STATE OF ARIZONA, Appellee, v. EDWARDO SERRATO, III, Appellant.
No. CR-24-0264-PR
SUPREME COURT OF THE STATE OF ARIZONA
Filed May 14, 2025
557 P.3d 795 (App. 2024)
COUNSEL:
Kristin K. Mayes, Arizona Attorney General, Alice M. Jones (argued), Deputy Solicitor General, Michael T. O‘Toole, Assistant Attorney General, Phoenix, Attorneys for State of Arizona
Chad Joshua Winger (argued), Harris & Winger, P.C., Flagstaff, Attorneys for Edwardo Serrato, III
Nicholas Bustamante, Ballecer & Segal, LLP, Phoenix, Attorneys for Amicus Curiae Arizona Attorneys for Criminal Justice
VICE CHIEF JUSTICE LOPEZ, Opinion of the Court:
¶1 We consider whether an arsonist‘s lone presence at the time of the crime is sufficient to support a conviction for arson of an “occupied structure” under
¶2 We hold that, in context, the meaning of “occupied structure” in
BACKGROUND
¶3 On Christmas night in 2007, firefighters in Kingman, Arizona extinguished a fire engulfing a pickup truck. Investigators smelled gasoline fumes and discovered a residue of unusual flammable liquids and remnants of a gas can on the driver‘s seat. Based on the evidence, investigators confirmed that someone had intentionally set the fire inside the truck.
* Justice Maria Elena Cruz is recused from this matter. Pursuant to article 6, section 3 of the Arizona Constitution, Justice Rebecca White Berch (Ret.) of the Arizona Supreme Court was designated to sit in this matter.
¶4 Officers traced the truck‘s registration to Anna Hammond, who lived about a mile from the fire. When police entered her home, they found her and her dog lying on the floor in a pool of blood. The dog was dead, and Hammond later died from her injuries. The kitchen stove was on, gas fumes filled the home, and someone had tried to start a fire on the kitchen table. Hammond‘s jewelry, gun, coins, and cash were also missing.
¶5 A grand jury indicted Edward Serrato III for these crimes. After a seven-day trial in 2023, a jury convicted him of second degree murder, first degree burglary, arson of an occupied structure (the vehicle), theft of means of transportation, and attempted arson of an occupied structure (the house). The court imposed consecutive sentences for each of these charges, totaling 135 years – 35 of which stemmed from the vehicle arson conviction.
¶6 Serrato appealed his convictions and resulting sentences. The court of appeals, on its own motion, ordered supplemental briefing on the vehicle arson conviction. The catalyst was the prosecutor‘s claim during closing arguments that “[Serrato] himself was obviously present when he set the truck on fire, so his presence alone makes the truck an occupied structure, even if no one was inside the vehicle.”
¶7 The court of appeals issued a memorandum decision affirming Serrato‘s convictions and sentences for second degree murder, first degree burglary, theft of means of transportation, and attempted arson of an occupied structure (the house). See State v. Serrato (”Serrato II“), No. 1 CA-CR 23-0384, 2024 WL 4216167, at *1 ¶ 1 (Ariz. App. Sept. 17, 2024) (mem. decision). The court also issued an opinion on the vehicle arson conviction acknowledging that there was no evidence that anyone besides the defendant was in or near the truck when the fire started. State v. Serrato (”Serrato I“), 557 P.3d 795, 796 ¶ 7 (Ariz. App. 2024). Nevertheless, the court held that Serrato‘s presence alone satisfied the occupancy requirement under
¶8 Serrato petitioned this Court for review. We granted review to address an issue of
DISCUSSION
¶9 Whether an arsonist‘s lone presence is sufficient to support a conviction under
I.
¶10
¶11 Hammond‘s truck constitutes a structure because
¶12 An “occupied structure” is a structure “in which one or more human beings either is or is likely to be present or so near as to be in equivalent danger at the time the fire or explosion occurs.”
II.
¶13
¶14 In line with these definitions, the court of appeals determined that the “occupied structure” definition under
¶15 But the court of appeals conflated textualism with literalism. Literalism, also known as strict constructionism, involves “a narrow, crabbed reading of a text.” See Antonin Scalia & Bryan A. Garner, Reading Law: The Interpretation of Legal Texts 355–56 (2012). Textualism, on the other hand, “does not limit one to the hyperliteral meaning of each word in the text.” Id. at 356. We do not interpret a statute‘s plain text hyper literally to determine whether it is unambiguous. See In re Drummond, 257 Ariz. 15, 18 ¶ 5 (2024); see also Niz-Chavez v. Garland, 593 U.S. 155, 168–69 (2021) (noting that “when interpreting this or any statute, we do not aim for ‘literal’ interpretations,” instead, “textual and contextual clues persuade us of [a] statute‘s ordinary meaning“).
