Stacy B. v. Robert S.Stacy B. v. Robert S.
Opinion
SCHALLER, J. The defendant, Robert S., appeals from the granting of a civil protective order barring the defendant from stalking the plaintiff, Stacy B. On appeal, the defendant claims that the trial court erred in (1) failing to determine that his conduct qualified as constitutionally protected under the first amendment to the United States constitution and
The plaintiff filed an application for a protective order pursuant to
After citing the standard for stalking pursuant to
The court highlighted a number of incidents that “would cause any reasonable person under the same circumstances to fear for his personal safety and to fear that his employment, business and career [were] thereby threatened.” It found that the defendant had provided information regarding the plaintiff to the Connecticut Board of Firearms Permit Examiners, of which the plaintiff was a member, the State Board of Health, the American Psychological Association, and the Los Angeles Police Department, which had invited the defendant to speak as a guest lecturer at a threat management conference. This information consisted of a 2009 ex parte abuse prevention order issued by the Boston Municipal Court against the plaintiff, and various “e-mails and Internet postings . . . showing that
The defendant also made comments about the plaintiff on Psychology Today, an online publication to which the plaintiff submitted several articles, referring to the Boston protective order and the unpaid civil judgment, and claiming that the plaintiff “was a ‘dangerous individual’ and a ‘psychopath,’ offering no rational basis to support that unwarranted and defamatory assertion.” The defendant also provided “disparaging information about [the plaintiff] to [a security firm for which the plaintiff did consulting work on a routine basis] that was purposed to challenge his professional competence and impugn his character.” The defendant “referred company officials to a [website], clearly authored by him, entitled ‘The Truth About [Stacy B.],’ wherein, inter alia, detailed information about the Boston protective order and the unpaid judgment could be found and wherein he [referred] to [the plaintiff] as ‘a very sick man.’ ” The trial court also stated that the defendant continued to provide copies of the e-mail that he had sent to the Connecticut Board of Firearms Permit Examiners “to several third parties, including [the plaintiff’s] past, present and potential clients.”
The court also found that “[m]ost concerning to this court is [the plaintiff’s] credible claim that one week prior to the filing of [the plaintiff’s] application seeking a civil protective order, [the defendant] contacted officials employed by the school system where [the plaintiff’s] son is in the fourth grade and where [the plaintiff] is a member of that community’s school safety board. [The defendant] apparently warned the school official that [the plaintiff] was ‘a danger to children.’ This incident, and other alarming and irrational conduct detailed herein, engaged in by [the defendant], has reasonably caused [the plaintiff] to fear that he was being ‘hunted’ by [the defendant] and to take certain precautions, including obtaining a post office box, registering his new car in his wife’s premarital name, and hiring an Internet company to delete any derogatory information about him that was electronically posted.”
The court then noted that despite its cautionary advisement that its finding could result in criminal prosecution for stalking and disciplinary action against the defendant, an attorney, for violation of the Rules of Professional Conduct, the defendant had again con-
Following the court’s judgment, the defendant appealed to this court. In his appeal, he claims that the trial court erred in (1) failing to determine that his conduct qualified as constitutionally protected speech under the first amendment to the United States constitutiоn and
I
FIRST AMENDMENT CLAIM
The defendant claims that the court abused its discretion in granting the plaintiff’s application for а civil protective order because his conduct was protected by the first amendment to the United States constitution, or by
In Golding, our Supreme Court held that “a defendant can prevail on a claim of constitutional error not preserved at trial only if all of the following conditions are met: (1) the record is adequate to review the alleged claim of error; (2) the claim is of constitutional magnitude alleging the violation of a fundamental right; (3) the alleged constitutional violation . . . exists and . . . deprived the defendant of a fair trial; and (4) if subject to harmless error analysis, the state has failed to demonstrate harmlessness of the alleged constitutional violation beyond a reasonable doubt. In the absence of any one of these conditions, the defendant’s claim will fail.” (Emphasis in original; footnote omitted.) Id., 239–40; see also In re Yasiel R., 317 Conn. 773, 780–81, 120 A.3d 1188 (2015) (modifying third prong). “The test set forth in Golding applies in civil as well as criminal cases.” Chatterjee v. Commissioner of Revenue Services, 277 Conn. 681, 694 n.15, 894 A.2d 919 (2006). ”Golding is a narrow exception to the general rule that an appellate court will not entertain a claim that has not been raised in the trial court. The reason for the rule is obvious: to permit a party to raise a claim on appeal that has not been raised at trial—after it is too late for the trial court or the opposing party to address the claim—would encourage trial by ambuscade, which is unfair to both the trial court and the opposing party.” State v. Brunetti, 279 Conn. 39, 55, 901 A.2d 1 (2006), cert. denied, 549 U.S. 1212, 127 S. Ct. 1328, 167 L. Ed. 2d 85 (2007).
