Pheap v. City of KnoxvillePheap v. City of Knoxville
MEMORANDUM OPINION AND ORDER
In 2019, Knoxville Police Department (“KPD“) Officer Dylan M. Williams (“Officer Williams“) fatally shot Channara Tom “Philly” Pheap (“Pheap“) at an apartment complex in Knoxville, Tennessee, where he was investigating a hit and run. Sophia Pheap (“Plaintiff“), the administratrix and personal representative of Pheap‘s estate, brought this action pursuant to
I. BACKGROUND
On the afternoon of August 26, 2019, Officer Williams received information from dispatch regarding a hit-and-run collision that had just occurred within his district [Doc. 119, ¶ 1]. Dispatch described the suspect vehicle as a gold sedan and, after running the license plate number, Officer Williams determined that the make of the vehicle was Dodge and the registered owner, Chelsea Beverwyck, lived at Clear Springs Apartments (formerly known as “Tillery Ridge Apartments“) [Id. at ¶¶ 2–5; Doc. 120, ¶ 10]. Officer Williams proceeded to Clear Springs Apartments and, as he pulled into the parking lot at approximately 5:30 p.m., he observed a gold Dodgе sedan parked in the lot with a license plate number matching that of the suspect vehicle [Doc. 119, ¶¶ 6–8].
Officer Williams parked his patrol cruiser at an angle directly behind the gold sedan [Id. at ¶ 9]. Noticing that no one was in the vehicle, Officer Williams approached a ground level apartment unit and asked the individuals inside if they knew who drove the gold sedan [Id. at ¶¶ 12, 14]. A woman, later identified as April Barnard, came out onto the porch to speak with Officer Williams [Id. at ¶ 14]. Ms. Barnard indicated that the driver lived on the third floor and directed Officer Williams around the corner to the back of the building to
As Officer Williams approached the stairs, he observed Pheap coming down the stairway and greeted him [Doc. 119, ¶ 17]. When Pheap reached the bottom of the steps, Officer Williаms asked him if he drove a car in the parking lot, to which Pheap responded, “no” [Id. at ¶¶ 18, 19; Doc. 120, ¶¶ 21, 24]. Officer Williams testified that Pheap was fidgeting, acting nervous, and repeatedly attempting to reach his hands into his pockets [Doc. 119, ¶¶ 22, 23]. He also testified that he saw an item in Pheap‘s pocket and he ignored multiple verbal commands to keep his hands out of his pockets [Id. at ¶¶ 26, 27]. When Officer Williams asked what he had in his pocket, Pheap stated that it was his wallet [Doc. 120, ¶ 26]. Officer Williams further testified that Pheap could not maintain eye contact as he scanned his surroundings, which he interpreted as an effort to look for an imminent path of escape [Doc. 119, ¶¶ 24, 25]. Shortly after encountering Pheap, Officer Williams requested a description of the driver over his radio [Id. at ¶ 28]. In response, he received a physical description of the driver as “light to medium skin, black or Hispanic male,” which he observed to be consistent with Pheap‘s appearance [Id. at ¶¶ 29, 30].
Due to the consistency of Pheap‘s physical appearance with the description of the driver and his demeanor, Officer Williams asked Pheap if he could check his pockets to determine what he had in them [Id. at ¶ 32]. Officer Williams asked Pheap to turn around and keep his hands up [Id. at ¶¶ 33, 34]. Although Pheap initially complied, he suddenly lungеd away [Id. at ¶¶ 34, 35]. Officer Williams attempted to stop him by wrapping his arms around his waist and using a “leg sweep” to take him to the ground [Id. at ¶ 35; Doc. 120, ¶ 60]. A struggle ensued and, seconds later, Officer Williams fatally shot Pheap in the parking lot [Doc. 119, ¶ 36; Doc. 120, ¶ 61].
Following the fatal shooting, Plaintiff initiated this action in her representative capacity asserting claims under
II. LEGAL STANDARD
Summary judgment is proper where “the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any matеrial fact and that the moving party is entitled to judgment as a matter of law.” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247 (1986) (quoting Fed.R.Civ.P. 56(c)). The moving party bears the initial burden of demonstrating that no genuine issue of material fact exists. Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986). The
III. DISCUSSION
The City and Chief Thomas assert they are entitled to judgment as a matter of law on each of Plaintiff‘s claims [Doc. 98]. In response, Plaintiff expressly abandons all claims against Chief Thomas and her negligence claim against the City [Doc. 115, pg. 3, n.1], leaving only the
A. Section 1983
1. Unlawful Seizure
Officer Williams asserts the defense оf qualified immunity on Plaintiff‘s unlawful seizure claim [Doc. 102, pg. 7]. “Qualified immunity shields government officials in the performance of discretionary functions from standing trial for civil liability unless their actions violate clearly established rights.” DiLuzio v. Vill. of Yorkville, 796 F.3d 604, 608 (6th Cir. 2015). Once raised, a plaintiff may overcome the defense of qualified immunity only by showing that (1) viewing the facts in the light most favorable to the plaintiff, the defendant‘s actions violated a constitutional right and (2) such right “was clearly established” аt the time of the defendant‘s alleged misconduct.” Pearson v. Callahan, 555 U.S. 223, 232 (2009); see also Saucier v. Katz, 533 U.S. 194, 201 (2001). The Court, in its discretion, may decide which of the two prongs to address first, taking into account “the circumstances of the particular case at hand.” Pearson, 555 U.S. at 236.
