Angelo DILUZIO, Plaintiff-Appellee, v. VILLAGE OF YORKVILLE, OHIO, John Difilippo, and Kevin Klubert (14-3970); John Morelli and Jerry Davis (14-3971), Defendants-Appellants.
Nos. 14-3970, 14-3971.
United States Court of Appeals, Sixth Circuit.
Aug. 6, 2015.
796 F.3d 604
III.
For these reasons, we affirm defendant‘s sentence.
Before BATCHELDER, ROGERS, and KETHLEDGE, Circuit Judges.
OPINION
ALICE M. BATCHELDER, Circuit Judge.
In this interlocutory appeal from the district court‘s denial of a claim of qualified immunity, the defendants argue that the plaintiff‘s evidence did not create genuine disputes of material fact so as to overcome summary judgment. For the reasons that follow, we establish our appellate jurisdiction and AFFIRM.
I.
The defendants in this case are the Village of Yorkville (Ohio), Mayor John DiFilippo, Fire Chief Kevin Klubert, Police Chief John Morelli, demolition contractor Greg Nemeth, and Police Officer Jerry Davis. The plaintiff, Angelo DiLuzio, owned three adjacent buildings in the heart of downtown Yorkville, and those buildings caught fire under suspicious circumstances. Fire Chief Klubert led the firefighting effort and coordinated with Mayor DiFilippo on a decision to demolish a portion of one of the burned buildings
Less than a week later, Police Chief Morelli (acting on orders from Mayor DiFilippo) approached DiLuzio‘s son with a low-ball offer from an anonymous investor, to purchase the property “as is.” DiLuzio declined and Chief Morelli approached DiLuzio himself with a similar, but lower, “as is” offer about two months later. DiLuzio declined again and Morelli, Klubert, and DiFilippo began to issue fire department citations to DiLuzio, threatening $600 per day fines until he cleaned up the property. When the Village solicitor dismissed the first of these citations, which had included false statements about inspections and authorizations, Morelli falsified and forged a State Fire Marshall citation threatening $1,000 per day fines. This too was dismissed after the State Fire Marshall revealed it was a forgery. The Village then passed a criminal ordinance concerning unkempt properties and Morelli charged DiLuzio under it, at one point falsely notarizing his own signature by using a rubber stamp of DiFilippo‘s signature.
Eventually, DiLuzio filed a
The defendants moved for summary judgment, primarily on the basis of qualified immunity, but also on a basic theory that DiLuzio could not prove his claims. The district court granted summary judgment on several claims, but denied it on others. Specifically, as pertinent here, the court denied qualified immunity to Mayor DiFilippo and Fire Chief Klubert on the due process claim concerning demolition of the building, denied qualified immunity to Police Chief Morelli and Officer Davis on substantive due process claims, and denied qualified immunity to Nemeth because he was not a state actor. The court also denied summary judgment on the conspirаcy claims and certain state law claims, and to the Village on final-decision-maker liability claims. All but Nemeth appealed, citing the denial of qualified immunity as a predicate jurisdictional claim and urging pendant appellate jurisdiction for their other claims.
II.
