The PEOPLE of the State of Colorado v. Scott Allen HELMS
No. 14CA0862
Colorado Court of Appeals, Div. III.
Announced June 16, 2016
2016 COA 90 | 384 P.3d 1133
Opinion by JUDGE J. JONES. LICHTENSTEIN and DUNN, JJ., concur.
¶ 52 And we are unconvinced by Kendrick‘s reliance on United States v. (Under Seal), 757 F.2d 600 (4th Cir. 1985). In that case, which involved a grand jury investigation, an assistant United States attorney and, it appears, two investigative agents had reviewed a number of documents subject to the attorney-client privilege. Id. at 601. The attorney informed the court that privileged documents had been reviewed and apparently agreed that she would return those documents to the appellees’ counsel and not make further use of them. Id. at 602.
¶ 53 The district court, however, did not find the government‘s proposed remedy to be sufficient:
[T]he remedy suggested by the United States, namely, no further use by the government of the privileged documents and their return to counsel for the [appellees], will not adequately maintain the integrity of the confidential attorney-client privilege, and cannot insure that those who have viewed the documents will not, even subconsciously, be affected by knowledge gained thereby in pursuing the investigation of the [appellees]. The court further concludes that the only adequate appropriate remedy is disqualification of the Assistant United States Attorney and two agents from further participation in the investigation.
¶ 54 The district court therefore ordered, among other things, that the assistant United States attorney and the two investigators involved be “disqualified and prohibited from directly or indirectly participating in the [grand jury] investigation“—an order that, it appears, the attorney ignored when she participated fully in the grand jury proceedings that subsequently resulted in the appellees’ indictment. Id.
¶ 55 The government appealed, but the Fourth Circuit did not reach the disqualification issue, ruling instead on mootness grounds. Id. at 602-03. Specifically, although noting its “discomfort” with a ruling that allowed the government to escape accountability for its disobedience of the district court‘s orders, the appellate court agreed with the government that the grand jury proceedings had terminated with the return of indictments, thereby making it impossible for the court to provide effective relief. Id.
¶ 56 Because the Fourth Circuit did not address the disqualification issue, we do not perceive (Under Seal) as particularly helpful here. Even had the court addressed the issue, however, we see nothing in that case that undermines our conclusion that pursuant to
IV. Conclusion
¶ 57 For these reasons, we reverse the district court‘s order disqualifying the District Attorney and ordering the appointment of a special prosecutor, and we remand this case for further proceedings consistent with this opinion.
Gregory Lansky, Alternate Defense Counsel, Aurora, Colorado, for Defendant-Appellant.
Opinion by JUDGE J. JONES
¶ 1 Defendant, Scott Allen Helms, appeals the district court‘s judgment of conviction entered on jury verdicts finding him guilty of two counts of Internet sexual exploitation of a child. He also appeals the revocation of his probation. We reverse defendant‘s conviction on one of the two counts, reverse the revocation of defendant‘s probation, and otherwise affirm. As matters of first impression, we hold that the statute criminalizing Internet child exploitation,
I. Background
¶ 2 On February 1, 2013, defendant, then age forty-seven, started a conversation in an Internet chat room with “Miranda.” “Miranda” was actually Sergeant Troy Hendricks pretending to be a fourteen-year-old girl.1 After “Miranda” moved the conversation to a private chat, defendant asked her to take off her clothes and rub her nipples. Defendant then asked “Miranda” if she had a younger sister with her. “Miranda” responded that there were two other girls who lived in her building, ages thirteen and twelve. Defendant asked her to go get the other girls.
¶ 3 “Miranda” told defendant that “Lizzy” (also Sergeant Hendricks) had come over and that she was twelve years old. Defendant made the “girls” promise that they would not tell their parents about their interaction with him. He then asked the “girls” to take off each other‘s clothes, to perform oral sex, and for “Miranda” to insert an item into “Lizzy‘s” vagina. Defendant asked the “girls” to take photos of each other naked performing the requested acts.
