enable him to prepare his defense and to avoid prejudicial surprise, and were definite enough to enable him to plead his acquittal or conviction in bar of any future prosecution for the same offense, they have performed their constitutional duty.” (Internal quotation marks omitted.) Id.; State v. Morrill, 197 Conn. 507, 551 (1985); State v. Killenger, 193 Conn. 48, 55 (1984); see also State v. Steve, 208 Conn. 38, 44 (1988) (purpose of bill of particulars is to inform defendant, with sufficient precision, of charges against him to prepare defense and avoid prejudicial surprise).
In the present case, the defendant‘s lack of notice claim regarding the events at the frozen yogurt shop fails in light of defense counsel‘s arguments in the
Additionally, we note that the defendant failed to object to the evidence presented by the state regarding her actions at the frozen yogurt shop. The defendant did not claim that such evidence was outside the scope of the state‘s pleadings, which also undercuts her appellate claim. See State v. Roque, supra, 190 Conn. 155-56; State v. Trujillo, 12 Conn. App. 320, 326 (1987), cert. denied, 205 Conn. 812 (1987).
Finally, we note that the defendant‘s appellate brief fails to analyze the issue of prejudice. “[A] defendant can gain nothing from [the claim that the state‘s charging documents are insufficient] without showing that he was in fact prejudiced in his defense on the merits and that substantial injustice was done to him because of the language of the information. . . . To establish prejudice, the defendant must show that the information was necessary to his defense, and not merely that the preparation of his defense was made more burdensome or difficult by the failure to provide the information.” (Emphasis added; internal quotation marks omitted.) State v. Caballero, supra, 172 Conn. App. 566; State v. Shenkman, 154 Conn. App. 45, 65 (2014), cert. denied, 315 Conn. 921 (2015); see also State v. Vumback, 263 Conn. 215, 227-28 (2003).
In her brief, the defendant argues that the trial court, “without authority and in abuse of its discretion, improperly expanded the information, without amendment by the state, to include the alleged conduct of the defendant at both locations.” She further contends that in doing so, the court employed an incorrect standard of review with respect to its consideration of the January 14, 2016 motion to dismiss and/or for a judgment of acquittal. This argument, however, ignores the well established obligation for the defendant to show prejudice. The defendant bears the burden on appeal of demonstrating prejudice as a result of a material variance between the state‘s pleadings and the proof at trial. State v. Stephen G., 113 Conn. App. 682, 694-95 (2009). The defendant has failed to do so and, thus, her claim must fail.
B
We next consider the defendant‘s claim that the evidence concerning her actions outside of the frozen yogurt shop and outside of Silano‘s home was insufficient to prove that she violated
We first consider whether the court properly concluded that this prosecution was based on the defendant‘s physical conduct and, thus, outside of the shield of constitutional protections afforded to protected speech. See, e.g., State v. Weber, 6 Conn. App. 407, 414 (1986), cert. denied, 199 Conn. 810 (1986). The defendant argues that the court improperly failed to consider the “fighting words” doctrine in deciding her motion to dismiss and for a judgment of acquittal filed after the state had rested. We disagree. In State v. Andriulaitis, 169 Conn. App. 286, 288 (2016), the defendant argued that the evidence was insufficient to sustain his conviction of disorderly conduct in violation of
The state presented evidence that Silano encountered the defendant as he left the frozen yogurt shop with Rich and his grandchildren. After exchanging an initial pleasantry and a handshake, the defendant‘s demeanor changed. She stated that both the authority and Silano had ruined her life and then directed a profanity at Silano. The defendant grabbed his hand tightly and would not let go of it. Silano became alarmed by the defendant‘s “intensity” as she held onto his hand. After Silano freed himself from the defendant‘s grasp, she went over to the passenger‘s side of the vehicle where Rich was located, and continued to use profanity. Silano was “very alarmed” for both himself and his family by the defendant‘s conduct, demeanor and language at the yogurt shop.11 These events, coupled with the defendant‘s later appearance and actions outside of Silano‘s residence, constituted a continuing course of conduct according to the state‘s theory of the case.12 The jury reasonably could have found that the defendant, with the intent to cause inconvenience, annoyance or alarm, or recklessly creating a risk thereof, engaged in threatening behavior in a public place. See, e.g., State v. Lo Sacco, 12 Conn. App. 481, 489 (1987) (sufficient evidence to convict defendant of creating public disturbance, which is similar to breach of peace, where defendant, who had been drinking alcohol heavily and was excitable, angry and upset, went to car, put hands on window, leaned head into car, and yelled at victim for approximately two minutes despite requests to stop), cert. denied, 205 Conn. 814 (1987). We conclude, therefore, that the state satisfied its burden of proving that the defendant committed breach of the peace in the second degree, and thus that her claim of insufficient evidence must fail.
