Son Of Confederate Veterans v. Commissioner Of The Virginia Department Of Motor VehiclesSon Of Confederate Veterans v. Commissioner Of The Virginia Department Of Motor Vehicles
Before WILLIAMS and TRAXLER, Circuit Judges, and HOWARD, United States District Judge for the Eastern District of North Carolina, sitting by designation.
Affirmed by published opinion. Judge WILLIAMS wrote the opinion, in which Judge TRAXLER and Judge HOWARD joined.
WILLIAMS, Circuit Judge.
This appeal arises out of a dispute regarding the constitutionality of a provision in the Virginia statute authorizing the issuance of special license plates to members of the Sons of Confederate Veterans1 (SCV). In contrast to other Virginia statutes authorizing special plates for members or supporters of various organizations, this statute contains a restriction (the logo restriction) providing that “[n]o logo or emblem of any description shall be displayed or incorporated into the design of license plates issued under this section.”
I.
The General Assembly of Virginia has created a program through which “special” Virginia license plates may be issued to members and supporters of various organizations or groups. Such plates must be specifically authorized by statute.
The record indicates that special plate designs ordinarily are settled upon by a cooperative process between the Commissioner, represented by the Department of Motor Vehicles (DMV), and the group authorized to receive a special plate. The group is invited in a letter from the DMV to submit a design through a designated “sponsor,” a person authorized to communicate on the group‘s behalf with the DMV regarding the plate. The letter instructs the sponsor to include “electronic media art of the logo and legend for the plate” with its submission. (J.A. at 104) (DMV form letter to plate sponsors). In addition to these instructions, “Special License Plate Design Criteria” are provided, which specifically state that “[y]ou can use your organization‘s logo or create a logo to be placed on the plate.” (J.A. at 106.)
II.
The SCV brought this action in the United States District Court for the Western District of Virginia by and through their Commander in Chief, Patrick J. Griffin, seeking a declaration that the logo restriction is invalid under the First, Fifth, and Fourteenth Amendments to the United States Constitution, an injunction requiring the Commissioner to issue special license plates bearing the logo of the SCV, including the Confederate flag, to those members of the SCV who request them, and attorney‘s fees and costs pursuant to
In support of its rulings, the district court made several findings. First, it found that plates authorized for private organizations under Virginia‘s special license plate program constitute private, rather than government, speech. Id. at 945 (“the design of [special plates] honoring private entities is the speech of those entities“). The district court then analyzed the effect of the logo restriction on the SCV‘s speech rights, concluding that the prohibition of any logo or emblem on the SCV‘s special plate discriminates on the basis of viewpoint and is thus invalid. Id. at 947. The district court also conducted an analysis of the special license plate program as a forum for speech, concluding that it would constitute a “designated public forum” under such analysis.3 Id. at 947-49. The district court found that strict scrutiny would be applied to restrictions in that forum, other than reasonable time, place, and manner restrictions, and that the logo prohibition could not survive such scrutiny.
The Commissioner‘s argument on appeal has three parts. First, the Commissioner contends that the special plate authorized for the SCV, and indeed all the special plates authorized in Virginia, are instances of “government speech.” Second, the Commissioner argues that even if the special plates contain private speech, that speech has not been abridged impermissibly in violation of the First Amendment because the logo restriction is a reasonable subject matter limitation, rather than a bar to expression of a particular viewpoint. Third and finally, the Commissioner contends that if section 46.2-746.22 is unconstitutional, the district court erred when it severed what it found to be the offending portion of the authorizing statute, thereby creating a statute that the General Assembly did not pass and would not have passed.
We address each of these arguments in turn, reviewing de novo the grant of the motion for summary judgment. Higgins v. E.I. DuPont de Nemours and Co., 863 F.2d 1162, 1167 (4th Cir.1988). In reviewing the record, we “draw all reasonable inferences in favor of the nonmoving party, ... and we may not make credibility determinations or weigh the evidence.” Edell & Assoc., P.C. v. Law Offices of Peter G. Angelos, 264 F.3d 424, 435-36 (4th Cir.2001). Where the Government imposes viewpoint-based restrictions, we evaluate the restrictions pursuant to strict scrutiny. American Life League, Inc. v. Reno, 47 F.3d 642, 648 (4th Cir.1995). “To pass this test a law must be necessary to serve compelling governmental interests by the least restrictive means available.” Id. (citing R.A.V. v. St. Paul, 505 U.S. 377, 395, 112 S.Ct. 2538, 120 L.Ed.2d 305 (1992)).4
III.