¶ 4 During this chat, defendant asked “Miranda” to video chat. Sergeant Hendricks placed a piece of paper over his camera so that defendant could not see him, and defendant assumed that “Miranda‘s” video camera did not work. Sergeant Hendricks was able to capture a photo of defendant while defendant was trying to video chat with the “girls.”
¶ 5 A few days later, on February 5, defendant started a second chat conversation with “Miranda.” He asked “Miranda” to send him the pictures that she had taken of herself and “Lizzy” during their first chat conversation on February 1. Defendant told “Miranda” that he loved her, wanted to “do [her],” and would buy her a plane ticket to come visit him in Maine. He asked her if she was on birth control. When she said yes, he told her to throw away the pills because he wanted to impregnate her. Sergeant Hendricks gave defendant “Miranda‘s” cell phone number, saying that defendant could text “Miranda.” Defendant sent “Miranda” a text message.
¶ 6 Sergeant Hendricks called defendant the next day using the number from which “Miranda” had received a text message. The call went to defendant‘s voicemail. Defendant called Sergeant Hendricks back later that day. When Sergeant Hendricks told defendant that he had records of his conversations with “Miranda,” including a picture of defendant, defendant admitted that he had communicated with “Miranda” and had asked her to perform sexual acts. Defendant said that he “[had] a problem” and was going to counseling.
¶ 7 Sergeant Hendricks called defendant again the next day to talk about the incident. Defendant told Sergeant Hendricks that he was planning to fly “Miranda” out to visit him and hide her in a hotel.2 Defendant said that his wife would “kick [his] ass” if she were to find out he had flown “Miranda” out to visit him.
¶ 9 The district court later revoked defendant‘s probation when he failed to register as a sex offender. The court resentenced defendant to the custody of the Department of Corrections for an indeterminate term of two years to life.
II. Discussion
¶ 10 Defendant contends that we should reverse his convictions because (1)
¶ 11 We agree with defendant that there is insufficient evidence to support his conviction for count two and that the district court erred in revoking his probation. We otherwise reject defendant‘s contentions.
A. Constitutionality of the Internet Child Exploitation Statute
¶ 12 The Internet child exploitation statute provides in relevant part:
(1) An actor commits internet sexual exploitation of a child if the actor knowingly importunes, invites, or entices through communication via a computer network or system, telephone network, or data network or by a text message or instant message, a person whom the actor knows or believes to be under fifteen years of age and at least four years younger than the actor, to:
(a) Expose or touch the person‘s own or another person‘s intimate parts while communicating with the actor via a computer network or system, telephone network, or data network or by a text message or instant message....
¶ 13 Defendant contends that the Internet child exploitation statute is facially unconstitutional because it violates the so-called dormant Commerce Clause of the United States Constitution, violates the First Amendment because it is overly broad, and violates his constitutional right to due process because it is vague.3 These challenges fail.
1. Standard of Review
¶ 14 Defendant concedes that he did not preserve these contentions. We will nevertheless consider them because the factual record is sufficient to allow us to do so. See People v. Houser, 2013 COA 11, ¶ 35, 337 P.3d 1238; People v. Allman, 2012 COA 212, ¶ 16, 321 P.3d 557; People v. Greer, 262 P.3d 920, 933-36 (Colo. App. 2011) (J. Jones, J., specially concurring). We will do so, however, applying the plain error standard of review. See Hagos v. People, 2012 CO 63, ¶ 14, 288 P.3d 116
¶ 15 We review the constitutionality of a statute de novo. Hinojos-Mendoza v. People, 169 P.3d 662, 668 (Colo. 2007). Because statutes are presumed to be constitutional, the party challenging the facial constitutionality of a statute has the burden of showing that the statute is unconstitutional beyond a reasonable doubt. Id.