Qualified immunity shields government officials in the performance of discretionary functions from standing trial for civil liability unless their actions violate clearly established rights. Harlow v. Fitzgerald, 457 U.S. 800, 818, 102 S.Ct. 2727, 73 L.Ed.2d 396 (1982). A plaintiff who brings a
Put another way, if the district court determines that the plaintiff‘s evidence would reasonably support a jury‘s finding that the defendant violated a clearly established right, the court must deny summary judgment. Cf. Quigley, 707 F.3d at 681. As the denial of summary judgment is ordinarily not a final decision within the meaning of
Thus, we may decide an appeal challеnging the district court‘s legal determination that the defendant‘s actions violated a constitutional right or that the right was clearly established. Id. We may also decide an appeal challenging a legal aspect of the district court‘s factual determinations, such as whether the district court properly assessed the incontrovertible record evidence. See Plumhoff v. Rickard, 572 U.S. 765, 134 S.Ct. 2012, 2019, 188 L.Ed.2d 1056 (2014); Roberson v. Torres, 770 F.3d 398, 402 (6th Cir.2014). And we may decide, as a legal question, an appeal challenging the district court‘s factual determination insofar as the challenge contests that determination as “blatantly contradicted by the record, so that no reasonable jury could believе it.” Scott v. Harris, 550 U.S. 372, 380, 127 S.Ct. 1769, 167 L.Ed.2d 686 (2007); Plumhoff, 134 S.Ct. at 2020; Roberson, 770 F.3d at 402; Austin v. Redford Twp. Police Dept., 690 F.3d 490, 496 (6th Cir.2012) (“In exceptional circumstances, an appellate court may overrule a district court‘s determination that a factual dispute exists where evidence in the record establishes that the determination is ‘blatantly and demonstrably false.‘” (relying on Bishop v. Hackel, 636 F.3d 757, 769 (6th Cir.2011))).1
We may not, however, decide an appeal challenging the district court‘s determination of “‘evidence sufficiency,’ i.e., which facts a party may, or may not, be able to prove at trial.” Johnson v. Jones, 515 U.S. 304, 313, 115 S.Ct. 2151, 132 L.Ed.2d 238 (1995). Because such a challenge is purely fact-based, lacking any issue of law, it “does not present a legal question in the sense in which the term was used in Mitchell,” Plumhoff, 134 S.Ct. at 2019, and is therefore not аn appealable “final decision” within the meaning of
As a matter of practical application, this is merely to say that we may not decide a challenge directly to the district court‘s determination of the record-supported evidence or the inferences it has drawn therefrom, but we may decide a challenge with any legal aspect to it, no matter that it might encroach on the district court‘s fact-based determinations. See Roberson, 770 F.3d at 403 (”Plumhoff appears to cabin the reach of Johnson to purely factual issues that the trial court might confront if the case were tried.” (quotation marks omitted; emphasis added)); Family Serv. Ass‘n v. Wells Tp., 783 F.3d 600, 607 (6th Cir.2015) (”Johnson applies to interlocutory appeals that solely contest the plaintiff‘s account of the facts.” (emphasis added)); see also Rudlaff v. Gillispie, 791 F.3d 638, 640-41 (6th Cir.2015).
And, in the event that legal and factual challenges are confused or entwined, “we must separate an appealed order‘s reviewable determination (that a given set of facts violates clearly established law) from its unreviewable determination (that an issue of fact is ‘genuine‘).” Roberson, 770 F.3d at 402 (citing Johnson, 515 U.S. at 319) (quotation marks omitted). Similarly, we can separate an appellant‘s reviewable challenges from its unreviewable. See, e.g., Wenk v. O‘Reilly, 783 F.3d 585, 599 (6th Cir.2015) (recognizing that the appellant improperly premised his arguments on his evidence and his version of the disputed facts, despite his purporting to accept the plaintiff-appellee‘s version, and proceeding with our appellate review by accepting the plaintiff-appellee‘s version of the disputed facts and evidence); Romo, 723 F.3d at 674 & n. 2 (recognizing that the appeal improperly challenged the soundness of the district court‘s finding of a genuine dispute of material facts, but accepting apрellate jurisdiction by ignoring the “factual disputations” and “ruling on what [wa]s properly before us [while] say[ing] nothing about what [wa]s jurisdictionally not before us“). That is, we can “ignore the defendant‘s attempts to dispute the facts and nonetheless resolve the legal issue, obviating the need to dismiss the entire appeal for lack of jurisdiction.” Estate of Carter v. City of Detroit, 408 F.3d 305, 310 (6th Cir.2005) (deciding based on the plaintiff‘s record facts).
