People v. ArmstrongPeople v. Armstrong
I. FACTUAL AND PROCEDURAL BACKGROUND
A. Guilt Phase Trial
On the night of December 29, 1998, Penny Sigler, a 45-year-old Long Beach woman, was attacked and killed by three strangers: Kevin Pearson,
1. Prosecution Evidence
Sigler lived with her husband and Joseph O'Brien in Long Beach. On the evening of December 29, 1998, O'Brien asked Sigler to buy him cereal and milk. She took the food stamps he offered and left on foot between 10:00 p.m. and 10:30 p.m. She never returned.
The following morning, a Caltrans worker found Sigler's body on an embankment near the 405 Freeway. The body was in an area surrounded by a chain link fence and concrete retaining wall. The body would have been difficult to see from the road. There were blood spatters and drag marks near the corpse. Shoe impressions were later identified as similar to the treads on Hardy's and Pearson's shoes. Police noted a broken wooden stake at the base of a nearby fence and recovered a food stamp book cover matching the serial number of the stamps O'Brien had given Sigler.
Sigler died from asphyxiation and multiple other injuries. Before she died, she suffered 11 broken bones, 20 distinct internal injuries,
Pearson, Hardy, and Armstrong were arrested the following week, and Armstrong confessed. Detective Steven Lasiter related remarks Armstrong made before the taping of his statement began. The taped confession was played for the jury.
Armstrong told investigators that he, Pearson, and Hardy were drinking with others at the house of a friend, Monte Gmur, on the night of December 29. Sometime after 10:00 p.m., Pearson, Hardy, and Armstrong left. After failing to find someone to buy alcohol for them, the three decided to go to the home of Hardy's girlfriend in Los Angeles. They rode a metro train to its last stop, then proceeded toward a bus stop. Walking under the 405 Freeway, Armstrong called out, "I can't wait 'til '99." A female voice responded. The three men approached the woman, Sigler, who said something like, "I hate you." Hardy offered Sigler money for oral sex. Sigler said no, pushed past Pearson and Hardy, and slapped Armstrong as she went by.
Sigler reached a leafy area near the street, turned, and stuck out the middle fingers of both hands. Using racial slurs, she said, "I hope they kill you all."
After he finished, Pearson said, "This ain't over yet bitch. Let's kill this bitch." He kicked and stomped her in the chest and face. Armstrong also kicked her several times. She made gurgling, moaning noises. Armstrong recognized Sigler was in considerable pain.
Pearson asked what to do with Sigler, then told Armstrong to jump over a chain link fence and hold it down so they could move her behind it. When Pearson and Hardy hoisted Sigler over the fence, she landed head first in a concrete ditch. Pearson dragged her 20 feet to a dark spot. He tripped over and broke off a three-foot long wooden stake. Using the stake, he hit Sigler five to 15 times with a two-handed grip, swinging as hard as he could. Sigler blinked and moaned in response to the blows. Pearson then inserted the stake in Sigler's vagina, pulling it in and out. Hardy took the stake and did the same. When Sigler finally made no more noise, Armstrong held a lighter to her face and saw her eyes close.
Pearson and Armstrong moved the body further up the embankment toward the freeway. Armstrong threw away the stake and a trash bag filled with Sigler's clothes. The three men caught a bus and spent the night at the residence of Hardy's girlfriend.
Blood on a pair of Armstrong's overalls matched Sigler's DNA. A stain on his shirt contained his own semen and blood from an indeterminate source.
Armstrong's girlfriend, Jeanette Carter, testified that a week after the murder Armstrong told her he had done something very bad. He said Pearson had beaten and raped a woman and put a stick in her vagina while Armstrong held her down. A tape of an earlier police interview of Carter was also played during which she related similar admissions by Armstrong.
Keith Kendrick, a friend of Pearson's and Armstrong's, testified he was with them when they saw a news report of the murder. Kendrick, to whom
Armstrong was the sole defense witness. He conceded he had been with Pearson and Hardy during the crimes but minimized his role.
The three men were out walking the night of December 29, 1998. Armstrong was in a good mood and yelled out, "We are going to have a Happy New Year for '99." He then heard Sigler yell from across the street, "Fuck you niggers." Hardy walked across the street toward Sigler. Pearson and Armstrong followed. Sigler and the three men were the only ones on the street. Armstrong thought Sigler was on drugs.
Hardy offered Sigler $50 to perform fellatio on all three men, but Armstrong knew he was joking because Hardy did not
When Pearson renewed the assault, kicking and stomping Sigler, Armstrong said they should leave. He did not leave by himself because he had no money for bus fare. Armstrong held Sigler down again at Pearson's direction. Armstrong never kicked Sigler himself, but at one point while restraining her he had his foot on her chest and pushed her with his foot. Armstrong did not try to stop Pearson because he feared Pearson would turn on him. When Pearson raped Sigler, Armstrong was standing behind him, not holding Sigler down. Pearson and Hardy threw Sigler over the chain link fence. Armstrong thought the attack was scandalous and animal-like, but helped Pearson move Sigler up the embankment. He threw away both the stake and Sigler's clothes because Pearson told him to, and because he was afraid of Pearson. The encounter lasted around 30 minutes.
3. Charges and Guilt Phase Verdict
Pearson, Hardy, and Armstrong were tried separately. (See
People v. Pearson
,
supra
,
B. Penalty Phase Trial
1. Prosecution Evidence
Monte Gmur testified that on the evening of the murder, Pearson asked him if Pearson, Hardy, and Armstrong could use a bedroom to initiate a man named Chris into their gang. Gmur refused because he did not want a violent initiation ritual in his house. The three men left for 15 to 20 minutes. When they returned, Hardy borrowed Gmur's phone to call a man named Capone and tell him Chris was "cool" and would be called "Playboy."
Janisha Williams, a childhood friend of Armstrong's, testified he was a member of the Capone Thug Soldiers gang. The gang required "jumping in," i.e., fighting a gang member to join. On occasion Williams had seen Armstrong kick people, hit them with sticks, or stomp on them during fights.
Sigler's son testified he was unable to finish high school after the murder because of the pain of her loss.
2. Defense Evidence
Detective Steven Lasiter testified that during his police interview Armstrong appeared to feel badly about what he had done.
Reverend Larry Clark testified that he knew Armstrong and his family, although he had not seen them since the defendant was 14 or 15. The Armstrong family lived in a high-crime neighborhood and had financial
James Armstrong admitted he had been a poor parent. He earned a living selling drugs and pimping, was frequently absent, and never taught Jamelle right from wrong. He supplied Jamelle with drugs and alcohol. Jamelle's mother, Pamela, was an alcoholic who drank and used drugs. James beat his wife in their son's presence.
3. Rebuttal Evidence
The People called Jamelle's mother, Pamela, who described a different family dynamic. Various police officers testified to Jamelle's gang membership.
4. Penalty Phase Verdict and Sentence
The jury returned a death verdict, which the court imposed. It added consecutive terms of 30 years, 25 years to life, and life with the possibility of parole. 2
II. DISCUSSION
A. Juror Selection Issues
1. Excusal of Prospective Jurors for Cause
Prospective jurors initially completed a questionnaire. The court then conducted
Hovey
voir dire, during which potential jurors were asked outside the presence of others about their death penalty views. (See
Hovey v. Superior Court
(1980)
a. Legal Principles
"[T]he Sixth Amendment's guarantee of an impartial jury confers on capital defendants the right to a jury not 'uncommonly willing to condemn a man to die.' " (
White v. Wheeler
(2015) 577 U.S. ----, ----,
A person's particular views on the death penalty, the strength with which those views are held, and their effect, if any, on the person's ability to perform a juror's duties are often nuanced questions. " '[N]ot all who oppose the death penalty are subject to removal ...; those who firmly believe that the death penalty is unjust may nevertheless serve as jurors in capital cases so long as they state clearly that they are willing to temporarily set aside their own beliefs in deference to the rule of law.' (
Lockhart v. McCree
(1986)
Here, the court improperly excused at least four candidates. In doing so, it committed two kinds of errors: (1) it applied an erroneous standard to the question of qualification; and (2) it relied on factual bases not supported by the record. As a result, the death verdict must be reversed. (
People v. Heard
(2003)
S.R. wrote in his questionnaire that he supported the death penalty and believed it was "a big deterrent to many others who may wish to kill." The death penalty should not be mandatory, but should be available in "special circumstances." S.R. saw death as an appropriate punishment "if the crime was horrendous enough," as in cases of "mutilations [or] torture." He could vote for either life or death, but would not automatically vote for either. He considered his "duty as a juror to be fair and un-biased." He was willing to serve because he was "a fair person. I have always been one to listen to both sides of an argument. I also know people [who] have done good things, and people who have done bad things. A defendant/prosecution deserves jurors that are not one-sided and biased."
During voir dire, S.R. confirmed he could vote for either death or life, and would choose neither automatically. He could keep an open mind, and would consider whatever factors the court instructed were relevant. S.R. could vote for death if the aggravating circumstances substantially outweighed those in mitigation, and for life if they were equal. S.R. saw death as a "far worse" punishment than life in prison without possibility of parole,
The prosecutor focused S.R.'s questioning on three hypotheticals involving a liquor store robbery, a beating death, and a bank robbery. In the liquor store hypothetical, a defendant walking by noticed the cash register was open,
In the deadly beating hypothetical, one person held a victim's arms while a second person inflicted the beating. S.R. thought the one restraining the victim to be nearly as guilty as the beater, but not equally so. If the aggravating circumstances substantially outweighed any in mitigation, S.R. affirmed he could vote for death for the restraining participant. The prosecutor challenged the plausibility of this answer in light of S.R.'s belief that the restrainer was slightly less culpable and the court's instruction that death was not mandatory even if the aggravating circumstances were substantially greater. S.R. replied: "[Y]ou asked if I could [vote for death], if it was possible, if [the aggravating circumstances were more than the mitigating circumstances]. I could. I'm not saying I would, you know, you're [asking] could I?" The prosecutor challenged his answer: "If you don't think that the two people are equally guilty, wouldn't you give them different punishments, because they weren't equally guilty?"
3
To explain
The prosecutor then turned to a scenario involving three bank robbers: a getaway driver, a lookout, and the actual killer who went inside and shot someone. Asked whether he would consider the getaway driver equally or less culpable than the actual killer, S.R. asked whether the driver knew the shooter was going to kill someone. When told the driver did not, S.R.
The prosecutor moved to excuse S.R. During argument over the motion, defense counsel reasserted a continuing objection to the prosecutor's questioning using aiding and abetting hypotheticals without any instruction on when, as a matter of law, a person who was not the actual killer could be eligible for death. The prosecutor argued against instruction: "If a juror knew the law, the juror would then frame his [answer] in accordance with the law. A true test of the juror's state of mind with regard to aiding and abetting, and accomplices, is to find that out without pre-instructing them, because then we know what their true views are. If they
The court embraced the prosecutor's position against pre-instruction because it would color the jurors' responses. It reasoned that those who wished to follow the law would shape their answers to conform with legal requirements, and asking uninstructed jurors would give better insight into their true feelings: "By not giving the [aiding and abetting] instruction, ... wouldn't that be a better way to test their mind, a true test of their mind, as to whether or not they would be able to impose the penalty of death, whether they could on an aider and abettor?" The court further explained: "[N]ormal people ... understand that [there] should be different liabilities for an aider and abettor [than] for the perpetrator. [¶] And given that is the case, if that is, in fact, the true state of mind of a particular prospective juror, that is a worthy test of whether or not, given that they see a difference in liability in their state of mind, would that create a variance as to their ability to be able to impose punishment? Because that, effectively, would be a fair way to determine whether the person would automatically, in fact, not impose the penalty of death and would automatically impose life without parole, because of their varying views on the liability of an accomplice.
[
4
]
[¶] And that's
The court excused S.R. for cause, concluding his fitness to serve should be determined by his uninstructed views on the relative culpabilities of hypothetical aiders and abettors: "[I]n terms of an accomplice, or an aider or abettor, it is [S.R.'s] true state of mind that they're not equally guilty, and even if they are guilty, they're not equally guilty. In other words, in these folks' eyes, the person is guilty, but there's a degree of guilt. And that is really the true test of whether or not they would be able to consider the penalty of death or automatically vote for life without parole."
