STACY B. v. ROBERT S.*
(AC 38043)
Alvord, Mullins and Schaller, Js.
May 10, 2016
SCHALLER, J.
Argued January 5
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(Appeal from Superior Court, judicial district of Waterbury, Hon. Wilson J. Trombley, judge trial referee.)
John R. Williams, for the appellant (defendant).
Craig C. Fishbein, for the appellee (plaintiff).
Opinion
SCHALLER, J. The defendant, Robert S., appeals from the granting of a civil protective order barring the defendant from stalking the plaintiff, Stacy B. On appeal, the defendant claims that the trial court erred in (1) failing to determine that his conduct qualified as constitutionally protected under the first amendment to the United States cоnstitution and article first, §§ 4 and 5, of the Connecticut constitution;1 and (2) finding that the conduct constituted stalking when the evidence was insufficient. We affirm the judgment of the trial court.
The plaintiff filed an application for a protective order pursuant to
After citing the standard for stalking pursuant to
The court highlighted a number of incidents that “would cause any reasonable person under the same circumstances to fear for his personal safety and to fear that his employment, business and career [were] thereby threatened.” It found that the defendant had provided information regarding the plaintiff to the Connecticut Board of Firearms Permit Examiners, of which the plaintiff was a member, the State Board of Health, the American Psychological Association, and the Los Angeles Police Department, which had invited the defendant to speak as a guest lecturer at a threat management conference. This information consisted of a 2009 ex parte abuse prevention order issued by the Boston Municipal Court against the plaintiff, and various “e-mails and Internet postings . . . showing that a civil judgment, presently unsatisfied, was entered against [the plaintiff] by the Superior Court for the judicial district of New Britain for his nonpayment of a student loan from Jacksonville University. Other postings and . . . blogs questioned whether [the plaintiff] had a Florida criminal record and whether he attended, as claimed, Yale and Harvard Universities. [The plaintiff] denied the existence of any criminal record in any state and asserted at the hearing and
The defendant also made comments about the plaintiff on Psychology Today, an online publication to which the plaintiff submitted several articles, referring to the Boston protective order and the unpaid civil judgment, and claiming that the plaintiff “was a ‘dangerous individual’ and a ‘psychopath,’ offering no rational basis to support that unwarranted and defamatory assertion.” The defendant also provided “disparaging information about [the plaintiff] to [a security firm for which the plaintiff did consulting work on a routine basis] that was purposed to challenge his professional competence and impugn his character.” The defendant “referred company officials to a [website], clearly authored by him, entitled ‘The Truth About [Stacy B.],’ wherein, inter alia, detailed information about the Boston protective order and the unpaid judgment could be found and wherein he [referred] to [the plaintiff] as ‘a very sick man.‘” The trial court also stated that the defendant continued to provide copies of the e-mail that he had sent to the Connecticut Board of Firearms Permit Examiners “to several third parties, including [the plaintiff‘s] past, present and potential clients.”
The court also found that “[m]ost concerning to this court is [the plaintiff‘s] credible claim that one week prior to the filing of [the plaintiff‘s] application seeking a civil protective order, [the defendant] contacted officials employed by the school system where [the plaintiff‘s] son is in the fourth grade and where [the plaintiff] is a member of that community‘s school safety board. [The defendant] apparently warned the school official that [the plaintiff] was ‘a danger to children.’ This incident, and other alarming and irrational сonduct detailed herein, engaged in by [the defendant], has reasonably caused [the plaintiff] to fear that he was being ‘hunted’ by [the defendant] and to take certain precautions, including obtaining a post office box, registering his new car in his wife‘s premarital name, and hiring an Internet company to delete any derogatory information about him that was electronically posted.”
The court then noted that despite its cautionary advisement that its finding could result in criminal prosecution for stalking and disciplinary action against the defendant, an attorney, for violation of the Rules of Professional Conduct, the defendant had agаin con-tacted the Los Angeles Police Department regarding the plaintiff, regardless of warnings by both the court and a police officer. It then found that “there is reasonable cause to believe [the defendant] is likely to continue acts that are designed to intimidate or retaliate against [the plaintiff], a finding that is statutorily mandated and is a prerequisite to the granting of the relief sought by [the plaintiff].” It then ordered “that [the plaintiff‘s] application for a civil protective order is granted. [The defendant] is enjoined from: 1. Assaulting, threatening, abusing, harassing, following, interfering with, or stalking [the plaintiff]; 2. Entering the home of [the plaintiff] or any plaсe in which he may reside and entering the office of [the plaintiff] or any place where he may be employed; 3. Contacting [the plaintiff] in any manner, including by written, electronic or telephone contact, and contacting his home, workplace or others with whom such contact would be likely to cause annoyance or alarm to [the plaintiff]; 4. Contacting any person, including, but not limited to [the plaintiff‘s] past, current and prospective clients, family members and his child‘s educators in any manner for any purpose; 5. Creating any fictitious websites the purpose of which is to disseminate any information concerning [the plаintiff]; and 6. Posting any information,
Following the court‘s judgment, the defendant appealed to this court. In his appeal, he claims that the trial court erred in (1) failing to determine that his conduct qualified as constitutionally protected speech under the first amendment to the United States constitution and article first, §§ 4 and 5, of the Connecticut constitution; and (2) finding that the conduct constituted stalking when the evidence was insufficient. At oral argument before this court, he further asserted that a case recently decided by our Supreme Court, Gleason v. Smolinski, 319 Conn. 394, 125 A.3d 920 (2015), is relevant to his first amendment claim. We conclude that the defendant failed to properly preserve his constitutional claim in the trial court, and failed to present an adequate record for us to review it. We affirm the trial court on the defendant‘s second claim to the extent that it is sufficiently presented to us.
