Lead Opinion
delivered the Opinion of the Court.
{1 We granted certiorari to review the decision of the Colorado Court of Appeals in People v. Kazadi,
12 We hold that the deferred judgment statute, section 18-1.83-102, CRS. (2012), read in conjunction with Crim. P. 85(c), precludes Kazadi from challenging his felony plea under Crim. P. 35(c) while his deferred judgment and sentence are still in effect. However, he may move to withdraw his guilty plea under Crim. P. 32(d). This rule allows a defendant to move for withdrawal of a guilty plea before sentence is imposed or imposition of sentence is suspended. As grounds for such a motion, a defendant may raise ineffective assistance of counsel.
1.
T3 The prosecution charged Yanick Kaza-di, a legal permanent resident born in the Congo who entered the United States in 2008 at age thirteen, of possession with intent to distribute marijuana, a class four felony, in violation of former section 18-18-406(8)(b), C.R.S. (2008) (repealed 2010), and possession of not more than one ounce of marijuana, a class two petty offense under section 18-18-406(1), C.R.S. (2012). The police arrested Kazadi in November 2008 while he was riding as a passenger in a speeding car. After stopping the car, the police officer identified the vehicle's license plates as stolen, and pulled all four passengers out of the car. When a bullet fell out of the driver's lap when exiting the car, officers handcuffed all passengers and conducted a routine search, finding three guns, two bullet magazines, numerous baggies of marijuana, two baggies of ecstasy pills, and over $400 in cash.
T4 Kazadi pleaded guilty to possession with intent to distribute marijuana, a class four felony, and possession of a schedule V controlled substance (codeine), a class one misdemeanor. In a written plea agreement, Kazadi and the prosecution stipulated to a deferred judgment and sentence for the felony count and a probationary sentence for the misdemeanor. The Stipulation For Deferred Judgment And Sentence the parties entered into recites, in part:
The District Attorney further agrees that if the Defendant satisfactorily complies with the conditions upon which the entry ofjudgment of conviction is deferred and the imposition of sentence is deferred and satisfactory compliance by the Defendant with the terms of probation is shown, then upon the expiration of TWO YEARS from the entry of the Defendant's guilty plea, the District Attorney will consent to the entry by the Court of an order allowing the Defendant to withdraw his previously entered plea of guilty; and, if the Court so allows the withdrawal of the guilty plea, the District Attorney will thereupon move for dismissal with prejudice of the charge to which entry of judgment of conviction was deferred in the case in which this stipulation is filed.
(Emphasis added).
15 The district court conducted a provi-dency hearing and accepted Kazadi's guilty pleas, ordering a two-year deferred judgment and sentence for the felony count and two years of probation for the misdemeanor.
6 Kazadi signed a Crim. P. 11 guilty plea advisement that included a clause about possible immigration removal consequences:
If I am not a citizen of the United States, this guilty plea may cause removal (formerly "deportation"), exclusion for admission to the United States or denial of naturalization. I further have been advised that for certain felonies, federal statutes could require removal and permanent exclusion. I have conferred with counsel regarding this and understand that I have a right to confer with immigration counsel. I understand that this court has no authority regarding immigration issues. No promises or representations have been made to me by this Court regarding immigration consequences other than the plain statements made in the paragraph.
T7 In February 2009, Immigrations and Customs Enforcement placed a detainer on Kazadi following a later arrest by the Aurora Police Department.
T8 Kazadi subsequently filed a Crim. P. 35(c) motion in the district court challenging his guilty pleas based on constitutionally ineffective assistance of counsel. Kazadi argued that counsel did not inform him of the possible removal consequences of his plea, and, but for the ineffective assistance, he would not have pleaded guilty. The district court denied Kazadi's Crim. P. 85(c) motion without a hearing. It ruled that, by signing the Crim. P. 11 advisement, Kazadi was aware of the possible immigration penalties when he entered his plea and was not prejudiced by counsel's lack of advisement.
T9 On appeal, with regard to Kazadi's felony conviction, the court of appeals determined that a deferred judgment is not a "judgment of conviction" reviewable under Crim. P. 35(c)
II.