In so doing, because we defer to the district court‘s factual determinations, ideally we need look no further than the district court‘s opinion for the facts and inferences cited expressly therein. That is, in deciding these legal challenges on interlocutory appeal from the denial of qualified immunity, we often may be able merely to adopt the district court‘s recitation of facts and inferences. See Johnson, 515 U.S. at 319. Of course, in briefing or arguing for reversal on legal grounds, the defendant-appellant may—indeed, for some arguments, must—point to some other of the plaintiff‘s record evidence, or some incontrovertible record evidence, to support that argument. See, e.g., Scott, 550 U.S. at 380; Bishop, 636 F.3d at 769. Alternatively, or correspondingly, the plaintiff-appellee may point to additional record evidence in support of its position, or to bolster the district court‘s determination. Thus, while we need not engage in a plenary review of the record, nеither are we limited to only the facts, evidence, or inferences that the district court has stated expressly. See Estate of Carter, 408 F.3d at 310 (relying on the “facts as alleged by the Estate“). Rather, we must make the legal determination of whether the defendant violated a clearly established right, based on those now (for this purpose) undisputed record facts, i.e., “once we have determined the relevant set of facts and drawn all inferences in favor of the nonmoving party to
Finally, it bears mention that, in accepting the district court‘s factual determinations and relying on the plaintiff‘s record evidence for the purpose of deciding the interlocutory appeal, we do not ourselves make any findings of fact or inference for purposes of any subsequent proceedings. See, e.g., Norelus v. Denny‘s, Inc., 628 F.3d 1270, 1293 (11th Cir.2010) (“[A]s everyone knows, appellate courts may not make fact findings.“); Nelson v. Shuffman, 603 F.3d 439, 448 (8th Cir.2010) (“Whether [the plaintiff] is ultimately able to prove the alleged factual bases fоr his claims is a matter left for the finder of fact [on remand]—not the appellate court on interlocutory appeal.“); Golden Bridge Technology, Inc. v. Nokia, Inc., 527 F.3d 1318, 1323 (Fed. Cir.2008) (“Appellate courts review district court judgments; we do not find facts.“).
In this appeal, the defendants proclaim that they are accepting plaintiff DiLuzio‘s version of the facts but, in reality, they rest each of their arguments (but for one) on their own version of the disputed facts and the inferences they would draw from them. For each of their challenges, we will discard the fact-based or “evidence sufficiency” portion of the appeal—that is, any challenge to the district court‘s view of the facts or its associated inferences or, more frequently, any challenge to plaintiff DiLuzio‘s version of the record-supported evidence—and resolve the legal challenge based on those given facts and inferences. See Estate of Carter, 408 F.3d at 310.
Police Chief John Morelli
DiLuzio says Police Chief John Morelli violated his substantive due process rights through an abuse of authority when he pressured DiLuzio “to sell his property to a private third party[,] and [then] punish[ed] him for not doing so.” R. 159 at 25. Chief Morelli denies doing any of this and insists that he merely decided that the property contained a nuisance and made valid efforts to get DiLuzio to abate that nuisance, which does not rise to the level of a substantive due process violation, R. 159 at 22-23. We have no jurisdiction to review Chief Morelli‘s disagreement with the facts (or inferences therefrom) as that is solely a challenge to DiLuzio‘s evidence. Plumhoff, 134 S.Ct. at 2019; Johnson, 515 U.S. at 319-20. But we can, for purposes of this appeal from the denial of summary judgment, either adopt the district court‘s determination of the facts or accept DiLuzio‘s record-supported facts, and decide as a matter of law whether Chief Morelli‘s conduct violated substantive due process. See Estate of Carter, 408 F.3d at 310. Those facts include: that it was Morelli who conveyed the low-ball, “as is” purchase offers four days after the firе and again two months later (and lied about doing so); ordered Fire Chief Klubert to issue the fire department citation just two days later, based on falsehoods that Fire Safety Inspector John Captor had inspected the property and Village Solicitor Bob Stickles had approved the citation; falsified the State Fire Marshal citation on State letterhead, which was unauthorized and contained known falsehoods; and filed two subsequently withdrawn criminal complaints, on one of which he notarized his own oath and signature by using a rubber stamp of Mayor DiFilippo‘s signature. A jury could reasonably find from this evidence that Chief Morelli “intendеd to injure” DiLuzio in a way “unjustifiable by any governmental interest” such that his conduct “shocks the conscience” and violates substantive due process. See Caldwell v. City of Louisville, 120 Fed.Appx. 566, 574 (6th Cir.2004) (internal quotation marks omitted).