We note several things here. First, the prosecutor's argument and the court's ruling appear to presume that jury candidates would violate their oath and commit misconduct by shading their answers to secure a place on the jury. They also misapprehend the appropriate test for qualification, which turns on a willingness and ability to follow the law. It seems counterintuitive to conclude that the "true test" of this ability involves keeping candidates in the dark as to the law's requirements. Advocates may certainly inquire about a candidate's broader death penalty views and take them into account when exercising peremptory challenges. But those broader views, even if leaning significantly toward one side or the other, will not support a challenge for cause unless they would substantially impair the ability to serve.
Second, the death penalty statutes reflect, as a matter of policy and constitutional
Third, when assessing a candidate's ability to serve, fact-based hypotheticals should be used with caution. " '[T]he
Witherspoon
-
Witt
... voir dire seeks to determine only the views of the prospective jurors about capital punishment in the abstract. ... The inquiry is directed to whether, without knowing the specifics of the case, the juror has an "open mind" on the penalty determination.' " (
People v. Zambrano
(2007)
Here, the prosecutor supplied no additional facts that would make the hypothetical robbery and beating aider and abettors legally eligible for death or clearly deserving of that punishment. Instead, S.R. was required to assume an unspecified special circumstance had been proven and unspecified aggravating circumstances were present. Even so, S.R., a death penalty supporter, consistently maintained that he could vote for death under the appropriate circumstances, both in general and as applied to an aider and abettor. S.R.'s answers give no indication he was unfit to serve.
The court also relied on S.R. being unable to consider death as an option for some charged special circumstances. It asserted that S.R. "picks and chooses the special circumstances that he believes he would be able to consider the penalty of death on." The record does not support this assertion. S.R. never indicated he could not consider death as an option for the charged special circumstances. He simply expressed uncertainty as to how he would vote if each of several of the charged special circumstances was the only one found true. A juror who indicates he could vote for death, but is unwilling to guarantee he would do so, is not subject to excusal for cause. (
People v. Pearson
,
supra
,
A court can abuse its discretion by applying an erroneous legal standard or by making a ruling unsupported by substantial evidence. (
Haraguchi v. Superior Court
(2008)
The erroneous exclusion of S.R. was not an isolated occurrence. The record reflects that the court applied the same "true test" to other candidates, focusing on whether they would be equally willing to impose death on an aider and abettor as on an actual killer, rather than on whether they could follow the law and consider death as an option. Application of this test excluded several essentially neutral candidates who professed their ability to follow the court's instructions and impose death in an appropriate case.
We discuss the others in turn.
In her questionnaire, M.M. agreed that California should have a death penalty and should not abolish it because "it serves as a deterrent for some offenders." Death would be an appropriate punishment for "repeat murderers," among others, and serves to "provide justice in the cases that warrant it." M.M. repeatedly stated she could vote for death, but would not automatically do so. Whether death was appropriate should be decided "on a case-by-case" basis. M.M. had no religious or moral views that would make it difficult for her to vote for execution.
Given that M.M. was neither for nor against the death penalty, the prosecutor asked how she could determine whether M.M. would vote for death. M.M. said her decision would depend on the evidence, not prior leanings: "I don't know that you can determine that [I would vote for death] at this point. I think that determination or decision would be made after the information was given to me or any other juror. [¶] At this point, I don't have a say one way or the other, because I haven't heard anything." She went on: "I certainly would want to do the right thing by the defendant or by the other
M.M. affirmed that she could vote for death if the aggravating circumstances outweighed the mitigating circumstances and could impose death on an aider and abettor such as a defendant who held a victim's arms while a second defendant beat the victim to death. She repeated that she could tell the defendant he was going to die.
The prosecutor then turned to the bank robbery hypothetical with a getaway driver, a lookout, and the actual killer. M.M. described the nonkillers as less culpable, but when asked if she could impose death on the getaway driver if the aggravating circumstances outweighed the mitigating circumstances, she said she could. The prosecutor suggested those answers were inconsistent: "How can you impose the death penalty on the person who is waiting out in the car, when you believe he is not as guilty as the person who pulled the trigger?" M.M. explained, "Because you said that ... the bad issues about him were more than the ones that weren't bad." The prosecutor explained that under the law, a juror could, but did not have to, impose death when aggravating circumstances outweighed mitigating ones. She then asked, "[K]nowing that,
would
you
The prosecutor challenged M.M. on the ground that M.M. did not know whether she was for or against the death penalty and would be unable to impose death on an aider and abettor. The court granted the motion on the basis that M.M. would not impose the death penalty in the getaway driver scenario, and the People defend the excusal on that basis alone.
The record offers no support for the prosecutor's assertions. M.M. consistently indicated, in her questionnaire and in response to questions from the bench, defense attorney, and prosecutor, that she could impose the death penalty in an appropriate case based on the evidence submitted. She believed California should have the death penalty and that it serves as a deterrent. Being "neutral" on the death penalty before hearing any evidence is not
d. Prospective Juror L.B.
Prospective juror L.B. described himself as "for" the death penalty and thought it was used too seldom. He approved of California having the penalty because "[i]f [a] very violent crime is committed, [the] death penalty is justified." Death was appropriate for "premeditated, and brutal" crimes; life in prison without possibility of parole gave him pause because he was "afraid that the law can be changed" so that the defendant could get out on parole. L.B. held no religious or moral objections to the death penalty and could vote for it. Death should not be automatic for intentional murders, but should "depend[ ] on [the] person's state of mind before and during committing the act." To L.B., a death sentence meant "that society will be somewhat safer."
Under questioning from the court and counsel, L.B. indicated that before hearing the evidence, he was not leaning toward life or death, would keep an open mind, could follow the court's instructions, and could vote for either sentence. He indicated he could vote for death in the case of someone who, seeing a cash register open, opportunistically killed the cashier to steal the contents.
As she had with other jurors, the prosecutor asked L.B. hypothetically about the three participants in a bank robbery and the two participants in a beating death. In the bank robbery scenario, L.B. agreed the getaway driver, lookout, and actual killer were equally responsible. He could impose death on the getaway driver or lookout, depending on the balance of aggravating and mitigating factors, provided the person knew the actual killer was armed. In the beating hypothetical, L.B. considered the person holding the victim
The prosecutor challenged L.B. for cause on the sole basis that he could not apply the law with regard to aiding and abetting. The court granted the motion on that basis, and the People defend the excusal on the same ground.
The excusal of L.B. was flawed for the same reasons discussed in connection with S.R. and M.M. L.B. consistently indicated that he could follow the law and the court's instructions and could impose death in a number of factual situations. That the prosecutor could construct a murder hypothetical for which L.B. thought one perpetrator should be spared execution does not mean he was substantially impaired within the meaning of Witt . The prosecutor offered no additional facts that might actually support a special circumstance finding, nor sufficient aggravating factors to justify a vote for death. Many competent jurors might react to such a hypothetical by indicating they would vote for life, not death.
No other evidence supports the court's ruling. The record shows L.B. actively supported the death penalty, thought it was used too infrequently, and would be able to consider either life or death in a range of circumstances. Even the prosecutor described L.B. as "good up until the last hypothetical." The excusal of L.B. was error.
Prospective juror G.P. had a slight proprosecution leaning, but said he would try to avoid any prejudice and could follow the court's instructions. He felt the death penalty "is an appropriate punishment in certain cases" and favored California having the penalty because "in some cases it is called for," such as cases involving "plan[ned], premeditated" murder. In addition to supporting the death penalty, G.P. could vote for it, though he would not automatically do so. Neither death nor life should be mandatory in all murder cases; instead punishment should "depend[ ] on the circumstances." G.P. had no philosophical or religious convictions that would affect his ability to impose death, but sitting on a capital jury would be difficult because "[i]t is a very serious thing to have someone's life in my hands." Still, G.P. could vote for death "[i]f the facts meet the criteria," such as when a defendant had
When asked by the court whether, based on personal views, he would refuse to vote for the death penalty without considering aggravating and mitigating factors, G.P. replied, "No, I don't think so." G.P. would not begin by immediately favoring life or death; rather, "either defense or prosecution would [have to] convince me that [the case] called for the death penalty, I'd have
When asked by the prosecutor how he could impose death even though he was not sure it was a more severe sentence than life in prison, G.P. explained: "I go back to what takes place during the trial, during the penalty phase. I would listen to all the evidence ... [¶] [I]f the circumstances surrounding the crime and all the factors leading up to it called for the death penalty, then I think[ ] I could do that too." The prosecutor asked again, "[H]ow will we know you are able to impose the appropriate punishment?" G.P. replied, "Well, I don't know how you would know. I really don't. Again, you have to take my word that I would listen to all the evidence and make the decision that I think is right. And since you are the prosecution side, you would have to convince me - not maybe convince me like I'm resisting it, but show me that this man deserves the death penalty in this case." Pressed on what the prosecutor would have to show him to get a death verdict, G.P. would not agree that any single factor would be necessary or sufficient: "[U]ntil I hear the evidence, I don't know [what you would have to show me]." The prosecutor then went through each special circumstance one by one and asked whether, if she proved only first degree murder and that one special circumstance, G.P. could vote for death. G.P. replied in each case some variation of "probably" or "I'm not sure, I think I could," but "might be reluctant" if the only special circumstance was murder in the course of a kidnapping.
G.P. had written on his questionnaire that he thought life without possibility of parole might serve as a replacement for the death penalty. He explained that "a lot of so-called industrial countries feel that life [in prison] is good enough punishment for somebody," but he still believed in execution when "the circumstances surrounding the crime call for the death penalty." When asked for circumstances that might call for death, he offered, "[M]aybe in [a] case like this case, possibly, ... the way the charges were read with torture and things like that[,] rape with using the foreign object, the cruelty of this crime, possibly, assuming that this all took place, and the defendant committed these crimes, then it could call for the death penalty."
G.P. acknowledged that, as he had written in his questionnaire, he did not think the death penalty was an effective deterrent. He rejected the prosecutor's suggestion that he therefore would be incapable of imposing death: "Well, I don't think that just because my idea is that [the] death penalty is not a deterrent doesn't keep me from imposing the death penalty [¶] ... [¶] [I]f the circumstances surrounding the
The prosecutor turned to the bank robbery hypothetical. G.P. thought all three "equally guilty of murder," but "probably wouldn't impose the death penalty" on the getaway driver who, as the prosecutor described it, "didn't go inside[,] he didn't shoot[,] he wasn't the actual killer."
The prosecutor moved to excuse G.P. for cause, and the court granted the challenge. The court highlighted two aspects of G.P.'s views it was troubled by: G.P.'s belief that life in prison without possibility of parole might substitute for the death penalty, given that other industrial countries got by without capital punishment, and his belief that the death penalty was not a deterrent. The first view the court saw as a way many "smart" prospective jurors discussed the death penalty, discussions the court characterized as "some kind of intellectual sophistry." The second view, that the death penalty was not a deterrent, the court saw as a basis for "infer[ring] that he could not impose [the death penalty, and] that's the inference that has to be drawn based on the state of mind."
The inference that, simply because one has doubts about the efficacy of the death penalty, one would refuse ever to impose it and may be excused for cause has long been forbidden. That a prospective juror may "voice[ ]
The court also referenced several of G.P.'s specific responses to questioning about whether he could impose the death penalty. The court noted that when asked whether he could give the death penalty based on each of the special circumstances charged in the case, G.P. wavered before saying he thought he could, or probably could. The court further noted that G.P. "flat out said he could not [impose death on a getaway driver]. And, if the theory of the People in this case is an aider and abettor theory[,] that would preclude consideration of a potential penalty."
