People v. Thompson CA6People v. Thompson CA6
I. INTRODUCTION
In the early morning hours of June 27, 2015, Marvin Jackson, Jr. was shot and killed by an unknown assailant in downtown San Jose. Jackson had been out on the town with his half-brother, William Maynard, and several friends. Maynard had gotten into an argument with the assailant and his associates within a half hour of the shooting.
A jury found defendant Gregory Jermaine Thompson guilty of the offense, convicting him of first degree murder (
Defendant contends that the trial court violated his right to an impartial jury, equal protection, and due process when it improperly dismissed a prospective juror for cause; the prosecutor committed misconduct when he partially told the fable of the scorpion and the frog during jury voir dire and the court erred when it denied defendant‘s mistrial motion based on the misconduct; the court erred when it admitted evidence of his brother‘s witness intimidation and Facebook internet searches because the evidence was irrelevant and more prejudicial than probative; and the cumulative prejudice from the trial errors violated his right to due process. Regarding sentencing, defendant claims that the prior prison term enhancement must be stricken; remand is required to allow the trial court an opportunity to exercise its new discretion to strike the firearm enhancement or impose a lesser enhancement; the criminal justice administration fee was unauthorized; insufficient evidence supports part of the restitution order; the court erred when it imposed the fines and fees without determining defendant‘s ability to pay and abused its discretion when it imposed the maximum restitution fine; and the use of a prior juvenile adjudication as a strike enhancement violated his right to a jury trial. Regarding almost all of the claims, defendant contends that if the claim has been forfeited, he received ineffective assistance of counsel.
The Attorney General concedes that the prior prison term enhancement must be stricken and that the case must be remanded to allow the court an opportunity to exercise its discretion to strike the firearm enhancement, and states that defendant may raise his inability to pay the fines and fees on remand. Regarding defendant‘s remaining claims, the Attorney General asserts that there was neither error nor prejudice.
For reasons that we will explain, we will remand the matter for resentencing for the trial court to strike the prior prison term enhancement; to consider whether to exercise its discretion to strike the firearm enhancement or to impose a lesser enhancement; and to
II. FACTUAL AND PROCEDURAL BACKGROUND
A. Prosecution Case
1. The Incident
In the early morning hours of June 27, 2015, Marvin Jackson, Jr. and his younger half-brother, William Maynard, went to La Victoria Taqueria in downtown San Jose at the end of a night out. Accompanying the brothers were Jackson‘s girlfriend and two friends, Jordan Hayes and Theodore Syddall. As the group left the restaurant around 2:12 a.m., Maynard got into an argument with someone on the restaurant‘s front steps. Maynard was drunk. Another person joined in the argument. When the argument continued into an alleyway, the group arguing with Maynard grew to six or seven people. Jackson got involved and tried to break it up. ” ‘Crip’ ” and ” ‘Blood’ ” were mentioned more than once.
Someone from the other group lifted his shirt and flashed a gun at Maynard. The person with the gun said something like, ” ‘You don‘t want these problems. Come around the corner,’ ” or, ” ‘Back up before you get blasted.’ ” Jackson tried to calm everyone down and keep the two groups away from each other. Jackson shook someone‘s hand. The man with the gun remained tense and upset.
Jackson, Maynard, and the rest of their party headed toward their car. Maynard noticed that two members of the group were following them—the man with the gun who was wearing a hoodie and another man. Maynard lost sight of them as he continued walking toward the car.
Hayes and Syddall stopped in a parking lot to chat with some friends. Jackson and Maynard lagged behind. At some point, Maynard began arguing with the two men. Jackson and Maynard approached the men and a fight ensued.
One of the men punched Maynard in the face. The other man came around with a gun. Maynard saw a flash and heard three gunshots. Syddall heard two gunshots. The men ran off.
Maynard noticed Jackson on the ground bleeding from his head. Maynard saw that Jackson had been shot and tried to administer CPR. Maynard thought the person who shot Jackson was the same man who flashed the gun at him earlier because he was wearing the same hoodie. Maynard did not see the shooter‘s face and was unable to identify defendant at trial.
Jackson died from a gunshot wound to the left side of his forehead. Jackson also had multiple blunt-force injuries and a contusion on his left eye. A bullet fragment was recovered from Jackson‘s brain.
2. Law Enforcement Investigation
Police found two .380 caliber shell casings at the homicide scene at Second and San Carlos Streets. There was an intermittent blood trail approximately 80 feet long leading away from the scene. Police took several swabs of the blood trail.
Officers stopped Trevon Woods and Khalil Owens in the vicinity of the homicide because they matched the general description of the suspects. When neither man was identified in an in-field identification procedure, the men were released. Neither man had a weapon or blood on his clothes.
Police gathered video surveillance footage showing the entrance to the taqueria. The footage showed defendant, Owens, Jessie Gulley, and Maynard arguing. Unlike defendant, Owens was wearing a hoodie. According to Jackson‘s father, Jackson did not know defendant, Owens, or Gulley.
During an interview three days after the shooting, police showed Maynard surveillance footage from the front porch of the taqueria. Maynard identified Owens as the shooter. Owens was arrested and charged with Jackson‘s homicide. Owens‘s black hoodie tested negative for gunshot residue. At the conclusion of a police interview, Owens stated that defendant and Gulley were responsible for the shooting.
At some point, Hayes was interviewed by the police and gave a general description of the people arguing outside of the taqueria with Maynard. Hayes was shown a photographic lineup. Hayes identified defendant as the person saying, ” ‘Take it around the corner.’ ”
Police met with Maynard again on August 21, 2015, and asked Maynard what his identification of Owens had been based on. Maynard stated that he identified the shooter based on his clothing. Maynard consistently said that the person who flashed a gun at him during the argument at the taqueria was the shooter.2 Maynard was unable to identify defendant in a police lineup, telling the police that he had not seen him.3
The homicide detective assigned to the case concluded that there was no longer probable cause to believe that Owens was the shooter. Police obtained an arrest warrant for defendant on September 4, 2015. Defendant was arrested in Marina on October 18, 2015. Defendant gave the arresting officer a San Jose address.
A district attorney investigator listened to recorded jail calls between defendant and defendant‘s brother, George Thompson. During a February 2016 call, defendant told George that “the victim[‘s] brother . . . doesn‘t know the shooter by face, that‘s why he didn‘t pick me out of the line-up.” Defendant relayed that Maynard stated that he knew the shooter‘s clothing, which matched someone else‘s description, not defendant‘s.
The parties stipulated that red-brown stains were found on Jackson‘s right hand. Jackson was the source of the major DNA profile developed from the stains. Gulley was a possible contributor of the minor DNA profile developed from the stains.
The parties stipulated that Gulley was the source of the DNA profile developed from the swabs of the blood trail leading away from the homicide scene.
The parties stipulated regarding count 2 that defendant had previously been convicted of a felony.
3. Khalil Owens‘s Testimony
Khalil Owens testified that he was with two friends at La Victoria Taqueria on the date of the shooting. At some point Owens heard an argument. When Owens heard the word, ” ‘Blood,’ ” he walked over to where the argument was occurring because he is a Blood.
Owens saw a verbal confrontation occurring between defendant, Gulley, Jackson, and Maynard. Owens had known defendant for about a year and Gulley for about six months to a year. Gulley was a Crip. Defendant said, ” ‘My nigga‘s a Blood.’ ” Owens told Maynard to calm down, but he did not listen. Owens challenged Maynard to a fight. Maynard refused. Owens talked to Jackson and they shook hands. The argument eventually ended. Owens did not see anyone pull a gun out.
Owens testified that Jackson and Maynard walked toward Second and Santa Clara Streets. Owens went into a nearby Jack In The Box and then to Iguanas restaurant, on Third Street, where he saw defendant and Gulley talking outside the front gate. Defendant had a bulge on his hip. After a few minutes, defendant and Gulley left in the direction of Second Street. Owens went back to Jack In The Box and heard two gunshots.
Owens ran toward the sound of the gunshots on Second Street. Owens saw Jackson on the ground with his girlfriend crying over him and two people he could not identify running away. Owens saw a gun on the ground.
Owens ran back toward the Jack In The Box to get his friend Trevon Woods. Owens told Trevon Woods, ” ‘Let‘s go.’ ” As Owens and Trevon Woods were walking toward a 7-Eleven, they were stopped by San Jose State police near a parking structure. The men were released after they were not identified in an in-field identification.
Owens stated that during a police interview, he lied when he denied that he had information about the offense. Owens was concerned about “snitching.” At some point Owens began to tell the police some of the truth. Owens did not want to implicate anyone. Owens was released from custody on October 8.
Owens testified for the prosecution at the preliminary hearing. After his testimony, he was threatened on Facebook. A photograph was posted of him testifying. “[U]nkind comments” were written after the photograph was posted and Owens was called a ” ‘snitch.’ ”
Owens was in custody on a 2014 robbery when he testified at trial. No promises were made to Owens in exchange for his testimony in this case. Owens had committed two robberies as a juvenile and was convicted in 2014 for the unlawful taking of a motor vehicle and the sale of marijuana.
4. Jessie Gulley‘s Testimony
Jessie Gulley testified that he saw defendant at La Victoria Taqueria on the date of the shooting. Defendant was outside the restaurant with some friends. Defendant and Owens started talking to Jackson‘s girlfriend, thinking she was someone else. Things became heated, and defendant and Owens were yelling and arguing with Maynard. Other people joined in. Gulley heard someone say, ” ‘Blood.’ ” Gulley also heard Maynard call defendant a ” ‘bitch.’ ” Gulley did not see a gun. Eventually the argument ended and people went their separate ways.
Gulley stated that he subsequently found defendant, Owens, and two others arguing about the situation in front of Iguanas restaurant. Owens said, ” ‘You let that fool call you a bitch,’ ” and, ” ‘You know what you got to do.’ ” Gulley told defendant it was not worth it. Gulley could see that defendant had a bulge on his hip and something black on his waistband. Defendant was mad. Defendant and the others started walking back toward San Carlos Street.
Somewhere around Second and San Carlos Streets, Jackson and Maynard approached Gulley. Maynard asked Gulley, ” ‘What‘s up,’ ” and threw a punch at him. Gulley punched Maynard, who fell. Jackson ran up to Gulley and threw a punch at him. Gulley was about to punch Jackson in return when Jackson began to back up. Gulley looked over his shoulder and saw defendant with a gun out. Gulley grabbed the front of the gun and told defendant, ” ‘Nah, nah.’ ” Defendant shot Gulley‘s left hand.
Gulley turned his back to defendant and ran. Gulley heard two more shots and turned to see Jackson on the ground with people around him. Gulley, who was bleeding, ran toward a McDonald‘s.
Gulley told defendant that he had shot him. Defendant said, ” ‘You shouldn‘t grab it.’ ” Gulley got into his car and defendant went across the street toward several businesses and a parking lot.