“The first two prongs [of Golding review] govern whether we may review the claim, while the second two control whether the defendant may prevail on his claim because there was constitutional error that requires a new trial.” State v. Smith, 289 Conn. 598, 620, 960 A.2d 993 (2008). “Under the first prong of Golding, [t]he defendant bears the responsibility for providing a record that is adequate for review of his claim of constitutional error. If the facts revealed by the record are insufficient, unclear or ambiguous as to whether a constitutional violation has occurred, we will not attempt to supplement or reconstruct the record, or to make factual determinations, in order to decide the defendant’s claim.” (Internal quotation marks omitted.) State v. Roger B., 297 Conn. 607, 614, 999 A.2d 752 (2010). “[F]or any Golding claim, [i]t is incumbent [on] the [defendant] to take the necessary steps to sustain [his] burden of providing an adequate record for appellate review. . . . Our role is not to guess at possibilities . . . but to review claims based on a complete factual record developed by a trial court. . . . Without the necessary factual and legal conclusions furnished by the
The defendant has failed to adequately brief his constitutional claim. The defendant’s brief lacks any analysis which, despite the lack of a reference to Golding, would demonstrate that the Golding requirements were satisfied. See State v. Elson, 311 Conn. 726, 754–55, 91 A.3d 862 (2014).5 Most importantly, the defendant has not argued how the first amendment should apply to a claim of stalking pursuant to
Our review of the trial court’s memorandum of decision and the record before that court reveals that the record is inadequate to review this claim of error. Many of the standards for first amendment analysis are highly fact specific. See Gleason v. Smolinski, supra, 319 Conn. 418–21, 440; Woodcock v. Journal Publishing Co., 230 Conn. 525, 535, 646 A.2d 92 (1994), cert. denied, 513 U.S. 1149, 115 S. Ct. 1198, 130 L. Ed. 2d 1066 (1995); Knize v. Knize, 121 Conn. App. 787, 790 n.1, 998 A.2d 198 (2010).7 Without adequate briefing, we cannot determine the applicable legal standard for the first amendment claim; therefore, we cannot determine what evidence would support a first amendment claim. The defendant never asserted before the trial court that his aсtions were protected by the first amendment, which further hampers our analysis of the record.8 During the evidentiary hearing, neither the court nor the plaintiff
An additional reason for the inadequacy of the record is the defendant’s sudden departure from the proceedings. Having represented himself in prosecuting his application against the plaintiff; see footnote 4 of this opinion; he then exited thе proceedings before he could be called by the plaintiff to testify.9
On the basis of all of the foregoing, we conclude that the defendant has not satisfied the first prong of Golding because the record is inadequate for our review. Therefore, even if the defendant had adequately briefed his first claim, we have no basis on which to review it.