II
The defendant next claims that the court improperly denied her motion for a probable cause hearing. Specifically, she argues that she was subjected to a warrantless arrest in her home and that a subsequent determination of probable cause never was made by a judge of the Superior Court. She further contends that it was improper for the court to deny her a probable cause hearing. We disagree with the defendant.
On August 24, 2014, at a pretrial proceeding before the court, Fasano, J., the defendant orally requested a probable cause hearing. The court responded that the existence of probable cause had been
On appeal, the defendant concedes that there is no statutory right to a probable cause hearing for a misdemeanor such as breach of the peace in the second degree.13 See, e.g., Edwards v. Commissioner of Correction, 105 Conn. App. 124, 130 (2008) (where state filed substitute information charging defendant with class D felony, and thus he no longer faced life sentence, he was no longer entitled to probable cause hearing); cf.
We note that the claims raised on appeal were not made before the trial court. Additionally, the defendant‘s appellate brief fails to point us to any precedent supporting her claim that the trial court should have afforded her a probable cause hearing. The bald assertion that the court‘s ruling constituted an abuse of discretion or violated her right to due process is unsupported by any discussion of or citation to persuasive legal authority. See State v. Riggsbee, 112 Conn. App. 787, 793 (2009). Put differently, “[i]t is not enough merely to mention a possible argument in the most skeletal way, leaving the court to do counsel‘s work, create the ossature for the argument, and put flesh on its bones.” (Internal quotation marks omitted.) State v. Prosper, 160 Conn. App. 61, 74-75 (2015). For these reasons, we conclude that the defendant‘s claim that the court should have held a probable cause hearing is without merit.14
III
The defendant next claims that she was arrested in her home without a warrant
The defendant raised the issue of the illegality of her arrest at a pretrial proceeding on June 11, 2014, in her oral motion to dismiss on January 11, 2016, and in her motion to dismiss and for a judgment of acquittal on January 14, 2016. On appeal she contends that the planned and warrantless arrest in her home, absent exigent circumstances, was illegal and unconstitutional. See, e.g., State v. Santiago, 224 Conn. 494, 498-99 (1993) (“[e]ven where there is probable cause to arrest a suspect on the speedy information of others, however, the fourth amendment prohibits the police from making a warrantless . . . entry into a suspect‘s home in order to make a routine . . . misdemeanor arrest” [internal quotation marks omitted]).
Our Supreme Court has recognized that “[t]he relationship between an illegal arrest and a subsequent prosecution under federal constitutional law is well settled. In an unbroken line of cases dating back to 1886, the federal rule has been that an illegal arrest will not bar a subsequent prosecution or void a resulting conviction.” State v. Fleming, 198 Conn. 255, 259 (1986), cert. denied, 475 U.S. 1143 (1986); see also State v. Heinz, 193 Conn. 612, 629 (1984) (under federal law, fact that person has been illegally arrested or detained does not void subsequent conviction); State v. Haskins, 188 Conn. 432, 442-43 (1982) (fact that person was subject to illegal arrest or detention will not void subsequent conviction); State v. Silano, 96 Conn. App. 341, 344 (2006) (conviction not void if no evidence obtained as result of illegal arrest), cert. denied, 280 Conn. 911 (2006). Mindful of this controlling precedent, we conclude that the defendant‘s claim of an illegal arrest warrants neither a dismissal of the information nor a voiding of her conviction.
IV
The defendant next claims that the court deprived her of the right to present a defense, as well as her rights to due process and a fair trial, by preventing her from calling certain witnesses and presenting evidence regarding her dismissal from the authority. Specifically, the defendant argues that the court precluded the examination of Claudia Sweeney, the executive director of the authority, and prohibited, inter alia, the admission into evidence of complaints that the defendant had filed against the authority and grievances filed against Silano. The state counters that the court properly determined that the evidence sought by the defendant either was irrelevant or constituted inadmissible hearsay. We agree with the state.