Gulley testified that the day after the murder, defendant told him that if he said anything, he would have a problem. Defendant said that he knew where Gulley and his family lived so ” ‘[his] best bet . . . is to leave it . . . as it is.’ ” Gulley was concerned by what defendant said.
Gulley testified that when he was interviewed by the police he only partially told the truth. He did not tell them that he knew who the shooter was; he just said that it was a Black man in a black shirt or hoodie. Eventually Gulley told the police that he had been shot. Gulley has scars on his left hand from the entry and exit wounds.
Gulley testified regarding video surveillance footage taken after the shooting. Gulley stated that the footage showed him running and wrapping his jacket around his left hand because he had been shot. Gulley identified defendant as the person running behind him in the footage and stated that at one point defendant could be seen on the footage putting the gun away.
Gulley stated that he was currently in custody on this case and another case. Gulley was arrested in this case in July 2015. In May 2016, Gulley agreed to be interviewed by the prosecution about this case. No promises were made to him. Gulley entered into a plea agreement in this case in July 2016. In exchange for Gulley telling the truth and cooperating with the prosecution, Gulley would face a maximum sentence of five years eight months in this case. Gulley had prior juvenile adjudications for making criminal threats and displaying a weapon.
5. Evidence of Witness Intimidation by Defendant‘s Brother
George Thompson is defendant‘s brother. George lived at the same address that defendant gave at the time of his arrest.
George attended the preliminary hearing on March 8, 2016. George identified himself as “John” when a district attorney investigator asked his name.
a. Intimidation of Khalil Owens
After the preliminary hearing, a photograph was posted on the George Thompson, Jr. Facebook account of Owens testifying. The photograph was taken from the area where George had been seated during the hearing. The George Thompson, Jr. Facebook account commented on the photo, ” ‘Some snitch who on the stand testify.’ ” The account also posted a status update stating, ” ‘He got that ET Finger. Hashtag stop snitching.’ ” Other accounts posted comments on the photograph. Facebook records showed that the George Thompson, Jr. account searched for ” ‘Wizzy Going’ ” or ” ‘Wizzy,’ ” which was Owen‘s moniker, on April 5, 7, and 8.
b. Intimidation of Sean Woods
During a recorded jail call, George told defendant that he had seen “Brah” at the preliminary hearing. George said that he asked “Brah” what he was doing there and he responded that he had been subpoenaed. George told the person, “Don‘t be showing up over here.” The person responded, “[N]ah man. I ain‘t coming.”
The prosecution had subpoenaed Sean Woods to testify at the preliminary hearing, but he failed to appear. Facebook records revealed that the George Thompson, Jr. account had searched for ” ‘Sean Woods’ ” three times the day before the preliminary hearing. George was subsequently arrested for the witness intimidation of Sean Woods.
c. Intimidation of Jessie Gulley
Gulley testified on cross-examination that before he was arrested, George told him, ” ‘Long as you keep your mouth shut, I‘ll make sure that your family‘s good and everything‘s good.’ ” Gulley also stated that he was in a physical fight with George about four years ago and believed George would have killed him but for the fact that someone stopped him. On redirect examination, Gulley testified that he was fearful about testifying because George knew a lot about his family and George was a leader of the “Crip from RTG” gang.
6. Additional Internet Searches on the Facebook Account
An investigation into the George Thompson Jr. Facebook account revealed that the account had searched for news stations at 3:37 a.m., 3:38 a.m., and 3:46 a.m. on June 27, 2015, approximately an hour after the shooting. In the over 2,000 pages of records associated with the account, there was only one other search for news.
The account searched for ” ‘Marvin Jackson Jr.’ ” at 6:13 p.m. on June 29, 2015. The Mercury News had published an article on Jackson that morning. There were many other searches for ” ‘Marvin Jackson’ ” and ” ‘Marvin Jackson Jr.’ ” by the George
B. Defense Case
Rodrik Kalantarian testified that he was parked on Second Street in downtown San Jose on the night of the incident. While he was resting in his car, he saw two groups shouting at each other. Kalantarian heard what sounded like a gun being loaded and saw a gun. Kalantarian backed his car up. Kalantarian saw a man holding a gun in his right hand. The man was wearing a black baseball hat with some red on it, a black zippered jacket, and blue jeans. Kalantarian believed the man was Hispanic but he was not certain. The man holding the gun was in a group of three of four people. As Kalantarian was driving away he heard two gunshots. Some of the people involved ran past his car while he was trying to get out of the parking lot.
Victoria Koumarianos testified that she was waiting for her grandfather to get off work in downtown San Jose around 1:30 a.m. on June 27, 2015. Koumarianos heard two to three gunshots in the area of San Carlos and Second Streets. Two men ran in her direction, one of whom was wearing a white and black sweater. Another man wearing a white and black striped sweater ran near an office building. Someone else ran in the other direction toward San Jose State University; Koumarianos believed she saw a gun in the person‘s hand. Koumarianos told the police that the person with the gun was wearing a black hoodie.
Defense investigator Anne Fields testified that she tried to subpoena several witnesses, including Jonathan Chisolm and Trevon Woods. Fields stated that on some of the surveillance footage showing La Victoria Taqueria and Jack In The Box, a man could be seen walking toward several utility boxes behind the Jack In The Box before going out of view. In addition to the utility boxes, there was also a dumpster and a cement hole in the ground with a lid behind the Jack In The Box.
San Jose Police Detective Raul Corral testified that he believed only Gulley stated that the argument in front of La Victoria‘s Taqueria pertained to a misunderstanding about
Detective Corral testified that there was a utility hole near the Jack In The Box where Owens disappeared on the surveillance footage for a few seconds. Detective Corral did not search the hole, but it appeared that a gun could fit in it. There were also utility boxes in the area where someone could discard an item. Detective Corral did not search the utility boxes. Detective Corral stated that surveillance footage showed Owens going in the direction of the shooting. The footage also showed Owens and Trevon Woods run by later, likely sometime after the shooting.
Detective Corral testified that surveillance footage from the taqueria appears to show a verbal disagreement between defendant and Maynard. Defendant is wearing a hat. It looked from the video like Maynard was backing defendant up toward a van before defendant walked away. In contrast to Maynard‘s testimony, the video does not show Maynard backing up. At some point the video showed Owens walking in the same direction as Jackson and Maynard. Owens‘s arm was outstretched. Owens is not seen on the footage in the location again until he came back running toward the Jack In The Box.
Detective Corral stated that in his October 28, 2015 police interview, Maynard identified Owens as the shooter in video footage, which was consistent with his June statement. By the October interview, defendant had been arrested and Owens had been released. During the October interview, when there was a video still of defendant in front of him, Maynard stated that the shooter had stripes on his sleeves, which was consistent with what defendant was wearing.
C. Procedural History
Defendant and Gulley were charged with first degree murder (
The gang allegations were subsequently dismissed.
Gulley entered into a plea agreement with the prosecution, pleading guilty to accessory to murder (
A jury found defendant guilty of both counts and found the firearm allegation true. At a court trial on the prior prison term and strike allegations, the court dismissed one of the prior prison term allegations at the prosecution‘s request and found the remaining allegations true.
The trial court denied defendant‘s Romero4 motion to strike the prior strike allegation. The court sentenced defendant to 76 years to life as follows: 25 years to life on count 1, which the court doubled pursuant to the Three Strikes law; 25 years to life for the firearm enhancement; and one year for the prior prison term enhancement. The court imposed a concurrent four-year term on count 2. The court imposed various fines and fees and ordered defendant to pay $13,083 in victim restitution.
III. DISCUSSION
A. Excusal of a Prospective Juror for Cause
Defendant contends that the trial court violated his Sixth Amendment right to an impartial jury and his Fourteenth Amendment rights to equal protection and due process when it excused a prospective juror for cause. Defendant argues that the court abused its discretion and improperly found cause to excuse the prospective juror based on his concern that Black defendants are treated unfairly by the criminal justice system. Defendant asserts,
1. Trial Court Proceedings
During voir dire, the court asked the prospective jurors whether they would have trouble following the instruction that punishment cannot be considered in their deliberations. Prospective juror Y.B. responded, “I think . . . it matters to me . . . [¶] . . . [¶] . . . to know whether the person‘s guilty or not guilty, what will happen . . . on my judgment . . . . I want to know what‘s going to happen if I take one position or the other.” The court explained that jurors determine the facts and that punishment cannot be considered because it has no relevance in the determination of what occurred. The court asked Y.B. if he could leave the punishment up to the court and just consider the facts, and Y.B. responded, “Would be very hard,” and that he “need[ed] to understand the circumstances around the crime.”
During subsequent individual questioning where the prospective jurors answered a set of questions, Y.B. stated that he could not answer question No. 10, which appears to have been whether he could be a fair and impartial juror. When the trial court asked him why he could not answer the question, Y.B. stated, “Because I believe everybody come with different bias, even the judge, even the police officers. And I‘m no different.” He then stated that he was “willing to listen . . . to the arguments” and that he had his “own beliefs.” Y.B. relayed that when he was a student in Berkeley, he had an experience where an officer asked him for his driver‘s license. When Y.B. reached for his license in the inside pocket of his jacket, the officer reached for his gun. Y.B. stated, “If I had been [B]lack, I would be dead.” Y.B. said that “[t]his is [his] perspective” and “is something that mark[ed] [him].”
The court asked Y.B. if he believed that police officers have an inherent bias against Black people. Y.B. responded, “No.” The court asked if Y.B. would be able to listen to the officers’ testimony and not hold his experience against them. Y.B. responded, “I will listen.”
The court asked Y.B., “So do you think that the system -- just overall -- there‘s no way for us to be fair to [defendant] because he‘s [B]lack?” Y.B. answered, “It is difficult. I mean, the data shows it‘s difficult all around the nation. If you are an analytical kind of guy, if you look at the data over . . . the nation, it is difficult for a [B]lack person to get a fair trial in U.S., the outcome.” When the court asked if Y.B. meant statistically, Y.B. said, “They are convicted at a higher rate.” The court asked whether Y.B. thought the conviction rate was “automatically due to . . . bias in the system?” Y.B. responded, “It could be.” The court asked, “Could it be other things?” Y.B. answered, “Could be.” The court asked, “[S]o how would we ever have a trial for a [B]lack person, then?” Y.B. responded, “I‘m not a judge. Sorry.”