2. Dormant Commerce Clause
¶ 16
¶ 17 “The negative or dormant implication of the Commerce Clause prohibits state taxation or regulation that discriminates against or unduly burdens interstate commerce and thereby ‘imped[es] free private trade in the national marketplace.‘” Gen. Motors Corp. v. Tracy, 519 U.S. 278, 287 (1997) (alteration in original) (citations omitted) (quoting in part Reeves, Inc. v. Stake, 447 U.S. 429, 437 (1980)). “The modern law of what has come to be called the dormant Commerce Clause is driven by concern about ‘economic protectionism—that is, regulatory measures designed to benefit instate economic interests by burdening out-of-state competitors.‘” Dep‘t of Revenue v. Davis, 553 U.S. 328, 337-38 (2008) (quoting in part New Energy Co. of Ind. v. Limbach, 486 U.S. 269, 273-74 (1988)).
¶ 18 Defendant argues that the Internet child exploitation statute violates the dormant Commerce Clause because it regulates communication occurring entirely outside of Colorado, the burdens it places on interstate commerce outweigh any putative local benefit, and it subjects interstate use of the Internet to inconsistent regulation. We reject these arguments in turn.
¶ 19 Defendant is correct that a law which regulates commerce occurring entirely outside a state‘s boundaries violates the dormant Commerce Clause. See, e.g., Healy v. Beer Inst., Inc., 491 U.S. 324, 336 (1989); Edgar v. MITE Corp., 457 U.S. 624, 641-43 (1982) (plurality opinion). But he is not correct in asserting that
¶ 20 In arguing that the statute violates the dormant Commerce Clause because it regulates communications occurring entirely
¶ 21 Defendant‘s argument that the Internet child exploitation statute places an undue burden on interstate commerce also fails.5 Again, defendant relies primarily on American Libraries Association. But the court in American Libraries Association pointed out that the plaintiffs in that case had not challenged the portion of the statute prohibiting “adults from luring children into sexual contact by communicating with them via the Internet.” 969 F.Supp. at 179.
¶ 22 In People v. Foley, 94 N.Y.2d 668, 709 N.Y.S.2d 467, 731 N.E.2d 123 (2000), the court rejected a dormant Commerce Clause challenge to just such a luring statute, one which, similar to the statute at issue in this case, prohibits a person from using Internet communication to “importune[], invite[], or induce[] a minor to...engage in a sexual performance, obscene sexual performance, or sexual conduct” for the benefit of the person. Id., 709 N.Y.S.2d 467, 731 N.E.2d at 127 (emphasis omitted) (quoting
¶ 23 In People v. Boles, 280 P.3d 55 (Colo. App. 2011), a division of this court applied the Foley court‘s reasoning in rejecting a defendant‘s contention, premised on Johnson, that
¶ 24 We agree with the reasoning of Foley and Boles and conclude that it applies with equal force to the Internet child exploitation statute. The statute requires that an actor “importune[], invite[], or entice[]” a child to expose or touch his or her or another‘s intimate parts while communicating with the actor.
¶ 25 We also conclude, largely for the reasons articulated above, that the benefit of protecting children from sexual exploitation via the Internet is an important state interest that outweighs any de minimis, incidental burden that enforcing the statute could have on interstate commerce. See Hsu, 99 Cal.Rptr.2d at 190-91 (states have a compelling interest in protecting minors from sexual harm, and it is difficult to conceive of any legitimate commerce that would be burdened by penalizing the transmission of harmful sexual material to minors in order to seduce them); Boles, 280 P.3d at 62-63; Foley, 709 N.Y.S.2d 467, 731 N.E.2d at 133 (“[i]ndeed, the conduct sought to be sanctioned by [the Internet statute protecting minors] is of the sort that deserves no ‘economic’ protection“); see also Pike v. Bruce Church, Inc., 397 U.S. 137, 142 (1970) (if a statute nondiscriminatorily regulates to serve a legitimate local interest, it does not violate the Commerce Clause unless the burden on interstate commerce is “clearly excessive in relation to the putative local benefits“).