¶16 Rather, Arizona courts analyze whether the “statute‘s plain language is unambiguous in context.” Drummond, 257 Ariz. at 18 ¶ 5 (emphasis added). “In context” means reading statutes as a cohesive whole so that “no word or provision is rendered superfluous.” In re Riggins, 257 Ariz. 28, 31 ¶ 12 (2024). Indeed, “one of the more important [statutory construction] rules is that effect shall, if possible, be given to every part of a statute.” Town of Florence v. Webb, 40 Ariz. 60, 64 (1932). The court of appeals overlooked several contextual clues that inform the meaning of “human being” in
A.
¶17
¶18 The definition of “occupied structure” further supports this reading.
B.
¶19 The court of appeals also ignored the context of the broader arson statutory scheme. Courts read statutes in harmony to avoid leaving any provision “superfluous, void, contradictory or insignificant.” Deddens, 112 Ariz. at 429; see also City of Phoenix v. Yates, 69 Ariz. 68, 72 (1949) (noting that we give meaning to “[e]ach word, phrase, and sentence... so that no part will be void, inert, redundant, or trivial“). We are also guided by
¶20 Arizona‘s criminal code defines three tiers of arson. The least severe offense, reckless burning, is a class 1 misdemeanor and applies when someone “recklessly” causes a fire or explosion that damages an “occupied structure, a structure, wildland or property.”
¶21 Serrato argues that, under the court of appeals’ reasoning, nearly every instance of arson involving a structure would automatically fall under
¶22 Perhaps even this assessment overstates
¶23 This outcome is at odds with the legislature‘s tiered approach, which assigns greater penalties to arson offenses that create heightened risks to innocent human life. See
¶24 We rejected a similarly problematic interpretation in City of Mesa v. Killingsworth, 96 Ariz. 290, 294–95 (1964), where reading “fuel” to include all liquids used in motor vehicles would have rendered another tax provision on motor vehicle fuel meaningless. There, this Court reasoned
¶25 Just as we concluded in Killingsworth that the legislature could not have intended to enact a provision with no operative effect, the same principle applies here. Reading “human beings” in
¶26 Our decision in State v. Ewer, 254 Ariz. 326, 329 (2023), also buttresses our contextual statutory analysis. In Ewer, the question was whether “the reference to ‘person’ in [
¶27 Similarly, here, analyzing the term “human beings” in
C.
¶28 The court of appeals did not consider whether its literal interpretation of
¶29 Because we agree with Serrato that the statutory text unambiguously excludes arsonists from the meaning of “occupied structure” in
D.
¶30 The State and the court of appeals also invoke
¶31 But, on March 3, 1977, the House amended the definition of “occupied structure” as it is defined today. See H.B. 2054, 33d Leg., 1st Reg. Sess. (as amended by House Comm. on Judiciary, Mar. 3, 1977). The court of appeals reads this omission as an invitation to include arsonists in the term “human beings.” See Serrato I, 557 P.3d at 797 ¶ 11. But that conclusion relies on unenacted statutory language – a notoriously “unsure and unreliable guide” to statutory meaning. City of Flagstaff v. Mangum, 164 Ariz. 395, 401 (1990); cf. Scalia & Garner, supra ¶ 15, at 256 (“Statutory history – the statutes repealed or amended by the [enacted] statute under consideration” – “form[s] part of the context of the statute.“). In any event, the statute‘s history is unhelpful where, as here, the statute is unambiguous in context. See Ewer, 254 Ariz. at 331 ¶ 20 (“We do not consider legislative history when the correct legal interpretation can be determined from the plain statutory text and the context of related statutes.“).
¶32 Even if we were to consider the pre-enactment evolution of the statutory language, it would not compel the State‘s desired outcome. At most, this record is ambiguous. The reason for the legislature‘s change is unclear, and nothing in the amended language compels the court of appeals’ interpretation. It is just as plausible that the revision aimed to simplify the text rather than expand its scope. We decline to speculate about the meaning of language the legislature chose not to enact. See State v. Prentiss, 163 Ariz. 81, 85 (1989) (discussing separation of powers and noting that “courts as an institution are not involved in the wisdom of the legislation“); see also Scalia & Garner, supra ¶ 15, at 388–89 (“Rather than resolving uncertainty, legislative history normally induces it. Predicting when it will be entirely ignored, on the one hand, or considered dispositive, on the other, is – not to put too fine a point on it – a crapshoot.“).
E.
¶33 Finally, Serrato and Amicus invoke the rule of lenity. But “absent ambiguity, the rule of lenity does not apply.” State v. Fink, 256 Ariz. 387, 389 ¶ 9 (App. 2023); see also State v. Pena, 140 Ariz. 545, 549–50 (App. 1983) (noting that “where the statute itself is susceptible to more than one interpretation, the rule of lenity dictates that any doubt should be resolved in favor of the defendant“), aff‘d, 140 Ariz. 544 (1984); Scalia & Garner, supra ¶ 15, at 299 (noting that the rule of lenity applies only if “after all the legitimate tools of interpretation have been applied, ‘a reasonable doubt persists‘“). Because
CONCLUSION
¶34 We interpret “occupied structure” in
¶35 We therefore vacate the court of appeals’ opinion,1 vacate Serrato‘s conviction and resulting sentence for arson of an occupied
