RODNEY A. ROMO, Plаintiff and Appellant, v. UNION PACIFIC RAILROAD COMPANY, Defendant and Respondent.
B304253
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA, SECOND APPELLATE DISTRICT, DIVISION THREE
Filed 1/29/21
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS. California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115. (Los Angeles County Super. Ct. No. BC707679)
Marc J. Bern & Partners, D. Shawn Burkley and James West for Plaintiff and Appellant.
Plaintiff and appellant Rodney A. Romo (Romo) appeals a judgment entered in favor of defendant and respondent Union Pacific Railroad Company (Union Pacific) following the grant of a defense motion for summary judgment.
Romo contends the expert declaration in the moving papers lacked foundation and therefore was insufficient to shift the burden to him, the trial court abused its discretion in excluding his opposing expert declarations as untimely, and he is entitled to discretionary relief under
We reject Romo‘s contentions and affirm the judgment.
FACTUAL AND PROCEDURAL BACKGROUND
1. Pleadings.
On May 24, 2018, Romo filed this action against Union Pacific. His complaint pled a single cause of action pursuant to the Federal Employers’ Liability Act (
2. Union Pacific‘s motion for summary judgment.
On September 9, 2019, Union Pacific filed a motion for summary judgment. It asserted that Romo lacked any evidence, and could not “reasonably obtain any evidence, to establish that [his] claimed occupational exposures caused or contributed to his alleged disease,” and that Romo therefore “cannot establish causation as a matter of law.”
Union Pacific supported its summary judgment motion with the declaration and reports of its expert toxicologist, Paul Nony, Ph.D. Dr. Nony opined therе was insufficient medical and scientific literature to support a nexus between Romo‘s disease, esophageal cancer, and his claimed exposure to diesel exhaust/fuel, benzene, creosote, rock dust/railroad ballast, penta oil, asbestos, manganese, green dirt from copper mines, rock/silica/mineral/coal/asbestos dust and fibers, and industrial solvents.
Dr. Nony added that the most likely causes of Romo‘s disease were his history of severe gastroesophageal reflux disease (GERD), smoking, and obesity.
3. Romo‘s opposition to the motion for summary judgment.
On October 9, 2019, fourteen days before the scheduled hearing date of October 23, 2019, Romo filed opposition to the motion for summary judgment.2
Romo‘s opposition was supported by the declaration of his attorney, Mark F. Didak (Didak). Attached to the Didak
Romo also filed a responsive separate statement of disputed and undisputed material facts, in which he cited his experts’ reports on the issue of causation.
4. Union Pacific‘s reply papers, including evidentiary objections to the expert reports attached to the Didak declaration.
On October 18, 2019, five days before the date set for hearing, Union Pacific filed a reply memorandum, a reply to Romo‘s responsive separate statement, and evidentiary objections to attorney Didak‘s declaration.3
Union Pacific‘s evidentiary objections numbers 1 through 3 related to the three expert reports attached as exhibits to the Didak declaration. Union Pacific objected to these exhibits on the ground they were not executed under penalty of perjury pursuant to the laws of the state of California.
5. October 18 and 21, 2019: Romo files untimely expert declarations.
On October 18, 2019, the same day that Union Pacific filed its reply papers, Romo belatedly filed expert declarations by Drs. Landolph and Chiodo, and on October 21, 2019, Romo filed
6. Union Pacific‘s objection to the late-filed declarations.
On October 21, 2019, in response to Romo‘s three newly filed expert declarations, Union Pacific filed a supplement to its evidentiary objections. Union Pacific asserted that the three expert declarations were inadmissible as untimely, in that
Union Pacific further argued that Romo‘s counsel lacked good cause to file the belated expert declarations because Romo‘s counsel either knew or should have known of the requirement to file expert declarations in compliance with
7. The matter is transferred to another department of the superior court, and the hearing date is continued.
On October 23, 2019, the date the summary judgment motion was scheduled to be heard, Department 3 of the superior court transferred the case to Department 39 (Hon. Elizabeth Feffer).
On October 31, 2019, the trial court conducted a trial setting and motion setting conference. The court continued the hearing on the summary judgment motion to November 19, 2019, and “note[d] that the motion for summary judgment is fully briefed.”