The following additional facts are necessary for our discussion. The defendant‘s revised witness list, dated January 11, 2016, contained twenty-seven persons, including Senator Richard Blumenthal, Senator Christopher S. Murphy, Governor Dannel P. Malloy, Attorney General
The court permitted the defendant to call Sweeney as a witness.16 Sweeney, in her position as the executive director of the authority, terminated the defendant‘s employment in 2006. Sweeney admitted that in 2012, approximately six years after terminating the defendant‘s employment, she sent the defendant a letter, warning her that if she continued engaging in certain behavior, she could be arrested. She also testified that she had learned of the defendant‘s arrest from Silano the day after it had occurred. Sweeney denied, however, telling Silano that she wanted the defendant arrested.17
On appeal, the defendant argues that the court improperly precluded most of her witnesses from testifying18 and prohibited her from presenting evidence in support of her contention that the authority had terminated her employment and threatened her with arrest because she had alleged corruption in the authority. Put differently, the court erred, according to the defendant, by refusing “to allow testimony or evidence about her whistle-blowing complaints to be admitted, saying it was not going to ‘relitigate’ the defendant‘s firing.” The defendant maintains that such evidence would have undermined the credibility of the state‘s witnesses and proved retaliation, motivation, bias, prior
“It is well established that [t]he federal constitution require[s] that criminal defendants be afforded a meaningful opportunity to present a complete defense. . . . The sixth amendment . . . [guarantees] the right to offer the testimony of witnesses, and to compel their attendance, if necessary, [and] is in plain terms the right to present a defense, the right to present the defendant‘s version of the facts as well as the prosecution‘s to the jury so that it may decide where the truth lies. . . . When defense evidence is excluded, such exclusion may give rise to a claim of denial of the right to present a defense. . . .
“The sixth amendment to the [United States] constitution guarantees the right of an accused in a criminal prosecution to confront the witnesses against him. . . . The primary interest secured by confrontation is the right to cross-examination . . . and an important function of cross-examination is the exposure of a witness’ motivation in testifying. . . . Cross-examination to elicit facts tending to show motive, interest, bias and prejudice is a matter of right and may not be unduly restricted. . . .
“Impeachment of a witness for motive, bias and interest may also be accomplished by the introduction of extrinsic evidence. . . . The same rule that applies to the right to cross-examine applies with respect to extrinsic evidence to show motive, bias and interest; proof of the main facts is a matter of right, but the extent of the proof of details lies in the court‘s discretion. . . . The right of confrontation is preserved if defense counsel is permitted to expose to the jury the facts from which jurors, as the sole triers of fact and credibility, could appropriately draw inferences relating to the reliability of the witness. . . .
“Although it is within the trial court‘s discretion to determine the extent of cross-examination and the admissibility of evidence, the preclusion of sufficient inquiry into a particular matter tending to show motive, bias and interest may result in a violation of the constitutional requirements [of the confrontation clause] of the sixth amendment. . . . Further, the exclusion of defense evidence may deprive the defendant of his constitutional right to present a defense. . . .
“[T]he confrontation clause does not [however] suspend the rules of evidence to give the defendant the right to engage in unrestricted cross-examination. . . . Rather, [a] defendant is . . . bound by the rules of evidence in presenting a defense. . . . Although exclusionary rules of evidence cannot be applied mechanistically to deprive a defendant of his rights, the [federal] constitution does not require that a defendant be permitted to present every piece of evidence he wishes. . . . To the contrary, [t]he [c]onfrontation [c]lause guarantees only an opportunity for effective cross-examination, not cross-examination that is effective in whatever way, and to whatever extent, the defense might wish. . . . Thus, [i]f the proffered evidence is not relevant [or constitutes inadmissible hearsay], the defendant‘s right to confrontation is not affected, and the evidence was properly excluded.” (Citation omitted; emphasis added; internal quotation marks omitted.) State v. Baltas, 311 Conn. 786, 798-99 (2014); see also State v. Bennett, 324 Conn. 744, 760 (2017).
Distilled to its essence, the defendant‘s argument appears to be that she made complaints regarding the authority, which then retaliated against her by terminating
“Relevant evidence means evidence having any tendency to make the existence of the fact that is material to the determination of the proceeding more probable or less probable than it would be without the evidence.
