P. v. HwangP. v. Hwang
APPEAL from a postjudgment order of the Superior Court of Los Angeles County, Steven D. Blades, Judge. Reversed with directions.
Xavier Becerra, Attorney General, Lance E. Winters, Chief Assistant Attorney General, Susan Sullivan Pithey, Senior Assistant Attorney General, David E. Madeo and Nancy Lii Ladner, Deputy Attorneys General, for Plaintiff and Respondent.
I. INTRODUCTION
Defendant Vincent Hwang appeals from the trial court‘s denial of his request to have his case transferred to juvenile court pursuant to the Public Safety and Rehabilitation Act of 2016 (Proposition 57) and
II. BACKGROUND
A. Conviction and Initial Appeal
In October 2001, a jury found defendant guilty of two counts of attempted murder (
B. Section 1170, Subdivision (d) Petition
On August 27, 2018, the trial court received a letter from the Secretary of the California Department of Corrections and Rehabilitation (Department) recommending that defendant‘s sentence be recalled and he be resentenced pursuant to
On April 9, 2019, defendant filed a “MOTION TO MODIFY SENTENCE/STRIKE ALLEGATION PURSUANT TO [Rodriguez] and MOTION FOR RECONSIDERATION.” Defendant contended that he was entitled to a resentencing hearing and the benefit of
On June 6, 2019, the Los Angeles County District Attorney (District Attorney) filed an opposition. The District Attorney conceded that it was likely defendant was entitled to the benefit of
On September 25, 2019, the trial court conducted a hearing pursuant to
III. DISCUSSION
A. Applicable Law
1. Proposition 57 and Senate Bill No. 1391
On November 8, 2016, the electorate passed Proposition 57, which amended
More recently, the Legislature amended Proposition 57 with
2. Section 1170, subdivision (d)(1)
At the time the Department sent its August 27, 2018, recommendation,
B. Analysis
1. Retroactivity of Proposition 57 and Senate Bill No. 1391
“The Legislature ordinarily makes laws that will apply to events that will occur in the future. Accordingly, there is a presumption that laws apply prospectively rather than retroactively. But this presumption against retroactivity is a canon of statutory interpretation rather than a constitutional mandate. [Citation.] Therefore, the Legislature can ordinarily enact laws that apply retroactively, either explicitly or by implication. [Citation.] In order to determine if a law is meant to apply retroactively, the role of a court is to determine the intent of the Legislature, or in the case of a ballot measure, the intent of the electorate.” (Lara, supra, 4 Cal.5th at p. 307; People v. Padilla (2020) 50 Cal.App.5th 244, 250–251.) Our Supreme Court applies the doctrine of In re Estrada (1965) 63 Cal.2d 740 (Estrada), to determine retroactivity in criminal law: “‘The Estrada rule rests on an inference that, in the absence of contrary indications, a legislative body ordinarily intends for ameliorative changes to the criminal law to extend as broadly as possible, distinguishing only as necessary between sentences that are final and sentences that are not.‘” (Lara, supra, 4 Cal.5th at p. 308.)
Applying Estrada, our Supreme Court has concluded that Proposition 57 is retroactive: “The possibility of being treated as a juvenile in juvenile court—where rehabilitation is the goal—rather than being tried and sentenced as an adult can result in dramatically different and more lenient treatment. Therefore, Proposition 57 reduces the possible punishment for a class of persons, namely juveniles. For this reason, Estrada‘s inference of retroactivity applies. As nothing in Proposition 57‘s text or ballot materials rebuts this
That this defendant is now over 25 years old does not change our conclusion that he is entitled to the retroactive benefit of
Further, in our view, the legislative history of
2. Effect of Resentencing Under Section 1170, subdivision (d)(1)
As we discuss above, both Proposition 57 and
We disagree with the Attorney General‘s position that finality, for purposes of retroactive application of ameliorative changes to the law, is limited to cases that are “not yet final on a first appeal.” “‘In a criminal case, judgment is rendered when the trial court orally pronounces sentence.’ (People v. Karaman (1992) 4 Cal.4th 335, 344, fn. 9 . . . .)
The appropriate remedy is a remand to the trial court with directions for the matter to be transferred to the juvenile court for a juvenile adjudication. (See Lara, supra, 4 Cal.5th at p. 310 [if juvenile court does not transfer the case to adult court, then juvenile court “shall treat [the defendant‘s] convictions as juvenile adjudications and impose an appropriate ‘disposition’ within its discretion“].)6
IV. DISPOSITION
The postjudgment order is reversed. The matter is remanded to the trial court with directions to transfer the matter to the juvenile court for a juvenile adjudication consistent with this opinion.
KIM, J.
I concur:
RUBIN, P. J.
BAKER, J., Concurring in Part
Defendant Vincent Hwang (defendant) committed many serious crimes: two attempted murders, possession of ingredients to make a destructive device, possession of an assault weapon—and that isn‘t even the half of it. (The majority catalogs all nine convictions.) He was 15 years old at the time, but he was tried and convicted in a court of criminal jurisdiction, often described colloquially as “adult court.” He was ordered to serve 64 years to life in prison after correction of an initial sentencing error.