8. The court grants Union Pacific‘s motion for summary judgment.
On November 19, 2019, the matter came on for hearing and the court granted Union Pacific‘s motion for summary judgment. The court overruled Romo‘s oral objection to the competence of Dr. Nony to render an opinion as to causation, and found that Dr. Nony‘s declaration was sufficient to shift the burden on summary judgment to Romo on the issue of causation.
The court sustained Union Pacific‘s evidentiary objections to the three expert reports that were attached to attorney Didak‘s declaration, as well as to the later-filed expert declarations. The court found that as a consequence of these evidentiary rulings, “[Romo] failed to submit admissible evidence to create a triable
Romo filed a timely notice of appeal from the judgment.
CONTENTIONS
Romo contends: (1) defense expert Dr. Nony is not a medical doctor and therefore was not qualified to opine on whether Romo‘s exposures to carcinogens were a cause of his esophageal cancer; (2) the trial court abused its discretion in excluding his expert declarations as untimely, and in doing so it failed to observe the legal principles and policies underlying FELA; and (3) discretionary relief under section 473, subdivision (b) is warranted because the only reason for excluding Romo‘s experts was the perceived lateness or inadequacy of his expert declarations.
DISCUSSION
1. Trial court acted within its discretion in finding that Dr. Nony was qualified to render an opinion as to causation.
a. Governing principles and standard of review.
The trial court is the gatekeeper, having the power to decide whether to exclude or allow expert testimony (Sargon Enterprises, Inc. v. University of Southern California (2012) 55 Cal.4th 747, 771-772 (Sargon)), and ” ‘is given considerable latitude in determining the [expert‘s] qualifications.’ ” (People v. Cooper (1991) 53 Cal.3d 771, 813.) The test applied on appeal is whether the trial court properly exercised its discretion, and whether the expert disclosed sufficient knowledge on the subject to warrant admission of the opinion into evidence. (Redevelopment Agency v. First Christian Church (1983) 140 Cal.App.3d 690, 703.) “A ruling that constitutes an abuse of discretion has been described as one that is ‘so irrational or arbitrary that no reasonable person could agree with it.’ [Citation.]” (Sargon, supra, 55 Cal.4th at p. 773.) This court may find error in the trial court‘s admission of expert testimony ” ‘only if the witness ” ‘clearly lacks qualification as an expert.’ ” [Citation.]’ ” (People v. Singleton (2010) 182 Cal.App.4th 1, 21.)
b. Romo‘s objection below and the trial court‘s ruling.
At the hearing on the summary judgment motion, Romo‘s counsel objected to the qualifications of Union Pacific‘s expert, stating: “Dr. Nony[‘s] . . . declaration has no foundation, because he‘s an industrial hygienist. . . . [U]nder [FELA], you have to show that there is no chance essentially that the exposures to diesel and asbestos or other carcinogens caused or contributed even the slightest to Mr. Romo‘s cancer. For that, they would need an epidemiologist and a doctor. [¶] So Dr. Nony‘s testimony is irrelevant to the basis on which they brought the motion. And it‘s irrelevant and lacks foundation on causation, because he‘s not the correct kind of expert to negate causation.”
The trial court overruled Romo‘s objection to Dr. Nony‘s qualifications, stating: “With respect to the objections, [Romo] did not submit written objections in advance of the hearing, but did interpose an oral objection to the declaration of defendant‘s expert on the grounds it was not in the area of expertise, that Dr. Nony . . . is not the proper expert to hear the matter. [¶] The
c. No merit to Romo‘s contention that the trial court abused its discretion in determining that Dr. Nony was qualified to render an opinion as to causation.