¶10 We hold that the deferred judgment statute, section 18-1.83-102, read in conjunction with Crim. P. 85(c), precludes Kazadi from challenging his felony plea under Crim. P. 85(c) while his deferred judgment and sentence are still in effect,. However, he may
A.
Standard of Review
111 Interpretation of a statute is a question of law, which we review de novo. Robles v. People,
B.
Applicable Law
1. Deferred Judgment Statute, Section 18-1.3-102
1 12 Colorado's deferred judgment statute, section 18-1.3-102, provides a unique alternative to the typical eriminal case. It authorizes a trial court to defer judgment and sentencing when accepting a guilty plea and continue the case for a period up to four years from the date of the plea. § 18-1.3-102(1)(a); People v. Widhalm,
In any case in which the defendant has entered a plea of guilty, the court accepting the plea has the power, with the written consent of the defendant and his or her attorney of record and the district attorney, to continue the case for the purpose of entering judgment and sentence upon the plea of guilty ....
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Upon full compliance with such conditions by the defendant, the plea of guilty previously entered shall be withdrawn and the charge upon which the judgment and sentence of the court was deferred shall be dismissed with prejudice. Such stipulation shall specifically provide that, upon a breach by the defendant of any condition regulating the conduct of the defendant, the court shall enter judgment and impose sentence upon such guilty plea. ...
§§ 18-1.83-102(1)(a), (2) (emphasis added). As a condition of continuing the case, the trial court is empowered to implement probation-like supervision conditions that the defendant must adhere to. § 18-1.3-102(2); see People v. Manzanares,
113 If the defendant violates any of the stipulated conditions, however, the court has authority to revoke the deferral and enter judgment and sentence upon his guilty plea. Id. A deferred sentence is a unique dispositional alternative to the traditional plea of guilty. Widhalm,
114 A defendant may seek to withdraw a plea of guilty only before sentence is imposed or the imposition of a sentence is suspended pursuant to Crim. P. 82(d). See Glaser v. People,
A motion to withdraw a plea of guilty or of nolo contendere may be made only before sentence is imposed or imposition of sentence is suspended.
Crim. P. 32(d). One does not have an absolute right to withdraw a plea of guilty. People v. Riley,
"15 The trial court has discretion to determine whether a defendant has established a fair and just reason for withdrawal, and we will not overturn denial of a motion to withdraw a guilty plea absent an abuse of that discretion. Crumb v. People,
3. Crim. P. 35(c) Not Applicable to Review a Deferred Judgment
116 Crim. P. 85(c) allows a defendant to challenge a judgment of conviction. The rule expressly limits the filing of such a motion for relief to one who is aggrieved and claiming a right to be released or to have a judgment of conviction set aside. Crim. P. 35(c)(8). Although there is no constitutional right to postconviction review, defendants are entitled to file postconviction motions for relief in the trial court that imposed sentence, even if convictions were affirmed on appeal. Crim. P. 35(c)(@2); People v. Germany,
Notwithstanding the fact that no review of a conviction of crime was sought by appeal within the time prescribed therefor, or that a judgment of conviction was affirmed upon appeal, every person convicted of a crime is entitled as a matter of right to make application for postconviction review upon the grounds hereinafter set forth. ...
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One who is aggrieved and claiming either a right to be released or to have a judgment of commiction set aside on one or more of the grounds enumerated in section (c)(2) of this Rule may file a motion in the court which imposed the sentence to vacate, set aside, or correct the sentence, or to make such order as necessary to correct a violation of his constitutional rights....
Crim. P. 85(c)(2), (8) (emphasis added).
117 To obtain postconviction review under Crim. P. 35(c), a defendant must allege that (1) the conviction was obtained or sentence imposed in violation of the state or federal constitution; (2) the statute he was
C.
