Rick O‘HEARON, Appellant, v. Edward HANSEN, Appellee.
No. 20160178-CA
Court of Appeals of Utah.
November 24, 2017
2017 UT App 214
¶23 Leger contends that his trial counsel performed deficiently by not retaining a forensic nurse. “[C]ounsel had contacted a forensic nurse to determine if her credentials met the criteria as an expert witness to examine the evidence of the victim‘s injuries for possible exculpatory evidence for Leger‘s case, and determined they did.” Furthermore, defense counsel “had funding approved for the forensic nurse.” But counsel nevertheless “did not retain the forensic nurse to examine the evidence of the victim‘s injuries.” If trial counsel had retained a forensic nurse, Leger argues, the nurse would have been able to testify that Victim‘s injuries “were too old to have been inflicted by him on the night [Victim] said she was raped.”
¶24 Assuming a forensic nurse would have so testified and that the testimony were believed by a jury or judge at trial, this testimony would have undermined Leger‘s defense that the marks on Victim‘s neck were the result of “mad sex” they had had earlier that day, before the police were called. It would have undermined Leger‘s defense that Victim consented to being choked during that sexual encounter. And even if we were to assume that Leger would have changed course, knowing that such testimony would be presented, and that he would not have pursued a defense of consensual sex, such a changed course also would have undermined Leger‘s case. He had already made statements to the police explaining away Victim‘s marks. If, at trial, Leger suddenly pursued a defense resting on the age of Victim‘s injuries and, presumably, a lack of sex—consensual or otherwise—between Victim and Leger on the day in question, the State would have undoubtedly used Leger‘s prior inconsistent statements against him.
¶25 At the evidentiary hearing before the district court, trial counsel testified that he believed the best defense to the charges Leger faced was “that the injuries were the result of consensual—albeit rough—sexual activity.” We cannot disagree. This defense was consistent with the statements Leger had made from the start. It was consistent with Victim‘s injuries. And we are thus unable to conclude that the decision to pursue this defense, rather than other potential defenses involving the hiring of a forensic nurse, lacked a “conceivable tactical basis.” See State v. Clark, 2004 UT 25, ¶ 6, 89 P.3d 162 (citation and internal quotation marks omitted). We therefore agree with the district court that trial counsel did not perform deficiently.7
CONCLUSION
¶26 We hold that the district court did not err either by partially granting the State‘s motion for summary judgment or by denying Leger‘s remaining claim for post-conviction relief. We accordingly affirm.
McKette H. Allred, Attorney for Appellee
Judge Ryan M. Harris authored this Opinion, in which Judges Jill M. Pohlman and Diana Hagen concurred.
Opinion
HARRIS, Judge:
¶1 In November 2015, the mother (Mother) of three children (the Children) was tragically killed in a car accident. For the preceding eight years, the Children had lived with Mother and her husband, Rick O‘Hearon (Stepfather). Soon after the car accident, Stepfather filed a petition (the Petition), pursuant to Utah‘s Custody and Visitation for Persons Other than Parents Act (the Act),1 seeking custody of the Children and asserting that since 2007 he had “assumed the role and obligations” of the Children‘s father. Upon motion from the Children‘s father Edward Hansen (Father), the district court dismissed Stepfather‘s Petition. The district court determined that the Petition did not allege facts sufficient to meet all of the requirements of the Act, specifically the seventh requirement, which requires Stepfather to prove that Father either (a) “is absent” or (b) “is found by a court to have abused or neglected the child.”
¶2 We conclude that Stepfather has—at least for the purposes of review pursuant to
BACKGROUND
¶3 Because this case comes to us after dismissal of the Petition pursuant to
¶4 Between 2007 and the time of filing of the Petition, the Children resided with Mother and Stepfather in Stepfather‘s home. During those years, Mother and Stepfather “provided exclusive care” for the Children, and Stepfather “assumed the role and obligations” of the Children‘s father and “emotionally and financially cared for” the Children. In so doing, Stepfather “developed an emotional bond and a parent-child relationship” with the Children.