Romo contends the trial court abused its discretion in overruling his objection to Dr. Nony‘s qualifications because Dr. Nony is an industrial hygienist, rather than a medical doctor, and therefore was not qualified to opine on the etiology of Romo‘s cancer. Romo asserts that Dr. Nony‘s сurriculum vitae, which the trial court used to assess his qualifications, reflects that
Contrary to Romo‘s argument, Dr. Nony‘s lack of a medical degree did not render him unqualified to opine that Romo‘s workplace exposures were unrelated to his esophageal cancеr. In People v. Catlin (2001) 26 Cal.4th 81, 131-132, which held that a clinical toxicologist with a Ph.D. in physiology and pharmacology was properly permitted to testify regarding the victim‘s cause of death from paraquat poisoning, the Supreme Court stated that “[q]ualifications other than a license to practice medicine may serve to qualify a witness to give a medical opinion. (People v. Villarreal (1985) 173 Cal.App.3d 1136, 1142 [‘Because of the dramatic growth of diverse interdisciplinary studies in recent times, often individuals of different nonphysician professions are called upon to give medical opinions or at leаst opinions involving some medical expertise‘]; see People v. Fierro (1991) 1 Cal.4th 173, 224; Brown v. Colm (1974) 11 Cal.3d 639, 645 [referring to an “unmistakable general trend in recent years . . . toward liberalizing the rules relating to the testimonial qualifications of medical experts‘].)” (Accord, Hernandez v. Amcord, Inc. (2013) 215 Cal.App.4th 659, 673 [no requirement that ” ‘a person with an M.D. after their name’ ” expressly state that the defendant‘s product caused the plaintiff‘s injury to a reasonable degree of medical probability].)
Here, irrespective of the fact that Dr. Nony is not a medical doctor, the record reflects that he has held a Ph.D. in interdisciplinary toxicology since 2001, and since receiving his Ph.D. he has been actively involved in the areas of toxicology, human health and environmental risk assessment, industrial hygiene, and worker safety. Also, since 2003, he has worked as a consultant in the area of human and environmental toxicology and has been involved in numerous projects involving the assessment of chemicals and the risk of exposure to those chemicals, including diesel exhaust and benzene.
Dr. Nony‘s declaration explained: “To properly form an opinion on causation, one must apply the generally accepted methodology for causation analysis. The first step in this methodology is to determine if the alleged exposure at issue is capable of causing the claimed disease (general causation). If the criteria for general causation are satisfied, a specific causation analysis is conducted to determine if the alleged exposure is the most likely cause of that disease in the plaintiff (specific causation). To these ends, I have compiled and reviewed the available scientific literature and medical literature relating [to] esophageal cancer and the chemicals to which Mr. Romo was allegedly exposed during his employment with [Union Pacific]. The various pleadings and other materials indicate alleged exposures to the following chemicals: diesel fuel, diesel exhaust, benzene, rock dust/railroad ballast, creosote, Penta Oil, Asbestos, Manganese, Green Dirt from Copper Mines, Industrial Solvents,
In view of Dr. Nony‘s education and experience, we perceive no abuse of discretion in the trial court‘s determination that he was qualified to opine that the medical and scientific literature does not support a nexus between the substances to which Romo allegedly was exposed during his employment and his esophageal cancer. Having determined that Dr. Nony was qualified to render an opinion in that regard, the trial court was entitled to rely on Dr. Nony‘s opinion so as to shift the burden to Romo to raise a triable issue of material fact.5
2. Trial court acted within its discretion in refusing to consider Romo‘s belated expert declarations.
a. Trial court‘s ruling.
At the hearing on the motion, the trial court sustained Union Pacific‘s objections to the opposing expert declarations of Drs. Chiodo, Landolph, and Smith, stating the declarations “werе not filed more than 14 days [preceding] the original notice date of hearing. [¶] These declarations were filed and served on the
b. Standard of review.
The parties agree that the trial court‘s exclusion of Romo‘s late-filed declarations is subject to the deferential abuse of discretion standard. (See Meeks v. Autozone, Inc. (2018) 24 Cal.App.5th 855, 861.)
c. No abuse of discretion in trial court‘s exclusion of Romo‘s late-filed opposing expert declarations.
