THE PEOPLE,
A158840
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA FIRST APPELLATE DISTRICT DIVISION FOUR
Filed 10/29/20
CERTIFIED FOR PUBLICATION; (Contra Costa County Super. Ct. No. 50506287)
BACKGROUND3
In 2009, defendant was tried in adult court and, after a jury trial, convicted of first degree murder (
In 2016, the electorate approved Proposition 57 to change the law regarding criminal prosecution of crimes committed by minors. (Lara, supra, 4 Cal.5th at p. 303.) Proposition 57 eliminated prosecutors’ ability to directly file charges against minors in criminal court. (Ibid.) After Proposition 57, a juvenile court must first conduct a “transfer hearing” to determine whether a matter should remain in juvenile court or be transferred to adult court before a prosecutor can try a minor in criminal court. (Ibid.) To make this determination, the juvenile court must consider various factors, including “‘the minor’s maturity, degree of criminal sophistication, prior delinquent history, and whether the minor can be rehabilitated.’” (Id. at p. 305.)
In August 2018, the Secretary of the California Department of Corrections and Rehabilitation recommended that the court reconsider defendant’s sentence in light of People v. Le, supra, 61 Cal.4th 416. The secretary’s letter stated that it was intended to give the trial court authority to resentence defendant under
Before the hearing, defendant moved to remand the case to juvenile court for a retroactive transfer hearing under Lara’s interpretation of Proposition 57. (See Lara, supra, 4 Cal.5th at p. 310, 313.) The trial court denied the motion, ruling that Proposition 57 was not intended to apply to a defendant whose case was already final, even if the defendant was later resentenced under
Defendant timely appealed.
DISCUSSION
In Lara, the Supreme Court considered whether Proposition 57 applied retroactively. (Lara, supra, 4 Cal.5th at p. 303.) The Court had previously held in In re Estrada (1965) 63 Cal.2d 740, 745 (Estrada) that when the Legislature amends a criminal statute to lessen the punishment for a crime, it “is an inevitable inference that the Legislature must have intended that the new statute imposing the new lighter penalty now deemed to be sufficient should apply to every case to which it constitutionally could apply. The amendatory act imposing the lighter punishment can be applied constitutionally to acts committed before its passage provided the judgment convicting the defendant of the act is not final.” Estrada found this inference was “obvious, because to hold otherwise would be to conclude that the Legislature was motivated by a desire for vengeance, a conclusion not permitted in view of modern theories of penology.” (Id. at p. 745.) Lara applied the Estrada rule to hold that Proposition 57’s transfer hearing provision “applies to all juveniles charged directly in adult court whose judgment was not final at the time it was enacted.” (Lara, at p. 304.) Even though Proposition 57 did not ameliorate the possible punishment for any particular crime, Lara concluded the Estrada inference of retroactivity was applicable because Proposition 57 made minors eligible for disposition in juvenile court, where the punishments for crimes are less severe and the goal is rehabilitation instead of punishment. (Id. at pp. 308–309.)
Although the judgment in his criminal case became final in 2010 after the decision by a prior panel of this court, defendant contends he is eligible for the benefits of Proposition 57 under Lara’s holding that Proposition 57 applies to any case that is not yet final. He argues that the trial court’s decision to resentence him under
Two courts before us have reached divergent outcomes on issues similar to those defendant raises here, and the California Supreme Court has granted
In Padilla, the defendant was charged with murder and related charges stemming from a homicide he committed when he was 16 years old. (Padilla, supra, 50 Cal.App.5th at p. 248.) A juvenile court transferred the defendant’s case to criminal court, where he was convicted and sentenced to a mandatory sentence of life without the possibility of parole. (Ibid.) In 2001, the California Supreme Court denied the defendant’s petition for review, and defendant did not petition the Supreme Court for a writ of certiorari. (Ibid.) In 2014, the defendant filed a petition for writ of habeas corpus, asking the trial court to resentence him based on Miller v. Alabama (2012) 567 U.S. 460, 465. (Ibid.) The trial court agreed, vacated the defendant’s sentence, and resentenced him to life in prison without the possibility of parole. (Ibid.) The defendant appealed and the Court of Appeal reversed the new sentence, remanding the matter to the trial court to consider another new Supreme Court decision, Montgomery v. Louisiana (2016) 577 U.S. 190, 136 S.Ct. 718. (Ibid.) While the matter was pending in the trial court, the voters approved Proposition 57. (Ibid.) When the trial court again sentenced the defendant to life without the possibility of parole, the defendant appealed once more. (Ibid.)