¶ 26 Lastly, we are not persuaded by defendant‘s argument that the nature of the Internet dictates that regulation of activity conducted thereby be undertaken only at the national level. The Supreme Court has never held that a state may not regulate activity that may also be carried on in the other states or that is carried on between itself and other states. And we are persuaded by the court‘s reasoning in Hatch that “[w]hile it may be true that Internet communications routinely pass along interstate lines,” that fact cannot “be employed...to insulate pedophiles from prosecution simply by reason of their usage of modern technology.” 94 Cal.Rptr.2d at 471. Further, as noted, the activity proscribed by the statute is not legitimate commerce entitled to the protection of the Commerce Clause.
¶ 27 In sum, we conclude that
3. First Amendment/Overbreadth
¶ 28 We also reject defendant‘s contention that the Internet child exploitation statute violates the First Amendment because it burdens a substantial amount of protected speech and is therefore overbroad.6
¶ 29 Generally, a facial challenge to a statute can succeed only if the challenger can show that the law is unconstitutional in all of its applications. Dallman v. Ritter, 225 P.3d 610, 625 (Colo. 2010). However, a showing that a statute is overbroad may be sufficient to support a facial challenge asserting that a statute is unconstitutional under the First Amendment. Id. A statute is unconstitutionally overbroad only if it punishes a substantial amount of constitutionally protected speech. Boles, 280 P.3d at 59. If a statute meets this description, we must invalidate it unless we can supply a limiting construction or partial invalidation that narrows
¶ 30 The substantial overbreadth doctrine applies to constitutional challenges to statutes that prohibit “pure speech” as well as “conduct plus speech.” Hickman, 988 P.2d at 635. If a statute may apply to protected speech, but is not substantially overbroad, then whatever overbreadth exists should be resolved on a case-by-case basis. Id.
¶ 31 “Sexual expression which is indecent but not obscene is protected by the First Amendment....” Sable Commc‘ns of Cal., Inc. v. FCC, 492 U.S. 115, 126 (1989). But a state may “regulate the content of constitutionally protected speech in order to promote a compelling interest if it chooses the least restrictive means to further the articulated interest.” Id.
¶ 32 Colorado unquestionably has a compelling interest in protecting children from persons who would seek to involve them in harmful activity. Courts have held that statutes similar to the Internet child exploitation statute further that compelling interest. E.g., Hsu, 99 Cal.Rptr.2d at 194; see also Boles, 280 P.3d at 59 (the defendant conceded such an interest with respect to the Internet child luring statute). And defendant concedes that the Internet child exploitation statute serves a compelling interest. So the only question remaining is whether the statute is sufficiently narrowly tailored. It is.
¶ 33 We will assume, without deciding, that the Internet child exploitation statute applies to some protected speech.7 See Boles, 280 P.3d at 60 (holding that the Internet child luring statute applies, on its face, to some protected speech because it is not content neutral and arguably applies to conduct that is not obscene). But defendant fails to show that it punishes a substantial amount of constitutionally protected speech. It prohibits only a very specific type of communication—enticing a child to expose or touch his or her or another‘s intimate parts while communicating with the actor via a computer, telephone, or data network. Like the Internet child luring statute at issue in Boles, the Internet child exploitation statute applies to speech attempting to influence a child to do something harmful. We are not persuaded by defendant‘s argument that the statute is overbroad because it fails to limit culpability for such communications to those made for some additional prurient purpose.