On the second point, the record is to the contrary. When asked, "What penalty would you impose on the person in the car, who didn't go inside? He didn't shoot. He wasn't the actual killer," G.P. responded, "I probably wouldn't impose the death penalty." That a juror "probably wouldn't impose the death penalty" on a hypothetical getaway driver is not evidence the same juror could not impose the death penalty in an appropriate case. Some getaway drivers, although
The People agree that G.P.'s answers show he could vote for death in a range of circumstances, but contend that because he "probably wouldn't" in others, he was impaired. The law does not entitle the People to a jury composed only of those who would impose death in every factual scenario, but instead to a jury that can follow the court's instructions and conscientiously consider the appropriate penalty based on the proven aggravating and mitigating circumstances. (See
People v. Stewart
,
supra
,
"[U]nder applicable law, even a juror who 'might find it very difficult to vote to impose the death penalty' is not necessarily substantially impaired unless he or she was unwilling or unable to follow the court's instructions in determining the appropriate penalty." (
People v. Merriman
(2014)
f. Harmless Error
In a capital case, the erroneous excusal of even one prospective juror for cause requires automatic reversal of the death sentence, although not the preceding guilt determinations. (
Witherspoon v. Illinois
,
supra
, 391 U.S. at pp. 516-518, 521-523,
The People ask us to revisit this rule and hold any error harmless. The rule is not ours to revisit. It has been established in United States Supreme Court case law. (
Gray v. Mississippi
(1987)
We turn now to a different aspect of jury selection. The foregoing Witherspoon / Witt analysis involved the court's excusal of prospective jurors for cause . In this section we consider the prosecution's exercise of peremptory challenges against jurors not excused for cause. As we explain, the questions involve different principles.
Penny Sigler was a White woman. Armstrong, like Pearson and Hardy, is an African-American man. During jury selection, the prosecution exercised four peremptory challenges against African-American male prospective jurors. Armstrong objected to the first two peremptories as racially discriminatory. The court denied these motions, ruling no prima facie case of discrimination had yet been established. After the third peremptory, the court found a prima facie case, but after considering the prosecutor's proffered explanation, concluded the peremptory was being exercised for racially neutral reasons. The court also revisited the two earlier challenges and asked the prosecutor to justify these peremptories. In light of the reasons given, the court ruled these excusals likewise were not based on race.
The court initially granted a fourth motion, but after a recess reversed itself and denied the motion. With the last African-American male eliminated from the pool, Armstrong moved for a mistrial. The court denied the motion, noting that both African-Americans and males were represented on the jury. The jury as seated included one African-American woman and five Caucasian men, but no African-American men.
Armstrong renews his objections on appeal, arguing that he was deprived of the right to equal protection and trial by a representative jury. (U.S. Const., 6th, 8th & 14th Amends.; Cal. Const., art. I, §§ 7, 16.) We conclude there was no error.
a. Legal Principles
Peremptory challenges are "designed to be used 'for any reason, or no reason at all.' " (
People v. Scott
,
supra
,
"[T]here 'is a rebuttable presumption that a peremptory challenge is being exercised properly, and the burden is on the opposing party to demonstrate impermissible discrimination.' " (
People v. Hensley
(2014)
Different standards apply to the review of first-stage and third-stage rulings. (Compare
People v. Sánchez
(2016)
In response to Armstrong's first two motions, following challenges to prospective jurors S.L. and R.C., the court originally found no prima facie case. However, after finding a prima facie case in connection with Armstrong's third motion, the court chose to revisit its earlier rulings and asked the prosecutor for a statement of reasons as to each. Upon reconsideration, the court reaffirmed its determination that these peremptories rested on race-neutral grounds. The court's actions were consistent with the law as it stood at the time of trial, which required courts finding a prima facie case to solicit and consider the prosecution's reasons for every other challenge against a
Trial courts are no longer obligated to revisit their rulings on earlier
Wheeler
/
Batson
motions when they conclude the defendant has made out a prima facie case in connection with a later motion. (
People v. Hamilton
(2009)
The court's reconsidered rulings on prospective jurors S.L. and R.C. based on reasons solicited from the prosecutor must be reviewed under the standards applicable to third-stage rulings. The record does not reveal whether the court reconsidered its earlier determination that no prima facie case had been made, but when a trial court solicits reasons for earlier
At the third stage, the genuineness of the justification offered, not its objective reasonableness, is decisive. (
Purkett v. Elem
,
supra
,
Armstrong contends no deference is due the trial court's determinations. We cannot cast aside these findings so lightly. The record shows that over the course of Armstrong's four motions, the prosecutor made a comprehensive record of her reasons for every strike, whether challenged or not. The trial judge took the opportunity to debate at length with counsel and consider thoughtfully the genuineness of the proffered reasons in light of his own observations. Discussion of the final
Wheeler
/
Batson
challenge alone consumed more than 80 pages of transcript. In the trial court, Armstrong bore the burden only of showing by a preponderance of the evidence that purposeful discrimination was behind the prosecutor's use of strikes. (See
Johnson v. California
,
supra
,
b. African-American Men Are a Cognizable Class
In the trial court, Armstrong argued the use of peremptories on S.L., R.C., E.W., and R.P. was motivated by race. Once all four had been excused and his motions denied, Armstrong sought a mistrial on the
Motions under
Wheeler
and
Batson
protect against the systematic exclusion of distinctive and protected groups from the jury pool. Armstrong, as the moving party, has the burden of establishing the challenged jurors are members of a cognizable class. (
People v. Jones
(2013)
c. Prospective Juror S.L.
After
Hovey
voir dire, the prosecutor moved to excuse S.L. for cause. She expressed concern that S.L. "hesitated on quite a few of his decisions, especially those asking whether or not he could impose the death penalty." S.L. favored rehabilitation, and the prosecutor was unsure whether S.L. was for or against the death penalty. Based on these and other views, the prosecutor was
Following regular voir dire, the prosecutor used a peremptory on S.L. When initially denying Armstrong's Wheeler / Batson motion, the court referenced its earlier denial of excusal for cause, which it described as "a very close challenge," and concluded based on courtroom observations that the strike rested on S.L.'s reluctance to impose death: "I can understand why [the prosecutor] would want to excuse this juror, because at the Hovey challenge, even though this court did not grant the challenge for cause, this juror had some reservations about imposing the penalty of death, based on his demeanor, [and] my belief is based upon the earlier challenge for cause during the Hovey process, that the motive to excuse this juror is not based on race, but because of [the prosecutor's] perceived perception of this juror's inability to be able to impose death at the penalty phase." When denying the challenge for cause, the court had anticipated the juror later would be the subject of a peremptory: "In making that ruling at that time I realized that there is an issue that this juror may, as the prosecutor [had] perceived at the time, may not be suitable, because that person waffled on whether they could impose death or not, believing in a rehabilitation system, and [that the defendant] has to commit a hateful crime."
As noted, the parties and court returned to the strike of S.L. when the court found a prima facie case in response to a subsequent
Initially, we note rulings made in response to assertions that "the juror did hesitate for [a] very long time before finally indicating that he could impose the death penalty" and based in part on observations of a juror's "demeanor" are particularly difficult to second guess. Only the trial court is in a position to observe these matters. The court can hear the juror's tone and inflection and see whether a juror hesitates or struggles with particular answers in a way the record may never reveal. (See
People v. Lenix
,
supra
, 44 Cal.4th at pp. 626-627,
What can be discerned from the record supports the prosecutor's and trial court's assessments of S.L. As the prosecutor recited, S.L. thought rehabilitation "important" and said, "[I]f there is anything about [a defendant's] background that I would feel maybe he could be rehabilitated, then I would vote for life imprisonment." For a first time offender without a prior history of "hateful decisions," S.L. thought "maybe life in prison would be better" and thus would lean toward voting for life. He gave conflicting answers as to whether he would require the People to prove just one, multiple, or all special circumstances before voting for death. S.L. would require proof of an intent to kill. S.L. "probably would" vote for life without the possibility of parole absent evidence the defendant would reoffend in prison. S.L. thought life in prison was a more severe punishment than death because "the person would have the rest of their lives to think about what they had done." 6 S.L. was unsure whether California should abolish the death penalty.
A juror's reservations about imposing the death penalty are an acceptable
Armstrong models his claim after
Miller-El v. Dretke
(2005)
Armstrong identifies four jurors and an alternate who, in response to one of the two questions on the juror questionnaire comparing death and life without possibility of parole, indicated life was, or were unsure whether it might be, a worse punishment for a defendant. 7 That these jurors were allowed to serve does not refute the trial court's determination that the prosecutor's concern was sincere. Examining the voir dire as a whole, the prosecutor showed by word and deed that she afforded significance to whether prospective jurors thought life in prison without parole a more severe penalty than death. She routinely questioned White jurors of both genders about the respective severity of death and life without parole. She challenged for cause or used peremptories against many White jurors who did not clearly view death as more severe. The prosecutor's concern extended even to jurors who considered the question in terms of how they themselves would compare the punishments if each were imposed on them.
In response to Armstrong's
Wheeler
/
Batson
motions, the prosecutor articulated her thinking about this consideration: "I don't believe that somebody ... who believe[s] that life without the possibility of parole is a more severe punishment than death can actually impose the death penalty, because they believe that spending the rest of their life in prison would be the more severe punishment that could be imposed. [¶] I have exercised my peremptory challenges with respect to those jurors who have indicated" they hold that belief. Whether the prosecutor was right in her thinking, or whether we would share her concerns, is irrelevant. What matters is the genuineness of this view and its use as a criterion to distinguish among jurors. Exercising a peremptory to strike a juror who thinks death is a less severe punishment than
That the prosecutor did not eliminate every juror who had even some doubt as to the relative severity of the penalties does not demonstrate that the trial court committed clear error in finding the concern genuine. The jury questionnaire asked both generally
The prosecutor focused on these questions because she believed they indicated a reluctance to impose death, but they were not the only ones that might reveal reluctance. The prosecutor was entitled to consider the full set of each juror's responses in deciding whether they could be persuaded to vote for death if appropriate. Each of the jurors who sat had other answers that might temper concern. For example, in contrast to S.L., each rejected the idea that the death penalty should be abolished.
Armstrong also identifies two jurors and an alternate who indicated rehabilitation or redemption might play a role in their thinking. Juror No. 4 believed that life might be appropriate for a remorseful first time offender who still had something to contribute to society, but did not think she could identify whether someone was remorseful, and was unequivocal about her ability to vote for death for a first time offender; S.L. would lean toward life for all first offenders. Juror No. 11 thought of death as an acceptable way to punish the unredeemable and would consider whether there was "hope for
Armstrong objects that the prosecutor used differential questioning for S.L. and other prospective jurors, who were not asked whether they could impose the death penalty under specific special circumstances and whether they would require that more than one special circumstance be proven. The record refutes this contention. The prosecutor employed the same general line of questioning with numerous prospective jurors who were not African-American men.
Finally, Armstrong argues that S.L.'s answers in his questionnaire and on voir dire gave no suggestion he could not follow the law. While this may be true, the argument misses the point. Unlike a for-cause challenge under Witherspoon and Witt , the issue here is not whether a juror held views that would impair his or her ability to follow the law. Unimpaired jurors may still be the subject of valid peremptory strikes. The issue instead is whether the prosecutor held a genuine race-neutral reason for exercising a strike.
Armstrong challenged the prosecution's use of its eleventh peremptory on R.C. The court initially found no prima facie case. It noted both R.C.'s failure to give direct answers and a developing friction between R.C. and the prosecutor as providing neutral reasons for the peremptory. When the court retroactively solicited a statement of reasons following use of a peremptory to strike a third African-American male, the prosecutor explained she struck R.C. because he had memory issues, expressed an unwillingness to set aside his belief system, repeatedly gave nonanswers or revealed no opinions about the death penalty, and clashed with the prosecutor during voir dire. After hearing the prosecutor's explanations, which aligned with the reasons identified in the earlier ruling, the court accepted them.
The record supports the court's determination. R.C.'s questionnaire revealed little to nothing about his death penalty views. In voir dire, the prosecutor had an equally difficult time discovering his feelings on the subject. R.C. acknowledged he had memory difficulties. He also wrote on his questionnaire that he would not set aside his religious, social, and philosophical beliefs, although he later indicated he had misunderstood the question. Finally, review of the voir dire transcript confirms that exchanges between the prosecutor and R.C. became so combative that counsel and the court needed a sidebar to discuss whether the prosecutor could ask ancillary questions about why R.C. was resisting her inquiries.