I
FIRST AMENDMENT CLAIM
The defendant claims that the court abused its discretion in granting the plaintiff‘s application for a civil protective order because his conduct was protected by the first amendment to the United States constitution, or by article first, §§ 4 and 5, of the Connecticut constitution. This claim was not preserved in the trial court. We consider unpreserved claims of constitutional magnitude according to the requirements of State v. Golding, 213 Conn. 233, 567 A.2d 823 (1989), which the defendant failed to brief. Due to the defendant‘s failure to provide sufficient analysis of the requirements of Golding or of the controlling first amendment standard, and the lack of an adequate record to review any such constitutional claim, we decline to review this claim.
In Golding, our Supreme Court held that “a defendant can prevail on a claim of constitutional error not preserved at trial only if all of the following conditions are met: (1) the record is adequate to review the alleged claim of error; (2) the claim is of constitutional magnitude alleging the violation of a fundamental right; (3) the alleged constitutional violation . . . exists and . . . deprived the defendant of a fair trial; and (4) if subject to harmless error analysis, the state has failed to demonstrate harmlessness of the alleged constitutional violation beyond a reasonable doubt. In the absence of any one of these conditions, the defendant‘s claim will fail.” (Emphasis in original; footnote omitted.) Id., 239-40; see also In re Yasiel R., 317 Conn. 773, 780–81, 120 A.3d 1188 (2015) (modifying third prong). “The test set forth in Golding applies in civil as well as criminal cases.” Chatterjee v. Commissioner of Revenue Services, 277 Conn. 681, 694 n.15, 894 A.2d 919 (2006). ”Golding is a narrow exception to the general rule that an appellate court will not entertain a claim that has not been raised in the trial court. The reason for the rule is obvious: to permit a party to raise a claim on appeal that has not been raised at trial—after it is too late for the trial court or the opposing party to address the claim—would encourage trial by ambuscade, which is unfair to both the trial court and the opposing party.” State v. Brunetti, 279 Conn. 39, 55, 901 A.2d 1 (2006), cert. denied, 549 U.S. 1212, 127 S. Ct. 1328, 167 L. Ed. 2d 85 (2007).
“The first two prongs [of Golding review] govern whether we may review the claim, while the second two control whether the defendant may prevail on his claim because there was constitutional error that requires a new trial.” State v. Smith, 289 Conn. 598, 620, 960 A.2d 993 (2008). “Under
The defendant has failed to adequately brief his constitutional claim. The defendant‘s brief lacks any analysis which, despite the lack of a reference to Golding, would demonstrate that the Golding requirements were satisfied. See State v. Elson, 311 Conn. 726, 754-55, 91 A.3d 862 (2014).5 Most importantly, the defendant has not argued how the first amendment should apply to a claim of stalking pursuant to
had the opportunity to develop the record with an eye to demonstrating whether the defendant‘s actions were constitutionally protected. The record is therefore inadequate.
An additional reason for the inadequacy of the record is thе defendant‘s sudden departure from the proceedings. Having represented himself in prosecuting his application against the plaintiff; see footnote 4 of this opinion; he then exited the proceedings before he could be called by the plaintiff to testify.9
II
SUFFICIENCY OF EVIDENCE
The defendant also claims that the trial court lacked sufficient evidence to find that he had engaged in conduct constituting stalking in the second degree in violation of subdivisions (1) and (2) of
We first set forth our standard of review. The standard of review applicable to domestic relations cases applies to
“If the factual basis of the court‘s decision is challenged, our review includes determining whether the facts set out in the memorandum of decision are supported by the recоrd or whether, in light of the evidence and the pleadings in the whole record, those facts are clearly erroneous. . . . Further, a court‘s inference of fact is not reversible unless the inference was arrived at unreasonably. . . . We note as well that [t]riers of fact must often rely on circumstantial evidence and
draw inferences from it. . . . Proof of a material fact by inference need not be so conclusive as to exclude every other hypothesis. It is sufficient if the evidence produces in the mind of the trier a reasonable belief in the probability of the existence of the material fact. . . . Moreover, it is the exсlusive province of the trier of fact to weigh the conflicting evidence, determine the credibility of witnesses and determine whether to accept some, all or none of a witness’ testimony. . . . Thus, if the court‘s dispositive finding . . . was not clearly erroneous, then the judgment must be affirmed.” (Emphasis omitted; internal quotation marks omitted.) Palkimas v. Fernandez, 159 Conn. App. 129, 133-34, 122 A.3d 704 (2015).