With these background principles in mind, we turn first to the question of whether the speech on the special plates authorized by the Virginia legislature is private speech or “government speech.” The Commissioner contends that any expressive content on a Virginia special plate is a “statement” by the Commonwealth about the group represented on the plate. In this vein, the Commissioner emphasizes that the General Assembly authorized the SCV‘s special plate to “honor” that organization. Because these special plates constitute government speech, the Commissioner argues, traditional First Amendment inquiries do not apply, in light of the settled principle that when the government speaks, it may craft its message and cannot be forced to formulate or subsidize a message it does not choose. Accordingly, he argues that because the SCV‘s special plates constitute government speech, they are not subject to First Amendment challenge on the grounds raised by the SCV.
A.
It is well established that “the government can speak for itself.” Bd. of Regents of Univ. of Wis. Sys. v. Southworth, 529 U.S. 217, 229, 120 S.Ct. 1346, 146 L.Ed.2d 193 (2000). Pursuant to its many and varied functions, “[t]he government is entitled `to promote particular messages’ ..., and to take legitimate and appropriate steps to ensure that its messages are neither garbled nor distorted” — that is, the government may limit the scope of the message it sends. Griffin v. Dep‘t of Veterans Affairs, 274 F.3d 818, 822 (4th Cir.2001) (internal citations omitted). The government may promote its policies and positions either through its own officials or through its agents. This authority to “speak” necessarily carries with it the authority to select from among various viewpoints those that the government will express as its own. See Rust v. Sullivan, 500 U.S. 173, 194, 111 S.Ct. 1759, 114 L.Ed.2d 233 (1991) (noting government‘s authority to select and fund speech in a non-neutral way in order to send its own message).
Thus, even ordinarily impermissible viewpoint-based distinctions drawn by the government may be sustained where the government itself speaks or where it uses private speakers to transmit its message.6 Id. (citing Southworth, 529 U.S. at 229, for the proposition that “viewpoint-based funding decisions can be sustained in instances in which the government itself is the speaker,” and Rosenberger v. Rector and Visitors of Univ. of Va., 515 U.S. 819, 833, 115 S.Ct. 2510, 132 L.Ed.2d 700 (1995), for the proposition that such distinctions may be sustained in “instances, like Rust, in which the government `used private speakers to transmit specific information pertaining to its own program.‘“). The rationale behind the government‘s authority to draw otherwise impermissible viewpoint distinctions in the government speech context is the accountability inherent in the political process:
When the government speaks, for instance to promote its own policies or to advance a particular idea, it is, in the end, accountable to the electorate and the political process for its advocacy. If the citizenry objects, newly elected officials later could espouse some different or contrary position.
Southworth, 529 U.S. at 235. In other words, where the government itself is responsible, and therefore accountable, for the message that its speech sends, the danger ordinarily involved in governmental viewpoint-based choices is not present.
B.
No clear standard has yet been enunciated in our circuit or by the Supreme Court for determining when the government is “speaking” and thus able to draw viewpoint-based distinctions, and when it is regulating private speech and thus unable to do so. Indeed, as we have noted, there exists some controversy over the scope of the government speech doctrine. Several other circuits, however, have addressed the question in contexts that are instructive here. Our sister circuits have examined (1) the central “purpose” of the program in which the speech in question occurs; (2) the degree of “editorial control” exercised by the government or private entities over the content of the speech; (3) the identity of the “literal speaker“; and (4) whether the government or the private entity bears the “ultimate responsibility” for the content of the speech, in analyzing circumstances where both government and a private entity are claimed to be speaking. See Wells v. City and County of Denver, 257 F.3d 1132, 1141 (10th Cir.), cert. denied, 534 U.S. 997, 122 S.Ct. 469, 151 L.Ed.2d 384 (2001) (analyzing these four factors in considering whether a sign listing the private sponsors of a public holiday display constituted government speech); Knights of the Ku Klux Klan v. Curators of the Univ. of Mo., 203 F.3d 1085 (8th Cir.), cert. denied, 531 U.S. 814, 121 S.Ct. 49, 148 L.Ed.2d 18 (2000) (analyzing the same factors in considering whether announcements of sponsors’ names and brief messages from sponsors on public radio station constituted government speech); see also Downs v. Los Angeles Unified Sch. Dist., 228 F.3d 1003, 1011 (9th Cir.2000), cert. denied, 532 U.S. 994, 121 S.Ct. 1653, 149 L.Ed.2d 636 (2001) (applying similar reasoning in considering whether postings to school bulletin boards were government or private speech). We find the recent approaches of our sister circuits instructive here. Although we do not conclude that the factors relied on in Knights of the KKK, Downs, and Wells constitute an exhaustive or always-applicable list, we believe that examination of those factors in this context, in conjunction with consideration of applicable Supreme Court precedent, resolves the government speech issue before us.7
C.