The defendant failed to proffer evidence connecting Silano to the alleged retaliatory acts of the authority. There was no evidence presented that Silano had been directed by Sweeney, or anyone else associated with the authority, to pursue his criminal complaint against the defendant. Silano testified that the decision to call the police following his interactions with the defendant of May 16, 2013, was based on his concern for his family, particularly his grandchildren. Additionally, there was no evidence that Silano had been directed by his employer to speak with the police as retaliation for the defendant‘s complaints against the authority. Absent such a connection, the court did not abuse its discretion in ruling that the evidence offered by the defendant was irrelevant, and thus inadmissible. See Spearman v. Commissioner of Correction, 164 Conn. App. 530, 577 (2016), cert. denied, 321 Conn. 923 (2016). As a result, we also conclude that the defendant‘s constitutional right to present a defense was not violated.
V
The defendant finally claims that the court improperly failed to recuse itself for bias. Specifically, she argues that, over the course of the proceedings, the court‘s preclusion of witnesses and evidence demonstrated a bias against the defendant that amounted to structural error, necessitating the reversal of her conviction and the granting of a new trial. Acknowledging that she failed to move to disqualify the trial judge or to seek a mistrial, the defendant now attempts to prevail on this claim pursuant to the plain error doctrine.20 The state counters that the claim of bias in this case constitutes nothing more than disagreement with the court‘s adverse rulings, and therefore fails to constitute judicial bias or plain error. We agree with the state.
During the proceedings, the court concluded that evidence of the defendant‘s termination by the authority was irrelevant to the proceedings. The defendant now argues that these rulings demonstrated judicial bias. As a result, she contends that such rulings “[give] rise to a reasonable appearance of impropriety such that the judge‘s failure to recuse himself amounted to structural error . . . .”
We recently have stated that “[o]ur Supreme Court has criticized the practice whereby an attorney, cognizant of circumstances giving rise to an objection before or during trial, waits until after an unfavorable judgment to raise the issue. We have made it clear that we will not permit parties to anticipate a favorable decision, reserving a right to impeach it or set it aside if it happens to be against them, for a cause which was well known to them before or during the trial. . . . Nevertheless, [b]ecause an accusation of judicial bias or prejudice strikes at the very core of judicial integrity and tends to undermine public confidence in the established judiciary, this court has reviewed unpreserved judicial bias claims under the plain error doctrine. . . . Plain error exists only in truly extraordinary situations where the existence of the error is so obvious that it affects the fairness and integrity of and public confidence in the judicial proceedings.” (Citations omitted; internal quotation marks omitted.) Baronio v. Stubbs, 178 Conn. App. 769, 778-79 (2017); see also State v. James R., 138 Conn. App. 181, 202 (2012), cert. denied, 307 Conn. 940 (2012); State v. McDuffie, 51 Conn. App. 210, 210 (1998) (absent plain error, claim of judicial bias must be preserved for appellate review through motion for disqualification or motion for mistrial), cert. denied, 247 Conn. 958 (1999).
“In reviewing a claim of judicial bias, this court employs a plain error standard of review. . . . The standard to be employed is an objective one, not the judge‘s subjective view as to whether he or she can be fair and impartial in hearing the case. . . . Any conduct that would lead a reasonable [person] knowing all the circumstances to the conclusion that the judge‘s impartiality might reasonably be questioned is a basis for the judge‘s disqualification.” (Internal quotation marks omitted.) State v. Carlos C., 165 Conn. App. 195, 207 (2016), cert. denied, 322 Conn. 906 (2016); State v. Crespo, 145 Conn. App. 547, 577 (2013), aff‘d, 317 Conn. 1 (2015). After reviewing the record and arguments set forth in the defendant‘s appellate brief, we conclude that her claims of judicial bias do not constitute plain error. Her claims amount to disagreements with
The judgment is affirmed.
In this opinion the other judges concurred.
“So, the fact that [the defendant] had made numerous, or the nature of those complaints against the [authority] are not relevant in this case. The—so, the fact that . . . Sweeney fired [the defendant], that fact, that [the defendant] complained of corruption, the fact that [the defendant] filed a complaint resulting in a settlement, those are just—they‘re not relevant to this case.”