For the same reason, Chief Morelli is not entitled to state law immunity under
DiLuzio also says Police Chief Morelli conspired with others in “baseless legal ... campaigns against [him] in an effort to force him to sell his property,” R. 159 at 28. Chief Morelli denies that he was pressuring DiLuzio to sell his property and insists that he just tried to trick DiLuzio into cleaning it up. R. 159 at 29. Chief Morelli argues that two facts prove his explanation: (1) the Village ceased its legal campaign against DiLuzio once he cleaned the property and (2) DiLuzio admitted that he would have sold his property for the right price. But, as the district court explained, these facts do not prove this explanation: the low-ball “as is” purchase offer would not encourage a cleanup rather than a sale and DiLuzio did, in fact, reject Morelli‘s low-ball offers. We have no jurisdiction to reconsider the facts un-
Police Officer Jerry Davis
DiLuzio says Police Officer Jerry Davis unlawfully physically seized him, despite his verbal refusal, and placed him in a police car to drive him to a meeting. R 159 at 31. Officer Davis denies grabbing DiLuzio or ordering him anywhere and instead insists that he merely gave DiLuzio a ride, which DiLuzio requested, and such conduct is not unlawful, R. 159 at 31-33. We have no jurisdiction to review Officer Davis‘s disagreement with the facts, as that is solely a challenge to DiLuzio‘s evidence. Johnson, 515 U.S. at 319-20. But we can accept DiLuzio‘s record-supported facts and decide as a matter of law whether Davis‘s conduct violates the
Mayor John DiFilippo
DiLuzio says Mayor John (Jake) DiFilippo knew that DiLuzio‘s building was not actually in a dangerous condition, but DiFilippo had a seсret personal desire to demolish the building and coerce DiLuzio to sell that property, so he lied (saying that an emergency dangerous condition necessitated quick action) as a pretext for proceeding immediately with the partial demolition, before DiLuzio could stop him via predeprivation process. R. 161 at 14. Mayor DiFilippo denies that he lied and insists that he thought the burned building created an emergency because of its dangerous condition and necessitated immediate demolition. From this, DiFilippo argues that because he was addressing an emergency condition, he was entitled to judgment as a mаtter of law pursuant to either Parratt v. Taylor, 451 U.S. 527, 101 S.Ct. 1908, 68 L.Ed.2d 420 (1981), or Harris v. City of Akron, 20 F.3d 1396 (6th Cir.1994). We have no jurisdiction to decide Mayor DiFilippo‘s appeal to the extent that he insists he believed that the
Under Parratt, 451 U.S. at 543, due process does not require pre-deprivation notice-and-hearing process when the State is in no position to provide it because the deprivation was due to a defendant official‘s random or unauthorized act. See Lane v. City of Pickerington, 588 Fed.Appx. 456, 466 (6th Cir.2014) (quoting Hudson v. Palmer, 468 U.S. 517, 534, 104 S.Ct. 3194, 82 L.Ed.2d 393 (1984)); Macene v. MJW, Inc., 951 F.2d 700, 706 (6th Cir.1991) (“In Parratt cases, then, the facts are such that pre-deprivation remedies are impossible and adequate post-deprivation remedies are all that is required by due process.“). Similarly, under Harris, 20 F.3d at 1401, “[w]hen the situation necessitates ‘quick action’ by the [S]tate or makes efforts to provide a meaningful predeprivation process impracticable, the persons acting under state authority may proceed without violating the property owner‘s rights so long as the state provides an adequate postdeprivation procedure.”
DiLuzio has produced admissible evidence to support his theory that Mayor DiFilippo acted in bad faith, that there was actually no emergency condition or necessity for quick action, and that nothing prevented the Village (or DiFilippo) from providing pre-deprivation process. Consequently, Parratt and Harris do not apply in this case. Simply put, officials cannot deny citizens due process by falsely invoking an emergency need for quick action. See Elsmere Park Club, L.P. v. Town of Elsmere, 542 F.3d 412, 418 (3d Cir.2008) (“That is, we cannot apply so much deference as to allow the government to avoid affording due process to citizens by arbitrarily invoking emergency procedures.” (quotation and editorial marks omitted)). The district court held that “a genuine issue of material fact exists as to whether [the] [d]efendants’ justification for demolishing [DiLuzio]‘s building was mere pretext.” R. 161 at 17, 32, 38.