¶ 34 Defendant attempts to provide “everyday” examples of innocent hypothetical communications which, he says, the Internet child exploitation statute could be viewed as criminalizing, such as a parent discussing birth control with his child via text message, a parent asking his child to change clothes, or an adult asking a babysitter to change a child‘s diaper. But we are not convinced that such communications fall within a common sense understanding of the scope of the statute. Moreover, the statute is limited to enticements to convince a child to engage in certain activity “while communicating with the actor.” The examples proffered by defendant would not satisfy that element, and we are unconvinced that a substantial amount of protected speech would. See New York v. Ferber, 458 U.S. 747, 773 (1982) (a child pornography statute was not overbroad because the legitimate reach of the statute “dwarfs its arguably impermissible applications“).
¶ 36 Thus, we conclude that the Internet child exploitation statute is not overbroad and therefore does not violate the First Amendment.
4. Due Process/Vagueness
¶ 37 We also reject defendant‘s contention that the Internet child exploitation statute is vague and thus violates his right to due process of law.
¶ 38 Procedural due process requires that laws give fair notice of the conduct prohibited and supply adequate standards to prevent arbitrary and discriminatory enforcement. People v. Graves, 2016 CO 15, ¶ 17, 368 P.3d 317; Boles, 280 P.3d at 61. A law is void for vagueness if its prohibitions are not clearly defined and it may reasonably be susceptible of more than one interpretation by a person of common intelligence. Graves, ¶ 17. A law is not unconstitutionally vague, however, merely because it could have been drafted with greater precision; rather, it is unconstitutionally vague only if no understandable standard of conduct is specified at all. Id. at ¶ 18. When assessing a vagueness challenge, we have a duty to construe the statute in such a way that satisfies constitutional due process requirements if a reasonable and practical construction of the statute will achieve such a result. Id. at ¶ 20.
¶ 39 Defendant conclusorily contends that the Internet child exploitation statute is vague because it fails to contain a requirement of sexual gratification, or exceptions and defenses found in other similar statutes, which, he says, encourages arbitrary enforcement and gives law enforcement officials too much discretion.8
¶ 40 The Internet child exploitation statute has three distinct elements: (1) knowingly importuning, inviting, or enticing through communication via a computer network or system, telephone network, or data network or by text message or instant message; (2) a person whom the actor knows or believes to be under fifteen years old and at least four years younger than the actor; (3) to expose or touch the person‘s own or another‘s intimate parts while communicating with the actor via one of the identified systems or networks. These elements are clear, and defendant offers no specific argument or example explaining how the statute could be susceptible of more than one interpretation. We therefore conclude that the Internet child exploitation statute provides fair notice of what conduct is prohibited; a person of ordinary intelligence would understand its reach. See Hsu, 99 Cal.Rptr.2d at 196-98; Boles, 280 P.3d at 62; Foley, 709 N.Y.S.2d 467, 731 N.E.2d at 131 (a person of ordinary intelligence would reasonably know what the words “importune,” “invite,” and “induce” mean and would know what conduct the Internet luring statute is meant to prevent).
B. “Other Bad Act” Evidence
¶ 41 Defendant contends that the district court erred by admitting
1. Background
¶ 42 At trial, the prosecutor introduced defendant‘s recorded second phone conversation with Sergeant Hendricks, during which defendant said that he was going to buy “Miranda” a plane ticket to visit him in Maine and that he would hide her from his wife in a hotel. The prosecutor referred to defendant‘s statement during his opening and closing arguments, saying that defendant was going to buy “Miranda” a ticket to Maine, hide her in a hotel room, and have sex with her.
2. Standard of Review and Applicable Law
¶ 44 Defendant‘s counsel did not object to the admission of the second phone call or the prosecutor‘s argument referencing defendant‘s plan for “Miranda” at trial. Thus, defendant‘s contentions are unpreserved and we review them for plain error. People v. Wentling, 2015 COA 172, ¶ 26, 361 P.3d 1030.