Application to this Case
118 Kazadi argues that the term "convicted of a crime" contained in Crim. P. 85(c)(2) means that a person who has pleaded guilty in return for a deferred judgment and sentence may have the plea reviewed under the provisions of Crim. P. 85(c). He reasons that the guilty plea itself constitutes a "conviction." However, Crim. P. 35(c)(8) requires that the trial court must have sentenced the defendant and must have entered a "judgment of conviction" before a defendant can challenge the conviction: "One who is aggrieved and claiming either a right to be released or to have a judgment of conviction set aside ... may file a motion in the court which imposed sentence." Kazadi's contention ignores the provisions of the deferred Judgment statute, section 18-1.3-102, and the stipulation in this case, both of which provide that he will not be sentenced and a judgment of conviction will not be entered while the stipulation is in effect. In People v. Carbajal,
119 Kazadi cannot collaterally attack his guilty plea pursuant to Crim. P. 85(c) because his prosecution has been continued. The stipulation Kazadi and the prosecution entered clearly supports this conclusion, stating the charges will be dismissed "if the Defendant satisfactorily complies with the conditions upon which the entry of judgment of conviction is deferred and the imposition of sentence is deferred ...." (Emphasis added). A deferred judgment is not a judgment of conviction or a final, appealable judgment. See Ellsworth v. People,
120 In the alternative, given our holding that Crim. P. 35(c) does not apply to this case, Kazadi and the prosecution agree that Crim. P. 32(d) is an appropriate vehicle for withdrawal of guilty pleas involving deferred judgments. In Anderson, a division of the court of appeals held that it is not.
121 Kazadi faces mandatory removal by virtue of a guilty plea that he cannot challenge through a Crim. P. 35(c) motion. Under Crim. P. 32(d), Kazadi has the burden to establish a fair and just reason for withdrawal of his guilty plea. Ineffective assistance of counsel at the time a guilty plea is entered may constitute a fair and just reason to withdraw the plea prior to sentencing. See People v. Lopes,
1 22 In conclusion, pursuant to section 18-1.3-102 and the stipulation between the parties in this case, the trial court has not sentenced Kazadi and no judgment of conviction has been entered against him. Therefore, he may seek to withdraw his guilty plea pursuant to Crim. P. 32(d), but he may not have his conviction reviewed under Crim. P. 35(c).
III.
€23 Accordingly, we affirm the judgment of the court of appeals.
Notes
. The issue for which we granted certiorari is:
Whether a criminal defendant has the right to apply for postconviction review of a deferred sentence pursuant to section 18-1-410, C.R.S. (2010), and Crim. P. 35(c).
. These charges were later released.
. Kazadi faces deportation under 8 U.S.C. §§ 1227(a)(2)(A) (iii) (alien convicted of aggravated felony is deportable), 1101(a)(43)(B) (defining "aggravated felony" to include illicit trafficking in a controlled substance), 1101(a)(48)(A) (defining "conviction" as a guilty plea, subjecting a defendant to presumptive mandatory deportation}.
. As to Kazadi's misdemeanor conviction, the court of appeals ruled that the district court erred in denying his motion for postconviction review, finding that he sufficiently alleged ineffective assistance of counsel that would support finding that he was entitled to a hearing under Crim. P. 35(c). There is no claim relating to his misdemeanor conviction presented to us, and the issue of whether Kazadi received ineffective assistance of counsel is similarly not before us.
. Kazadi argues, in the alternative, that Crim. P. 35(c) conflicts with and is preempted by the postconviction statute, section 18-1-410, C.R.S. (2012), by restricting relief under the rule to those aggrieved by entry of a "judgment of conviction." In this case, we need not explore the many uses of the word "conviction" in that statute or in our case law because section 18-1.3-102 plainly constitutes a particularized procedure for continuance of a case that is subject to dismissal, negating the guilty plea.
Dissenting Opinion
dissenting.
