In Rе: The PEOPLE of the State of Colorado, Plaintiff, v. Juan Johnny HERNANDEZ, Defendant.
Supreme Court Case No. 20SA322
Supreme Court of Colorado
June 7, 2021
488 P.3d 1055
Attorneys for Defendant: Danielle M. McCarthy, P.C., Danielle M. McCarthy, Denver, Colorado, Law Office of Jessica Eve Jones, LLC, Jessica E. Jones, Denver, Colorado, Walta LLC, Mark G. Walta, Denver, Colorado
Attorneys for Respondent Honorable Tomee Crespin: Philip J. Weiser, Attorney General, Emily B. Buckley, Assistant Attorney General, Denver, Colorado
En Banc
JUSTICE BERKENKOTTER delivered the Opinion of the Court.
¶1 In this original procеeding, defendant Juan Johnny Hernandez asks us to conclude that the trial court‘s order allowing the prosecution‘s witnesses to testify live via a videoconference platform during his “make my day” immunity hearing (“MMD hearing“) violated his confrontation right, his right to a public hearing, and the spirit of
¶2 We issued a rule to show cause to consider, as a matter of first impression, whether a trial court may properly allow an MMD hearing to proceed with live witness testimony using a videoconference platform instead of in-person courtroom testimony due to specific public health concerns related to the COVID-19 pandemic. We conclude that the trial court was well within its authority to allow the hearing to proceed via a videoconference platform and that such a proceeding does not violate Hernandez‘s confrontation right. We additionally conclude that Hernandez failed to preserve his public hearing argument. Finally, we conclude that the trial court does not violate Hernandez‘s right to equal protection by allowing witnesses to appear at the hearing via WebEx,1 even if other judges might permit entirely in-person proceedings. Accordingly, we discharge the rule to show cause.
I. Facts and Procedural History
¶3 Hernandez, following an incident at his apartment in October 2019, was charged with attempted first degree murder, possession of a weapon by a previous offender, two counts of crimes of violence, and one count of possession with intent to manufacture or distribute a controlled substance.
¶4 On March 16, 2020, due to the rapidly spreading novel coronavirus, COVID-19, the Chief Justice, pursuant to the authority granted in Chief Justice Directive 95-01, issued the Order Regarding COVID-19 and Operation of Colorado State Courts, ceasing the normal operation of Colorado state courts and suspending jury calls through April 2020. The order was subsequently expanded and extended to preclude individuals from being summoned for jury service until August 2020. These decisions were predicated on guidance from public health officials and were implemented for the protection of the public‘s health, safety, and welfare.
¶5 On March 19, 2020, to further address the rapidly changing circumstances due to COVID-19, this court amended and adopted a change to
¶6
¶7 Throughout this timeframe, chief judges around the state began to issue the first of many local administrative orders addressing the impact of COVID-19 on court operations in light of the unique and specific circumstances in each of their judicial districts.2
¶8 In July 2020, Hernandez filed a pretrial motion for immunity under
¶9 Citing Chief Judge Emily Anderson‘s Seventh Amended Administrative Order Regarding Court Operations Under COVID-19 Effective August 31, 2020-October 2, 2020, the trial court granted the prosecution‘s motion to proceed using live videoconference testimony. In its written order, the trial court cited the provision stating:
Judicial officers shall continue to conduct proceedings via remote technology wherever possible. Remote technology continues to be the recommended and preferred means of conducting proceedings. Judicial officers, in their discretion and as judicial resources allow, may continue to conduct proceedings in all docket types, by remote means only, through October 2, 2020. No judicial officer is required by this Order to hold any in-person proceedings.
(Emphases added.)
¶10 The trial court permitted the prosecution to appear, and its witnesses to testify, remotely via videoconference technology “due to the current public health crisis,” because the “physical appearances of witnesses creates a physical risk due to the rate of contagion and transfer of C[OVID]-19.” Further, the trial court held that the
¶11 Hernandez then filed a petition invoking our original jurisdiction under
II. Analysis
¶12 We begin by discussing our jurisdiction to hear this matter pursuant to
A. Original Jurisdiction
¶13 It is entirely within our discretion to exercise original jurisdiction pursuant to
¶14 Hernandez argues that the exercise of original jurisdiction is appropriate in this case beсause he would be unable to challenge the trial court‘s ruling on immunity and his constitutional claims through direct appeal. He further contends that because this case presents an issue of first impression arising out of the COVID-19 pandemic, it constitutes an issue of significant public importance. We agree.