Considering the facts of the instant matter, the Court finds it appropriate to first address whether, viewing the facts in the light most favorable to Plaintiff, Officer Williams violated Pheap‘s constitutional rights. To that end, although Plaintiff alleges a violation оf both the Fourth and Fourteenth Amendments, Plaintiff‘s claim of unlawful seizure is properly analyzed under the Fourth Amendment. See Graham v. Connor, 490 U.S. 386, 395 (1989) (“Because the Fourth Amendment provides an explicit textual source of constitutional protection against this sort of physically intrusive governmental conduct, that Amendment, not the more generalized notion of ‘substantive due process,’ must be the guide for analyzing these claims.“).
The Fourth Amendment protects against “unreasonable searches and seizures[.]”
The second type of contact is “the classic Terry stop.” Flowers, 909 F.2d at 147 (citing Terry v. Ohio, 392 U.S. 1 (1968)). Sometimes referred tо as an investigatory detention, “an officer may stop an individual reasonably suspected of criminal activity, question the person briefly, and ‘conduct a carefully limited search of the outer clothing . . . in an attempt to discover weapons[.]‘” Richardson, 949 F.2d at 856 (quoting Terry, 392 U.S. at 30). This type of contact requires reasonable suspicion—i.e., “a particularized and objective basis for suspecting the particular person of criminal activity based on specific and articulable facts[.]” Dorsey v. Barber, 517 F.3d 389, 395 (6th Cir. 2008) (citation omitted). The final, and arguably the most intrusive, type of contact is an arrest or prolonged detention, which requires “probable cause to believe a crime has been committed and that the person stopped committed it.” Flowers, 909 F.2d at 147.
Here, Plaintiff classifies the entire interaction between Officer Williams and Pheap at the bottom of the stairway before the struggle and subsеquent shooting as an “investigative stop” and asserts that Officer Williams neither had reasonable suspicion nor probable cause to seize Pheap [Doc. 118, pg. 13]. However, a seizure did not occur until Officer Williams asked Pheap if he could search his pockets. The initial encounter as Officer Williams
The encounter, however, transformed into a Terry stop when Officеr Williams asked Pheap if he could search his pockets and instructed him to turn around and keep his hands up. Such an investigatory stop is constitutionally sound so long as Officer Williams had reasonable suspicion— “a particularized and objective basis for suspecting [Pheap] of criminal activity based on specific and articulable facts[.]” Dorsey, 517 F.3d at 395. A determination of whether reasonable suspicion existed requires examination оf “the ‘totality of the circumstances[.]‘” Smoak v. Hall, 460 F.3d 768, 779 (6th Cir. 2006) (citation omitted). Considering the totality of the circumstances, Officer Williams had reasonable suspicion to suspect Pheap of criminal activity.
At the point at which Officer Williams seized Pheap, he knew that Pheap had just come down the stairs from the third floor where the driver of the suspect vehicle allegedly lived, he matched the description of the suspect driver, he exhibited nervоus behavior, and he ignored multiple commands to keep his hands out of his pockets. Each of the foregoing circumstances, taken together, support a finding of reasonable suspicion to investigate Pheap‘s involvement in criminal activity and to frisk him to determine the presence of weapons. Accordingly, Officer Williams did not violate Pheap‘s Fourth Amendment rights by conducting a Terry stop and attempting to frisk him. Due to the absence of a constitutional violation, Officer Williams is entitled to qualified immunity and summary judgment on Plaintiff‘s claim for unlawful seizure.
2. Municipal Liability
The City is also entitled to summary judgment on Plaintiff‘s claim of municipal liability under
“There are at least four avenues a plaintiff may take to prove the existence of a municipality‘s illegal policy or custom.” Thomas v. City of Chattanooga, 398 F.3d 426, 429 (6th Cir. 2005). A plaintiff may rely on “(1) the municipality‘s legislative enactments or official agency policies; (2) actions taken by officials with final decisiоn-making authority; (3) a policy of inadequate training or supervision; or (4) a custom of tolerance or acquiescence of federal rights violations.” Id. Plaintiff purports to proceed under the third and fourth policy-establishing avenues [Doc. 115, pg. 14]. That is, she alleges that (1) the City had a policy of inadequate use-of-force training and (2) KPD ratified Officer Williams‘s use of deadly force [Id.]. Both avenues are examined in turn.