1.
Turning to application of the factors enumerated by our sister circuits to the case before us, we first consider the “purpose” of the special plate program. While the purpose of a government program or subsidy that implicates speech interests will in some cases be apparent, see Wells, 257 F.3d at 1141 (citing evidence that the purpose of the sign asserted to be government speech was “to thank the sponsors and the citizens for the support of the cost of the display“), this will not always be the case. Here, for instance, the Commissioner takes the position that the purpose of the special plate program is to serve as a vehicle for the expression of government messages honoring those groups for which it authorizes special plates. The SCV, on the other hand, contend that the purpose of the program is to allow individuals to display their association with and express their pride in the messages or goals of the group for which a special plate is authorized.
Examining the special plate program as a whole, we believe neither party is entirely correct in its argument about the purposes of the program. Several considerations lead us to conclude that the purpose of the special plate program primarily is to produce revenue while allowing, on special plates authorized for private organizations, for the private expression of various views. First, the fees collected through the special plate program are, as the Commissioner concedes, “a source of additional revenue” for Virginia. (Br. of Appellant at 50.) Indeed, in fiscal year 2000, the net revenue from special plates totaled nearly $4.5 million. The Commissioner himself cites this revenue as a purpose of the program. While the mere fact that the program produces revenue for Virginia is not conclusive as to its purpose, the net financial impact of the program on the Commonwealth‘s fisc does indicate that the General Assembly here is not making the kind of selective funding decisions involved in cases like Rust and Finley.
Second, the legislation creating the special plate program imposes a fee structure that suggests the program‘s revenue-producing aim.
[n]o license plates provided for in this article shall be issued until the Commissioner receives at least 350 prepaid applications therefor. In the event that 350 or more prepaid applications have not been received on or before the last day of the third year from the date the license plates were last authorized, no such license plates shall be issued unless the license plates are reauthorized by the General Assembly.
Third, the special plate authorized for the SCV is available only to members of the SCV who can provide “written evidence” that they are members of the group.
2.
Turning to the “editorial control” exercised by the Commonwealth over the content of special plates in Virginia, the record reveals that little, if any, control ordinarily is exercised. The Commissioner argues that his statutory discretion to approve or reject a given plate design demonstrates that the Commonwealth maintains control at all times over the content of the special plates in question. See, e.g.,
3.
We next inquire into who is the “literal speaker” and who bears the “ultimate responsibility” for the speech in this case. The “literal” speaker here might be said to be the license plate itself, which would seem not to suggest either government or private speech strongly, and who bears “ultimate responsibility” for the speech is unclear. We note that the court in Wells reasoned that ownership of the means of communication was a valid consideration in determining whether it contained government speech, and the parties do not dispute here that Virginia continues to own the special plates at all times. Importantly, though, the special plates are mounted on vehicles owned by private persons, and the Supreme Court has indicated that license plates, even when owned by the government, implicate private speech interests because of the connection of any message on the plate to the driver or owner of the vehicle. See Wooley v. Maynard, 430 U.S. 705, 717, 97 S.Ct. 1428, 51 L.Ed.2d 752 (1977) (holding that New Hampshire violated the First Amendment rights of objecting drivers when it required them to display the state motto “Live Free or Die” on their license plates). Accordingly, these factors, like the others we have discussed, lead us to conclude that the SCV‘s special plates constitute private speech.9
IV.