{ 24 The majority's holding denies Kazadi, who pleaded guilty to felony and misdemean- or drug charges and who stipulated to a deferred judgment on the felony charge and to a sentence of probation on the misdemean- or charge, the opportunity to use Crim. P. 35(c) to challenge the constitutional validity of his plea. Maj. op. at 11 1-2, 9-10, 16, 18-22. Kazadi has alleged that his recognized Sixth Amendment right to be advised by his attorney of the deportation consequences of his guilty plea was violated and that he would not have pleaded guilty or stipulated to a deferred judgment had he known that doing so would subject him to mandatory removal from this country, where he has been living as a legal permanent resident since he was thirteen years old. The majority's holding diminishes the purpose of Rule 35(c), which is to implement the unique statutorily created mechanism for postconviction review of alleged constitutional violations that is guaranteed to every convicted defendant by seetion 18-1-410, C.R.S. (2012).
125 In so holding, the majority denies a defendant who has pleaded guilty to a crime and who has stipulated to a deferred judgment section 18-1-410's right to vindicate constitutional rights through the procedural mechanism set forth in Rule 35(c). In my view, it is incongruous that a defendant who has received the privilege and benefit of a
126 Because section 18-1-410 provides that "every person convicted of a crime is entitled as a matter of right to make applications for postconviction review," and because all defendants who plead guilty are considered to be convicted
127 Here, Kazadi has alleged that he would not have pleaded guilty in exchange for a deferred judgment had his attorney advised him that doing so could result in his
L.
{28 Within our criminal justice system, Rule 85(c) is intended to correct constitutional error and to prevent constitutional injustice. People v. Rodriguez,
129 In People v. Schneider,
30 Indeed, "criminal justice today is for the most part a system of pleas, not a system of trials." Lafler v. Cooper, - U.S. -,
131 We have also previously determined that attorneys practicing in Colorado "must inform themselves of material legal principles that may significantly impact the particular circumstances of their clients," including "thorough knowledge of fundamental principles of deportation law" if the attorney has sufficient information to form a reasonable belief that his or her client is an alien. People v. Pozo,
32 Kazadi, in his postconviction motion, has alleged that his Sixth Amendment right to effective assistance of counsel was violated because his lawyer did not advise him that
133 Kazadi has been living in the United States as a lawful permanent resident since he was thirteen years old. He asserts that he always intended to remain in the United States and claims to have no friends, family, or other social connections in his birth country of Congo. Kazadi was engaged to a U.S. citizen at the time of his arrest, and she was pregnant with his child. That child, who would now be about three years old, would be a U.S. citizen.
134 Permitting a defendant who pleads guilty and receives a deferred judgment to pursue section 18-1-410's postconviction relief through Rule 85(c) corresponds to the fairness and justice concerns we sought to protect in Schneider because it permits the same postconviction review available to a defendant who pleads guilty and receives a traditional sentence. In addition, it comports with established precedent-Lafler, Frye, Padilla, Roybal, Pozo, and Hill-which recognizes that receiving effective assistance of counsel during negotiation of a plea bargain is guaranteed by the Sixth Amendment and that a defendant has the right to challenge his or her guilty plea on grounds that he or she was denied that constitutional guarantee. Denying a convicted defendant the ability to correct this type of constitutional deprivation through Rule 35(c), when the defendant must face a permanent collateral consequence of the resulting conviction, is antithetical to the purpose of Rule 35(c). See Edwards v. People,
II.
135 The majority undertakes a plain meaning analysis of a single subsection of Rule 35(c) despite the fact that the word "conviction" is used indiscriminately throughout both section 18-1-410 and Rule 35(c).
T37 Based on the variety of definitions given to the term "conviction" in our caselaw, as well as the inconsistent use of the term in the rule and statute, I would conclude that the rule's language is ambiguous. See State v. Nieto,
138 Because I would conclude that the language of Rule 35(c) is ambiguous and because the purpose of section 18-1-410's unique postconviction relief, as implemented by Rule 35(c), is to allow convicted defendants to vindicate their constitutional rights, I would interpret the statute and rule's pro
II.
189 I also disagree with the majority's conclusion that our statement in People v. Carbajal,
[ 40 Furthermore, Corbojal is distinguishable from this case. The defendant in Car-bajal did not argue that his constitutional right to effective assistance of counsel was violated when he entered his guilty plea, and he was not facing mandatory deportation under federal immigration law for his conviction. We were not asked to address whether review under Rule 85(c) is available in such a situation and did not resolve that issue. Hence, I disagree with the majority that one sentence of dicta provides "precedent for our ruling today." Maj. op. at 1 18.