As noted, an opposition to the mоtion for summary judgment shall be served and filed not less than 14 days preceding the noticed or continued date of hearing, and a reply to the opposition shall be served and filed by the moving party not less than five days preceding the noticed or continued date of hearing. (
On October 18, 2019, the same day that Union Pacific filed its timely reply papers, Romo belatedly filed opposing expert declarations by Drs. Landolph and Chiodo, and on October 21, 2019, Romo filed an expert declaration by Dr. Smith. Although the time for filing his opposition papers had passed, Romo filed these expert declarations without making a motion to be relieved of the obligation to timely file his opposition evidence 14 days prior to the date set for hearing. (
On October 21, 2019, presented with these late-filed oppоsing declarations, Union Pacific filed a supplement to its
The fact that the matter subsequently was reassigned to another department of the superior court on October 23, 2019, аnd that on October 31, 2019, the new judicial officer continued the hearing to November 19, 2019, is of no assistance to Romo. He cites no authority for the proposition that the continuance of the hearing on the motion for summary judgment, after Union Pacific already had filed its reply papers, automatically reopened the briefing schedule and entitled Romo to supplement his opposition papers without obtaining leave to do so. The summary judgment statute contemplates the filing of one motion, one opposition and onе reply (
We note that once Romo obtained the necessary declarations from his experts, hе could have moved below for a revised briefing schedule, particularly in light of the continuance of the summary judgment hearing to November 19, 2019. Had the briefing period been extended, Romo‘s opposition papers
Romo also raises an issue with respect to the trial court‘s statement at the October 31, 2019 trial setting and motion setting conference “that the motion for summary judgment is fully briefed.” Romo contends this statement created “an inherent ambiguity” as to whether the trial court would consider his expert declarations in ruling on the motion for summary judgment. Romo then reasons, “if [his] counsel believed the curative declarations were deemed timely by the court it would have been redundant to ask for a new briefing schedule.” The argument is unpersuasive. The state of the record at the time of the October 31, 2019 conference was that there were pending evidentiary objections by Union Pacific to Romo‘s late-filed declarations. The trial court‘s statement at the conference that the matter was “fully briefed” did not reasonably support a conclusion by Romo that the trial court would overrule Union Pacific‘s evidentiary objections to the expert declarations to which Union Pacific had not had a chance to reply, and that the court wоuld consider his belated expert declarations in ruling on the matter.
In an effort to overcome his failure to file timely expert declarations in opposition to summary judgment, Romo relies on case law that FELA is to be liberally construed to further its goal of shifting the cost of worker health in railroad operations from employees to employers. (See, e.g., Urie v. Thompson (1949) 337 U.S. 163, 181-182, fn. 20; Norfolk Southern Ry. Co. v. Sorrell (2007) 549 U.S. 158, 179 (conc. opn. of Ginsburg, J.).) However, it is a ” ‘general and unassailable proposition . . . that States may establish the rules of procedure governing litigation in their own courts,’ even when the controversy is governed by substantive federal law. (Felder v. Casey (1988) 487 U.S. 131, 138 [101 L.Ed.2d 123, 137, 108 S.Ct. 2302].)” (Rosenthal v. Great Western Fin. Securities Corp. (1996) 14 Cal.4th 394, 409.)
Moreover, federal authority specifically has rejected the argument that a FELA plaintiff should be granted procedural leeway in opposing a summary judgment motion. Claar v. Burlington Northern R. Co. (9th Cir. 1994) 29 F.3d 499 (Claar), which involved the Federal Rules of Civil Procedure, stated: “We deny plaintiffs’ request that we give them still another chance to submit admissible affidavits. Parties are not permitted to file late affidavits in support of their opposition to a motion for summary judgment without invoking Fed.R.Civ.Proc. 56(f) [now 56(d)] and indicating why they cannot timely file the required affidavits. [Citаtion.] Plaintiffs did not invoke Rule 56(f), nor have they suggested any reason for their failure to file timely, acceptable affidavits . . . . We decline to permit them to remedy their deficiency at this late stage of the proceedings.” (Claar, at p. 504.)
Therefore, we reject Romo‘s contention that as a FELA plaintiff he was entitled to lenity, and conclude the trial court acted within the bounds of its discretion in excluding Romo‘s late-filed expert declarations.6
3. Romo‘s request on appeal for relief under section 473, subdivision (b) is unavailing.
Romo‘s final contention is that “discretionary relief under
However, faced with Union Pacific‘s objection to his belated expert declarations, Romo did not seek relief below pursuant to
Notwithstanding his failure to move below under
DISPOSITION
The judgment is affirmed. Union Pacific shall recover its appellate costs.
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
EDMON, P. J.
We concur:
LAVIN, J.
DHANIDINA, J.