Defense counsel later had the opportunity to question Y.B. outside the presence of the other prospective jurors. Defense counsel asked Y.B. whether he would not be a good juror because he did not think that a Black person would get a fair trial. Y.B. stated that “[w]hat [he] said is what [he] know[s] from the facts“; that it was his general perspective; that he did not see many Black people in the jury pool; and that “[t]here might be a bias there against a [B]lack defendant.” When counsel asked Y.B. whether “in a personal situation” he listened to all the facts and made a decision based on the facts alone, Y.B. responded that he was not “the judge of deciding the sentence,” but “maybe the defendant is guilty and the facts will prove he‘s guilty. I‘m sorry, but I want to -- my judgment of -- of guilty will be influenced with the sentence meaning [¶] . . . [¶] I want to do more than just being a judge -- me being a jury. [¶] . . . [¶] I don‘t want to be just saying, ‘This person --
Defense counsel stated, “Well, I think the judge is going to excuse you. But, from my position, it‘s jurors like you that we need on the jury venire. That‘s all I have to say. Because you‘re being critical, and you‘re waiting for the evidence, and you‘re not going to make a decision unless you hear all the evidence. [¶] So I‘m sorry that you‘re being excused. I actually think you‘d be a very good juror. I think that you would know everything.” The court interjected that defense counsel‘s statements were an “improper [¶] . . . [¶] comment” and told counsel that she could put an objection on the record.
The court stated that it was going to excuse Y.B. because he had “made very clear . . . that he does not believe that [defendant], as a [B]lack man, would get a fair trial in the American justice system” and that “he was resistant to being a juror given the fact that he does not have any say in sentencing.”
Defense counsel stated, “And, your Honor, part of the reason I made the comments was because I didn‘t want the juror to think that I was attacking him, because I felt like some of my questions might have been a challenging way [sic]. So I was trying to explain to him that I was not being challenging.” The court thanked Y.B. and told him that he was excused.
2. Forfeiture
In People v. Holt (1997) 15 Cal.4th 619, 658 (Holt), the California Supreme Court held that “an objection must be made if a claim of error in excusing the juror [for cause] is to be preserved for appeal.” (See also People v. Gutierrez (2009) 45 Cal.4th 789, 805 (Gutierrez) [“By failing to object, [the] defendant forfeited his claim that the trial court erred in excusing Prospective Juror F.K. for cause,” including that the excusal violated the defendant‘s Sixth and Fourteenth Amendment rights to a fair trial].) The court stated that “[t]he reason for such a rule is apparent. We cannot assume that a party who fails to object
Based on the record before us, we conclude that defendant‘s claim has been forfeited. Although defense counsel stated that she was sorry that Y.B. was being excused and thought that he would be “a very good juror,” would “wait[] for the evidence,” and would “not . . . make a decision unless [he] hear[d] all the evidence,” counsel did not state a legal objection to Y.B.‘s excusal despite that the trial court explicitly told counsel that she “can put an objection on the record.” Rather, defense counsel stated that “part of the reason [she] made the comments was because she did not want Y.B. to think [she] was attacking him” and she wanted “to explain to him that [she] was not being challenging.”
Defendant argues that counsel‘s statements were “adequate because [they] gave the trial court a fair opportunity to rule.” Importantly, however, defendant did not claim in the trial court, as he does here, that Y.B.‘s responses were statements of fact, not expressions of actual bias, and that there was no evidence of bias to justify the excusal. Rather, defense counsel stated to Y.B. that “it‘s jurors like you that we need on the jury venire. . . . Because you‘re being critical, and you‘re waiting for the evidence, and you‘re not going to make a decision unless you hear all the evidence.” Nor did defendant contend below that the excusal violated his Sixth and Fourteenth Amendment rights. “[D]efendant‘s failure to make a timely and specific objection on the ground[s] he now raises forfeits the claim on appeal.” (People v. Pearson (2013) 56 Cal.4th 393, 416.)
Defendant asserts that the error was structural and cannot be forfeited. However, the California Supreme Court “ha[s] rejected ‘[the] assumption that an error in excusing a juror
For these reasons, we conclude that defendant‘s claim that the trial court erred when it excused Y.B. for cause has been forfeited. (See Holt, supra, 15 Cal.4th at pp. 656-658; Gutierrez, supra, 45 Cal.4th at p. 805.)
3. Ineffective Assistance of Counsel
Defendant contends that if his claim that the trial court erred when it excused Y.B. for cause has been forfeited, his counsel provided constitutionally ineffective assistance.
To prevail on a claim of ineffective assistance of counsel, a criminal defendant must establish both that his or her counsel‘s performance was deficient and that he or she suffered prejudice. (Strickland v. Washington (1984) 466 U.S. 668, 687 (Strickland).) The deficient performance component of an ineffective assistance of counsel claim requires a showing that “counsel‘s representation fell below an objective standard of reasonableness” under prevailing professional norms. (Id. at p. 688.) “When a claim of ineffective assistance is made on direct appeal, and the record does not show the reason for counsel‘s challenged actions or omissions, the conviction must be affirmed unless there could be no satisfactory explanation. [Citation.]” (People v. Anderson (2001) 25 Cal.4th 543, 569 (Anderson).) Regarding prejudice, a “defendant must show that there is a reasonable probability“—meaning “a probability sufficient to undermine confidence in the outcome“—“that, but for counsel‘s unprofessional errors, the result of the proceeding would have been different.” (Strickland, supra, at p. 694.) Prejudice requires a showing of “a ’ “demonstrable reality,” not simply speculation.’ ” (People v. Fairbank (1997) 16 Cal.4th 1223, 1241 (Fairbank).)
Here, the record is silent regarding why counsel did not object to Y.B.‘s excusal for cause and thus “affords no basis for concluding that counsel‘s omission was not based on an informed tactical choice.” (Anderson, supra, 25 Cal.4th at p. 569.) Reversal on direct
As the court suggested in Holt, perhaps counsel determined that Y.B.‘s excusal was favorable, despite her comments to Y.B. to the contrary, and would eliminate the need to use a peremptory challenge against him. (See Holt, supra, 15 Cal.4th at p. 657; cf. People v. Lenix (2008) 44 Cal.4th 602, 622-624 [discussing the complexity and fluidity of jury selection in the context of a Batson/Wheeler5 claim].) Or perhaps counsel understood that Y.B.‘s reluctance to decide the facts without consideration of punishment made him properly subject to excusal for cause. “Counsel is not required to proffer futile objections.” (Anderson, supra, 25 Cal.4th at p. 587.) A juror may be constitutionally excused for cause if the juror‘s views would ” ’ ” ’ ” ‘prevent or substantially impair’ ” the performance of the juror‘s duties as defined by the court‘s instructions and the juror‘s oath.’ ” ’ ” (People v. Armstrong (2019) 6 Cal.5th 735, 750.) It is settled that jurors may not consider a defendant‘s possible punishment or “the consequences of their verdicts.” (Shannon v. United States (1994) 512 U.S. 573, 579; People v. Honeycutt (1977) 20 Cal.3d 150, 157, fn. 4; CALCRIM No. 200.) Throughout voir dire, Y.B. consistently voiced his desire to know what would happen to defendant if he was found guilty and stated at the conclusion of his questioning that he was “not taking the position of the judge . . . of deciding the sentence. But to me -- maybe the defendant is guilty and the facts will prove he‘s guilty. I‘m sorry, but I want to -- my judgment of -- of guilty will be influenced with the sentence meaning [¶] . . . [¶] I want to do more than just being a judge -- me being a jury. [¶] . . . [¶]
Moreover, defendant has failed to establish “a reasonable probability that . . . the result of the proceeding would have been different” had counsel objected to Y.B.‘s excusal. (Strickland, supra, 466 U.S. at p. 694.) Defendant asserts solely that “the error was prejudicial . . . since an appropriate objection would have kept this juror on the panel and avoided any concerns among the jury pool by seeing this juror removed without cause.” However, Y.B. was questioned, in part, outside of the other prospective jurors’ presence and was excused outside of their presence, so the jury pool did not “see[] [him] removed without cause,” and would have had no basis to conclude as such. And the impaneled jury was instructed that it must decide the facts “based only on the evidence” presented at trial. We presume that the jury followed the court‘s instructions. (People v. Flinner (2020) 10 Cal.5th 686, 717 (Flinner).) Because defendant‘s prejudice contention is essentially speculative, it must be rejected. (See Fairbank, supra, 16 Cal.4th at p. 1241.)
B. Prosecutorial Misconduct During Voir Dire and Failure to Grant a Mistrial
Defendant contends that during jury voir dire the prosecutor committed misconduct and violated his Sixth and Fourteenth Amendment rights when he told the prospective jurors part of the fable of the scorpion and the frog while he explained that he was not required to prove motive. Our colleagues in the Second District have summarized the fable as follows: “There is a fable about the frog and the scorpion. It stresses the scorpion will sting, no matter what, because that is in its nature.” (People v. Del Rio (2020) 54 Cal.App.5th 47, 54 (Del Rio); see also In re Las Vegas Monorail Co. (Bankr. D.Nev. 2010) 429 B.R. 317, 338, fn. 37 [detailed recounting of the fable].) Defendant argues that the prosecutor‘s use of the fable was improper because it was a character argument and was racially discriminatory. Defendant further contends that the trial court erred when it denied his request for a mistrial and that the failure to grant a mistrial violated his Sixth and Fourteenth Amendment rights.
1. Trial Court Proceedings
During voir dire, the prosecutor explained that he did not have to prove motive and asked certain prospective jurors whether they could convict without motive evidence if he proved the case beyond a reasonable doubt. All of the prospective jurors questioned indicated that they could follow the law on motive. The prosecutor then stated, “So there‘s . . . a story of a scorpion and a frog,” and asked a prospective juror if she knew the fable. The prospective juror responded affirmatively. The prosecutor continued, “Okay. So it‘s the scorpion goes up to the frog right before he wants to cross the river.” Defense counsel asked to approach. The court stated, “No, you don‘t need to approach. I‘m going to not allow that.” The prosecutor acknowledged the court‘s ruling and moved on.
Defense counsel moved for a mistrial when the prospective jurors were in recess. Counsel asserted, “I believe that [the prosecutor], by bringing up the frog and the scorpion joke has poisoned the jury pool, for those of them who have heard it, because the punch line is ‘It‘s in his nature.’ [¶] So I‘m not sure exactly what he was going for, but it seems to me that it could imply that he was going to try to say that it was in [defendant‘s] nature to do whatever it is that he did. And I think that . . . there were some [prospective jurors] that said, yes, they know the joke. [¶] And I find it inappropriate. And I . . . can‘t even speculate as to where he was going, but I think the damage may have already been done, because that‘s going to be in the minds of the jurors who heard and know the joke.”
The court denied the mistrial motion, observing that the prosecutor had been prevented from telling the entirety of the fable and that the fable was mentioned during the discussion on motive. The court stated that it assumed defendant was going to object when counsel asked for a sidebar and that it sustained the presumed objection because the fable
2. Prosecutorial Misconduct
Defendant contends that the prosecutor‘s partial telling of the scorpion and the frog fable during voir dire was improper in two respects: (1) it was a character argument; and (2) it was racially discriminatory.