Almost two decades after defendant committed his offenses, he filed a motion to capitalize on recent changes in juvenile criminal law implemented by the Public Safety and Rehabilitation Act of 2016 (Proposition 57) and
The majority embraces this argument in full. That is a mistake. Defendant is entitled to retroactive Proposition 57 relief, but
I
“Historically, a child could be tried in criminal court only after a judicial determination, before jeopardy attached, that he or she was unfit to be dealt with under juvenile court law. Since 1975 the procedural requirements for fitness hearings have been established by [Welfare and Institutions Code] section 707.’ [Citation.] The general rule used to be that ‘any individual less than 18 years of age who violates the criminal law comes within the jurisdiction of the juvenile court, which may adjudge such an individual a ward of the court.’ [Citation.]
“Amendments to former [Welfare and Institutions Code] sections 602 and 707 in 1999 and 2000, some by initiative, changed this historical rule. Under the changes, in specified circumstances, prosecutors were permitted, and sometimes required, to file charges against a juvenile directly in criminal court, where the juvenile would be treated as an adult. [Citations.] These
“Proposition 57 changed the procedure again, and largely returned California to the historical rule. Among other provisions, Proposition 57 amended the Welfare and Institutions Code so as to eliminate direct filing by prosecutors. Certain categories of minors . . . can still be tried in criminal court, but only after a juvenile court judge conducts a transfer hearing to consider various factors such as the minor‘s maturity, degree of criminal sophistication, prior delinquent history, and whether the minor can be rehabilitated. (
I agree Proposition 57‘s elimination of prosecutors’ direct file authority is an ameliorative change that retroactively benefits defendant because his conviction was not final at the time of Proposition 57‘s enactment. (People v. Lopez (2020) 56 Cal.App.5th 835, 845 [“Because a resentencing under [Penal Code] section 1170, subdivision (d)(1) replaces the original sentence, the original sentence is no longer operative, and the finality of the original sentence is no longer material. The only sentence that matters after resentencing under [Penal Code] section 1170, subdivision (d)(1) is the new sentence, which is not final because a resentenced defendant can still obtain review from the California Supreme Court or the United States Supreme Court“]; Lara, supra, 4 Cal.5th at 304, 312-313 [Proposition 57‘s elimination of direct file authority “applies to all juveniles charged directly in adult court whose judgment was not final at the time it was enacted” and requires a remand for a transfer hearing].) That means defendant is entitled to a hearing where a judge would decide whether his prosecution in adult court is appropriate considering (1) the degree of criminal sophistication he exhibited, (2) whether he can be rehabilitated prior to the expiration of the juvenile court‘s jurisdiction, (3) his previous delinquent history, (4) the success of any previous attempts by the juvenile court to rehabilitate him, and (5) the circumstances and gravity of the offenses he was found to have committed. (
When applied retroactively, the second of the factors just recited (whether a defendant can be rehabilitated prior to the expiration of juvenile court jurisdiction) will many times point in the direction of finding the defendant suitable for prosecution in adult court. That is because juvenile court jurisdiction expires when an offender reaches age 25 at the latest (
II
Following the procedure just described is what should happen in this case. But the majority authorizes defendant‘s immediate release from prison because it believes
Under current law,
As recent retroactivity decisions by our Supreme Court explain, the presumption that the Legislature intends an ameliorative penal statute to apply retroactively does not obtain when there are reliable indications the Legislature has intended to modify or limit retroactive application. (Conley, supra, 63 Cal.4th at 656-657 [“Our cases do not ‘dictate to legislative drafters the forms in which laws must be written’ to express an intent to modify or limit the retroactive effect of an ameliorative change; rather, they require ‘that the Legislature demonstrate its intention with sufficient clarity that a reviewing court can discern and effectuate it‘“]; see also People v. Frahs (2020) 9 Cal.5th 618, 628.) The “but was not apprehended prior to the end of juvenile court jurisdiction” language in Subdivision (a)(2) is just such a discernable demonstration of intent. This language indicates the Legislature understood there may be cases where an offender commits a crime at age 15 but years go by before he or she can be dealt with by the juvenile justice system. For those offenders, like defendant, the Legislature determined the People should retain the ability to file a transfer motion because the offender in question cannot benefit from juvenile rehabilitation.2
The majority nonetheless asserts the legislative history materials do “not specify why the ‘not apprehended’ clause was included in
I do acknowledge the Legislature, with its use of the word “apprehended” in Subdivision (a)(2), does not appear to have foreseen the precise scenario that retroactive application of
So it is not enough to hang one‘s hat, as the majority does, on the assertion that the statute says “apprehended” and someone like defendant is not “apprehended” when his convictions are reversed retroactively and he is returned to juvenile court. A legislative body cannot reasonably be expected to anticipate all possible scenarios that might arise when the law changes. That is why our Supreme Court has held the Legislature need only “demonstrate its intention with sufficient clarity that a reviewing court can discern and effectuate it.” (Conley, supra, 63 Cal.4th at 657.) The Legislature‘s intent to limit automatic relief for a now 35-year-old felon who cannot benefit from juvenile justice system rehabilitation is sufficiently clear.3
I would accordingly reverse the trial court‘s order and remand for a transfer hearing, if the People so request (and, if transfer is found appropriate, to give the trial court an opportunity to consider whether defendant‘s firearm enhancements should be stricken).
BAKER, J.