Inadequate Training
“[T]he inadequacy of police training may serve as the basis for
Here, Plaintiff concedes that there is no such pattern of similar constitutional violations but attempts to establish the City‘s deliberate indifference under a “single violation theory” [Doc. 115, pg. 15]. To succeed under a single violation theory, however, Plaintiff must demonstrate that the City “failed to train its employees to handle recurring situations presenting an obvious potential for such a violation,” Harvey v. Campbell Cnty., 453 F. App‘x 557, 563 (6th Cir. 2011), which requires a showing of “a complete failure to train the police force, or training that is so reckless or grossly negligent that future police misconduct is almost inevitable . . . or would be properly characterized as substantially certain to result[.]” Hays v. Jefferson Cnty., 668 F.2d 869, 874 (6th Cir. 1982) (internal citations omitted).
Plaintiff does not attempt to argue that there is a complete lack of training, recognizing that KPD officers must complete a 22-week bаsic training academy, an additional 20-week field training program, and annual in-service training [Doc. 115, pg. 18]. Rather, Plaintiff avers that such “training and policies were inadequate in light of the tasks officers were expected to perform” [Id. at pg. 19]. However, Plaintiff bases the alleged training deficiencies solely on the actions of Officer Williams on August 26, 2019. “Allegations that a particular officer was improperly trained are insufficient to prove liability, as are claims that a particular injury could have been avoided with better training.” Sova v. City of Mt. Pleasant, 142 F.3d 898, 904 (6th Cir. 1998). Plaintiff has failed to present any evidence that KPD‘s training is “so reckless or grossly negligence that future police misconduct is almost inevitable” or “substantially certain to result.” Hays, 668 F.2d at 874. Accordingly, the City is not liable under a failure-to-train theory.
Ratification
As an additional basis for establishing municipal liability, Plaintiff cites the Internal Affairs Unit (“IAU“) report as one-sided and аsserts that KPD officials, including
[T]here must be a link between the local entity‘s failure to investigate and the plaintiff‘s injury. And an entity‘s failure to investigate the plaintiff‘s specific claim will, by definition, come after the employee‘s action that caused the injury about which the plaintiff complains. Because the injury will have already occurred by the time of the specific invеstigation, there can be no causation from that single failure to investigate. . . . A series of investigative failures before the plaintiff‘s injury, by contrast, might at least suggest that the local entity‘s custom led to the employee‘s harmful action in the plaintiff‘s own case.
Pineda, 977 F.3d at 495 (internal citations and quotations omitted) (emphasis in original).
Here, Plaintiff focuses solely on the alleged “holes and inconsistencies” in the investigation into Officer Williams‘s use of fоrce against Pheap and the IAU‘s ultimate conclusion, based on that investigation, that the use of deadly force was “lawful and proper” [Doc. 115, pgs. 23–25]. Nonetheless, she has failed to present any evidence of a causal link between the alleged inadequate investigation and Pheap‘s constitutional injuries. Thus, even accepting as true Plaintiff‘s allegations that the investigation was deficient, she has failed to establish “a clear and persistent pattern of violations in earlier instances.” Pineda, 977 F.3d at 495 (citation omitted). Such failure is fatal to her claim under a ratification theory. Considering Plaintiff has failed to demonstrate a municipal policy or custom that caused the alleged constitutional deprivation, the City is entitled to summary judgment on Plaintiff‘s
B. State Law Claims
Turning to Plaintiff‘s state law claims, Officer Williams moves for summary judgment on Plaintiff‘s claims for wrongful death and negligence [Doc. 102, pgs. 13, 14]. Similarly, the City seeks summary judgment on Plaintiff‘s wrongful death claim [Doc. 100, pg. 22]. The parties’ arguments regarding both claims are examined in turn.
1. Wrongful Death
Both the City and Officer Williams contend that Tennessee‘s wrongful death statute,
2. Negligence (OW)
As for the negligence claim, Officer Williams asserts he is immune from suit for claims arising out of negligence under the Tennessee Governmental Tort Liability Act (“TGTLA“),
Under the TGTLA, governmental entities have immunity “from suit for any injury which may result from the activities of such governmental entities wherein such governmental entities are engaged in the exercise and discharge of any of their functions, governmental or proprietary.”
A claim of negligence falls within the civil rights exception when it “arises out of the same circumstances giving rise to [the] civil rights claim under
IV. CONCLUSION
Accordingly, for the reasons stated above, the City‘s Motion for Summary Judgment [Doc. 98] is GRANTED, and Officer Williams‘s Motion for Summary Judgment [Doc. 101] is GRANTED IN PART AND DENIED IN PART. It is hereby ORDERED:
- All claims against the City and Chief Thomas are DISMISSED WITH PREJUDICE;
- Plaintiff‘s
§ 1983 claim for unlawful seizure against Officer Williams is DISMISSED WITH PREJUDICE; - Plaintiff‘s claim for wrongful death is DISMISSED WITH PREJUDICE; and
- Defеndants’ Joint Motion to Bifurcate Trial of Officer Williams and the City [Doc. 126] is DENIED AS MOOT.
SO ORDERED:
s/Clifton L. Corker
United States District Judge