“A prosecutor‘s conduct violates the federal Constitution when it infects the trial with unfairness, and violates state law if it involves the use of deceptive or reprehensible methods of persuasion. [Citation.] To preserve a misconduct claim for appellate review, a defendant must make a timely objection and ask the trial court to admonish the jury to disregard the remark (or conduct) unless such an admonition would not have cured the harm. [Citation.] When the claim focuses on the prosecutor‘s comments to the jury, we determine whether there was a reasonable likelihood that the jury construed or applied any of the remarks in an objectionable fashion. [Citation.]” (People v. Booker (2011) 51 Cal.4th 141, 184-185 (Booker).) ” ‘In conducting this inquiry, we “do not lightly infer” that the jury drew the most damaging rather than the least damaging meaning from the prosecutor‘s statements. [Citation.]’ [Citations.]” (People v. Centeno (2014) 60 Cal.4th 659, 667 (Centeno).)
Because defendant did not request an admonition when the prosecutor partially told the scorpion and the frog fable, his prosecutorial misconduct claim has been waived. (See Booker, supra, 51 Cal.4th at p. 184; People v. Medina (1995) 11 Cal.4th 694, 740 (Medina) [forfeiture rule applies to claimed misconduct during jury voir dire].) Although defendant baldly asserts that an admonition would not have cured the prejudice from the comments, the prosecution‘s statements were limited to, “there‘s a story of a scorpion and a frog,” and, “it‘s the scorpion goes up to the frog right before he wants to cross the river.” Given the trial court‘s interruption of the prosecutor early in his recitation of the fable, the court‘s
But even if defendant‘s prosecutorial misconduct claim had been preserved, we would find no reversible error. Regarding defendant‘s federal constitutional rights, we determine that the limited comments were not ” ’ ” ‘so egregious that [they] infect[ed] the trial with such unfairness as to make the conviction a denial of due process.’ ” ’ [Citations.]” (People v. Ledesma (2006) 39 Cal.4th 641, 726.) The voir dire comments ” ‘did not comprise a pattern of egregious misbehavior making the trial fundamentally unfair.’ ” (People v. Winbush (2017) 2 Cal.5th 402, 484; see also People v. Forrest (2017) 7 Cal.App.5th 1074, 1085-1086 [to constitute a denial of due process, ” ’ “it is not enough that the prosecutor‘s remarks were undesirable or even universally condemned” ’ “].)
Regarding whether the comments were improper under state law, a prosecutor commits misconduct when he or she misleads the jury on the law (see People v. Hill (1998) 17 Cal.4th 800, 845), and California law generally disallows the use of character evidence (see
Defendant contends that the comments were also improper because they were racially discriminatory and racially charged. Defendant argues that the prosecutor‘s use of
To be clear, “a prosecutor may not compare a defendant to a beast for the purpose of dehumanizing him [or her] before the jury or in an effort to evoke the jury‘s racial biases.” (People v. Powell (2018) 6 Cal.5th 136, 183.) Here, the prosecutor‘s exact words were, “there‘s a story of a scorpion and a frog,” and, “it‘s the scorpion goes up to the frog right before he wants to cross the river.” We are mindful that ” ‘we “do not lightly infer” that the jury drew the most damaging rather than the least damaging meaning from the prosecutor‘s statements’ ” and that there must be “a reasonable likelihood the jury understood or applied the complained-of comments in an improper or erroneous manner.” (Centeno, supra, 60 Cal.4th at p. 667.) We are also mindful that prospective jurors arrive at voir dire with varied life experiences that may influence how such comments are perceived. Defendant argues that some of the prospective jurors may have been familiar with the fable, and that those familiar with it may have interpreted the prosecutor‘s comments to be race based. We agree that some jurors who were familiar with the fable, based on their lived experiences and perceptions, could have believed it was race based. However, because the recitation of the fable was incomplete, and absent a record establishing the breadth of juror familiarity with
After careful review of the record, we conclude that defendant has not demonstrated prejudice as it is not “reasonably probable the trial outcome was affected.” (People v. Shazier (2014) 60 Cal.4th 109, 127 (Shazier).) “[A]s a general matter, it is unlikely that errors or misconduct occurring during voir dire questioning will unduly influence the jury‘s verdict in the case. Any such errors or misconduct ‘prior to the presentation of argument or evidence, obviously reach the jury panel at a much less critical phase of the proceedings, before its attention has even begun to focus upon the . . . issue[s] confronting it.’ [Citation.]” (Medina, supra, 11 Cal.4th at p. 741.)
Further, the prosecutor‘s comments occurred during a discussion on motive and the prosecutor was interrupted before he reached the character aspect of the fable, leaving his comments quite ambiguous for those unfamiliar with the story. And the trial court clearly announced that it would “not allow” the fable. Once impaneled, the jury was instructed “not [to] let bias, sympathy, prejudice or public opinion influence [its] decision.” During the instructions at the conclusion of the evidence, the jury was told that the attorneys’ comments were not evidence; that it must decide the case based solely on the evidence; and that it could “not . . . let bias, sympathy, prejudice, or public opinion influence [its] decision,” including “bias for or against the witnesses, attorneys, defendant, or alleged victims based on disability, gender, nationality, national origin, race or ethnicity, religion, gender identity, sexual orientation, age, or socioeconomic status.” We presume that the jury followed the
For all of these reasons, we conclude that the prosecutor did not commit reversible error during his discussion of motive in jury voir dire when he stated that “there‘s a story of a scorpion and a frog,” and, “it‘s the scorpion goes up to the frog right before he wants to cross the river.”
3. Denial of Mistrial Motion
Defendant contends that based on the seriousness of the prosecutor‘s misconduct, the trial court abused its discretion when it denied his motion for a mistrial. Defendant asserts that the racially charged and discriminatory language could “[not] help but infect the entire trial, and there was no cure for the prejudice engendered by th[e] comparison” of defendant to a scorpion.
” ‘A court should grant a mistrial ” ‘only when a party‘s chances of receiving a fair trial have been irreparably damaged.’ ” [Citation.] This generally occurs when ” ’ ” ‘the court is apprised of prejudice that it judges incurable by admonition or instruction.’ ” ’ ” [Citation.] We review the trial court‘s refusal to grant a mistrial for abuse of discretion.’ [Citation.]” (People v. Wright (2021) 12 Cal.5th 419, 447.) ” ’ “Whether a particular incident is incurably prejudicial is by its nature a speculative matter, and the trial court is vested with considerable discretion in ruling on mistrial motions.” ’ ” (People v. Schultz (2020) 10 Cal.5th 623, 673 (Schultz).)
We conclude that the trial court did not abuse its discretion when it denied the mistrial motion. As we stated above and as the court observed when it denied the mistrial motion, the prospective jurors did not hear the character aspect of the scorpion and the frog fable from the prosecutor‘s comments, “there‘s a story of a scorpion and a frog,” and, “it‘s the scorpion goes up to the frog right before he wants to cross the river,” because the court halted the prosecutor‘s recitation of the story. The prosecutor‘s limited remarks were such
Thus, based on the brevity and vagueness of the prosecutor‘s comments, the fact that the statements were made during voir dire, the trial court‘s disallowance of the fable, and the court‘s instructions to the impaneled jury the following day, we determine that the court did not abuse its ” ’ “considerable discretion” ’ ” when it implicitly found that defendant‘s chances of receiving a fair trial had not been ” ‘irreparably damaged’ ” by the prosecutor‘s statements and denied the mistrial motion. (Schultz, supra, 10 Cal.5th at p. 673.)
C. Evidence of George‘s Intimidation of Sean Woods
Defendant contends that the trial court abused its discretion when it admitted evidence that defendant‘s brother George intimidated prospective witness Sean Woods. Defendant argues that the evidence was irrelevant and more prejudicial than probative. Defendant further asserts that the evidence was so inflammatory that it violated his Fourteenth Amendment right to due process. The Attorney General contends that defendant‘s claim has been forfeited and that the court did not abuse its discretion when it admitted the evidence because it was probative of Owens‘s and Gulley‘s credibility and not particularly prejudicial.
1. Trial Court Proceedings
The prosecution moved in limine to present evidence of a recorded jail call between defendant and George the night after defendant‘s preliminary hearing. The prosecution
During the hearing on the in limine motion, the prosecution stated that it had been informed by Woods‘s counsel that Woods would refuse to testify at trial. The prosecution relayed that when Woods was arrested in January 2016 in an unrelated case, he told the police that defendant made an admission to him about his role in the homicide. Woods was subpoenaed for the preliminary hearing but was the only witness who failed to appear. The prosecution stated that George‘s witness intimidation pertained to witnesses’ credibility and that it was not asking for it to be admitted as evidence of defendant‘s guilt.
Defendant stated that the jail call had just been disclosed the afternoon before the hearing and that there was no evidence that he had asked George to do anything.
The court ruled that it would allow the evidence of George‘s intimidation of several witnesses including Woods. The court stated that if there was an insufficient connection between George‘s conduct and defendant, it would instruct the jury that the evidence pertained to the credibility of the witnesses subject to the intimidation and that the jury was “not to use it against [defendant].”
Defendant subsequently filed a motion in limine objecting to the evidence of George‘s witness intimidation, including his intimidation of Woods. Defendant argued that the evidence was not admissible to rehabilitate a witness‘s credibility and that even if it were, its probative value was far outweighed by its prejudicial effect.
In response to defendant‘s motion, the court maintained its previous ruling that the prosecution could present the evidence of witness intimidation. The court stated that absent
The prosecution did not call Woods as a witness at trial.7
The prosecution presented evidence at trial that Woods was subpoenaed to testify at the preliminary hearing but failed to appear. During an investigator‘s testimony, defendant objected to the prosecutor‘s question asking the investigator why he was at the preliminary hearing. A bench conference was held off the record. The prosecution then asked if the investigator was at the hearing to provide security for Owens, and the investigator said yes.
Later during the investigator‘s testimony, evidence was admitted that in a jail call in March 2016, George told defendant that he had attended the preliminary hearing. George stated that he had seen “Brah” at the hearing. George said that he asked the person what he was doing there and the person responded that he had been subpoenaed. George told the person, “Don‘t be showing up over here.” The person responded, “[N]ah man. I ain‘t coming.” George was subsequently arrested for the witness intimidation of Sean Woods.
Evidence was also admitted that on the date Woods was subpoenaed for the preliminary hearing, George Thompson‘s Facebook account searched for ” ‘Sean Woods’ ” approximately three times.
After both sides rested, the court included in its instructions to the jury the following pinpoint instruction: “You have heard testimony regarding conduct associated with George Thompson and others attempting to influence Khalil Ow[en]s and/or Se[a]n Woods as potential witnesses in this matter. There has been no evidence presented linking this
At defendant‘s sentencing, counsel requested to make a record of several things that occurred during trial. Counsel stated that at the bench conference during the investigator‘s testimony, she “asked the court considering the fact that . . . Woods . . . was not going to be testifying, that perhaps it would not be appropriate, based on the court‘s in limine ruling, that [the investigator] discuss the alleged intimidation of . . . Woods . . . .” Counsel continued, “Because my understanding of the in limine ruling was that the court was saying that that information with regard to George[‘s] . . . actions was coming in . . . with regard to the testimony of . . . Woods and how those events had affected [his] testimony. [¶] And my argument was that since [Woods] was not testifying, that they were no longer -- that was no longer relevant. [¶] And at the bench, I believe the court overruled that request and the [Woods] information did come in anyway.” The court stated, “All right,” and asked the prosecution if it wanted to address counsel‘s statements. The prosecution declined.