¶5 On the other hand, according to the Petition, Father “has been absent from” the Children‘s lives and has “only sporadically visited” the Children. Indeed, Father “rarely visited the minor children and when [Father] did visit . . . it was limited to an hour visit, once a month.” In addition, Father “has neglected” the Children “by leaving them in [Stepfather‘s] care since 2007 and [by] not providing for their emotional and physical needs.” In the Petition, Stepfather also alleged that Father “does not have a stable residence for the minor children to reside [in]” and that Father “is incapable of caring for the minor children on his own.”
¶6 Following Mother‘s death, Stepfather did not seek to wholly terminate Father‘s parental rights.2 Instead, Stepfather filed the Petition, seeking sole legal and physical custody of the Children pursuant to the Act, but not seeking to entirely eliminate Father‘s opportunity for visitation. Even if a court granted the Petition in its entirety, Father could still obtain an order entitling him to parent-time, because his parental rights would remain intact. In addition to seeking custody, Stepfather also sought an order requiring Father to pay child support and to share equally in paying the Children‘s medical expenses.
¶7 After being served with the Petition, Father responded by filing a motion to dismiss. Father argued that, although Mother had been awarded sole physical custody of the Children after their divorce, the divorce decree ceased to operate upon Mother‘s death pursuant to this court‘s decision in Nielson v. Nielson, 826 P.2d 1065 (Utah Ct. App. 1991). He further argued that he had “the right to the sole legal and physical custody and control of the children over [Stepfather], absent termination or suspension of [Father‘s] parental rights.” Because Stepfather had not sought to terminate Father‘s parental rights, Father asserted that, even assuming the allegations in the Petition were true, dismissal was nonetheless warranted. Father‘s motion did not reference the Act.
¶8 The district court granted Father‘s motion to dismiss. In its order the district court discussed the Act and explained that Stepfather could prevail on his Petition only if he could establish all seven of the Act‘s requirements by clear and convincing evidence, including the seventh one that requires a petitioner to demonstrate either (a) that Father “is absent” or (b) that Father “is found by a court to have abused or neglected the child.” See
¶9 Stepfather appeals.
ISSUE AND STANDARD OF REVIEW
¶10 The sole issue in this appeal is whether the district court properly granted Father‘s motion to dismiss. In reviewing a district court‘s grant of a motion to dismiss for failure to state a claim upon which relief can be granted, we accept all facts alleged as true, Osguthorpe v. Wolf Mountain Resorts, LC, 2010 UT 29, ¶ 10, 232 P.3d 999, and “indulge[] all reasonable inferences” in favor of the non-moving party, Haik v. Salt Lake City Corp., 2017 UT 14, ¶ 7, 393 P.3d 285 (citation and internal quotation marks omitted). A district court should grant a motion to dismiss only if it is clear from the allegations that the non-moving party would not be entitled to relief under the set of facts alleged or under any facts it could prove to support its claim. Hudgens v. Prosper, Inc., 2010 UT 68, ¶ 14, 243 P.3d 1275.3 We review a district court‘s ruling on a motion to dismiss for correctness. In re Adoption of Baby E.Z., 2011 UT 38, ¶ 10, 266 P.3d 702.
ANALYSIS
¶11 The Act itself recites that “it is the public policy of this state that parents retain the fundamental right and duty to exercise primary control over the care, supervision, upbringing, and education of their children.”
¶12 Similarly, “every state in the nation has enacted some form of a non-parent visitation statute” that allows, under certain circumstances, a non-parent to gain custodial or visitation rights, even without going so far as to terminate the legal parents’ rights. See Holly M. Davis, Non-Parent Visitation Statutes: Was Troxel v. Granville Their Death-Knell?, 23 Whittier L. Rev. 721, 736 (2002) (collecting various statutes that provide an opportunity for non-parents to establish visi-
¶13 Under the Act, the requirements imposed upon petitioners are understandably onerous. A court “may find” the parental presumption rebutted, and “grant custodial or visitation rights to a person other than a parent,” only if the petitioner proves, by clear and convincing evidence, that seven requirements are met. See
- the person has intentionally assumed the role and obligations of a parent;
- the person and the child have formed an emotional bond and created a parent-child type relationship;
- the person contributed emotionally or financially to the child‘s well being;
- assumption of the parental role is not the result of a financially compensated surrogate care arrangement;
- continuation of the relationship between the person and the child would be in the child‘s best interests; [and]
- loss or cessation of the relationship between the person and the child would be detrimental to the child.