¶15 First, this court has previously ruled that “denying immunity from prosecution under
¶16 Accordingly, we conclude that our exercise of jurisdiction over this case pursuant to
B. Witness Testimony Via Videoconferencing Technology at an MMD Hearing Does Not Violate Hernandez‘s Confrontation Right
¶17 Hernandez first contends that the use of videoconferencing technology at his MMD hearing violates his right to confront the witnesses against him, is impractical, and violates the spirit of
1. Face-To-Face Confrontation Is Not Required
¶18 We review a possible Confrontation Clause violation de novo. Bernal v. People, 44 P.3d 184, 198 (Colo. 2002). “One of the most basic of the rights guaranteed by the Confrontation Clause is the accused‘s right to be present in the courtroom at every stage of his trial.” Illinois v. Allen, 397 U.S. 337, 338, 90 S.Ct. 1057, 25 L.Ed.2d 353 (1970). ”
¶19 The
¶20 For instance, in Craig, the United States Supreme Court held that child sexual abuse victims could testify through a one-way, closed-circuit television without violating the defendant‘s confrontation right. Id. at 851-52. The Court reasoned that, while “the Confrontation Clause reflects a preference for face-to-face confrontation,” id. at 849 (quoting Ohio v. Roberts, 448 U.S. 56, 63, 100 S.Ct. 2531, 65 L.Ed.2d 597 (1980)), this preference “must occasionally give way to considerations of public policy and the necessities of the case,” id. at 849 (quoting Mattox v. United States, 156 U.S. 237, 243, 15 S.Ct. 337, 39 L.Ed. 409 (1895)). And the right may be satisfied without face-to-face confrontation “where denial of such confrontation is necessary to further an important public policy” and where the testimony‘s reliability is otherwise assured. Id. at 850.
¶21 Courts have since construed Craig to permit the use of live, two-way videoconference testimony at trial when an important public policy—such as health and safety—will be furthered. See, e.g., United States v. Gigante, 166 F.3d 75, 79-82 (2d Cir. 1999) (permitting a terminally ill witness to testify via two-way, closed-circuit television because it would have been unsafe for him to travel for the testimony); United States v. Donziger, Nos. 19-CR-561, 11-CV-691, 2020 WL 5152162, at *2 (S.D.N.Y. Aug. 31, 2020) (“[T]here is no question that limiting the spread of COVID-19 and protecting at-risk individuals from exposure to the virus are critically important public policies.“); Commonwealth v. Masa, No. 1981CR0307, 2020 WL 4743019, at *2 (Mass. Super. Ct. Aug. 10, 2020) (“[A]llowing a prosecution witness to testify during a criminal trial by two-way video conference ... does not violate the defendant‘s right to confront the witnesses against them where doing so is necessary to protect the health or well-being of the witness ....“). Evaluating whether the underlying goal of the confrontation right would still be achieved through videoconference testimony is crucial to this analysis. See Gigante, 166 F.3d at 80.
¶22 These cases specifically refer to confrontation at trial. This court has not expressly determined whether the confrontation right ever extends to pretrial hearings.5 Although the court of appeals stated in People v. Felder, 129 P.3d 1072, 1073-74 (Colo. App. 2005), that confrontation rights do not extend to pretrial proceedings, we have not drawn such a bright-line rule.
¶23 Turning to the facts before us, we begin by recognizing that the immunity granted under the MMD statute, codified under
¶24 Here, we need not decide if confrontation rights extend to MMD hearings, because we do not perceive that the trial court‘s order permitting the prosecution to appear, and its witnesses to testify, live over a videoconference platform amounts to a violation of Hernandez‘s confrontation right under the circumstances in this case. The trial court made detailed findings regarding the COVID-19 public health crisis and adopted the findings set forth in Chief Judge Anderson‘s Administrative Order that (1) Adams County was listed as having a “very high” COVID-19 incident rate by the Colorado Department of Public Health and Environment, which was the highest in the Denver metropolitan area at the time; (2) 243 of the County‘s hospital beds were then in use by confirmed or suspected COVID-19 patients; and (3) the mandatory, statewide mask order had been extended.
¶25 The trial court also expressly noted that the denial of face-to-face confrontation, though not optimal, furthered the important public policy of “maintain[ing] the safety of all court users,” in light of the “health concerns related to C[OVID]-19.” The trial court concluded that requiring witnesses to appear in person presented a risk of contagiоn.
¶26 The trial court also confirmed that the reliability of the testimony would be assured: It acknowledged that “conducting [an] examination of a witness via audio visual device is not ideal,” but noted that WebEx allowed for the sharing of documents and videos, and that the court would still be able to assess the credibility of the witnesses through live, but remote, testimony. As in Craig, the witnesses would be under oath, defense counsel would be able to conduct live cross-examination, and all parties could observe the witnesses’ demeanor. See id. at 846.
¶27 Under these specific circumstances, we conclude that the trial court order permitting the prosecution to appear, and the witnesses to testify, at the MMD hearing via WebEx does not amount to a violation of Hernandez‘s confrontation right.