2. Forfeiture
Relying on
The California Supreme Court has explained that
Defendant claims on appeal that the Woods intimidation evidence was irrelevant because Woods‘s credibility was not at issue as he did not testify at trial and neither Gulley nor Owens testified regarding Woods. Defendant further contends that the evidence was more prejudicial than probative as it had no bearing on any testifying witness‘s credibility and “could only have reflected negatively on [defendant].” Defendant asserts that the evidence‘s admission violated his Fourteenth Amendment right to due process.
Based on the trial record, we conclude that defendant adequately preserved his claims regarding the Woods intimidation evidence. Defendant‘s motion in limine notified the court that he was objecting to the evidence on the basis that it was inadmissible to rehabilitate a witness‘s credibility and that it was more prejudicial than probative and would only “tarnish [defendant] by association.” And defendant‘s objection during the investigator‘s testimony alerted the court that defendant objected to the evidence because it “was no longer relevant”
3. Legal Principles and Standard of Review
” ’ “Only relevant evidence is admissible (
We “appl[y] the abuse of discretion standard of review to any ruling by a trial court on the admissibility of evidence.” (People v. Waidla (2000) 22 Cal.4th 690, 723 (Waidla).) “The trial court has broad discretion to determine the relevance of evidence [citation], and
4. Analysis
The trial court did not elaborate on the reasons for its ruling that it would allow the prosecution to present evidence that George intimidated Woods other than to state that it would instruct the jury that the evidence pertained to “the credibility of the witnesses subject to the intimidation.” The court instructed the jury that it could “use th[e] evidence to help . . . determine the credibility of Khalil Owen‘s and Jessie Gulley‘s testimony.” We therefore glean from the court‘s statement and its instruction that it implicitly found the Woods intimidation evidence relevant to Owens‘s and Gulley‘s credibility and not substantially more prejudicial than probative.
We find the evidence to be of limited relevance to Owens‘s and Gulley‘s credibility. Both Owens and Gulley testified to acts of intimidation by George. That George also intimidated Woods tended to corroborate Owens‘s and Gulley‘s testimony that George intimidated them and to bolster their credibility generally.
Owens and Gulley were key prosecution witnesses whose credibility was contested at trial. Owens testified that defendant was one of the people who had engaged in a verbal confrontation with Maynard; he saw a bulge on defendant‘s hip that night; and before he heard the gunshots, he saw defendant walking in the direction of the crime scene. Gulley testified that Maynard had called defendant a ” ‘bitch’ ” outside of the taqueria, and Gulley placed defendant at the scene of the shooting with a gun. Gulley stated that defendant shot his hand when he grabbed defendant‘s gun and that as he ran from defendant, he heard two more gunshots before he turned and saw Jackson on the ground. Both Owens and Gulley
Defendant‘s theory, in contrast, was that Owens killed Jackson, and defendant repeatedly challenged Owens‘s and Gulley‘s credibility. Given that the Woods intimidation evidence bolstered Owens‘s and Gulley‘s credibility and that their credibility was contested, the trial court‘s implicit determination of relevance was not “arbitrary, capricious or patently absurd.” (Jones, supra, 57 Cal.4th at p. 947.) While defendant argues that the evidence “essentially constituted impermissible character evidence against George (
We also conclude that the trial court did not abuse its discretion when it implicitly determined that the Woods intimidation evidence was not substantially more prejudicial than probative. As we stated above, the evidence was somewhat probative of Owens‘s and Gulley‘s credibility, and the trial court limited the evidence‘s use to helping the jury determine Owens‘s and Gulley‘s credibility.
Defendant argues that the recorded jail call between George and defendant “only provided a speculative inference that George was even referring to . . . Woods,” presumably because during the call George referred to the person he spoke to at the preliminary hearing only as “Brah.” However, because the evidence was relevant to Owens‘s and Gulley‘s credibility generally and their testimony regarding George‘s conduct toward them, it was not particularly important that it was Woods who George also intimidated. And the jail call made clear that George at the very least told someone who was subpoenaed for the hearing not to “be showing up over here.” There was also evidence that the George Thompson Jr. Facebook account had searched for “Sean Woods” several times the day before the preliminary hearing; that Woods failed to appear at the hearing; and that George was
Defendant argues that the evidence “could only have reflected negatively on [him] since . . . it indicated his brother was going around intimidating numerous witnesses.” The trial court forbade the jury from using the evidence against defendant “in any way,” however, and told the jury that “[t]here has been no evidence presented linking this conduct to the defendant.” We presume that the jury followed the court‘s instruction that it could only use the evidence to help it determine Owens‘s and Gulley‘s credibility. (See Flinner, supra, 10 Cal.5th at p. 717.) And given the evidence that George had also intimidated Owens and Gulley, was once violent with Gulley, and was the leader of a Crip gang, and that defendant had told Gulley the day after the shooting that if he said anything, he would have a problem, the evidence of George‘s intimidation of Woods was not particularly inflammatory.
For these reasons, we conclude that the trial court‘s implicit determination that the Woods intimidation evidence was not substantially more prejudicial than probative was not an abuse of discretion as it was not “arbitrary, capricious, or patently absurd.” (Thomas, supra, 53 Cal.4th at p. 806.)
5. Due Process Claim
Even if we were to assume that the trial court abused its discretion when it admitted the Woods intimidation evidence, we would not find that the evidence‘s admission rendered the trial “fundamentally unfair” such that it violated defendant‘s due process rights. (Partida, supra, 37 Cal.4th at p. 399.) “To prove a deprivation of federal due process rights, [defendant] must satisfy a high constitutional standard to show that the erroneous admission of evidence resulted in an unfair trial. ‘Only if there are no permissible inferences the jury may draw from the evidence can its admission violate due process. Even then, the evidence must “be of such quality as necessarily prevents a fair trial.” [Citation.] Only under such circumstances can it be inferred that the jury must have used the evidence for an improper
Defendant argues that the evidence violated due process “given [its] inflammatory nature,” but does not elaborate on that point other than by reiterating that the evidence could only have been credited against him and was speculative. Defendant also compares this case to McKinney v. Rees (9th Cir. 1993) 993 F.2d 1378 (McKinney).
In McKinney, the defendant was convicted of murdering his mother by slitting her throat with a knife. (McKinney, supra, 993 F.2d at p. 1381.) The trial court admitted evidence that the defendant possessed various knives, occasionally strapped a knife to his body while wearing camouflage pants, and had scratched the words ” ‘Death is His’ ” on a closet door. (Id. at p. 1382.) The Ninth Circuit concluded that there were no permissible inferences the jury could have drawn from the evidence as it was solely probative of the defendant‘s propensity to possess knives. (Id. at p. 1384.) It is unclear from the decision whether defendant objected to the evidence on propensity grounds below. The Ninth Circuit concluded that the “emotionally charged” evidence rendered the defendant‘s trial fundamentally unfair as the prosecution‘s evidence against him was solely circumstantial and there was no motive for the crime. (Id. at p. 1385.)
In contrast here, the Woods intimidation evidence was relevant to Owens‘s and Gulley‘s credibility and was not admitted as proof of defendant‘s guilt. It was also not “emotionally charged.” (McKinney, supra, 993 F.2d at p. 1385.) Thus, we find McKinney inapposite.
Regarding defendant‘s remaining contentions, as we explained above the evidence could not have been “credited against him” because the trial court instructed the jury that it could not use the evidence against defendant. (See Flinner, supra, 10 Cal.5th at p. 717.)
For these reasons, we conclude that the evidence did not render the trial “fundamentally unfair.” (Partida, supra, 37 Cal.4th at p. 439.)
6. Prejudice from the Assumed Error
“Absent fundamental unfairness, state law error in admitting evidence is subject to the traditional Watson8 test: The reviewing court must ask whether it is reasonably probable the verdict would have been more favorable to the defendant absent the error.” (Partida, supra, 37 Cal.4th at p. 439.) Even if we were to assume that the admission of the Woods intimidation evidence violated state law, we would determine that the error was harmless under Watson based on the evidence against defendant and the trial court‘s instructions to the jury.
The evidence against defendant was fairly strong. Video surveillance footage showed defendant and several others involved in an argument with Maynard, who is Jackson‘s half-brother, on the date of the shooting. Although Maynard testified at trial that he was not sure if the person who flashed the gun was the shooter, he consistently told the police that during the argument the shooter flashed a gun at him. Maynard testified that the man with the gun said something like, ” ‘You don‘t want these problems. Come around the
Owens and Gulley, who were in the group associated with defendant, both testified that on the night of the shooting they saw a bulge on defendant‘s hip. Gulley testified that during the argument, Maynard called defendant ” ‘bitch,’ ” and that afterwards Owens told defendant, ” ‘You know what you got to do,’ ” providing a motive for the shooting.
Gulley was present at the shooting. Gulley stated that Jackson punched him, and when he was about to punch Jackson in return, he saw defendant with a gun out. Gulley grabbed the gun. Defendant shot Gulley‘s hand and Gulley ran, bleeding, before hearing more gunshots and seeing Jackson on the ground. Gulley‘s testimony was partially corroborated by his inclusion as a possible contributor to the minor DNA profile developed from the blood stains on Jackson‘s hand; Gulley‘s trail of blood leading from the scene; the scarring on Gulley‘s hand; and the surveillance footage showing Gulley wrapping a jacket around his hand and running. Gulley identified defendant as the person running behind him in the surveillance footage and stated that the footage showed defendant putting the gun away. Gulley further testified that when he told defendant that he had shot him, defendant said that he ” ‘shouldn‘t grab it.’ ” Gulley stated that the day after the shooting, defendant told him that if he said anything, he would have a problem and that defendant‘s brother subsequently threatened him, too.
In addition, defendant stated to his brother George during a recorded jail call that Maynard was unable to identify him in a lineup because he did not know the shooter‘s face. It is reasonable to view this evidence as an admission by defendant that he was the shooter.
Also supporting our finding of harmlessness is the trial court‘s limiting instruction on the witness intimidation evidence. As we stated above, the court told the jury that “[t]here has been no evidence presented linking this conduct to the defendant and you may not use that evidence against the defendant in any way. You may, however, use that evidence to help you determine the credibility of Khalil Owen‘s and Jessie Gulley‘s testimony.”