A
¶14 We begin our analysis by examining the first six factors—the ones concerning the relationship between Stepfather and the Children. Although the district court did not discuss these factors (because the district court believed that the seventh requirement was not met), Father nonetheless invites us to affirm the district court‘s decision on the alternative ground that Stepfather has also not alleged facts sufficient to meet the first six requirements. We decline this invitation.
¶15 In his Petition, Stepfather alleges that he has “assumed the role and obligations of the minor children‘s father“; has “provided exclusive care for the minor children“; has “developed an emotional bond and a parent-child relationship” with the Children; and has “emotionally and financially cared for the minor children.” These allegations are sufficient to meet the first three requirements. See
¶16 As noted, given the procedural posture of the case, we must assume that all of these allegations are true. Accordingly, we are satisfied that Stepfather has alleged facts that, if proven, would satisfy the first six requirements of the Act.
B
¶17 Next, we turn to the question of whether Stepfather has alleged facts sufficient to satisfy the Act‘s seventh requirement, pursuant to which Stepfather must demonstrate that Father either (a) “is absent,” or (b) “is found by a court to have abused or neglected the child.”
1
¶18 The phrase “is absent” contains two words—“is” and “absent“—and both require our attention. One might think that the word “is” is plain enough on its face, but as our supreme court recently noted in a case almost entirely devoted to an exploration of the word‘s definition, the question of “what the meaning of the word ‘is’ is” was complicated enough to “capture[] the nation‘s attention” back in 1999. See Scott v. Scott, 2017 UT 66, ¶ 1, — P.3d — (internal quotation marks omitted). Fortunately for our analysis, we have guidance from our supreme court on the question.
¶19 In Scott, our supreme court was asked to explore the meaning of the term “is cohabitating,” as that term is used in a different section of
¶20 The supreme court reversed, however, and declared, in a Seussian burst of anapestic tetrameter,5 that “is should mean is and not was or has been.” Id. The court carefully examined the tense of the verb used by the legislature, and determined that, “[i]n light of the statute‘s plain language, we cannot see how a showing of anything less than present or ongoing cohabitation meets the statute‘s terms head-on.” Id. ¶ 23. The court continued its analysis by concluding that “[t]he present tense is demands the condition to be present at the time the paying spouse declares before the court that a former spouse is cohabiting,” and “[t]hat declaration takes place on the date of filing” of the motion to terminate alimony. Id. ¶ 30. Because any cohabitation had ceased prior to the time of filing, the supreme court held that the payor spouse‘s motion to terminate did not meet the requirements of the statute and that alimony payments must continue.
¶21 We perceive no material differences—indeed, no differences at all—between the manner in which the word is is used in the alimony statute and the manner in which that same word is used in the Act.
¶22 We emphasize that this is not a backward-looking inquiry.6 It is a snapshot in time, taken on December 1, 2015, and examining whether, on that date, Father was “absent.” Because it is a present-tense, snapshot-in-time inquiry, evidence of Father‘s past actions will be of only tangential relevance7 in conducting that inquiry.
¶23 Having determined that a parent‘s “absen[ce]” must be analyzed in present-tense fashion, as of the date of the filing of a petition under the Act, we must now turn to the question of what “absent” means. When we interpret statutory language, “our primary goal” is to ascertain the “true intent and purpose of the Legislature.” Rent-A-Center West, Inc. v. Utah State Tax Comm‘n, 2016 UT 1, ¶ 13, 367 P.3d 989 (citation and internal quotation marks omitted).