2. The Spirit of Crim. P. 43 Is Not Violated
¶28
¶29 With the onset of the COVID-19 pandemic, this court amended
¶30 Hernandez urges us to interpret
¶31 The plain language of
¶32
C. Hernandez Waived His Public Trial Claim
¶33 Hernandez next contends that the trial court‘s order allowing the prosecution to appear, and its witnesses to testify, via WebEx effectively constituted an unconstitutional closure of the courtroom. In Hernandez‘s view, the hybrid nature of the proceeding excludes the presence of the public in violation of his public trial right.
¶34 Criminal defendants, under both the
¶35 The People argue, and Hernandez concedes, that Hernandez did not raise this argument below. We agree and conclude that Hernandez waived this claim. See Martinez v. People, 2015 CO 16, ¶ 14, 344 P.3d 862, 868 (“A general objection will not suffice. Parties must make objections that are specific enough to draw the trial court‘s attention to the asserted error.” (citation omitted)); see also Stackhouse v. People, 2015 CO 48, ¶ 17, 386 P.3d 440, 446 (“Defendants in Colorado affirmatively waive their right to public trial by not objecting to known closures.“).
D. Hernandez Has Not Been Denied Equal Protection
¶36 Finally, Hernandez argues that he was subject to disparate treatment because his case was assigned to, what he asserts was, the only division in the Seventeenth Judicial District conducting virtual, rather than fully in-person, hearings. Hernandez contends that he was denied his confrontation right due to the assignment of his case to this division and that similarly situated defendants were not so deprived. We find Hernandez‘s argument that he has an equal protection right to have his case assigned—or not assigned—to any particular division without merit.
¶37 Under the Equal Protection Clause, no state shall “deny to any person within its jurisdiction the equal protection of the laws.”
¶38 The level of judicial scrutiny applied when a defendant raises an equal protection challenge depends on the type of classification identified and the nature of the right affected. Dean, ¶ 12, 366 P.3d at 597. Where no suspect class is identified and no fundamental right is at issue, we apply a
¶39 Hernandez does not identify a specific “similarly situated” group that is subject to disparate treatment. See id. at 66 (“[D]issimilar treatment of similarly situated individuals” is a “threshold issue“); see also People v. Black, 915 P.2d 1257, 1260 (Colo. 1996) (“An equal protection challenge must fail if persons alleging disparate treatment are not similarly situated.“). We understand Hernandez, based on the context of his argument, to define the class at issue here as individuals facing criminal prosecution in the Seventeenth Judicial District. The disparate treatment would then be the assignment of his case to Judge Crespin‘s division where hearings were proceeding, in whole or in part, via WebEx.
¶40 Because Hernandez did not identify a suspect class, and because we do not conclude that the trial court violated Hernandez‘s fundamental rights, we apply the rational basis standard of review. See Diaz, ¶ 25, 347 P.3d at 627. In doing so, we conclude that the trial court‘s order allowing the prosecution to appear, and its witnesses to testify, in the MMD hearing via videoconference technology, with the safeguards contemplated by
¶41 This alleged disparate treatment arose due to the COVID-19 public health crisis. Chief Judge Anderson‘s various administrative orders regarding court operations under COVID-19 provided judges in the Seventeenth Judicial District with direction and discretion regarding how to conduct proceedings—virtually or otherwise—in light of the dangers posed by COVID-19. Any judge in the Seventeenth Judicial District could have determined, within his or her discretion, to proceed using videoconferencing technology, so long as his or her determination was otherwise within the bounds of the law. Hernandez‘s assertion that some judges did not use this technology to conduct proceedings is wholly immaterial because the overarching purpose of allowing virtual proceedings was to “slow the spread of disease” and “reduce the risk of exposure” during a public health emergency. Allowing the use of this technology under these circumstances serves a legitimate government objective. See Diaz, ¶ 25, 347 P.3d at 627.
¶42 Here, the discretionary use of videoconferencing technology for court proceedings during the COVID-19 pandemic is rationally related to the important government objective of maintaining public health and reducing the spread of COVID-19. Moreover, the assignment of criminal cases to different judges, notwithstanding the public health crisis, serves to manage the workload of judges and promote judicial economy. Because of the nature of this system, there will always necessarily be differences in how various judges manage their respective courtrooms and dockets.
¶43 For these reasons, we determine that the trial сourt did not violate Hernandez‘s equal protection rights by ordering that the prosecution could appear, and its witnesses could testify, via videoconference technology, even if other judicial officers were conducting in-person hearings. The decision to proceed in this manner was rationally related to the objective of reducing exposure to, and the spread of, COVID-19.
III. Conclusion
¶44 The COVID-19 pandemic has presented innumerable challenges to the important
¶45 Here, the trial court properly considered Hernandez‘s rights while thoughtfully adjusting procedures based on