For these reasons, we determine that it is not “reasonably probable that a result more favorable to [defendant] would have been reached” absent the admission of evidence that George intimidated Woods, and we reject defendant‘s claims that the court committed reversible error when it admitted the evidence. (Watson, supra, 46 Cal.2d at p. 836.)
D. Evidence of Internet Searches on the George Thompson, Jr. Facebook Account
Defendant contends that the trial court erred when it admitted evidence of internet searches performed on the George Thompson Jr. Facebook account. As we stated above, George Thompson is defendant‘s brother. The evidence consisted of searches for news stations shortly after the shooting occurred; searches for Jackson in the days following the shooting; and searches for ” ‘Wizzy’ ” ” ‘Wizzy Going’ ” in April 2016.9 “Wizzy” is Owens‘s moniker. Defendant contends that the evidence was irrelevant, more prejudicial than probative, and violated his Fourteenth Amendment right to due process. The Attorney General contends that the evidence of the news stations searches and the searches for Jackson shortly after the shooting was probative of defendant‘s involvement in the offense and that the evidence of the searches for Owens was relevant to Owens‘s credibility. The Attorney General denies that any of the internet search evidence was more prejudicial than probative or that the evidence violated defendant‘s right to due process.
1. Trial Court Proceedings
The prosecution moved in limine to present evidence that the George Thompson Jr. Facebook account conducted 12 searches for Jackson within several minutes a few days
At the hearing on the motion, the prosecution reiterated the arguments in its motion and added that the searches for Owens were relevant to defendant‘s identity as the shooter.
Defendant contended that it was speculative and not reasonable to infer from the searches that he admitted to George that he was the shooter as it was possible that Gulley told George about the shooting or that defendant himself told George about it since there was no dispute that defendant was in the vicinity of the shooting. Defendant also argued that “there has to be some connection” between him and the search evidence and that the evidence was more prejudicial than probative, would confuse the issues, and would prevent him from receiving a fair trial.
The court ruled that it would allow evidence of George‘s intimidation of witnesses and the related Facebook searches. The court stated that if there was not a sufficient connection between defendant and the evidence, it would instruct the jurors that the evidence related solely to “judging the credibility of the witnesses who were the victims of the [witness] intimidation, but they are not to use it against [defendant].” The court delayed its ruling on the evidence of the searches for Jackson.
Defendant subsequently filed a motion in limine objecting to the witness intimidation evidence, the related Facebook searches, and the searches for Jackson. Defendant reiterated his arguments that the evidence was speculative, not relevant, and more prejudicial than probative and that there was no evidence linking him to George‘s conduct. The court
During the trial testimony of a prosecution investigator, an unreported bench conference was held when the prosecution began questioning the investigator about the George Thompson, Jr. Facebook account. The investigator subsequently testified that on the date of the shooting, the account conducted at least three searches for news stations, such as ” ‘KRON 4 News.’ ” The first search occurred on the date of the murder at 3:37 a.m.; the second search occurred at 3:38 a.m.; and the third search occurred at 3:46 a.m. The investigator stated that in his review of a couple thousand pages of account records, he found only one other search for news, which appeared to be a random search and “was not clustered with others.”
The investigator testified that the Facebook account searched for ” ‘Marvin Jackson Jr.’ ” two days after the murder. An article with Jackson‘s name in it had appeared in a newspaper earlier that day, but defendant had not been named as a suspect yet. The investigator stated that there were “many searches” for Jackson that date, some occurring just seconds apart, and testified to approximately 13 searches related to Jackson. The investigator testified that there was “a more specific search . . . for ‘Marvin Jackson Jr. San Jose CA’ ” six days after the murder.
The investigator also testified about George‘s intimidation of Owens. After stating that a photograph of Owens testifying at the preliminary hearing had been posted to the George Thompson Jr. Facebook account as well as various comments about the photograph, including ” ‘[h]ashtag stop snitching,’ ” the investigator testified that there were four searches by the account for ” ‘Wizzy Going’ ” or ” ‘Wizzy.’ ”
Later during the investigator‘s testimony, the court admonished the jury, “You‘ve heard evidence related to a photograph of Mr. Owens and conduct relating to ‘hashtag snitch’ -- evidence of that sort. I‘m going to give you an instruction at the end about how
At the conclusion of the investigator‘s testimony and outside of the jury‘s presence, the court stated that it permitted the evidence of the Facebook searches based on the information that defendant lived at the address associated with the Facebook account, which was also George‘s address and the address that defendant gave when arrested. The court continued, “I think that raises the inference . . . as to who accessed that Facebook account and did those searches. [¶] And based on that, I‘m allowing the admissibility, over objection and after consideration of Evidence Code 352.”
2. Legal Principles and Standard of Review
As we stated above, all relevant evidence is generally admissible (
We review a trial court‘s ruling on the admissibility of evidence for an abuse of discretion. (Waidla, supra, 22 Cal.4th at p. 723.) Thus, we will not find error unless the court “exercised its discretion in an arbitrary, capricious, or patently absurd manner.” (Thomas, supra, 53 Cal.4th at p. 806.)
3. Analysis
a. Evidence of Internet Searches for News Stations and Jackson Shortly After the Shooting
Defendant contends that the evidence of internet searches by the George Thompson Jr. Facebook account for news stations on the date of the shooting and for Jackson within days of the shooting was not relevant because it was not reasonable to infer that the searches were conducted “only because [he] was the shooter; this theory was wildly speculative.” Defendant points out that there was no evidence that he “went home or stayed with [George]
We conclude that the trial court did not abuse its ” ‘broad discretion’ ” when it implicitly determined that evidence that a Facebook account associated with defendant‘s home address conducted three searches for news stations at 3:37 a.m., 3:38 a.m., and 3:46 a.m. on the date of the shooting was relevant to defendant‘s identity as the shooter. (Tully, supra, 54 Cal.4th at p. 1010.) Although circumstantial and not overwhelmingly convincing, ” ’ “the evidence tend[ed] ’ “logically, naturally, and by reasonable inference” to establish [defendant‘s] identity’ ” ’ ” as the shooter because the searches occurred just over an hour after the shooting, were clustered together, and were highly unusual for the account. (People v. Wallace (2008) 44 Cal.4th 1032, 1058 (Wallace).) The timing of the searches, that there were multiple searches, and the atypical nature of the searches for the account evinced that they were more than just a casual search for news.
The same holds true for the evidence of the account‘s “many searches” for Jackson a couple of days after the shooting on the same date Jackson‘s name appeared in a news article and the single search for ” ‘Marvin Jackson Jr. San Jose CA’ ” six days after the shooting. That there were other reasonable inferences that could be taken from the evidence “do[es] not mean the [searches] ha[d] no tendency in reason to establish that defendant shot [Jackson]. Those issues affect the probative weight of the evidence, not whether the [evidence] meet[s] the threshold requirement of relevancy.” (People v. Alexander (2010) 49 Cal.4th 846, 904; see also People v. Farnam (2002) 28 Cal.4th 107, 156-157 [” ‘Standing alone the inference may have been weak, but that does not make the evidence irrelevant.’ “].)
Defendant contends that even if relevant, the evidence of the Facebook searches conducted shortly after the shooting was more prejudicial than probative because it was
We determine that although the probative value of the search evidence was somewhat minimal, it was not “substantially outweighed by its prejudicial effect.” (Tran, supra, 51 Cal.4th at p. 1047.) The evidence was not particularly inflammatory, and defense counsel directly countered the prosecution‘s argument that the evidence demonstrated consciousness of guilt and defendant‘s identity as the shooter. Counsel asserted in closing “that [the] whole thing about the searches the day or two after the homicide -- we don‘t know who did them,” and that even if defendant had performed the searches, it did not mean that he was the shooter because “[w]e know that [defendant] was down there.” And we must reject defendant‘s claim that this search evidence somehow connected him to George‘s witness intimidation, as the trial court explicitly instructed the jury that “[t]here has been no evidence presented linking this [witness intimidation] conduct to the defendant and you may not use that evidence against the defendant in any way.” (See Flinner, supra, 10 Cal.5th at p. 717 [“we presume [the jury] followed the court‘s instructions“].)
For these reasons, we conclude that the trial court did not abuse its discretion when it admitted the evidence of the internet searches for news stations and for Jackson conducted on the George Thompson Jr. Facebook account shortly after the shooting.
b. Evidence of Searches Related to Owens After Preliminary Hearing
Defendant contends that the evidence of the Facebook searches related to Owens in April 2016 should have been excluded as irrelevant and as more prejudicial than probative because they did not corroborate George‘s intimidation of Owens; no corroboration of George‘s intimidation of Owens was necessary; and there was no evidence that Owens was aware of the searches such that they were intimidating to him.
As we recounted above, the trial court admitted evidence that George engaged in acts of witness intimidation against Owens, finding that the evidence was relevant to Owens‘s
Contrary to defendant‘s assertion, evidence that the George Thompson, Jr. Facebook account searched for Owens multiple times around when the account posted the photograph of Owens testifying does tend to corroborate that George was involved in the intimidation of Owens. ” ’ “[T]he evidence tend[ed] ’ “logically, naturally, and by reasonable inference” ’ ” ’ ” to establish that George was involved in the intimidation because the Facebook account was linked to George and it shows George‘s persistent interest in Owens. (Wallace, supra, 44 Cal.4th at p. 1058.) Importantly, ” ’ ” ‘[e]vidence that a witness is afraid to testify or fears retaliation for testifying is relevant to the credibility of that witness and is therefore admissible. [Citations.] An explanation of the basis for the witness‘s fear is likewise relevant to [his] credibility and is well within the discretion of the trial court. [Citations.]’ ” [Citation.] “Moreover, evidence of a ‘third party’ threat may bear on the credibility of the witness, whether or not the threat is directly linked to the defendant.” ’ ” (People v. Seumanu (2015) 61 Cal.4th 1293, 1313.)
Defendant argues that the searches for Owens should have been excluded as more prejudicial than probative because “[t]heir minimal corroborative value as to the witness intimidation was substantially outweighed by the implication that George was getting highly involved with several witnesses and that he may have been doing his brother‘s bidding.” As we have stated several times, however, the trial court instructed the jury regarding “conduct associated with George Thompson . . . attempting to influence Khalil Ow[en]s” that “[t]here
Defendant has not demonstrated that the probative value of the Facebook account searches for Owens was “substantially outweighed by its prejudicial effect.” (Tran, supra, 51 Cal.4th at p. 1047.) The evidence of the searches for Owens was not inflammatory, especially given the evidence that the account had previously posted a photograph of Owens testifying and comments about being a ” ‘snitch’ ” and ” ‘snitching.’ ” Nor was it cumulative to the extent that the trial court abused its discretion for failing to exclude it on that basis. (See Booker, supra, 51 Cal.4th at p. 194 [a trial court must exclude “unduly cumulative” evidence].)