¶ 45 We review a district court‘s evidentiary rulings for an abuse of discretion. Yusem v. People, 210 P.3d 458, 463 (Colo. 2009); People v. Munoz-Casteneda, 2012 COA 109, ¶ 7, 300 P.3d 944. A court abuses its discretion if its decision is manifestly arbitrary, unreasonable, or unfair, or based on a misapprehension of the law. See People v. Chavez, 190 P.3d 760, 765 (Colo. App. 2007); see also People v. Muniz, 190 P.3d 774, 781 (Colo. App. 2008).
¶ 46 All relevant evidence is admissible unless otherwise prohibited by law.
¶ 47
Other Crimes, Wrongs, or Acts. Evidence of other crimes, wrongs, or acts is not admissible to prove the character of a person in order to show that he acted in conformity therewith. It may, however, be admissible for other purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident, provided that upon request by the accused, the prosecution in a criminal case shall provide reasonable notice in advance of trial, or during trial if the court excuses pretrial notice on good cause shown, of the general nature of any such evidence it intends to introduce at trial.
3. Analysis
¶ 48 We are not persuaded that defendant‘s statement to Sergeant Hendricks in their second phone conversation constitutes
¶ 49 We also are not persuaded that the evidence should have been excluded on the grounds that it was overly prejudicial. Evidence is not “unfairly prejudicial” merely because it damages the defendant‘s case. People v. Dist. Court, 785 P.2d 141, 147 (Colo. 1990).
C. Sufficiency of the Evidence
¶ 50 Defendant contends that the evidence was insufficient to support his convictions. We disagree as to count one, but we agree as to count two and reverse that conviction.
1. Standard of Review
¶ 51 We review the record de novo to determine whether the evidence before the jury was sufficient in both quantity and quality to sustain the defendant‘s conviction.
2. Count One
¶ 52 Defendant contends that his conviction for count one is not supported by sufficient evidence because the jury was instructed that he must have committed the crime in Colorado to be guilty of child exploitation.10 “This argument fails because the sufficiency of evidence is measured ‘against the elements of the offense, not against the jury instructions.‘” People v. Vigil, 251 P.3d 442, 447 (Colo. App. 2010) (quoting in part United States v. Bomski, 125 F.3d 1115, 1118 (7th Cir. 1997)); see also United States v. Morton, 412 F.3d 901, 904 (8th Cir. 2005) (whether the jury was properly instructed does not affect a review for sufficiency of the evidence). The child exploitation statute does not require that the actor be in Colorado at the time of the criminal communication; thus, we reject defendant‘s contention that the evidence is insufficient to support the conviction for count one.11
3. Count Two
¶ 53 Defendant‘s conviction for count two is based on his second interaction with “Miranda” (via instant messaging), during which he asked her to send the pictures that he thought she had taken of herself and “Lizzie” during their first conversation four days earlier. It is undisputed that during his second conversation with “Miranda,” defendant did not ask her to expose or touch her own or another person‘s intimate parts, an essential element of the offense.
D. Mistrial
¶ 54 Defendant contends that the district court erred by denying his motion for a mistrial after a witness testified about an inadmissible matter. We conclude that the district court did not abuse its discretion.
1. Background
¶ 55 Defendant told Sergeant Hendricks that he had been investigated for sexual assault of a child twenty-five years earlier. Before trial, the prosecution told the court that it would not introduce evidence of the prior investigation because it would be unfairly prejudicial.
¶ 56 During defense counsel‘s cross-examination of Sergeant Hendricks at trial, the following exchange occurred after a discussion of Sergeant Hendricks‘s similar investigations:
Defense Counsel: In this particular case you haven‘t come across any real victims in this time period.
Sergeant Hendricks: Any real victims of [defendant]?
Defense Counsel: Correct.
Sergeant Hendricks: Actually during one of the interviews he admitted to me that he did have a sex assault on a child, twenty to twenty-five years ago that (inaudible)
Defense Counsel: I‘m talking in this time period—was my question.
Sergeant Hendricks: I‘m sorry. In your time period?
Defense Counsel: This time period, yeah. You talked to him February of 2013.