12
The prosecutor "felt that
Armstrong concedes a conflict developed between the prosecutor and R.C., but lays blame for that conflict solely on the prosecutor for allegedly provocative, confrontational, and insulting questions. Our review of the voir dire does not support this interpretation. More fundamentally, the trial judge observed the questioning and concluded the personality conflict was genuine rather than manufactured by the prosecutor. In later explaining its ruling, the court said: "This juror ... was, in this court's observation, a belligerent and hostile juror toward the prosecutor during her questioning. He refused to answer many of the same reasonable questions posed to the other jurors, specifically whether he could impose death .... The sum and substance of his answers were that You'll have to find out later." Armstrong dismisses that determination, but it appears to be a legitimate conclusion based explicitly on the court's observations.
Armstrong also contends that comparative juror analysis shows the reasons for R.C.'s excusal were pretextual, identifying a handful of other jurors who he asserts had similarly ill-formed views of the death penalty. That other prospective jurors may have been similar in one or two regards is not decisive. (
People v. Winbush
,
supra
,
When Armstrong challenged the use of a peremptory on prospective juror E.W., the court found a prima facie case
The record substantiates that E.W. held the views the prosecutor ascribed to him. He wrote that the death penalty in its "current form is so slow that it's really useless. Justice delayed." He was "OK [with the death penalty] in principle, but if it creates so much additional litigation, maybe [the state] should just let it go." He circled that life in prison without possibility of parole was a more severe punishment than death and added, "To me, I'd rather die." E.W. confirmed this view in voir dire. E.W. also thought "the appeals process so long that it tends to be life in prison."
Armstrong stresses that in E.W.'s questionnaire and voir dire, E.W. said his views would not affect his verdict. So does the dissenting opinion. (Dis. opn.,
post
, 243 Cal.Rptr.3d at pp. 173-174, 433 P.3d at pp. 1044-1045.) They are correct about the record, but incorrect about its significance. E.W. was not excused for cause. Instead, the prosecution was entitled to use a peremptory if, as an advocate, she was concerned he would resist
The dissenting opinion nevertheless offers two reasons for according the trial court's finding no deference. First, it suggests the court failed to challenge the prosecutor's assertion that she was striking all prospective jurors who believed life without parole was a more severe sentence than death. The dissenting opinion accepts that E.W. indicated he thought life without parole a more severe penalty than death, and that the prosecutor was correct in stating every seated juror had answered differently. But, according to the dissent, the trial court should have noticed that four other jurors or alternates indicated in response to a different question that life without possibility of parole was worse for defendants, and these answers should have spurred further inquiry from the court. (Dis. opn.,
post
,
However, when the prosecutor struck E.W. and the trial court considered the
Wheeler
/
Batson
challenge, only
one
of the four supposedly comparable jurors (Juror No. 5) was in the box.
13
That is, no juror in the box save E.W. had indicated life was the more severe punishment, and only one other thought life worse for a defendant. That the trial court failed to observe
one
juror had answered
one
of the two questions on the questionnaire asking about the two penalties' relative harshness (see
ante
, fn. 7) in a manner that could have concerned the prosecutor does not show that the court's inquiry was insufficiently " 'sincere and reasoned.' " (
People v. Lenix
,
supra
,
The meager representation of these views on the panel, notwithstanding that nearly half the prospective jurors held such views, was the product of
The record offers factual and statistical support for the genuineness of the prosecutor's concern about jurors who, like E.W., thought life without parole a more severe penalty. Unable to contest that the prosecutor winnowed out all jurors who thought life the more severe penalty, and nearly all who thought it a fate worse than death for the defendant, the dissent would shift the focus from whether the prosecutor's concern was genuine to whether specific statements she made in illustrating that concern were not just substantially accurate but universally true. This misstates the nature of the trial court's inquiry, and ours. That the prosecutor may have succeeded in eliminating only nearly all, rather than all, the jurors the dissent deems comparable does not call into question the sincerity of her concern.
Second, the dissenting opinion concludes that, on its view of the cold record, the prosecutor should have been no more concerned by E.W.'s death penalty views than those of several jurors the prosecutor did not strike. (Dis. opn.,
post
, 243 Cal.Rptr.3d at pp. 173-174, 433 P.3d at pp. 1044-1045.) The conclusion fails because the jurors are not comparable. E.W. thought life without possibility of parole the more severe penalty; Juror No. 5, the only one of the comparison jurors on the panel when E.W. was struck, did not, explaining that "[d]eath is the end forever - prison for life is still life." Where E.W. described the death penalty as
Armstrong also identifies jurors who indicated they had not thought about their support or opposition for the death penalty before. But the proffered explanation was not that E.W. had never thought about the death penalty. The prosecutor was concerned instead about the views he had actually developed: E.W. could not say he was affirmatively
The fact another engineer, Juror No. 11, remained on the jury does not demonstrate the expressed doubt about engineers, as part of the overall calculus, was insincere. The seated juror differed from E.W. on each of the two grounds the prosecutor gave as her principal reasons for exercising a
The dissenting opinion is unclear how other considerations, such as more prosecution-friendly views at the penalty phase, might outweigh concerns that a prospective juror would be harder to persuade at the guilt phase. (Dis. opn., post , 243 Cal.Rptr.3d at pp. 168-169, 433 P.3d at pp. 1040-1041.) This is not a conundrum. A prosecutor with an exceptionally strong guilt phase case but a weaker penalty phase case might be willing to trade some small risk of an unfavorable guilt phase verdict for better odds of a desired penalty phase verdict. A prosecutor need not strike every single juror with a particular trait, even those with other redeeming qualities, to demonstrate that concerns about the trait are genuine. 16
This court and the United States Supreme Court have previously recognized that comparative juror analysis can be a useful tool, but also one that has some "inherent limitations." (
People v. Lenix
,
supra
,
"Each juror becomes, to a certain degree, a risk taken. Voir dire is a process of risk assessment. As the Supreme Court observed, 'potential jurors are not products of a set of cookie cutters.' (
Miller-El
[
v. Dretke
],
supra
,
Four months later, when denying Armstrong's motion for a new trial, the court determined E.W.'s profession was an additional genuine race-neutral basis for the strike. In opposing the new trial motion, the People did not identify E.W.'s profession as the principal reason for the strike. The court compared E.W. to Prospective Juror No. 5128, a White male engineer. As with E.W., the prosecutor questioned No. 5128 about whether his training would lead him to speculate about every conceivable possibility. Like E.W. and unlike seated Juror No. 11, this prospective juror also gave other answers reflecting views on the criminal justice system that concerned the prosecutor. She unsuccessfully moved to excuse him for cause, and then was able to excuse him by stipulation. 17 The prosecutor's approach to No. 5128 is consistent with the subjective view that while an engineering background alone may not warrant a peremptory, in combination with other factors it may make the juror less desirable. 18
The prosecutor also mentioned a handful of reasons she deemed less significant, which the trial court did not rule on. We
Nor, in any event, do these lesser factors undermine the trial court's credibility finding. The voir dire transcript and E.W.'s questionnaire show that E.W. indicated prosecutors "tend to be overzealous to convict," and
An advocate who chooses jurors based on racial bias commits grievous misconduct, for "the very integrity of the courts is jeopardized when a prosecutor's discrimination 'invites cynicism respecting the jury's neutrality,' [citation], and undermines public confidence in adjudication." (
Miller-El v. Dretke,
The rules of review also require vigilance, and humility. Appellate courts must surely call out misconduct. But we are aided in this endeavor by the trial judge who ruled in the first instance. In the face of a trial court's supported factual findings regarding the genuineness of the prosecutor's racially neutral reasons for exercising a strike, we should be hesitant to draw a contrary conclusion unless well-founded on fair inference, rather than surmise.
The trial court in this case determined that the strike of E.W. was made on genuine, race-neutral bases. Reviewing that ruling with the deference precedent requires, the record supports the trial court's conclusion.
f. Prospective Juror R.P.
R.P. was the last African-American man in the jury pool. Before seeking to excuse him, the prosecutor requested a sidebar and offered the reasoning
The court concluded that the prosecutor's peremptory was based on her belief R.P. would not impose the death penalty, and that reason was race-neutral. Nonetheless, it initially granted the Wheeler / Batson motion because it believed R.P. could impose a death verdict. Because the prosecutor's race-neutral reason was "mistaken," the court rejected the prosecutor's exercise of a peremptory.
The prosecutor pointed out that the court was applying the wrong standard. Whether R.P. was unable to vote for death was a consideration in a for-cause challenge. A Wheeler / Batson motion, by contrast, examines whether the prosecutor genuinely believes a juror will be resistant to her side of the case and is striking him for that race-neutral reason. After asking the prosecutor to restate her reasons, the court reversed itself and denied the Wheeler / Batson motion. The court specifically concluded that three of the prosecutor's reasons were genuine and race-neutral: R.P. found judging others disturbing; thought the death penalty was overused, especially against African-Americans; and was concerned about the overincarceration of African-Americans in general.
The record supports the court's determination. R.P. had served as a juror in two noncapital murder trials. He wrote that "the aftermath is always disturbing." Asked about this answer, R.P. explained: "I carry it with me. I go back over it, I guess - I don't want
R.P. thought the death penalty was "[s]ometimes overused," especially on "certain segments of our society." His views were informed by other states that imposed moratoriums on executions and reports of prisoners released based on DNA evidence. In light of this, R.P. believed the death penalty was
R.P. later clarified that his concerns extended to incarceration in general: "[T]here are people being released across the country, where either evidence was not substantiated, DNA, a lot of different avenues, and my thought behind that was we have to look at things beyond just face value, we have to make certain that things are true." R.P. was concerned as well that, in his view, the African-American community was substantially overrepresented both generally in prison, and on death row in particular. This disparity suggested something was "fundamentally wrong" with the criminal justice system.
R.P.'s expressed concerns are held by many. Yet they also provide a legitimate reason why a prosecutor, tasked with securing the conviction of an African-American defendant for a crime heavy with racial overtones, might view R.P. as a problematic juror. The court's determination that the reason was genuine and race-neutral finds support in the record. The concerns R.P. had about the criminal justice system are not unique to African-Americans: A prospective juror of any ethnicity might equally share them. In exercising
Further, given R.P.'s responses about jury service in noncapital cases, the prosecutor might be legitimately concerned that he might lean toward a verdict that would be emotionally less taxing. The record supports the court's acceptance of that reason. No other juror gave such answers.
Armstrong relies on comparative juror analysis to argue that the prosecutor's reasons were pretextual. He contends seated White Juror Nos. 2, 4, 5, 10, and 11, and Alternate Juror Nos. 5 and 6 were likewise apprehensive in varying degrees about the prospect of imposing a death verdict. But unlike R.P., none of these jurors had had the visceral experience of serving on two murder juries and dealing with the emotional aftermath. Moreover, the court did not rely on a single concern expressed by the prosecutor, but on three. None of the jurors Armstrong identifies also expressed concern about overuse of the death penalty or bias in the criminal justice system. Overlap on one concern will seldom be sufficient: "Two panelists might give a similar answer on a given point. Yet the risk posed by one panelist might be offset by
The Constitution makes clear that group bias is unacceptable. Cases decided over decades have condemned it. Prospective jurors must be evaluated as individuals, in light of all the information gleaned during voir dire. What matters is the full range of responses and whether, because of widespread similarities aside from race or gender, a reasonable comparison casts doubt on the honesty of the neutral reasons offered. Armstrong has not identified jurors with such similarities as to cast doubt on the trial court's acceptance of the prosecutor's reasons as genuine. Accordingly, he has failed to carry his burden.
1. Refusal to Admit Out-of-court Evidence of Racial Slurs
Before trial, the prosecutor advised that she intended to introduce the statement defendant gave to detectives after his arrest. She offered it as a statement of a party opponent ( Evid. Code, § 1220 ), but sought to redact parts of it as "self-serving hearsay." Armstrong had related that as he, Hardy, and Pearson were walking toward the bus stop, "some racial slurs were said by somebody that was on the opposite side. [¶] ... [¶] They was like 'I hope-like I hope you all die niggers.' 'Niggers I hope you all die.' " In response to further questioning, Armstrong said he heard: "Like, 'Fuck you niggers' or 'the niggers are gonna die.' " After the statements were made, Hardy started walking across the street and encountered a woman, later identified as Sigler. Pearson and Armstrong followed him. Over defense objection, the court ordered the quoted statements redacted. Armstrong contends his statements as to what he heard should have been admitted. He is correct; the ruling was error.