For these reasons, we conclude that the trial court did not err when it admitted the evidence of the George Thompson Jr. Facebook account‘s internet searches for Owens.
c. Due Process
Defendant further contends that the admission of the internet searches conducted on the George Thompson, Jr. Facebook account violated his right to due process under the federal Constitution. However, since we have not found that the admission of the evidence
E. Cumulative Prejudice
Defendant contends that his convictions must be reversed due to cumulative prejudice from the trial court‘s errors, which denied him a trial that comported with due process. “We have considered each claim on the merits, and neither singly nor cumulatively do they establish prejudice requiring the reversal of the convictions.” (People v. Lucas (1995) 12 Cal.4th 415, 476.)
F. Prior Prison Term Enhancement
The parties agree that the prior prison term enhancement must be stricken based on a recent change to the law. We concur.
Effective January 1, 2020, Senate Bill No. 136 (2019-2020 Reg. Sess.) amended the prior prison term sentence enhancement under
G. Firearm Enhancement
Defendant contends that the matter must be remanded for resentencing to allow the trial court to exercise its newly enacted discretion to strike the
“Section 12022.53 sets forth the following escalating additional and consecutive penalties, beyond that imposed for the substantive crime, for use of a firearm in the commission of specified felonies . . . : a 10-year prison term for personal use of a firearm, even if the weapon is not operable or loaded (
Effective January 1, 2018, Senate Bill No. 620 (2017-2018 Reg. Sess.) amended
After the amendment to
In People v. Tirado (2022) 12 Cal.5th 688, 697 (Tirado), the California Supreme Court recently concluded that Morrison “correctly described the scope of a trial court‘s
The remaining question then is whether remand is required or if it would be an ” ‘idle act.’ ” (People v. Gamble (2008) 164 Cal.App.4th 891, 901 (Gamble).) Generally, “when the record shows that the trial court proceeded with sentencing on the . . . assumption it lacked discretion, remand is necessary so that the trial court may have the opportunity to exercise its sentencing discretion at a new sentencing hearing.” (People v. Brown (2007) 147 Cal.App.4th 1213, 1228.) The rationale for this general rule is that “[d]efendants are entitled to ‘sentencing decisions made in the exercise of the “informed discretion” of the sentencing court,’ and a court that is unaware of its discretionary authority cannot exercise its informed discretion.” (Ibid.) However, where ” ‘the record shows that the trial court would not have exercised its discretion even if it believed it could do so, then remand would be an idle act and is not required.’ ” (Gamble, supra, at p. 901; see also People v. Gutierrez (2014) 58 Cal.4th 1354, 1391 [remand for resentencing is appropriate “unless the record ‘clearly indicate[s]’ that the trial court would have reached the same conclusion ‘even if it had been aware that it had such discretion’ “].)
Here, the trial court did not elaborate on its sentencing decisions. It simply stated that probation was denied and defendant was committed for 75 years to life consecutive to
Accordingly, we will remand the matter to give the trial court an opportunity to exercise its discretion to strike the
H. Criminal Justice Administration Fee
Defendant contends that there is insufficient evidence to support the trial court‘s imposition of a $129.75 criminal justice administration fee pursuant to
Assembly Bill No. 1869 “abrogated the authority to impose and collect . . . the criminal justice administration fee.” (People v. Greeley (2021) 70 Cal.App.5th 609, 626 (Greeley).) Newly enacted
Accordingly, pursuant to
I. Restitution Order
Defendant contends that insufficient evidence supports $5,000 of the $13,083 in direct victim restitution he was ordered to pay Jackson‘s parents. According to the probation report, the parents requested $5,000 to reimburse them for the outstanding balance they paid on Jackson‘s car. Defendant argues that there is insufficient evidence to support the $5,000 ordered for the vehicle payment because Jackson‘s parents did not suffer a financial loss; “they gained a car.” Defendant also contends that the order was improper because “the outstanding debt was not caused by the crime.” Defendant asserts that to the extent counsel‘s objection to the $5,000 in restitution did not preserve his claim, he received ineffective assistance of counsel. The Attorney General contends that the claim has been forfeited because defendant did not request a restitution hearing and that defendant has not shown that his trial counsel was ineffective.
1. Trial Court Proceedings
The probation report stated that Jackson‘s parents “had to pay the remaining balance of $5,000 on [Jackson‘s] vehicle,” and requested direct victim restitution to reimburse them for that payment as well as funeral expenses.
Defendant objected to the requested restitution for the car, asserting that he did not know if that was “an appropriate item for restitution” because “[t]he vehicle probably remained in the [family‘s] custody and control.”
The trial court ordered defendant to pay $13,083 to Jackson‘s parents and advised defendant that he had “a right to a hearing to contest that amount.” The court also ordered defendant to pay $5,000 to the California Victim Compensation Board. The written restitution order pertains solely to the board‘s restitution.
It does not appear from the record that defendant requested a restitution hearing.
2. Relevant Legal Principles Regarding Victim Restitution
3. Forfeiture
On this record, we determine that defendant has forfeited his claim challenging the $5,000 in direct victim restitution ordered to reimburse Jackson‘s parents for the outstanding debt they paid on Jackson‘s car. The trial court was entitled to rely on the probation report
Defendant couches his claim in terms of insufficiency of the evidence, which generally can be raised for the first time on appeal (see People v. McCullough (2013) 56 Cal.4th 589, 596), but the arguments defendant makes in support of the claim belie that description. Defendant argues that he did not cause the car debt and that the $5,000 in restitution was a windfall because the parents also got to keep the car. A sufficiency of the evidence challenge, in contrast, maintains that the evidence in the record does not support the judgment (see People v. Westerfield (2019) 6 Cal.5th 632, 713), an argument defendant does not make.
That defendant forfeited his claim is demonstrated by the lacking factual support in the record for his arguments. For example, without a restitution hearing, there is no basis to conclude that the $5,000 in restitution constituted a windfall as there is no information regarding the value of the car at the time of Jackson‘s death. Nor is there any evidence regarding the car loan that would clarify whether Jackson‘s death obligated Jackson‘s parents to pay the outstanding balance.
For these reasons, we conclude that defendant has forfeited his challenge to the restitution order by failing to request a restitution hearing. (Cf. People v. Holloway (2004) 33 Cal.4th 96 133 [“A tentative pretrial evidentiary ruling, made without fully knowing what the trial evidence would show, will not preserve the issue for appeal if the appellant could have, but did not, renew the objection or offer of proof and press for a final ruling in the changed context of the trial evidence itself“].)
4. Ineffective Assistance of Counsel
Defendant contends that if the claim has been forfeited, he received ineffective assistance of counsel. As explained above, to prevail on an ineffective assistance of counsel claim, a defendant must establish both that his or her counsel‘s performance was deficient and that he or she suffered prejudice. (Strickland, supra, 466 U.S. at p. 687.) Defendant has not demonstrated either deficient performance or prejudice here.
Regarding deficient performance, reversal on direct appeal is warranted only if “(1) the record affirmatively discloses counsel had no rational tactical purpose for the challenged act or omission, (2) counsel was asked for a reason and failed to provide one, or (3) there simply could be no satisfactory explanation.” (Mai, supra, 57 Cal.4th at p. 1009.) Because the record does not reveal why counsel failed to request a restitution hearing to contest the order to reimburse Jackson‘s parents for the car debt, we cannot conclude that counsel was deficient as there are satisfactory explanations for the failure.
Similarly, regarding prejudice, without any facts about the car loan, ownership, or value in the record, defendant cannot “show that there is a reasonable probability that, but for counsel‘s unprofessional errors, the result of the proceeding would have been different.” (Strickland, supra, 466 U.S. at p. 694.)
J. Imposition of Fines and Fees
Relying primarily on People v. Dueñas (2019) 30 Cal.App.5th 1157 (Dueñas), which was decided after defendant was sentenced, defendant claims that the trial court‘s imposition of a $10,000 restitution fine (
1. Trial Court Proceedings
At sentencing, defendant asked the court to impose the mandatory minimum restitution fine, which was $300. Defendant stated that “he‘s been somewhat unemployed and certainly he will be in custody for the rest of his life and . . . would ask the court not to tax his family or anyone else with the restitution amount [sic],” and asserted that it was within the court‘s discretion to impose the mandatory minimum.
The probation report stated that defendant has three children. At the time of his arrest, defendant had been working as a stocker for a month. His longest stretch of employment was three months as a landscaper in 2014 before a separate arrest. Defendant also had experience as a janitor. The report recommended the statutory maximum restitution fine of $10,000.
The court ruled: “Despite the request of the defendant, I‘m going to order a $10,000 restitution fund fine under the formula permitted by . . .
2. Dueñas Inability to Pay Claim
In Dueñas, the court held that the imposition of a court operations assessment and a court facilities assessment without a determination of the defendant‘s ability to pay was “fundamentally unfair” and violated due process under the federal and state Constitutions. (Dueñas, supra, 30 Cal.App.5th at p. 1168.) The court also concluded that the execution of a restitution fine under
3. Abuse of Discretion in Imposition of Restitution Fine
Defendant contends that the trial court abused its discretion and violated his due process rights when it imposed a restitution fine above the statutory minimum because he “made it clear that he lacked the ability to pay a restitution fine in excess of the minimum amount” and the court was “unaware that prisoners do not have the assumed ability to pay, and it failed to properly consider departing from the statutory formula in light of [his] inability to pay.” Defendant highlights the information in the probation report regarding his three children and employment history to support his claim.
As defendant recognizes, however, a trial court has broad discretion to set the amount of the restitution fine. (
In setting the amount above the statutory minimum, “the court shall consider any relevant factors, including, but not limited to, the defendant‘s inability to pay, the seriousness and gravity of the offense and the circumstances of its commission, any economic gain derived by the defendant as a result of the crime, the extent to which any other person suffered losses as a result of the crime, and the number of victims involved in
The trial court was aware through its review of the probation report that defendant had three kids and a limited employment history. And, certainly, the court was cognizant of the fact that it ordered defendant to pay $13,083 in direct victim restitution. Nonetheless, it was within the court‘s discretion to order the maximum restitution fine based on the permissive statutory formula, which here calculates to an amount well above the statutory maximum ($22,800). (
K. Strike Allegation Based on Juvenile Adjudication
Defendant contends that the prior strike allegation based on his juvenile adjudication of aggravated kidnapping (
1. Trial Court Proceedings
Defendant waived his right to a jury trial on the prior strike allegation, which was based on his adjudication of aggravated kidnapping. At the conclusion of the court trial on the allegation, the court found beyond a reasonable doubt that defendant “suffered a juvenile adjudication, pursuant to
2. Legal Principles
The Three Strikes law “prescribes increased punishment for a person who is convicted of a felony after sustaining one or more qualifying prior felony convictions or juvenile adjudications, which are commonly known as strikes.” (People v. Barragan (2004) 32 Cal.4th 236, 239.) “A qualifying juvenile adjudication must be pleaded and proved beyond a reasonable doubt [citations], and the defendant has a statutory right to jury trial on the issue of whether he or she suffered the prior adjudication [citations].” (People v. Smith (2003) 110 Cal.App.4th 1072, 1079.)