II
SUFFICIENCY OF EVIDENCE
The defendant also claims that the trial court lacked sufficient evidence to find that he had engaged in conduct constituting stalking in the second degree in violation of subdivisions (1) and (2) of
We first set forth our standard of review. The standard of review applicable to dоmestic relations cases applies to
“If the factual basis of the court’s decision is challenged, our review includes determining whether the facts set out in the memorandum of decision are supported by the record or whether, in light of the evidence and the pleadings in the whole record, those facts are clearly erroneous. . . . Further, a court’s inference of fact is not reversible unless the inference was arrived at unreasonably. . . . We note as well that [t]riers of fact must often rely on circumstantial evidence and
Section 46b-16a (a) provides in relevant part: “Any person who has been the victim of . . . stalking, as described in [section] . . . 53a-181d . . . may make an application to the Superior Court for relief under this section . . . .” Subsection (b) of
Section 53a-181d (b) provides: “A person is guilty of stalking in the second degree when: (1) Such person knowingly engages in a course of conduct directed at a specific person that would cause a reasonable person to fear for such person’s physical safety or the physical safety of a third person; or (2) Such person intentionally, and for no legitimate purpose, engages in a course of conduct directed at a specific person that would cause a reasonable person to fear that such person’s employment, business or career is threatened, where (A) such conduct consists of the actor telephoning to, appearing at or initiating communication or contact at such other person’s place of employment or business, provided the actor was previously and clearly informed to cease such conduct, and (B) such conduct does not consist of constitutionally protected activity.”
The defendant argues regarding
The defendant argues regarding
The defendant also contends that there was no evidence that the defendant was ever told to cease his communications. In contrast, the trial court specifically found that “despite this court’s cautionary advisement on April 8, 2015, and despite [a police officer’s] warning to [the defendant] on April 11, 2015, [the defendant] sent a second e-mail to [the organizer of the Los Angeles Police Department conference] and attached thereto his application and all of the documents that he submitted therewith. Referring to [the plaintiff], [the defendant], ‘as a great matter of public concern,’ warned [the organizer]: ‘This man has no business advising public agen-
The defendant also makes passing reference to the requirement in
The judgment is affirmed.
In this opinion the other judges concurred.
Notes
“(b) . . . If the court finds that there are reasonable grounds to believe that the respondent has committed acts constituting grounds for issuance of an order under this section and will continue to commit such acts or acts designed to intimidate or retaliate against the applicant, the court, in its discretion, may make such orders as it deems appropriate for the protection of the applicant. . . .”
“(b) A person is guilty of stalking in the second degree when:
“(1) Such person knowingly engages in a course of conduct directed at a specific person that would cause a reasonable person to fear for such рerson’s physical safety or the physical safety of a third person; or
“(2) Such person intentionally, and for no legitimate purpose, engages in a course of conduct directed at a specific person that would cause a reasonable person to fear that such person’s employment, business or career is threatened, where (A) such conduct consists of the actor telephoning to, appearing at or initiating communication or contact at such other person’s place of employment or business, provided the actor was previously and clearly informed to cease such conduct, and (B) such conduct does not consist of constitutionally protected activity.
“(c) Stalking in the second degree is a class A misdemeanor.”
“[The Defendant’s Counsel]: Your Honor, does Your Honor want a brief or anything of that sort?
“[The Court]: Nope, absolutely not. And I may order that matter will be continued.
“[The Defendant’s Counsel]: Very well, that’s understood.”
We do not interpret this exchange as indicating that the defendant was barred from presenting an argument. The defendant inquired whether the court would want а brief; he did not assert that there were additional matters he wanted to brief. The defendant did not file a motion to reargue following the trial court’s judgment, and as part of his appeal, he has not requested articulation of the court’s decision.
“The Court: Well, I presume at some point you’re going to ask [the defendant] whether he was the author of what you’re about to show me; correct?
“[The Plaintiff’s Counsel]: Yes, Your Honor.
“The Court: Then maybe we’ll take a look at it. So I’ll defer ruling on that. Most lawyers aren’t going to take an oath in a сourt of law and lie.
“[The Plaintiff’s Counsel]: It wouldn’t be the first time.
“The Court: Well. I also am the judge of credibility, sir, as you all know.”
The defendant subsequently departed during the luncheon recess.