The interview Armstrong gave to detectives was an out-of-court statement offered against him by the prosecution, thus falling within the hearsay exception for statements of a party. ( Evid. Code, § 1220 ["Evidence of a statement is not made inadmissible by the hearsay rule when offered against the declarant in an action to
In arguing that the redacted statements should remain, the defense was not seeking to prove that all members of Armstrong's race, which Sigler rudely maligned, would die, or even that Sigler hoped for such an outcome. Accordingly, the defense did not seek to offer Sigler's words for the truth of their content. Instead, the defense urged the victim's statements were relevant to explain the subsequent conduct of Armstrong and his companions and to support a conclusion that when they assaulted Sigler, their motive was revenge, rather than robbery or rape. "When evidence that certain words were spoken ... is admitted to prove that the words were uttered and not to prove their truth, the evidence is not hearsay. (
People v. Smith
[ (2009) ]
To the extent the prosecution argued Sigler's slurs fell outside Evidence Code section 1220, because the prosecution was not seeking to introduce them, they nevertheless were admissible under section 356, often called the rule of completeness. That rule provides: "Where part of an act, declaration, conversation, or writing is given in evidence by one party, the whole on the same subject may be inquired into by an adverse party; when a letter is read, the answer may be given; and when a detached act, declaration, conversation, or writing is given in evidence, any other act, declaration, conversation, or writing which is necessary to make it understood may also be given in evidence." ( Evid. Code, § 356.)
"The purpose of [ Evidence Code section 356 ] is to prevent the use of selected
The redaction here allowed the prosecution to create a misleading impression. As Armstrong originally recounted, the men were walking toward a bus stop when someone shouted racial slurs from across the street. The yelling prompted Hardy to cross the street and confront the person who had shouted. When he approached Sigler, Hardy asked if she would perform an act of oral sex on all three men for $50. Sigler responded with a grunted "no," walked past Hardy and Pearson, and slapped Armstrong as she passed him as well. Sigler then walked a distance away, extended both middle fingers, and hurled additional racial epithets. The full version recounts that the men were unaware of Sigler's presence and only approached her after she insulted them in a racially-charged manner. The redacted version makes it appear that the men approached Sigler because she was a woman walking alone at night and began the encounter by asking her to engage in an act of prostitution. If the prosecution wanted to introduce the remainder of Armstrong's statement under Evidence Code section 1220, Armstrong was entitled to include the redacted portion under section 356 to avoid mischaracterization. 20
As we discuss in greater detail when addressing the claim of prosecutorial misconduct, we conclude that the error does not require reversal of the guilt judgments. (See post , pt. II.D.1.)
2. Refusal To Admit Victim's Toxicology Report
Before trial, the prosecution moved to exclude a medical examiner's toxicology report showing Sigler was intoxicated on the night she was killed. Defense counsel argued Sigler's intoxication was relevant to corroborate Armstrong's testimony about the racial epithets, and to support an argument that Armstrong acted out of revenge rather than an intent to rob, rape, or kill. The court granted the motion, ruling the relevance, if any, of Sigler's potential intoxication was substantially outweighed by other considerations. ( Evid. Code, § 352.)
The calculus is somewhat different here. Unlike Hardy's trial, the prosecution successfully excluded portions of Armstrong's original statement to police about Sigler's racial slurs. It then contended no slurs were made. When the prosecution chose to deny the slurs took place, its tactical decision put the intoxication question in a different light. Given alcohol's effect on judgment and self-control, her intoxication could have a "tendency in reason" ( Evid. Code, § 210 ) to explain why a diminutive woman, alone at night on a deserted street, would start a confrontation with three larger strangers. That explanation would have been consistent with the defense theory and Armstrong's testimony.
We need not decide whether exclusion of the toxicology report was an abuse of discretion. Any error was harmless, as explained in greater detail in connection with our discussion of prosecutorial misconduct. (See post , pt. II.D.1.)
3. Refusal To Admit Evidence of Alternate Theory Concerning Semen Deposit
Armstrong sometimes stayed at his mother's home, which was searched pursuant to warrant. Police recovered a stained cream-and-black shirt. Tests revealed the stain consisted of a large amount of semen and small amount of blood. DNA in the stain matched Armstrong. 21 The prosecution argued that Armstrong wore the shirt during the attack and the semen deposit showed his direct participation in Sigler's rape.
The People called Armstrong's girlfriend, Jeanette Carter, to testify. On cross-examination, Carter said she had never seen the cream-and-black shirt before. Defense counsel then began to ask about Armstrong's practices after having intercourse. The court sustained a relevance objection.
Armstrong renews his evidentiary claim, but the court's ruling was correct. Carter twice said she had never seen the shirt. Whether Carter had ever seen Armstrong put on a different shirt after intercourse with her could have no bearing on how semen found its way on to that shirt. Nor did Armstrong urge that the semen might have been deposited after a liaison with a different partner. 22
4. Admission of Kendrick's Testimony
Keith Kendrick testified that on December 30 or 31, 1998, he was watching the news with Pearson, Armstrong, and a third man when a report about the Sigler murder came on the air. Kendrick said, "Oh, I know who did that. [¶] ... [¶] Killer Kev [Kevin Pearson] did it." Armstrong whispered to Pearson, "How did [Kendrick] know?" Pearson then recounted details of the crime, including that Hardy, Armstrong, and he had encountered a
Before Kendrick's testimony, Armstrong objected that Pearson's statements were inadmissible hearsay and allowing Kendrick to testify about them would violate his confrontation clause and due process rights. The People argued that Armstrong, by listening and saying nothing, had adopted Pearson's statements as his own admissions. The court agreed, finding neither a hearsay bar nor a confrontation clause problem. Armstrong renews his constitutional claims on appeal.
Nor does introduction of this testimony raise constitutional concerns. Adoptive admissions pose no problem under the Sixth Amendment of the United States Constitution and
Crawford v. Washington
(2004)
Armstrong objects that Pearson was potentially unavailable for cross-examination because he might choose to invoke his right against self-incrimination. But Pearson's availability is immaterial. Through his silence, Armstrong adopted Pearson's statements as his own and bore witness against himself. Armstrong cannot complain that he was deprived of his confrontation clause rights by the introduction of his own admissions.
Moreover, only testimonial hearsay falls under the
Crawford
doctrine. (
Ohio v. Clark
(2015) 576 U.S. ----, ----,
On direct examination, Armstrong described things he did at Pearson's direction. After Armstrong testified he was afraid of Pearson, counsel asked why. The court overruled the prosecutor's relevance objection, but when Armstrong answered, "Because of his reputation -," the court interrupted and directed a sidebar. This exchange followed:
"The Court: The defendant was ready to testify about Kevin Pearson's reputation.
"[Defense Counsel]: I was not aware of that.
"The Court: It would be hearsay, obviously, because it would be something that he heard from sources. There's no foundation for reputation evidence. We're not going to have a trial on Kevin Pearson's reputation, are we?
"[Defense Counsel]: No.
"The Court: I just want to make sure it's not an area that I cut you off.
"[Defense Counsel]: No. [¶] ... [¶]
"The Court: After the word 'Yes,' the rest of the answer is stricken.
"[Defense Counsel]: Okay."
Armstrong argues that his fear of Pearson and the reason for it was improperly excluded. The argument fails. His testimony that he was afraid of Pearson was allowed to stand. As for evidence of Pearson's reputation, counsel indicated he did not intend to explore this subject and lodged no objection to its exclusion. Accordingly, the claim is forfeited. ( Evid. Code, § 354, subd. (a) ;
People v. Capistrano
(2014)
Further, Armstrong fails to show how the omitted testimony would have significantly altered the evidentiary picture. The jury heard a great deal about Pearson's callous violence on the night of the crime and that Kendrick called
6. Sufficiency of the Evidence To Support the Torture-murder Special Circumstance
Armstrong contends there was insufficient evidence to support the torture-murder special-circumstance finding. On review, we examine the entire record in the light most favorable to the prosecution to determine whether a rational jury could have found the circumstance true beyond a reasonable doubt. (
People v. Hardy
,
supra
,
Here, there was ample evidence that Armstrong intended to cause extreme pain. Prosecution evidence showed Armstrong assisted Pearson and Hardy in raping, stomping, and beating Sigler, and repeatedly inserting a wooden stake into her vagina. Armstrong himself kicked the victim several times. Armstrong had reason to know Sigler was alive until the end of the assault and that she was in considerable pain. The autopsy showed 11 broken bones and more than 100 distinct injuries. Contrary to Armstrong's assertion, the jury was not limited to considering only his self-serving statements that he thought Hardy's and Pearson's actions were "wrong" and "scandalous." Given the extended duration of the encounter, the brutal escalation of the attack, and Sigler's extraordinary pre-mortem injuries, a rational jury could conclude that Armstrong intended to inflict extreme pain and suffering.
C. Instructional Issues
1. Circumstantial Evidence Instructions
The jury received four standard instructions on circumstantial evidence, CALJIC Nos. 2.01, 2.02, 8.83, and 8.83.1. These instructions advised that if circumstantial evidence supported two reasonable interpretations, the jury "must" adopt the interpretation more favorable to the defendant. If, instead, one interpretation appeared reasonable and the other unreasonable, the jury "must" adopt the reasonable interpretation. Armstrong argues that telling the
2. Instruction on Juror Unanimity Concerning the Theory of Murder
The jury was instructed on three different theories: deliberate and premeditated murder ( CALJIC No. 8.20 ), felony murder ( CALJIC No. 8.21 ), and murder by torture ( CALJIC No. 8.24 ). (See Pen. Code, § 189.) At the People's request, the court
Armstrong contends the court was required to instruct that the jury must agree unanimously on which theory, if any, supported a guilty finding, and the failure to do so violated the state and federal Constitutions. He acknowledges that we have repeatedly rejected this claim, but seeks to preserve the issue for federal court review. Armstrong relies on
People v. Dillon
(1983)
We have consistently stated this argument is a misreading of Dillon . While it is true that under Dillon " 'the two forms of murder have different elements[, nevertheless] there is but a single statutory offense of murder.'
3. Instructions on Conspiracy
Although no conspiracy was charged, the jury was instructed on its elements. ( CALJIC Nos. 6.10.5, 6.11, 6.12.) Armstrong contends the instructions should not have been given. The claim is forfeited for lack of objection. (
People v. Virgil
(2011)
The claim is also meritless. Armstrong's undeveloped assertion is unclear. To the extent he argues a conspiracy charge is a prerequisite to these instructions, the law is to the contrary. The prosecution may prove an uncharged conspiracy as a means of establishing liability for the underlying substantive crime. (
People v. Hajek and Vo
,
supra
, 58 Cal.4th at pp. 1200-1201,
Armstrong also urges that the instructions reduced the prosecution's burden of proof. We have rejected this argument before and do so again. (
People v. Hajek and Vo
,
supra
, 58 Cal.4th at pp. 1201-1202,
D. Misconduct and Bias
1. Prosecutorial Misconduct
Armstrong contends that the prosecutor committed misconduct in empaneling the jury, seeking to exclude admissible evidence, and engaging in other improper conduct throughout trial. Most challenges fail. One is well-founded but did not prejudice Armstrong.
Prosecutorial misconduct requires reversal when it "so infect[s] a trial with unfairness [as to] create a denial of due process. [Citations.] Conduct by a prosecutor that does not reach that level nevertheless constitutes misconduct under state law, but only if it involves the use of deceptive or reprehensible methods to persuade the court or jury." (
People v. Watkins
,
supra
,
Armstrong's first few claims derive from and duplicate his other assignments of error. He objects that the prosecutor improperly had qualified jurors excused. Several jurors were erroneously excused for cause, an error requiring reversal of the penalty verdict. He is obtaining relief on that basis. He contends that the prosecutor based peremptory challenges on race and gender. This argument has been rejected. (See ante , pt. II.A.)