¶24 If the Act itself had a definition of “absent,” we would of course look there first. See State v. Rasabout, 2015 UT 72, ¶ 43, 356 P.3d 1258 (Lee, J., concurring) (stating that a “threshold question” in statutory interpretation “is whether the legislative text conveys some specialized meaning” such as “a statutorily defined term, a scientific phrase, or a legal term of art” and, if it does, “the specialized meaning controls“). Here, the Act does not provide a separate definition of the term “absent,” and we are unaware of any specialized meaning of the term that ought to apply. In such cases, we must interpret the statutory language “according to the ‘plain’ meaning of [its] text.” See Olsen v. Eagle Mountain City, 2011 UT 10, ¶ 9, 248 P.3d 465; see also Anadarko Petroleum Corp. v. Utah State Tax Comm‘n, 2015 UT 25, ¶ 11, 345 P.3d 648 (stating that “[w]hen interpreting a statute, we look first to the plain and ordinary meaning of its terms“); Reynolds v. Bickel, 2013 UT 32, ¶ 10, 307 P.3d 570 (stating that “[t]he best evidence of the legislature‘s intent is the plain language of the statute itself” (citation and internal quotation marks omitted)).
¶26 When a term is not defined within a particular section of the Utah Code, courts may also look to other sections of the Utah Code to see whether the same term is defined elsewhere. See Wasatch Crest Ins. Co. v. LWP Claims Adm‘rs Corp., 2007 UT 32, ¶ 13, 158 P.3d 548 (stating that “[a]lthough the Utah Insurance Code does not define the term ‘distribution,’ the term is defined elsewhere in the Utah Code“); see also LeBeau v. State, 2014 UT 39, ¶ 34, 337 P.3d 254 (stating that “[t]hough the Legislature did not specifically define ‘interests of justice’ in the aggravated kidnapping statute, it has provided guidance elsewhere in the Utah Code“). There are several places in the Utah Code—outside of the Act—where the legislature has defined the word “absent” and, as with the dictionary definitions, each time the legislature has defined “absent” it has done so, in context, to essentially mean “not present.” See
¶27 Based on these authorities, we conclude that the word “absent” means “not present,” and that a parent “is absent,” as that term is used in context in the relevant section of the Act, if the parent is not present for the purpose of parenting the child. There could be various forms that such “absence” might take. A parent who is incarcerated or hospitalized (or in drug or alcohol rehabilitation) on a long-term basis may fit the definition of “absent,” because such a parent may not be able to be present for the purpose of parenting the child. Alternatively, a parent who simply does not wish to parent the child, even if that parent is physically residing in close proximity and is otherwise able to parent the child, may also be “absent” as that term is used in the Act. On the other side of the coin, however, a parent who, at the time of the filing of a petition under the Act, is
¶28 The question of whether a parent “is absent” is a question of fact that will ordinarily be reserved for the factfinder. We note also that the burden of demonstrating that a parent “is absent” falls upon the petitioner, and that this burden requires proof by clear and convincing evidence. See
¶29 This simple and straightforward interpretation of the word “absent” appears to us to be in line with the policy considerations that motivated passage of the Act. A legal parent‘s rights are fundamental.
¶30 In summary, then, to demonstrate that a legal parent “is absent” under the Act, the petitioner must prove, by clear and convincing evidence, that at the time the petition was filed the legal parent was not present for the purpose of parenting the child.
2
¶31 A petitioner can also satisfy the Act‘s seventh requirement by demonstrating that the parent “is found by a court to have
¶32 It follows from this conclusion that the determination of “abuse” or “neglect” must already have been made, most likely by either a juvenile court or another district court.10 The statute does not contemplate that a determination of abuse or neglect can be made in the context of, and at the conclusion of, an action filed pursuant to the Act. This conclusion is not only compelled by the legislature‘s use of the present-tense verb is, but is also bolstered by the legislature‘s use of the phrase “found by a court.” Findings are always made by judicial or quasi-judicial tribunals, and there is no need to specify—if the findings are to be made in the context of the case initiated by the petition—that the findings must be made by a court. Indeed, if the legislature had intended for the finding of abuse or neglect to be made in the context of the newly-filed petition, the legislature could easily have so indicated by simply stating that the seventh requirement could be met if the parent “has abused or neglected the child.” The legislature‘s careful use of the phrase “is found by a court to have abused or neglected the child” connotes an intent that this finding had to have been made by a court prior to the filing of the petition.
¶33 Accordingly, if a determination of abuse or neglect has not already been made by a court at the time of the filing of the petition, then the parent is not “found by a court to have abused or neglected the child.”