{41 Nor are the three court of appeals cases cited to by the majority-In re K.W.S.,
IV.
142 Unlike the majority, I do not believe that Rule 82(d) provides an adequate alternative to the postconviction remedies available in Rule 35(c).
1483 Second, while Rule 85(c) entitles a convicted defendant to an evidentiary hearing before a judge upon a showing of good faith allegations, Rule 32(d) offers no guarantee of a hearing whatsoever. Compare People v. Breaman,
144 Third, and last, the criteria for a successful Rule 35(c) motion are different
145 To require a defendant who has received a deferred judgment in exchange for his or her guilty plea to trade Rule 35(e)'s unique protection for constitutional violations for a Rule 82(d) motion to withdraw a plea of guilty is inappropriate. By pleading guilty to a felony and not receiving the benefits of the deferred judgment procedure, a defendant would preserve his or her right to Rule 35(c)'s protections. It is a bedrock principle of our system of criminal justice that a convicted defendant's ability to vindicate constitutional injustice should not be compromised.
€46 Nor does the majority consider the practical consequence of its conclusion that Rule 32(d) and Rule 35(c) operate at different phases of the criminal proceeding, with Rule 35(c)s relief becoming available only upon the completion of the procedural step of entry of judgment and sentence. Maj. op. at 120. Under the majority's holding, then, it would seem that a defendant would be permitted to pursue a Rule 82(d) motion to withdraw a guilty plea before entry of judgment and sentence and, assuming that motion failed, to pursue that claim a second time under Rule 35(c) after the entry of judgment and sentence. Thus, Rule 85(c)(8)(VT)'s requirement that a trial court deny "any claim that was raised and resolved in a prior appeal or postconviction proceeding on behalf of the same defendant" would not apply to Rule 32(d) motions raised before entry of judgment and sentence. Therefore, although one purpose of postconviction motions is to bring finality to a case, the majority's construction of Rule 35(c) would prolong the process. See Schneider,
47 For these reasons, I disagree with the majority that Rule 82(d) provides an adequate alternative to Rule 85(c) for a defendant who received a deferred judgment on a plea and who seeks to challenge the constitutional validity of that plea.
Vv.
1 48 I believe the majority's construction of Rule 85(c) is inconsistent with the rule's authorizing statute and improperly limits the postconviction rights given by that statute to defendants like Kazadi. Thus, I would hold that Kazadi may attempt to vindicate his constitutional rights through Rule 35(c) and that he has alleged facts in his postconviction motion that, if true, would entitle him to a postconviction hearing.
49 Under Rule 35(c)@8), a court must hold an evidentiary hearing unless the motion, files, and record of the case clearly establish that the allegations of the motion are without merit and do not warrant postconviction relief. White v. Dist. Court,
150 To establish a claim of ineffective assistance of counsel, a defendant must show that: (1) counsel's performance was outside the wide range of professionally competent assistance; and (2) the defendant was prejudiced by counsel's errors. Strickland,
151 Here, Kazadi signed a Crim. P. 11 advisement form that included information about the possible immigration consequences of pleading guilty. Specifically, the advisement form warned Kazadi that he "may" face deportation by virtue of his guilty plea and that he had "been advised that for certain felonies, federal statutes could require removal and permanent exclusion." In his motion for postconviction relief, however, Kazadi contends that his counsel failed to so advise him, and that he would not have pleaded guilty had he known he would be subject to mandatory deportation and permanent exclusion under federal immigration law. In summarily denying his motion, the trial court reasoned that Kazadi was aware of the possible immigration consequences of pleading guilty by virtue of his having signed the Rule 11 form and therefore suffered no prejudice.