Most of the allegations of misconduct not tied to claims we have already addressed are also without merit. Armstrong contends that the prosecutor was aggressive and hostile toward defense counsel and twice accused counsel of lying to the court. Defense counsel responded in equal measure with his own accusations of lying. Because it occurred outside the jury's presence, this acrimony could not have affected the verdict.
Armstrong complains the prosecutor used "hypertechnical and unnecessary objections" during his direct testimony. To the extent these objections were meritorious, making them could not have been misconduct. Evidentiary objections often are technical and their "necessity" a question of tactics and perspective. While a handful of objections were overruled, there is no reason to conclude they would have injected unfairness into the trial. Armstrong also
Armstrong objects that the prosecutor asked leading questions of direct witnesses. He cites no question or questions, simply pointing to the entire transcript for a half-dozen witnesses. To the extent Armstrong failed to object, the claim is forfeited. (
People v. Pearson
(2013)
However, Armstrong is correct that the prosecutor misled the jury during closing argument. She told the jury, as a matter of fact, that in response to Armstrong's loud comments about the coming new year, Sigler called back, "Happy New Year." There was no such evidence. The prosecutor directly asked Armstrong during cross-examination whether Sigler had made such a statement. He unequivocally denied it and no other testimony supported the prosecutor's assertion.
Some inaccuracies in closing argument may flow from innocent misrecollection, but it is difficult to credit that explanation here when what Sigler said was a principal point of contention. The prosecutor moved to redact from Armstrong's initial police statement the assertion that Sigler yelled racial slurs before the attackers encountered her on the street. ( Ante , pt. II.B.1.) She also persuaded the court to exclude evidence of Sigler's intoxication. ( Ante , pt. II.B.2.)
To be clear, assertively arguing fine points of evidence will seldom constitute misconduct, and an advocate is generally entitled to rely on a
These principles are not new ones. In
People v. Kelley
(1977)
A prosecutor may honestly urge that a defendant lied. Convincing the jury that he did so is a potent weapon. An advocate may argue that the record contains no evidence of a given fact when that is the case. She may invite the jury to accept reasonable inferences from the record, even if the evidence is in dispute. (
However, as inappropriate as the prosecutor's argument was here, that argument and the actual or assumed evidentiary errors that preceded it (see ante , parts II.B.1 and II.B.2) are insufficient to warrant reversal of the guilt determinations. Defense counsel conceded in closing argument that there was ample evidence of Armstrong's guilt on charges of robbery, rape, rape in concert and kidnapping. Even under Armstrong's own version of events, he facilitated each of the crimes he attributed to his compatriots. After Pearson said he was "fixing to BKC this bitch," Armstrong held Sigler down while Pearson robbed, beat, and raped her. After Pearson said, "This ain't over yet, bitch. Let's kill this bitch," Armstrong kicked Sigler repeatedly, knowing she was in great pain. Aware of Pearson's intent to kill Sigler, Armstrong jumped over a fence and held it down so Sigler could be thrown over it and moved to a more remote area. Rather than leaving, he stood at the ready while Pearson beat Sigler with the stake and while Pearson and Hardy sexually penetrated her with it. Armstrong then helped Pearson move Sigler a second time, further up the freeway embankment. After they abandoned the body, Armstrong disposed of both the stake and Sigler's clothes.
Based on Armstrong's statements to investigators and his girlfriend, his adoptive admission of Pearson's statements, and his own trial testimony, it is not "reasonably probable that a result more favorable to [Armstrong] would have been reached" at the guilt phase. (
People v. Watson
(1956)
While the excluded evidence would not have provided a defense against guilt for these offenses, the calculus of prejudice might well be different at the penalty phase. In determining whether to impose the ultimate punishment, the jury could consider evidence of Sigler's conduct as "[a]ny other circumstance which extenuates the gravity of the crime even though it is not a legal excuse for the crime." (§ 190.3, factor (k).) Because the death verdict is being set aside for error in jury selection, we need not discuss this question further.
"Our public prosecutors are charged with an important and solemn duty to ensure that justice and fairness remain the touchstone of our criminal justice system. In the vast majority of cases, these men and women perform their difficult jobs with professionalism, adhering to the highest ethical standards of their calling. This case marks an unfortunate exception .... We are confident the prosecutors
2. Judicial Bias
Armstrong argues he was deprived of a fair trial, in violation of various constitutional guarantees, because the court was biased against him. The rulings and remarks Armstrong relies upon do not demonstrate bias.
As with Armstrong's prosecutorial misconduct claim, his allegation of judicial bias is largely derivative. Armstrong contends the court demonstrated bias by erroneously excusing jurors for cause. On the merits, some jurors were improperly excused, requiring reversal of the penalty verdict. However, a judge's "rulings against a party - even when erroneous - do not establish a charge of judicial bias, especially when they are subject to review." (
People v. Guerra
(2006)
To the extent Armstrong's claim is not derivative, it is largely forfeited. Armstrong "never claimed during trial ... that his constitutional rights were violated because of judicial bias. 'It is too late to raise the issue for the first time on appeal.' " (
People v. Guerra
,
supra
,
No pervasive bias is evident here. Armstrong identifies three times when the court derided defense counsel's questions as "unintelligent," "unintelligible," or "incomplete." Armstrong also points to a handful of occasions when, in response to a prosecution objection, the court supplied a basis for the objection, then sustained it, or otherwise handled objections in ways with which Armstrong disagrees. Finally, Armstrong identifies as indicative of bias one sidebar conversation. Armstrong had been personally admonished before testifying to not discuss remorse. Both sides agreed the issue was irrelevant at the guilt phase. After he violated that admonition, the court remarked at sidebar that Armstrong "knows better" than to testify as he did.
Without reciting every remark Armstrong identifies as signifying bias, we observe that the court's statements were justified. For example, the court described as "unintelligible" this defense question: "Between you and Jeanette - when you talked to Jeanette, did the subject matter of how it was that you were in contact with this lady?" The court made its remark only in the context of asking counsel to rephrase after the prosecutor and witness both indicated they could not understand the question. The court's sidebar remark that Armstrong knew better than to testify as he did was warranted in light of an
E. Cumulative Error
Armstrong contends errors during the guilt phase of his trial were prejudicial when considered in combination. We have evaluated the two actual or assumed evidentiary errors and related prosecutorial misconduct together for purposes of assessing prejudice and have concluded Armstrong was not prejudiced at the guilt phase. ( Ante , pt. II.D.1.)
F. Penalty Phase Evidentiary Errors and Challenges to the Constitutionality of California's Death Penalty
Armstrong asserts various evidentiary errors occurred during his penalty phase trial. He also contends California's death penalty is unconstitutional. Because the penalty judgment is reversed based on erroneous exclusion of jurors for cause, we need not address these claims. The People retain the discretion
III. DISPOSITION
We reverse the judgment of death. We remand to the superior court with directions that it correct the abstract of judgment to reflect that (1) each of Armstrong's convictions was pursuant to a jury verdict, not a guilty plea; (2) Armstrong was sentenced to 8 years for rape on count six; (3) the determinate portion of his sentence is 30 years; and (4) in addition to the determinate term for rape in concert, sexual penetration with a foreign object, and sexual penetration with a foreign object while acting in concert, on counts four, six and seven, Armstrong received a 25-year-to-life term under section 667.61, subdivisions (a) and (d), which was then stayed under section 667.61, subdivision (g). We affirm the judgment in all other respects.
We Concur:
CANTIL-SAKAUYE, C. J.
CHIN, J.
KRUGER, J.
LIU, J.
Defendant Jamelle Armstrong, a black man, was sentenced to death for raping, torturing, and murdering Penny Sigler, a
This is a case with "definite racial overtones" that " 'raise[ ] heightened concerns about whether the prosecutor's challenge was racially motivated.' " (
People v. Hardy
(2018)
In this case, the prosecutor struck four black male jurors, leaving no black man on the jury. As to the strike of Prospective Juror R.C., I agree the record supports the trial court's finding that the prosecutor was credibly concerned that she and R.C. had a "personality conflict." (Maj. opn.,
ante
, 243 Cal.Rptr.3d at pp. 143-144, 433 P.3d at pp. 1019-1020.) But as to the other three strikes, Armstrong raises more substantial objections. Especially troublesome, in my view, is the strike of Prospective Juror E.W. The prosecutor gave eight reasons for this strike, but in several respects, the reasons were not supported by the record. The discrepancies were numerous and significant; they were not " 'isolated' " misstatements or "slight" misrepresentations. (
Hardy
,
I.
"We review a trial court's determination regarding the sufficiency of tendered justifications
Prospective Juror E.W., the third black man struck by the prosecutor, was a 28-year-old homeowner in Signal Hill who worked as a satellite engineer for Boeing and had been the student body vice-president at the University of California at Irvine. He planned on returning to school for postgraduate studies and considered focusing on astronautics, law, or business. At voir dire, E.W. said he could vote for either life imprisonment without the possibility of parole (LWOP) or death in the appropriate case, and that his decision would depend on the evidence.
Today's opinion concludes that the trial court properly focused its evaluation on those reasons the prosecutor said "really bother[ed]" her about E.W. - i.e., E.W.'s belief that LWOP is a more severe sentence than death, and his belief that the death penalty, when imposed, causes too much additional litigation. (Maj. opn.,
ante
, 243 Cal.Rptr.3d at pp. 144-145,
At the outset, it must be noted that this characterization of the record is significantly incomplete. What the record actually shows is that the prosecutor gave eight different reasons for striking E.W. (numbered (1) to (8) below), and it is dubious to say the prosecutor did not regard E.W.'s engineering background as a main reason for the strike.
When the prosecutor began her explanation for striking E.W., she said, (1) "[F]irst of all, the one thing that really bothers me" is that E.W. "believes that life without the possibility of parole is the most severe sentence." But the
The prosecutor went on to give six additional reasons: (3) "He also in his questionnaire has indicated that he believes that the prosecutor tends to be over-zealous to convict. I find that to be a problem. I personally am a very assertive and aggressive prosecutor." (4) "He also, in his questionnaire has indicated that he feels that the death penalty needs to be reformed just like affirmative action ...." (5) "[H]e indicates that he has had bad experience with police officers in his questionnaire. ... [¶] ... [H]e indicated during
Hovey
voir dire, ... 'Police officers have pulled me over more than once for questionable reasons.' He also indicated today that more often than not it's happened here in Long Beach. This case involves Long Beach police officers, in fact, the majority of my witnesses will be related to the Long Beach Police Department." (6) "He also indicates that what he thinks are the three most important problems with the criminal justice system is bad police officers, and lawyers and
The prosecutor concluded by saying: "The two things that really bother me [are] that he believes that life without the possibility of parole is the most severe sentence and he also believes that since if the death penalty is imposed it caused so much litigation, he doesn't believe it should be, just let it go, is what he says. To me that is indicative of what his verdict is going to be. [¶] ... Also the fact that he is an engineer, there are no other engineers in this panel and he is the only engineer and he is trained to look for all possible doubt. [¶] And I find that I can never reach that standard. I cannot possibly prove this case beyond all possible doubt nor is that the standard and that's what he does in life look for all possible doubt." After a reply from defense counsel, the prosecutor then said her "primary motivation" for striking E.W. was that he "indicated life without the possibility of parole is the most severe
Four months later, in denying Armstrong's motion for a new trial, the trial court returned to the Batson issue and said: "[E.W.] is an engineer and very articulate. This juror, however, indicated that he believes that life without parole is the most severe sentence. If this is the crime that deserves the most severe punishment, the People believe that he automatically would vote for life without parole. Therefore, it is unlikely under any circumstances that he would vote for death. More importantly , the People articulated that, as an engineer, this juror will likely require to make the People prove the case more than beyond a reasonable doubt. Both these reasons are race-neutral; this court found and now finds that [E.W.] was excused with the use of People's peremptory for race-neutral reasons ...." (Italics added.)
There is no question that E.W.'s belief that LWOP is a more severe sentence than death was, according to the prosecutor, an important reason for the strike. But so was the prosecutor's concern about E.W.'s training as an engineer. The fact that the trial court originally upheld the strike of E.W. after examining and crediting only the LWOP concern does not mean "the trial court did not originally consider the prosecutor to have proffered [the engineering concern] as a justification." (Maj. opn.,
ante
,
As
Smith
instructs, the trial court should have examined the prosecutor's stated reasons for striking E.W. "as a whole." (
Smith
,
supra
,
II.