3
¶34 Now that we have ascertained the definitions of the relevant terms, we must examine Stepfather‘s Petition to determine whether Stepfather adequately alleged facts that might satisfy the Act‘s seventh requirement.
¶35 Clearly, Stepfather has not pleaded allegations sufficient to succeed on the “abuse or neglect” alternative. Stepfather alleged in the Petition that Father “has neglected the minor children by leaving them in [Stepfather‘s] care since 2007 and not providing for their emotional or physical needs.” However, he nowhere alleges that a court had previously found Father “to have abused or neglected the child[ren].” See
¶36 The Petition does, however, allege sufficient facts to assert that Father was “absent” on December 1, 2015, the time of the filing of the Petition. Chief among those are the allegations found at paragraph twenty-two of his petition, where Stepfather alleges that Father “has been absent from the minor children‘s lives,” and has left “them in [Stepfather‘s] care since 2007.” While stated in a backward-looking way, the use of the phrase “since 2007” may suggest that Stepfather believes the situation is ongoing and has not changed over the years. This allegation—viewed generously and in a light most favorable to Stepfather—could possibly mean that Father was and remains absent, even as of the time of the filing of the Petition. In addition, of some potential relevance are Stepfather‘s present-tense allegations that Father “is incapable” of caring for the Children, and that Father “does not have a stable residence” at which the Children can reside. Taken together, and viewed in the light most favorable to Stepfather, the allegations contained in the Petition are sufficient to state a claim that Father was “absent” at the time the Petition was filed. As a result, the district
¶37 Specifically, the district court‘s singular focus on Father‘s previous visits was incorrect. Even assuming that Father regularly visited the Children in the past, and that he was perfectly ready, willing, and able to parent the Children in the past, he can still be considered “absent” under the Act if, as of the date of the filing of the Petition, he was no longer present for the purposes of parenting the Children. Cf. Scott, 2017 UT 66, ¶ 10, — P.3d — (holding that a spouse who had previously cohabited, but was no longer cohabiting at the time of the filing of the operative motion, could continue to receive alimony payments).
¶38 We express no opinion about whether Stepfather will ultimately be able to succeed on the merits of his claim that Father was “absent” as of December 1, 2015. Many of Stepfather‘s allegations are backward-looking assertions about Father‘s previous relationship with the Children that, as noted, bear only a tangential relationship to the relevant inquiry. Further proceedings are necessary to ascertain whether Stepfather‘s allegation that Father “has been absent from” the Children‘s lives “since 2007” was intended to include present-tense allegations. Likewise, it is unclear whether Stepfather‘s present-tense allegations that Father “is incapable” of parenting the Children and that Father “does not have a stable residence” are intended to assert “absence” as the Act defines it. If by these allegations Stepfather intends to assert that Father, despite his willingness to parent the Children, is simply an unfit parent who should not be allowed to do so, that allegation will be insufficient because it does not go to “absence.” On the other hand, if the allegations are intended to convey that Father “is incapable” of parenting the Children and that he has no “stable residence” because he is not present for some reason, those allegations may state facts that might help Stepfather prove that Father “is absent.” We note that Father‘s appearance in this case, and his active defense of it, tends to indicate that he may very well be present and willing to parent the Children, but all such factual issues are beyond the scope of this appeal.
Ultimately, we cannot predict whether Stepfather will succeed in his endeavor to win an order of custody or visitation under the Act. Certainly, the Act‘s requirements are onerous and strict, as one would expect given the law‘s entirely appropriate concern for the rights of legal parents. But all we are asked to determine here is whether Stepfather has pleaded facts sufficient to survive a motion to dismiss, and we conclude that he has.
CONCLUSION
¶39 Stepfather has alleged facts that, if later proven to be true, could potentially satisfy all seven of the Act‘s requirements. Accordingly, his Petition should not have been dismissed for failure to state a claim. We therefore reverse the district court‘s order, and remand this case to the district court for further proceedings consistent with this opinion.
Notes
I meant what I said
And I said what I meant . . .
An elephant‘s faithful
One hundred per cent!
Dr. Seuss, Horton Hatches the Egg 16, 21, 26, 38 (1940).