In People v. Nguyen (2009) 46 Cal.4th 1007, 1010 (Nguyen), the California Supreme Court addressed whether the federal Constitution allows the use of a juvenile adjudication as a prior strike even though there is no right to a jury trial in the juvenile proceeding. “A
More recently, in People v. Gallardo (2017) 4 Cal.5th 120 (Gallardo), the California Supreme Court held that “[u]nder the Sixth Amendment to the United States Constitution, as interpreted in Apprendi . . . , any fact, other than the fact of a prior conviction, that increases the statutorily authorized penalty for a crime must be found by a jury beyond a reasonable doubt.” (Id. at p. 123.) ” ‘The Sixth Amendment contemplates that a jury—not a sentencing court—will find’ the facts giving rise to a conviction, when those facts lead to the imposition of additional punishment under a recidivist sentencing scheme. [Citation.]” (Id. at p. 134.)
Nonetheless, the court reaffirmed “that determinations about the nature of prior convictions are to be made by the [sentencing] court, rather than a jury, based on the record of conviction.” (Gallardo, supra, 4 Cal.5th at p. 138; see also People v. McGee (2006) 38 Cal.4th 682, 695 [“there has been a clear expression of legislative intent that a jury play a very limited role in determining prior offense allegations and that a court, not a jury,
3. Lack of Jury Trial Right in Juvenile Proceedings
Relying primarily on the United States Supreme Court cases Descamps v. United States (2013) 570 U.S. 254 (Descamps) and Mathis v. United States (2016) 579 U.S. 500 (Mathis), as well as the California Supreme Court‘s decision in Gallardo, supra, 4 Cal.5th 120, defendant urges us to determine that the use of his juvenile adjudication as a prior strike violated his constitutional rights to a jury trial because he had no right to a jury trial in the juvenile proceeding. We conclude otherwise.
In both Descamps and Mathis, the United States Supreme Court interpreted the federal Armed Career Criminal Act (
Similarly, in Gallardo, the California Supreme Court limited the scope of permissible factfinding by a sentencing court in determining whether the defendant suffered a qualifying
Accordingly, pursuant to Nguyen, we determine that the use of defendant‘s juvenile adjudication as a prior strike to enhance defendant‘s sentence did not violate defendant‘s rights to a jury trial despite that defendant had no right to a jury trial in the juvenile proceeding. (See Nguyen, supra, 46 Cal.4th at p. 1025.)
4. Lack of Jury Findings that the Adjudication Qualified as a Strike
Defendant contends that his jury trial rights were also violated because “[a] jury could only determine whether [he] was adjudicated to have committed an aggravated kidnapping when a juvenile. The jury was not permitted to find the other elements necessary [
However, as the Attorney General points out, defendant waived his right to a jury trial on the prior strike allegation, so it was the trial court, not a jury, that made all the findings regarding the truth of the prior strike allegation. Thus, defendant cannot claim here that a jury should have determined whether
For these reasons, we reject defendant‘s challenges to the trial court‘s prior strike finding based on defendant‘s juvenile adjudication for aggravated kidnapping.
IV. DISPOSITION
The judgment is reversed and the matter is remanded for resentencing. On remand, the trial court is directed to strike the prior prison term enhancement (
On remand, defendant may raise his claim pursuant to People v. Dueñas (2019) 30 Cal.App.5th 1157 that he is unable to pay the imposed fines and fees. Defendant may also raise his claim that he is entitled to the reimbursement of any portion of the criminal justice administration fee that he has already paid because the fee was unauthorized.
BAMATTRE-MANOUKIAN, ACTING P.J.
I CONCUR:
WILSON, J.
” ‘The way to stop discrimination on the basis of race is to speak openly and candidly on the subject of race, and to apply the Constitution with eyes open to the unfortunate effects of centuries of racial discrimination.’ ” (Stats. 2020, ch. 317, § 2, subd. (c) (Assem. Bill No. 2542 (2019-2020) Reg. Sess.)), quoting Schuette v. Coalition to Defend Affirmative Action, Integration and Immigrant Rights and Fight for Equality By Any Means Necessary (2014) 572 U.S. 291, 380-381 (2014) (dis. opn. of Sotomayor, J.).) I join the majority‘s analysis in sections III.C-III.D and III.F-III.I (Maj. opn., ante, pp. 27-46 & 46-47) and its disposition of Gregory Jermaine Thompson‘s appeal. I write separately on the dual issues of racial bias raised during jury selection—(1) the dismissal of prospective juror Y.B., due in part to his concerns regarding systemic and implicit bias, and (2) the prosecutor‘s reference to the fable of the scorpion and frog—particularly as they relate to the selective resistance to speaking openly about race where necessary. Like the majority, I disagree with Thompson‘s characterization of these as structural error. I further conclude that the cumulative errors were harmless under any standard, given the strength of the evidence at trial, particularly the testimony of Jessie Gulley and its circumstantial corroboration by the surveillance video and the gunshot wound to his hand. But irrespective of the lack of actionable prejudice to Thompson‘s prospects for a more favorable verdict on this record, the handling of these issues during jury selection amplified rather than mitigated the same systemic and implicit bias of which the trial court was unmistakably dubious.
I. “Cause” to Dismiss a Juror for Acknowledging Structural and Implicit Bias
I respectfully disagree with the majority‘s decision to treat as forfeited Thompson‘s claim of error regarding the dismissal of Y.B. To my mind, Thompson adequately preserved his claim on this record.12 Moreover, even if Thompson had not
Accordingly, the trial court erred in treating Y.B.‘s statement that “it is difficult” for a Black person to have a fair trial as legal cause to excuse him. (Cf.,
II. The “Nature” of a Black Person on Trial for Murder
As though to answer the court‘s skepticism about systemic bias, the prosecutor the next day drew the prospective jurors’ attention to the fable of the scorpion and the frog. I appreciate the majority‘s acknowledgment that “some jurors who were familiar with the fable, based on their lived experiences and perceptions, could have believed it was race based.” (Maj. opn., ante at p. 24.) I would go further, however, both because the record
The trial court, to its credit, immediately recognized upon Thompson‘s objection that the fable at a minimum invited the prospective jurors to infer that Thompson had a propensity for violence. As another judge has observed, “[i]t is no doubt true that the ‘frog and scorpion’ story has been told in various contexts to convey varying messages. The initial question, however, is not whether the story fit when President Reagan told it in connection with the intractable problems of the Middle East or what it might mean in some other context, but what its impact was in the context of this case. Here, the obvious import of the story was that the jury should consider the character and nature of the defendant . . . and do something akin to not picking up the scorpion, i.e. convict him.” (United States v. Lang (W.D.Okla. Jul. 13, 2007, No. CR-07-0080-HE) 2007 U.S. Dist. LEXIS 56655, at *7-8 (Lang), fn. omitted, italics added [granting new trial in view of “plainly improper import of the prosecutor‘s comments to the jury . . . [and] the absence of a timely curative instruction“].) To anyone on the panel who knew the fable, the prosecutor‘s invocation of the scorpion and the frog effectively conveyed the message that Thompson was—by nature—a deadly threat.
What this trial court likely did not then perceive, absent more explicit argument by defense counsel, was that deployment of the fable in the trial of a Black man—particularly one charged with a violent and ostensibly motiveless crime—echoed a durable racist trope of the “other” as intrinsically predatory, subhuman in its irrationality, and prone to repay trust with treachery. It is true that analogy and fable are not metaphor, and as the majority notes, the prosecutor never explicitly likened Thompson to a scorpion. Given the context, however, the prosecutor had no need to: there is no one else
As the majority duly notes, ” ‘we “do not lightly infer” that the jury drew the most damaging rather than the least damaging meaning from the prosecutor‘s statements. [Citation.]’ [Citations.]” (People v. Centeno (2014) 60 Cal.4th 659, 667.) But just as I presume the prosecutor did not intend or recognize his reference to the fable as a coded racial appeal, the biasing potential of that reference likewise does not require a prospective juror‘s conscious recognition of its racial meaning. For those whose implicit biases made them prone to be more fearful of Thompson than they might be of a defendant of their own or some other race, the fable would validate those fears while also
Thompson at oral argument contended that existing precedent adequately apprised defense counsel and the trial court of these hazards. Although it has long been controversial for a prosecutor in closing argument to explicitly deride criminal defendants as subhuman and, by implication, unworthy of civil rights, human rights, dignity, or mercy, it has seldom been treated as consequential. (See, e.g., People v. Powell (2018) 6 Cal.5th 136, 183 [“no prejudicial misconduct“]; People v. Brady (2010) 50 Cal.4th 547, 585 [“does not necessarily invoke racial overtones“]; People v. Duncan (1991) 53 Cal.3d 955, 976–977 [“no impropriety in the argument“]; see also Stats. 2020, ch. 317, § 2, subd. (e) [“Existing precedent tolerates the use of racially incendiary or racially coded language, images, and racial stereotypes in criminal trials“].) In closing argument, prior to the effective date of the Racial Justice Act, resort to beast metaphors might be excused as zealous if potentially inflammatory comment on evidence actually received about a defendant‘s actions. (See, e.g., People v. Krebs (2019) 8 Cal.5th 265, 341 [condoning ” ‘wide range of epithets’ “—including ” ‘animal’ “—” ‘to describe the egregious nature
It is unclear from defense counsel‘s own statements whether she in fact recognized the racial implications of the prosecutor‘s reference: “So I‘m not sure exactly what he was going for, but it seems to me that . . . he was going to try to say that it was in Mr. Thompson‘s nature to do whatever it is that he did. . . . [¶] And I -- I can‘t even -- I can‘t even speculate as to where he was going, but I think the damage may have already been done . . . .” Her comments are as consistent with an absence of recognition as with the familiar tactic of one accustomed to both recognizing invidious discrimination and simultaneously calculating the tactical risks of calling it out explicitly. But to preserve for appeal a claim as to the racial implications of the prosecutor‘s comments, it was critical for counsel to make that point plain for the trial court and, absent a mistrial, to request a curative instruction or a more searching examination of prospective jurors on this point. Without that exposition, the trial court lost an opportunity to counteract the potential impacts of the prosecutor‘s use of the fable—impacts exacerbated by trial court‘s own incredulity in responding to Y.B.‘s concerns about institutional racism. (See Cal. Code Jud. Ethics, canon 3B(6).)
The combined effect of squeamishness in the trial court in identifying the racial dimension of conduct by an attorney or judge, and the common insistence on appeal that timely curative instruction could only backfire, is to capitulate to implicit bias as inexorable and prone only to intensify—leaving it perpetually unexamined while
LIE, J.
Notes
Section 745 provides that “[t]he state shall not seek or obtain a criminal conviction . . . on the basis of race . . . .” (