Section 46b-16a (a) provides in relevant part: “Any person who has been the victim of . . . stalking, as described in [section] . . . 53a-181d . . . may make an application to the Superior Court for relief under this section . . . .” Subsection (b) of
The defendant argues regarding
being ‘hunted’ by [the defendant] and to take certain precautions, including obtaining a post office box, registering his new car in his wife‘s premarital name, and hiring an Internet company to delete any derogatory information about him that was electronically posted.” The defendant contends that there was “not a scintilla of evidence presented to the court that the defendant is or ever has been physically dangerous to anyone.” Despite this assertion, we find the trial court possessed sufficient evidence, after listening to two days of testimony and examining a variety of exhibits, to conclude that a reasonable person in the plaintiff‘s position would have cause to fear for his own or a third person‘s physical safety, even if the plaintiff did not produce evidence of past physical violence committed by the defendant.10 See State v. Russell, 101 Conn. App. 298, 321, 922 A.2d 191 (2007) (reasonable for obsessive behaviors to cause victim to fear for safety), cert. denied, 284 Conn. 910, 931 A.2d 934 (2007).
The defendant argues regarding
The defendant also contends that there was no evidence that the defendant was ever told to cease his communications. In contrast, the trial court specifically found that “despite this court‘s cautionary advisement on April 8, 2015, and despite [a police officer‘s] warning to [the defendant] on April 11, 2015, [the defendant] sent a second e-mail to [the organizer of the Los Angeles Police Department conference] and attached thereto his application and all of the documents that he submitted therewith. Referring to [the plaintiff], [the defendant], ‘as a great matter of public concern,’ warned [the organizer]: ‘This man has no business advising public agen-
cies such as police departments.’ . . . In light of that action by [the defendant] and the course of cоnduct described herein, this court finds, pursuant to [
The defendant also makes passing reference to the requirement in
The judgment is affirmed.
In this opinion the other judges concurred.
Notes
“(b) . . . If the court finds that there аre reasonable grounds to believe that the respondent has committed acts constituting grounds for issuance of an order under this section and will continue to commit such acts or acts designed to intimidate or retaliate against the applicant, the court, in its discretion, may make such orders as it deems appropriate for the protec- [continued on next page]”
“(b) A person is guilty of stalking in the second degree when:
“(1) Such person knowingly engages in a course of conduct directed at a specific person that would cause a reasonable person to fear for such person‘s physical safety or the physical safety of a third person; or
“(2) Such person intentionally, and for no legitimate purpose, engages in a course of conduct directed at a specific person that would cause a reasonable person to fear that such person‘s employment, business or career is threatened, where (A) such conduct consists of the actor telephoning to, appearing at or initiating communication or contact at such other person‘s place of employment or business, provided the actor was previously and clearly informed to cease such conduct, and (B) such conduct does not consist of constitutionally protected activity.
“(c) Stalking in the second degree is a class A misdemeanor.”
“[The Defendant‘s Counsel]: Your Honor, does Your Honor want a brief or anything of that sort?
“[The Court]: Nope, absolutely not. And I may order that matter will be continued.
“[The Defendant‘s Counsel]: Very well, that‘s understood.”
We do not interpret this exchange as indicating that the defendant was barred from presenting an argument. The defendant inquired whether the court would want a brief; he did not assert that there were additional matters he wanted to brief. The defendant did not file a motion to reargue following the trial court‘s judgment, and as part of his appeal, he has not requested articulation of the court‘s decision.
“The Court: Well, I presume at some point you‘re going to ask [the defendant] whether he was the author of what you‘re about to show me; correct?
“[The Plaintiff‘s Counsel]: Yes, Your Honor.
“The Court: Then maybe we‘ll take a look at it. So I‘ll defer ruling on that. Most lawyers aren‘t going to take an oath in a court of law and lie.
“[The Plaintiff‘s Counsel]: It wouldn‘t be the first time.
“The Court: Well. I also am the judge of credibility, sir, as you all know.”
The defendant subsequently departed during the luncheon recess.