Sergeant Hendricks: So, are you asking me if he had contact with any other children—
Defense Counsel: Was he contacting—
Sergeant Hendricks: At that exact same time—
Defense Counsel: Other children in February of 2013?
Sergeant Hendricks: Oh, based on his Yahoo emails and friends list, I did not find any other children.
¶ 57 After the conclusion of Sergeant Hendricks‘s testimony, defense counsel requested a mistrial because Sergeant Hendricks had testified to defendant‘s prior bad act. The district court noted that the evidence should have been excluded, and offered to give the jury a curative instruction, but denied the motion for a mistrial. Defense counsel declined the court‘s offer of a curative instruction.
2. Standard of Review and Applicable Law
¶ 58 Because defendant preserved this issue by moving for a mistrial, we review for nonconstitutional harmless error. Under that standard, we reverse only if there was an error that had a substantial and injurious effect or influence in determining the jury‘s verdict. Krutsinger v. People, 219 P.3d 1054, 1058 (Colo. 2009); People v. Wilson, 2013 COA 75, ¶ 24, 318 P.3d 538 (“An error is harmless if a reviewing court can say with fair assurance that, in light of the entire record, the error did not substantially influence the verdict or impair the fairness of the trial.“).
¶ 59 We review a district court‘s decision to deny a motion for a mistrial for an abuse of discretion. People v. Marko, 2015 COA 139, ¶ 29. A mistrial is a drastic remedy, and we will not disturb the district court‘s decision absent a showing of a gross abuse of that discretion and prejudice to the moving party. People v. Abbott, 690 P.2d 1263, 1269 (Colo. 1984). A mistrial is warranted only where the prejudice caused cannot be remedied by other means. Id.
3. Analysis
¶ 60 In denying defendant‘s counsel‘s request for a mistrial, the district court characterized the context of the question as “very ambiguous” and the officer‘s response as responsive to the question. We cannot say that the district court, with its superior opportunity to consider the issue, abused its discretion in so characterizing the question and answer. Further, defendant does not point to anything in the record indicating that Sergeant Hendricks was purposefully trying to include defendant‘s prior bad act in his testimony. Rather, it appears he was simply answering counsel‘s question as he understood it. Also, it was defense counsel, not the prosecutor, who elicited Sergeant Hendricks‘s statement. Defense counsel quickly clarified his question, got the answer he wanted, and moved on.
¶ 61 Given the weight of the admissible evidence against defendant, it is unlikely that the admission of this evidence was overly prejudicial to defendant such that it substantially affected the verdict. Further, the court offered defendant a curative instruction to cure any prejudice that could have arisen. Under these circumstances, although the evidence of defendant‘s prior investigation for sexual assault on a child was potentially prejudicial, we perceive no abuse of discretion in the district court‘s decision to deny the request for a mistrial. See People v. Krueger, 2012 COA 80, ¶ 72, 296 P.3d 294 (district court did not abuse its discretion by denying the defendant‘s motion for a mistrial based on a witness testifying to inadmissible evidence where the witness‘s reference to the inadmissible matter was brief and the court offered to give a curative instruction, which defense counsel declined); People v. Tillery, 231 P.3d 36, 43-44 (Colo. App. 2009) (district court‘s denial of mistrial was not an abuse of discretion where reference to inadmissible evidence was brief, unembellished, promptly suppressed, not repeated again before the jury, and the court gave a curative instruction), aff‘d sub nom. People v. Simon, 266 P.3d 1099 (Colo. 2011); People v. Shreck, 107 P.3d 1048, 1060 (Colo. App. 2004) (a mistrial
E. Probation Revocation
¶ 62 Lastly, defendant contends that the district court‘s revocation of his probation must be reversed because the district court did not adhere to the applicable statutory requirements. We agree.