Because the speech on the authorized special plate is the SCV‘s rather than Virginia‘s, the SCV‘s First Amendment rights are implicated by the logo restriction in the authorizing legislation, and we must consider the impact of that restriction on their rights. The SCV contend, and the district court found, that the logo restriction discriminates on the basis of the viewpoint they would like to express, through the logo incorporating the Confederate flag, on their special plate. Where the government is not expressing its own policy, either directly or, as in Rust, through an intermediary, it presumptively violates the First Amendment when it discriminates on the basis of views expressed by private speakers. See Ark. Educ. Television Comm‘n v. Forbes, 523 U.S. 666, 677, 118 S.Ct. 1633, 140 L.Ed.2d 875 (1998); Cornelius v. NAACP Legal Defense & Educational Fund, Inc., 473 U.S. 788, 805, 105 S.Ct. 3439, 87 L.Ed.2d 567 (1985). As the Supreme Court has stated, “[i]t is axiomatic that the government may not regulate speech based on ... the message it conveys.” Rosenberger, 515 U.S. at 828. Such viewpoint discrimination presumptively is impermissible whether it occurs within or outside a private speech forum. Forbes, 523 U.S. at 676 (stating that viewpoint discrimination is impermissible even where no forum is created at all); Rosenberger, 515 U.S. at 828 (stating that viewpoint discrimination is presumed impermissible in any forum under forum analysis); Multimedia Pub. v. Greenville-Spartanburg Airport, 991 F.2d 154, 159 (4th Cir.1993) (same).
A.
The Supreme Court has adopted forum analysis as the means of analyzing restrictions placed on private speech that occurs on government property or with government participation (financial or otherwise) where the government is not expressing its own message.10 See, e.g., Rosenberger, 515 U.S. at 829-30 (applying forum analysis where government funds private speech, even in a “metaphysical” forum); Good News Club v. Milford Cent. Sch., 533 U.S. 98, 121 S.Ct. 2093, 2100, 150 L.Ed.2d 151 (2001) (applying forum analysis where speech occurs on government property); Lamb‘s Chapel v. Center Moriches Union Free Sch. Dist., 508 U.S. 384, 390-91, 113 S.Ct. 2141, 124 L.Ed.2d 352 (1993) (same); see also Warren v. Fairfax County, 196 F.3d 186, 190 (4th Cir.1999) (en banc) (“courts should evaluate First Amendment rights on government owned property under a public forum analysis“). The district court, applying forum analysis principles, concluded that the special plate program constituted a designated or limited public forum. The Commissioner challenges this conclusion, arguing that the special plate program is a nonpublic forum. The type of forum that exists here, however, is relevant only if the logo restriction is viewpoint-neutral. As we discuss below, we conclude that the logo restriction is not viewpoint-neutral, rendering the restriction presumptively unconstitutional in any forum. Rosenberger, 515 U.S. at 829-30 (stating that viewpoint discrimination is presumptively impermissible in all fora for private speech). Thus, we need not resolve the parties’ dispute over the type of forum created by the special plate program. Instead, we next explain why the Commissioner‘s argument that the logo restriction is viewpoint-neutral must fail.
B.
In examining the Commissioner‘s argument that the logo restriction is viewpoint-neutral, we begin with the language of the restriction. The logo restriction directs that “[n]o logo or emblem of any description shall be displayed or incorporated into the design of the [SCV] license plates issued under this section.”
In analyzing the logo restriction‘s effect, we note first that the SCV‘s organizational logo, incorporating the Confederate flag, certainly represents a viewpoint. As the Commissioner concedes, the logo would “advance [the] view that the flag [is] a symbolic acknowledgment of pride in Southern heritage and ideals of independence.”12 (Br. of Appellant at 40 (quotation and citation omitted)); see also American Legion Post 7 of Durham, N.C. v. Durham, 239 F.3d 601, 606 (4th Cir.2001) (noting that “[f]lags, especially flags of a political sort, enjoy an honored position in the First Amendment hierarchy” because they are “close[] to the core of political expression protected by the First Amendment“). The logo restriction does not restrict the Confederate flag as such, but rather the Confederate flag as used in the SCV‘s logo.