Padilla first summarized Proposition 57 and noted that the transfer hearings required by Proposition 57 were more favorable to minors in certain ways than the transfer hearing originally held in the defendant’s case. (Padilla, supra, 50 Cal.App.5th at pp. 248–250Lara’s application of the Estrada rule to Proposition 57. (Id. at pp. 250–251.) Padilla then reviewed the law regarding when a judgment is final for the purposes of retroactivity. (Id. at pp. 251–253.) Generally, the rule is that “‘“a judgment is not final until the time for petitioning for a writ of certiorari in the United States Supreme Court has passed.”’” (Id. at p. 252.) In People v. Jackson (1967) 67 Cal.2d 96, 98–99 (Jackson), the California Supreme Court applied this principle to hold that a capital defendant who had obtained a new penalty-phase trial via a writ of habeas corpus could not use that retrial to challenge the finding of guilt
Padilla then turned to apply these principles to the case before it. It began by noting that the defendant’s sentence was not final because the trial court had vacated the sentence imposed originally and the resentencing was still at issue in the appeal before it. (Padilla, supra, 50 Cal.App.5th at pp. 253–254Jackson. (Id. at p. 254.) But Padilla concluded that the defendant’s claim for a retroactive transfer hearing under Proposition 57 affected his resentencing, because a disposition in juvenile court would be more advantageous to the defendant than a criminal sentence for the same offense. (Id. at p. 254Id. at p. 255.) Padilla also observed that in a retroactive juvenile transfer hearing, the juvenile court accepts the guilt finding from a defendant’s criminal trial as a juvenile adjudication and only imposes an appropriate disposition. (Ibid.) Padilla finally rejected the People’s argument that the voters who approved Proposition 57 did not likely intend for it to apply retroactively to defendants who were convicted as minors so long ago that retroactive application of Proposition 57 would result in their release from custody. (Ibid.) Padilla concluded this argument was contrary to Lara, which held based on Estrada that the voters intended Proposition 57 to apply as broadly as possible to any defendant whose judgment was not yet final. (Id. at pp. 255–256.)
Defendant urges us to follow Padilla, but the People would have us instead follow Federico. The defendant in Federico pled guilty in 2008 to assault with a firearm and enhancements and was sentenced to 20 years in prison. (Federico, supra, 50 Cal.App.5th at p. 322.) In September 2018, the secretary recommended under
Federico held that Lara did not apply to the defendant because his conviction became final when the deadline to appeal the original sentencing passed. (Federico, supra, 50 Cal.App.5th at p. 325.) It rejected the defendant’s argument that the resentencing hearing made the original judgment non-final, declaring that the fact that the defendant could appeal the resentencing decision did not render the original judgment not final. (Id. at pp. 325–326.)
Federico also concluded that
Federico finally rejected the defendant’s argument that the full resentencing rule described in People v. Buycks (2018) 5 Cal.5th 857, 893–894 (Buycks), allowed the trial court to consider any relevant circumstances, such as the enactment of Proposition 57, that had occurred after the defendant was originally sentenced. (Federico, supra, 50 Cal.App.5th at p. 327 review, on remand for resentencing ‘a full resentencing as to all counts is appropriate, so the trial court can exercise its sentencing discretion in light of the changed circumstances.’” (Buycks, at p. 893.) Buycks analogized Proposition 47 resentencing to section 1170, subdivision (d)(1) resentencing and noted that the full resentencing rule has long been applied to the latter kind of resentencing to permit consideration of “‘any pertinent circumstances which have arisen since the prior sentence was imposed.’” (Ibid.) The Federico court nonetheless found Buycks irrelevant because the case before it did not involve resentencing under Proposition 47. (Federico, at p. 327Federico recited the examples of the full resentencing rule’s application in People v. Valenzuela (2019) 7 Cal.5th 415, 425, which included the selection of a different principal term, reconsideration of whether to stay a sentence, imposition of an upper instead of a middle term, and imposition of concurrent or consecutive sentences. (Federico, at p. 328Federico found none of these examples expanded the scope of a resentencing court’s discretion in the same way as ordering a transfer hearing. (Ibid.)
We disagree with Federico and find Padilla persuasive, even though the latter decision involved a resentencing following a successful petition for writ of habeas corpus rather than resentencing under
The resentencing could alternatively be viewed as modifying the original judgment, but this leads to the same conclusion. The original sentence can no longer be considered final for Estrada purposes when it has
Unlike Federico, we do not view this conclusion as inconsistent with the text of
This reading of