1. Standard of Review
¶ 63 Because defendant did not preserve his contention, we review it for plain error. Hagos, ¶ 14. To determine whether the district court erred, we must construe the requirements of
2. Section 16-11-206
¶ 64
(1) At the first appearance of the probationer in court or at the commencement of the hearing, whichever is first in time, the court shall advise the probationer as provided in
section 16-7-206 insofar as such matters are applicable; except that there shall be no right to a trial by jury in proceedings for revocation of probation.(2) At or prior to the commencement of the hearing, the court shall advise the probationer of the charges against him and the possible penalties therefor and shall require the probationer to plead guilty or not guilty.
¶ 65 The People filed a probation violation complaint against defendant because he allegedly failed to register as a sex offender. At the initial court date on defendant‘s probation revocation, defense counsel said that he had “gone over” defendant‘s rights with defendant and that defendant wanted a hearing on his probation revocation. The district court did not advise defendant of the charges against him and possible penalties he could face. At no point did defendant expressly waive his right to an advisement.
¶ 66 Contrary to the People‘s assertion, defense counsel‘s brief, vague statement that he had “gone over” defendant‘s rights at the initial court date three months earlier is not sufficient to establish that defendant waived his right to be advised by the court through counsel, or that he was advised of potential penalties before the hearing. Cf. Finney v. People, 2014 CO 38, ¶¶ 18-19, 325 P.3d 1044 (advisements before a hearing were sufficient to satisfy the advisement requirement where the defendant was advised of the potential penalties six separate times before the hearing); see Craig v. People, 986 P.2d 951, 964 (Colo. 1999) (an advisement is sufficient if the record as a whole shows that the defendant was given sufficient notice of the possible penalties associated with a guilty plea). Thus, the district court failed to adhere to
¶ 67 We conclude that the district court‘s error is plain because the statutory requirements were known to the court, and the failure to advise defendant of the possible penalties substantially undermines our confidence in the fairness of the probation proceeding. See People v. Pollard, 2013 COA 31M, ¶ 40, 307 P.3d 1124 (an error is obvious if it contravenes a clear statutory command).
3. Section 18-1.3-1010
¶ 68
(a) A sex offender sentenced to probation pursuant to
section 18-1.3-1004(2) is subject to arrest and revocation of probation as provided in sections 16-11-205 and 16-11-206, C.R.S. At any revocation proceeding, the sex offender‘s probation officer and the sex offender‘s treatment provider shall submit recommendations concerning the level of treatment and monitoring that should be imposed as a condition of probation if probation is not revoked or whether the sex offender poses a sufficient threat to the community that probation should be revoked. The recommendations shall be based on the criteria established by the management board pursuant tosection 18-1.3-1009 . If the court revokes the sex offender‘s probation, the court shall sentence the sex offender as provided in section 18-1.3-1004, and the sex offender shall be subject to the provisions of this part 10. (b) At a revocation hearing held pursuant to this subsection (2), the court shall consider the recommendations of the probation officer and the treatment provider, in addition to evidence concerning any of the grounds for revocation of probation specified in sections 16-11-205 and 16-11-206, C.R.S. If the court chooses not to follow the recommendations made, it shall make findings on the record in support of its decision.
¶ 69 The People concede that the district court revoked defendant‘s probation without obtaining and considering treatment and monitoring recommendations from defendant‘s probation officer or treatment provider as required by
¶ 70 The error was substantial. The statute requires that new reports be written, that the district court consider them, and that the district court make findings on the record to support its decision if it departs from the recommendations in the reports.
¶ 71 Therefore, we reverse the district court‘s revocation of defendant‘s probation.
III. Conclusion
¶ 72 Defendant‘s conviction for count two is reversed, and the case is remanded to the district court to dismiss that count with prejudice. The judgment is reversed as to the revocation of defendant‘s probation, and the case is remanded for further proceedings on the probation revocation complaint. The judgment is otherwise affirmed.
JUDGE LICHTENSTEIN and JUDGE DUNN concur.