The relevant forum is defined by focusing on “the access sought by the speaker.” Cornelius, 473 U.S. at 801. Here, the relevant forum is Virginia‘s special plate program, consisting of the special plates authorized and produced under the general rules established by
That the Confederate flag as content is prohibited in this forum, as the Commissioner contends, is not borne out by the statute at issue, the record before us, or any rules or restrictions generally applicable to Virginia‘s special plate program. No general restrictions, save those relating to space and legibility of identifying information, are imposed on all special plates. The logo restriction is the only restriction of its kind contained in any of the numerous special-plate-authorizing statutes. A review of these numerous and varied statutes does not reveal any intent on the Commonwealth‘s part to limit, on the basis of content, the scope of speech within the special plate forum in any principled way. Further, the “content” of the excluded speech is similar, if not identical, to content allowed on plates authorized under the special plate program for those with other viewpoints. For example, many of the groups and organizations for which special plates have been approved without restrictions are groups that have distinct viewpoints in political or social debate. See, e.g.,
Based upon our review of the government speech and forum principles enunciated by the Supreme Court, and application of those principles to the case at hand, we conclude that the logo restriction in
V.
Because we agree with the district court that the logo restriction is unconstitutional, we must determine whether the district court properly severed the statute. The Commissioner argues that severing the statute was an improper incursion into the realm of legislative discretion. Moreover, if the statute was not severable, the Commissioner claims, there was no legal basis for the district court‘s asserted exercise of its “equitable power” and hence that portion of the district court‘s ruling that compels the Commissioner‘s compliance with the non-restrictive portion of section 46.2-746.22 must likewise be invalidated. The question of the severability of a state statute‘s provisions is governed by state law. See Department of Treasury v. Fabe, 508 U.S. 491, 509-10, 113 S.Ct. 2202, 124 L.Ed.2d 449 (1993) (state law governs severability of a state statute); Environmental Technology Council v. Sierra Club, 98 F.3d 774, 788 n. 21 (4th Cir.1996) (same). We review the district court‘s determination of severability de novo.
The Virginia Supreme Court has enunciated the test for severability under Virginia law only in the absence of a blanket severability clause, applying a presumption of nonseverability. Robinson v. Virginia, 217 Va. 684, 232 S.E.2d 742, 744 (1977) (noting that where an ordinance “contained no severability clause ... [,] the ordinance [was] presumed to be non-severable“). Under this rule, “in the absence of a severability clause, the test of severability is whether the legislature would be satisfied with what remains [of the statute] after the invalid part has been eliminated,” an inquiry that makes the intent of the law-makers controlling. City of Portsmouth v. Citizens Trust Company, 216 Va. 695, 222 S.E.2d 532, 535 (1976) (internal quotation marks omitted). Stated slightly differently, the inquiry enunciated by Virginia‘s highest court is whether the General Assembly has “manifested an intention to deal with part of the subject matter covered, irrespective of the rest of the subject matter[.]” Robinson, 232 S.E.2d at 744 (internal quotation marks omitted).
We have had occasion to apply
The parties’ arguments evidence considerable confusion about the proper standard for determining severability of statutory provisions under Virginia law. The Commissioner contends, citing to the district court‘s opinion below, that “the test of severability in the Commonwealth is whether the legislature would be satisfied with what remains after the invalid part has been eliminated.” (Br. of Appellant at 51) (internal citation omitted). The district court determined that the quoted language was the proper test for severability, but that it is “buttressed by the modern-day Virginia Code, which requires that the severed and remaining portions `must operate in accord with one another‘.” Sons of Confederate Veterans v. Holcomb, 129 F.Supp.2d 941, 949 (W.D.Va.2001). The SCV appear to concede that the intent of the legislature is the proper standard for determining severability. Indeed, the SCV do not even cite to
Examining the statutory framework and relevant caselaw, we conclude that
Even assuming, as the parties apparently do, that the “intent of the legislature” inquiry remains a valid consideration in determining severability under Virginia law, we find that it is overcome here by the presumption of severability which applies to statutes enacted by the General Assembly. The logo restriction may well have been the result of a political compromise within the legislature that aided the passage of
VI.
For the foregoing reasons, we conclude that the district court properly held that the logo restriction in
AFFIRMED.