Let us begin with the prosecutor's stated concern that "as an engineer," E.W. "is trained to look at all possible doubt. There is no way I can prove this case to him beyond a reasonable doubt." In articulating this concern, the prosecutor said, "[T]here are no other engineers in this panel and he is the only engineer." This was not true. Juror No. 11, whom the prosecutor had accepted, was a white woman who had worked as an engineer for Conoco Phillips for over 20 years. The trial court did not notice this discrepancy, and the record contains no explanation for the prosecutor's misstatement. Today's opinion says that Juror No. 11 had more favorable
Had the trial court noticed that Juror No. 11 was an engineer, the court might also have recalled that when Juror No. 11 came up for voir dire, the prosecutor asked no questions about Juror No. 11's engineering training or how that training would affect her application of the beyond a reasonable doubt standard. In fact, there were 20 prospective jurors in the overall pool who had engineering training or who had worked in jobs involving engineering. Thirteen were dismissed by stipulation without the prosecutor questioning them about their engineering training. Among the remaining engineers, four came up for voir dire before E.W.: Juror No. 11, who was seated; then Prospective Juror
E.W. was the first engineer whom the prosecutor questioned about his engineering background, and it was only after questioning E.W. that the prosecutor questioned other engineers (the remaining two) about their engineering background. Moreover, it is evident that the prosecutor pursued a different line of questioning with E.W. than with the remaining two engineer jurors after E.W. Here is what the prosecutor asked E.W.:
"Ms. Locke-Noble: Okay. Now, in your training does that cause you to look for all possible doubt?
"[E.W.]: To look for all possible doubt?
"Ms. Locke-Noble: Yes.
"[E.W.]: I would say that it helps me to see many different angles.
"Ms. Locke-Noble: Okay. Do you look for all the possible doubts there might be in your job?
"[E.W.]: Yeah. I certainly consider them, sure.
"Ms. Locke-Noble: And do you have this okay, what if this, what if this, then this? 'What if this' type bantering about in your job?
"[E.W.]: We tend to try to, like I said, see things from many different angles. And yeah, what if this happened, then what will happen because of it? Cause and effect, sure."
The prosecutor also questioned E.W. about the role that speculation played in how he approached a specific area of his work, i.e., writing operations manuals for telemetry satellites:
"Ms. Locke-Noble: Okay. So do you write into these chapters if this happens, do this?
"[E.W.]: Correct.
"Ms. Locke-Noble: Okay. So you kind of speculate as to a problem that might occur, and then you write a solution for it?
"[E.W.]: Sure."
After E.W., the next engineer up for voir dire was Prospective Juror No. 4629, a white male. The prosecutor also questioned
"Ms. Locke-Noble: Okay. As an engineer, do you always say, well, what if this and what if that? Is that how you approach things?
"[Juror No. 4629]: What? Please rephrase.
"Ms. Locke-Noble: Do you look at all of the possibilities?
"[Juror No. 4629]: As many as possible.
"Ms. Locke-Noble: Okay. In this case there is a standard of proof, and the standard of proof is beyond a reasonable doubt; you can't look at all of the possibilities. Can you follow that law?
"[Juror No. 4629]: Oh, certainly, of course.
"Ms. Locke-Noble: Because if you start looking at all of the possibilities, you then become an advocate or a partisan for one side of the other, you become the lawyer for one person or the other. Does that make sense?
"[Juror No. 4629]: This would be a violation of my civic duty to be impartial. If you are an advocate and defense counsel are advocates, I am not an advocate and I will never act as one.
"Ms. Locke-Noble: Right. And that's what I'm getting at. Because you're an engineer, and engineers are trained to look at all of the various possibilities, and in human affairs we cannot - I cannot prove all of the possibilities.
"[Juror No. 4629]: Oh, heavens. That's wrong about engineering too, for that matter. There are significant factors and there are things that are insignificant. The insignificant digits, you do not concern yourselfwith. That's putting it in language that you're - a proper answer."
This juror was ultimately dismissed by stipulation because he had discussed his questionnaire answers with another juror.
The prosecutor also questioned the final engineer in the panel, Prospective Juror No. 5128, a white male. As she did with Juror No. 4629, the prosecutor first asked Juror No. 5128 about the role that speculation played in his work and then pivoted to whether he could refrain from speculating in his role as a juror:
"Ms. Locke-Noble: Are you trained to say, what if this? What about that possibility?
"[Juror No. 5128]: Yes, very much so.
"Ms. Locke-Noble: You can't do that in this case.
"[Juror No. 5128]: That's right, I don't know - I'll accept that I can't do that.
"Ms. Locke-Noble: You cannot come up with a hypothesis and then prove it.
"[Juror No. 5128]: I understand. [¶] ... [¶] ...
"Ms. Locke-Noble: And so for twenty years you have been on a daily basis going through this process, what if this? This could happen. What if that? This could happen, correct?
"[Juror No. 5128]: That's right, my profession involves the design of systems that go on [airplanes], so it's a natural type of occurrence.
"Ms. Locke-Noble: You are taught to look at all possibilities?
"[Juror No. 5128]: Yes, definitely. Well, I've learned to do that. [¶] ... [¶] ...
"Ms. Locke-Noble: As you know you can't go back and speculate. You can only base your verdict on the testimony that is presented in this courtroom?
"[Juror No. 5128]: Yes ma'am. I understand that.
"Ms. Locke-Noble: You can't do what if this, or what if that, because if you do that, you have now become the lawyer for either one of the sides.
"[Juror No. 5128]: I understand.
"Ms. Locke-Noble: Would you agree with that?
"[Juror No. 5128]: I agree, yes."
After voir dire, the prosecutor attempted to strike this juror for cause for two reasons unrelated to his engineering background. Juror No. 5128 was ultimately dismissed by stipulation.
In sum, the record shows that before questioning E.W., the prosecutor did not question any of several engineers about their engineering training, even though she did question those jurors about other topics. Only after she questioned E.W. did she question the remaining two engineers about their engineering training. In doing so, the prosecutor elicited from E.W., Juror No. 4629, and Juror No. 5128 answers that acknowledged the role of speculation in their work and training. But the prosecutor elicited only from Juror No. 4629 and Juror No. 5128, and not from E.W., answers that confirmed their ability as jurors to avoid looking at "all possibilities" and instead to stick to the evidence presented and apply the proper standard of proof. These disparities "at least raise[ ] a question as to how interested [the prosecutor] was in meaningfully examining whether" E.W.'s training as an engineer would impair his ability to apply the beyond a reasonable doubt standard. (
Gutierrez
,
supra
,
I would add one more observation: In explaining this area of concern, the prosecutor said she was troubled not only by E.W.'s engineering training, but
III.
Let us now consider the prosecutor's concerns about E.W.'s views on LWOP and the death penalty. In its original ruling on the strike of E.W., the trial court determined that these concerns were genuine, race-neutral justifications, and today's opinion concludes that "[t]he record substantiates that E.W. held the views the prosecutor ascribed to him." (Maj. opn.,
ante
,
In explaining her concern that E.W. believed LWOP is a more severe sentence than death, the prosecutor said, "All the other jurors currently sitting in the box
The trial court, in its ruling, did not make a reasoned attempt to evaluate the prosecutor's claim that she had sought to remove every juror who said LWOP is more severe than death. It merely said that " if Ms. Locke-Noble is consistently challenging by way of peremptory, folks who cannot impose the death penalty or feel that life without parole is the most severe sentence and that is not a race basis for excusing a juror." (Italics added.) As it turns out, the prosecutor's claim was materially incomplete and potentially misleading.
The prosecutor was correct in her characterization of the seated jurors' answers to an item on the juror questionnaire asking whether death or LWOP is a "more severe punishment." But, as today's opinion acknowledges (maj. opn.,
ante
,
The Attorney General contends that the seated jurors differed from E.W. insofar as they indicated that LWOP was worse than death on only one of two items on the questionnaire, whereas E.W. indicated that view on both items. The Attorney General also suggests it is significant that the seated jurors chose death as opposed to LWOP on the item asking "Which do you believe is a more severe punishment" because this question, he says, is designed to elicit a juror's objective rather than subjective views.
Today's opinion does not endorse the Attorney General's argument, and rightly so. The two items on the questionnaire are virtually indistinguishable (see maj. opn.,
ante
,
"Ms. Locke-Noble: Question 198 says, 'If a defendant convicted of first degree murder, and one or more of the special circumstances is found true, the law provides for one of only two possible punishments,death or life in prison without the possibility of parole. Overall in considering the general issue of punishment, which do you think worse[,] death or life in prison without the possibility of parole.' Which do you believe?
"[Juror No. 9807]: I think we have already answered that. For me, personally, I would have rather have death, but I don't know what is best for everybody else.
"Ms. Locke-Noble: Would you personally want death?
"[Juror No. 9807]: I couldn't stand to spend the rest of my life in jail.
"Ms. Locke-Noble: So would you say that it is your belief that life without the possibility of parole is a more severe punishment because, personally, you believe that spending the rest of your life in jail would be worse?
"[Juror No. 9807]: Yes, I think I would agree with that."
Moreover, on both items, E.W. made clear that his answer indicated his subjective view on the severity of LWOP compared to death; on one item, he wrote, "I would hate to be incarcerated that long - useless," and on the other, he wrote, "To me, I'd rather die ...." His view is indistinguishable from the view of Juror No. 4, a white woman, who answered that she thought LWOP would be worse for a defendant because "I can only base this on my own personal choice. And I value freedom." Similarly, Juror No. 5, a white man, answered that he thought LWOP would be worse because "I don't know how [the] defendant feels, but myself."
Today's opinion attempts to distinguish these jurors from E.W. on the ground that E.W. used the word "useless" to describe the death penalty, whereas Juror No. 4, Juror No. 5, Juror No. 9, and Alternate Juror No. 5 each hedged their responses with some support for the death penalty in some circumstances. (Maj. opn.,
ante
,
During voir dire, the prosecutor questioned E.W. about his views at length. When questioned about his
objective
views, E.W. left no doubt that he - like the seated jurors - understood death, not LWOP, to be the more severe sentence under the law. The prosecutor asked E.W., "So my question to you, if you personally believe that in this case and it's a severe case, and you believe that it deserves the most severe punishment, would you be able to impose death instead of life without the possibility of parole?" E.W. answered, "Yes." The prosecutor then gave E.W. a hypothetical scenario of a bank robbery involving three people: one who goes into the bank with a gun, one who waits outside the bank as a lookout, and one who waits in the car with the motor running. In the prosecutor's hypothetical, the three people agree to rob the bank; all three know that the first person has a gun and that the gun is loaded; and during the robbery, the person with the gun shoots and kills someone. The prosecutor then asked, "So in your mind would all three be equally guilty of the murder?" E.W. responded, "Yes." Next, the prosecutor asked, "Now ... in your mind would you be able to impose the death
This exchange, in which E.W. said he would give LWOP to the hypothetical bank robbers who were "not as guilty," makes clear that E.W. was able to separate his subjective view about the severity of death from an objective understanding that death, not LWOP, is reserved for the most serious offenses. Today's opinion suggests that the only "significance" of this exchange is that it shows E.W.'s views would not "substantially impair his ability to vote for execution." (Maj. opn.,
ante
,
The trial court did not examine whether the record of voir dire supported the prosecutor's concern that E.W. believed LWOP is the more severe punishment. Although it is possible that the prosecutor was somehow left unconvinced by E.W.'s answers at voir dire, that is not apparent in the record. If the trial court had probed the discrepancy between the prosecutor's statements and the voir dire responses of E.W. and the seated jurors above, the prosecutor could have elaborated further on her concern. But as the record stands, we are left with a stated reason that is unsupported by the record of voir dire. "The court may have made a
sincere
attempt to assess the [prosecutor's] rationale," but in light of its failure to probe further, "we cannot find under these circumstances that the court made a
reasoned
attempt to determine whether the justification was a credible one." (
Gutierrez
,
supra
,
As the discussion above shows, the main reasons credited by the trial court - the engineering concern and the LWOP concern - present significant questions about the prosecutor's credibility. Let us now consider the rest of the prosecutor's stated reasons, which today's opinion dismisses with only cursory analysis. (Maj. opn., ante , 243 Cal.Rptr.3d at pp. 149-150, 433 P.3d at pp. 1024-1025.) Those reasons have their own weaknesses and do not bolster the prosecutor's credibility when considered in combination with the others.