Mayor DiFilippo responds that if he acted in bad faith, then his decision to demolish DiLuzio‘s building was a “random and unauthorized” act, such that pre-deprivation due process was unnecessary, pursuant to Parratt. An official‘s act is “random and unauthorized” if it was unpredictable and he was “not acting pursuant to any established state procedure.”
DiLuzio also argues that Mayor DiFilippo conspired with others to “misuse their official positions to plan, organize, and conduct the destruction of [his] building without due process.” R. 161 at 41. DiFilippo denies any wrongdoing and insists that, at a minimum, he didn‘t know that what he was doing was wrong. Again, we lack jurisdiction to decide a disagreement with DiLuzio‘s evidence, Johnson, 515 U.S. at 319-20, and DiLuzio could prevail on his facts, as was thoroughly explained above. But DiFilippo also contends that, even if he acted as alleged and knew his actions were wrong, we must dismiss DiLuzio‘s conspiracy claim under the intracorporate conspiracy doctrine, which “provides that members of the same legal entity cаnnot conspire with one another as long as their alleged acts were within the scope of their employment.” Burgess v. Fischer, 735 F.3d 462, 483 (6th Cir.2013). The district court acknowledged the lack of controlling authority, inasmuch as the Sixth Circuit has never held that the intracorporate conspiracy doctrine applies to municipal government officials in a
As for the exception, Mayor DiFilippo argues that if he was acting outside the scope of his employment, then he was necessarily engaged in a “random and unauthorized” act to which the Parratt doctrine must apply (thus defeating the due process claim). But DiFilippo confuses his self-serving intent to obtain DiLuzio‘s property, which was outside his scope of employment, with his act of ordering the building demolished without predeprivation process, which was and only could have been completed under the authority of his employment. That is, DiFilippo‘s exercise of his authority as Mayor to invoke
We also conclude that Mayоr DiFilippo is not entitled to state law immunity under
Fire Chief Kevin Klubert
DiLuzio says Fire Chief Kevin Klubert engaged in the same misconduct as, and conspired with, Mayor DiFilippo in that he toо knew that there was actually no dangerous condition but desired to demolish the building and coerce DiLuzio to sell the property, so he lied that an emergency dangerous condition necessitated quick action as a pretext for proceeding immediately with the partial demolition, before DiLuzio could stop him via predeprivation process. Chief Klubert raises the same factual and legal arguments raised by Mayor DiFilippo and, given DiLuzio‘s record-supported evidence and our determination of the governing law, Chief Klubert‘s claims for qualified and state law immunity fail for the same reasons.
Village of Yorkville
DiLuzio says the Village оf Yorkville is responsible for the decisions of its policy-makers who hold “final and unreviewable” authority, Feliciano v. City of Cleveland, 988 F.2d 649, 655 (6th Cir.1993), namely, Mayor DiFilippo and Fire Chief Klubert (and, presumably, Police Chief Morelli). The Village acknowledges that DiFilippo and Klubert are final decision-makers authorized to bind the Village, but argues that they committed no constitutional violation. Given the foregoing determination that DiLuzio has sufficient record evidence to support a jury‘s finding of a constitutional violation, this claim fails at this summary judgment stage.
State Law Claims and Pendant Appellate Jurisdiction
DiLuzio charged DiFilippo, Klubert, and the Village with certain state law claims, including wrongful demolition and state law civil conspiracy, аnd the district court denied summary judgment on those claims. Even though these are not qualified immunity claims and, therefore, not final for purposes of appellate jurisdiction, the defendants press these claims on appeal and urge us to decide them under the authority of our pendant appellate jurisdiction.
“Pendent appellate jurisdiction may be exercised only when the immunity issues absolutely cannot be resolved without addressing the nonappealable collateral issues.” Henricks v. Pickaway Corr. Inst., 782 F.3d 744, 752 (6th Cir.2015) (editorial marks omitted). As has been demonstrated, that is not the case here, inasmuch as we have resolved all of the immunity issues without considеration of any of these collateral state-law-claim issues. Consequently, we do not have authority to extend pendant appellate jurisdiction to these issues.
III.
For the foregoing reasons, we AFFIRM the judgment of the district court.
ALICE M. BATCHELDER
UNITED STATES CIRCUIT JUDGE