1 52 Despite Kazadi having signed this advisement form, I remain unconvinced that the motion, files, and record of the case clearly establish that Kazadi is not entitled to a hearing on his ineffective assistance of counsel claim. The record is unclear whether Kazadi's attorney advised him of the probable outcome or consequences of his decision to plead guilty. See Pozo,
53 For these reasons, I respectfully dissent.
. Rule 35(c) is authorized by section 18-1-410. § 18-1-410(2)(a) ("[Plrocedures to be followed in implementation of the right to postconviction remedy shall be as prescribed by rule of the supreme court of the state of Colorado."). This is important because the postconviction relief offered by Rule 35(c) is derived entirely from section 18-1-410 and its bounds must therefore be as expansive as those suggested by the statutory language.
. I also disagree with the majority's rationale that a deferred judgment constitutes a continuation of the prosecution of a case. Maj. op. at 119. Although a deferred judgment "continue{s] the case for the purpose of entering judgment and sentence upon the plea of guilty," § 18-1.3-102(1)(a), a deferred prosecution occurs only "prior to trial or entry of a plea of guilty," § 18-1.3-101(1).
. See § 16-7-206(3), C.R.S. (2012) (stating that a court's acceptance of a guilty plea "acts as a conviction for the offense").
. Collateral consequences of a plea of guilty in Colorado include: the loss of a driver's license for certain offenses (section 42-2-125(1), C.R.S. (2012)); the loss of the right to possess firearms if convicted of a felony (section 1812-108, C.R.S. (2012)); the inability to adopt a child if convicted of certain offenses, including any crime involving violence (section 19-5-210(4)); the inability to change one's name (section 13-15-101(2)(b), C.R.S. (2012)); the inability to obtain a professional license in certain fields, including law enforcement and education, or the possible revocation of such a license (section 24-5-101, C.R.S. (2012)); the inability to obtain a U.S. passport (22 CFR. § 51.60 (2012)); and the loss of eligibility for federal benefits if convicted of any federal or state drug offense (21 U.S.C. § 862 (2012)). See Jennifer L. Bahnson & Robert J. Dieter, Collateral Effects of a Criminal Conviction in Colorado, 35 Colo. Law. 39 (June 2006). A plea of guilty may also result in an administrative discharge from the armed services or in an administrative action by a school or university if the defendant is a student. See id.; see also 15 Colo. Prac., Criminal Practice & Procedure § 15.47 (2d ed. 2004).
. This is so because "[uJpon full compliance with such conditions by the defendant, the plea of guilty previously entered shall be withdrawn and the charge upon which the judgment and sentence of the court was deferred shall be dismissed with prejudice" pursuant to section 18-1.3-102(2). See, eg., § 24-5-~101(1)(d), C.R.S. (2012) (Upon determining that an applicant for employment at a state agency has completed a deferred judgment, "the agency shall not use that information as a basis for not making an offer of employment.").
. See, e.g., MT. v. People,
. For example, Rule 35(c)(1) permits a defendant to file a postconviction motion on the basis that a significant change in the law can be applied retroactively to his "comviction or sentence." (Emphasis added.) Rule 35(c)(2) provides that "every person convicted of a crime is entitled as a matter of right to make application for postcon-viction review" and that review may be sought "[nlotwithstanding the fact that no review of a conviction of a crime was sought by appeal within the time prescribed therefor." (Emphasis added.) The rule's authorizing statute provides that "every person convicted of a crime is entitled as a matter of right to make applications for postconviction review" and that review may be sought "[nlotwithstanding the fact that no review of a conviction of a crime was sought by appeal within the time prescribed therefor." § 18-1-410(1). There are other examples. See, eg., Crim. P. 35(c)(2)(II) (permitting postconviction review when "the applicant was comvicted under a statute that is in violation of the Constitution"); § 18-1-410(1)(b) (same).
. Although the majority concludes that the language of Rule 35(c)(3) requires both a sentence and a judgment of conviction, the provision is framed in the disjunctive, permitting postconviction review for a claim of "either a right to be released or to have a judgment of conviction set aside." People v. Valenzuela,
. "So numerous and irreconcilable are the definitions of 'conviction,' as found in the adjudicated cases, that authority, as a guide to interpretation, fails us." People v. Brown,
. In People v. Luna,