As to the prosecutor's concern that E.W. believed prosecutors are too zealous to convict, E.W. wrote in his juror questionnaire that he based this opinion on "T.V. shows - obviously I don't give this opinion much weight." E.W. identified a similar concern regarding defense attorneys (they "[t]end to manipulate [the] system to win")
As to the prosecutor's concern that E.W. believed "the death penalty needs to be reformed just like affirmative action," E.W. made this statement during voir dire in response to the prosecutor asking him whether the death penalty should be abolished. E.W. answered, "No," and then explained that the death penalty needed reform, "just like affirmative action. ... [¶] I'm not against it."
As to the prosecutor's concern that E.W. said he had been subject to questionable stops by Long Beach police officers, it gives me pause to credit a reason that is so widely
That leaves the prosecutor's concern that E.W. identified "bad police officers, and lawyers and ... bias[ ] against economically disadvantaged defendants" as "the three most important problems with the criminal justice system," as well as her concern that E.W. seemed to know more about the law than other jurors. Although these concerns are not inherently implausible, they are somewhat underwhelming, and the prosecutor did not question E.W. about them. The trial court did not find, nor does this court suggest, that these reasons weigh significantly in favor of the prosecutor's credibility.
V.
In light of the problematic record in this case, it is worth underscoring some guidance we recently provided: "Though we exercise great restraint in reviewing a prosecutor's explanations and typically afford deference to a trial court's
Batson
/
Wheeler
rulings, we can only perform a meaningful review when the record contains evidence of solid value. Providing an adequate record may prove onerous, particularly when jury selection extends over
The record here contains a number of proffered explanations for the strike of a black juror that are implausible, misleading, contradicted by the record, or difficult to credit in light of the prosecutor's disparate treatment of similarly situated jurors. The trial court should have pressed the prosecutor on these points, but it did not. As in
Gutierrez
, we are left with anomalies and inconsistencies that are simply too numerous and significant to permit a conclusion that the trial court's ruling rests on a reasoned effort to evaluate the prosecutor's reasons in light of all relevant circumstances. (
Gutierrez
,
supra
,
We Concur:
CUÉLLAR, J.
PERLUSS, J. *
Notes
The charged offenses included first degree murder, second degree robbery, kidnapping for purposes of rape, rape, rape while acting in concert, sexual penetration with a foreign object, sexual penetration with a foreign object while acting in concert, and torture. (Pen. Code, §§ 187, subd. (a), 189, 206, 209, subd. (b)(1), 211, 261, subd. (a)(2), 264.1, subd. (a), 289, subd. (a)(1)(A).) The special circumstances included robbery, kidnapping, kidnapping for purposes of rape, rape, rape by instrument, and torture murder. (§ 190.2, subd. (a)(17)(A), (B), (C), (K), (a)(18).) All further unlabeled statutory references are to the Penal Code.
The abstract of judgment indicates, incorrectly, that Armstrong's conviction on four counts was pursuant to a plea rather than a jury verdict. The abstract of judgment also incorrectly indicates Armstrong received nine years on the rape count, not eight, and incorrectly lists a determinate term of 56 years, not 30 years. Finally, the abstract of judgment fails to indicate that in addition to the determinate term for rape in concert, sexual penetration with a foreign object, and sexual penetration with a foreign object while acting in concert, Armstrong received a 25-year-to-life term under section 667.61, subdivisions (a) and (d), which was then stayed under section 667.61, subdivision (g). The People ask, without opposition, that we order the abstract of judgment corrected. We will do so. (See
People v. Mitchell
(2001)
It appears the court and prosecutor used the term "guilty" with some imprecision. As a matter of law, an aider and abettor can be as "guilty" of an offense as a direct perpetrator, in the sense that both may be convicted of the same crime. (
People v. McCoy
(2001)
In referring to what a candidate would "automatically" do, the court overlooked how the United States Supreme Court's thinking on disqualification had developed, an evolution that has shifted the focus to subtler considerations: "In
Wainwright v. Witt
[,
supra
,]
When asked whether he could comply with the court's instructions, even if he did not agree with them, S.R. checked "yes" and wrote: "It's the court's instructions, we must follow them." He affirmed that he could "consider all of the relevant factors that the court will give you." He explained that his ability to vote for death would depend in part on "what the judge says" about the law.
In his questionnaire, S.L. also said life without possibility of parole meant a defendant would "have to live with [his crime] for the rest of [his] life" and "you have the rest of your life to be punished."
The jury questionnaire asked: "Overall, in considering general issues of punishment, which do you think is worse for a defendant," death or life in prison without the possibility of parole? A second question asked, "Which do you believe is a more severe punishment," death or life without parole? In response to the second question, these jurors and the alternate, unlike S.L., indicated death was the more severe punishment.
In addition to her use of peremptories, the prosecutor successfully moved to excuse for cause a juror who believed life without possibility of parole was the more severe penalty and for that reason would vote for life when the aggravating circumstances outweighed the mitigating circumstances.
By our count, of the 406 prospective jurors who answered, fully 190 indicated life was a harsher penalty than death in response to one question or the other, and 133 so indicated in response to both.
S.L. described the death penalty's only purpose as a tool to punish "people [who] murder and can't or won't stop even if they were in prison for life."
Armstrong relies on
People v. Silva
(2001)
Sample exchanges:
Q: ... what subjects did you teach?
A: You're amazing. You're amazing. ...
Q: You said I was amazing. Did you mean that sarcastically?
A: I don't think I was laughing.
Q: Okay. So why did you say I'm amazing?
A: I think you are. It's simple to me.
Q: ... would you say that you are for or against the death penalty?
A: Lady, I keep telling you the same thing. I don't understand why you keep asking me the same thing.
Q: Can you -
A: I do not know your name, that's why I called you lady.
Q: That's nice. At least you didn't call me something else.
A: I don't have any of that other in my heart or in my mind. I just want some clear questions, so I can get some clear answers and get out of here.
Q: Okay. The question I have in my mind is based on your answers. Are you for or against the death penalty?
A: My opinion is the same as it was when we started this.
Q: So you have no opinion one way or the other?
A: No.
Q: Based on what you just said, it sounds like, to me, that you believe in the death penalty. Is that an accurate statement?
A: Whatever you want to believe is fine with me.
Q: But I've asked you what your opinion is about the death penalty, and you say you have no opinion. So that doesn't make sense to me that you can impose it, but you don't have an opinion about it.
A: I'm pretty clear, and it's okay with me. ... Where I'm coming from is that I'm very clear about what I'm saying to you. And what you believe is personal, you know, I don't - I don't even - I'm not even willing to help you, but that's personal, I think.
Q: Can you come out here, look him in the eye and say "Death"?
A: Why are you asking me that?
Q: Because that's what you have to do at the end, if you come back with a death verdict. The court is going to poll you, he's going to ask what your verdict is, and the defendant is going to be sitting right there looking you in the eye. Can you look him back in the eye and say "Death"?
A: If you were the defendant, I could look you in your eye and say "Death."
The prospective jurors who ultimately served as Jurors No. 4 and No. 9 were drawn randomly late in the process, after E.W. had been struck, when both sides were low on strikes and had to weigh carefully the pros and cons of the provisional panel against the characteristics of the dwindling pool of potential replacements. Alternate Juror No. 5 was chosen much later as part of a separate process.
Two examples illustrate the prosecutor's approach. Prospective Juror No. 255, a White female, indicated in her questionnaire that life and death were equally severe penalties. The prosecutor questioned her about this and got her to agree that death was actually more severe. Unsatisfied, the prosecutor later exercised a peremptory against the woman, and explained on the record that her sole reason was because she thought the juror still felt life was as severe a punishment as death.
Prospective Juror No. 9803, a White male, indicated on his questionnaire that life was more severe than death. The prosecutor asked him whether this answer meant he would vote for life. The juror said it did not. Again unsatisfied, the prosecutor struck him and gave as her sole reason that the juror felt life a more severe punishment than death.
These and other instances also reflect the prosecutor's consistent reluctance, for prospective jurors of all races and genders, to put faith in voir dire answers that hedged on views expressed in the jurors' questionnaires.
Later in voir dire, the prosecutor described her general approach to strikes and listed five areas of principal concern, none of which focused on a juror's profession: (1) belief that life in prison was as or more severe a punishment than death; (2) belief in rehabilitation; (3) bad experiences with the police; (4) reluctance to judge others; and (5) prior service on a hung jury.
Alternatively, it is possible that in the course of reviewing 50-page questionnaires, each containing responses to 237 questions, from more than 400 jurors - more than 20,000 pages in all - the prosecutor, defense counsel, and trial court all overlooked Juror No. 11's profession. Neither at the time nor in a later new trial motion rearguing the Wheeler / Batson motions did defense counsel argue the challenge to E.W. and the failure to strike Juror No. 11 were inconsistent.
The prosecution and defense settled on the final set of alternate jurors by mutual agreement, rather than by exercising alternating peremptory challenges. Prospective Juror No. 5128 was not on the agreed-upon list.
The trial court specifically relied on the prosecution's approach to No. 5128 in finding the prosecution's concerns about E.W.'s profession genuine. The dissenting opinion would consider the prosecution's questioning of that prospective juror de novo and conclude it demonstrates the prosecution actually sought to rehabilitate other engineers. (Dis. opn., post , 243 Cal.Rptr.3d at pp. 170-171, 433 P.3d at pp. 1041-1043.) We do not read the cold record as revealing any significant disparity. We should be most hesitant to substitute our judgment, long after the fact, for the trial court's comparison of the examinations it observed.
The text of Evidence Code section 1220 defines the exception as embracing "a statement" made by a party offered by an opposing party. The exception is listed in Division 10, Chapter 2, Article I of the Code, titled "Confessions and Admissions," and section 1220 is titled "Admission of party." However, Evidence Code section 5 provides: "Division, chapter, article, and section headings do not in any manner affect the scope, meaning, or intent of the provisions of this code." As a result, and as a general rule, any otherwise relevant "statement" of a party is admissible against him, regardless of whether the statement would meet the narrower definition of a confession or admission. (
People v. Rodriguez
(2014)
A defendant may not use the prosecution's introduction of his out-of-court-statements as an opportunity to introduce "extraneous statements contained in the recording" that might favor him, without the burden of testifying and submitting to cross-examination. (
People v. Gurule
(2002)
The laboratory was unable to determine the source of the blood.
Armstrong did not offer this evidence as that of "habit or custom" under Evidence Code section 1105. Thus, the record contains no evidence he could have satisfied the foundational requirements of that provision.
"An argumentative question is a speech to the jury masquerading as a question. ... An argumentative question that essentially talks past the witness, and makes an argument to the jury, is improper because it does not seek to elicit relevant, competent testimony ...." (
People v. Chatman
(2006)
Before Armstrong took the stand, the following exchange occurred:
"The Court: On the remorse and sympathy issue, do you agree remorse and sympathy are not issues in the guilt phase?
"[Defense Counsel]: That's correct.
"The Court: And your client is not going to testify how sorry he is ... and he is asking for their forgiveness, is that correct?
"[Defense Counsel]: That's correct.
"The Court: Mr. Armstrong is present in court. I make that [a] court order. He is not to do so. If he is to do so, I will interrupt immediately during the proceedings and advise the jury that we have had this instruction and your client has failed to obey the court's instructions. All right, I want to make that crystal clear."
Despite this instruction, when asked why he confessed, Armstrong testified, "I wanted to tell [the police I knew nothing], but since it was on my heart, heavy, I just told them." An objection ensued. At sidebar, the court accepted that counsel was not trying to elicit testimony in violation of its order, but observed that Armstrong knew better than to answer as he did.
Presiding Justice of the Court of Appeal, Second Appellate District, Division Seven, assigned by the Chief Justice pursuant to article VI, section 6 of the California Constitution.