Moore v. Bryant-MitchellMoore v. Bryant-Mitchell
Syllabus
The plaintiff appealed from the judgment of the Superior Court denying his appeal from the decree of the Probate Court removing him as executor of the estate of the defendant‘s decedent. The plaintiff claimed, inter alia, that the Superior Court improperly limited the scope of its review of his appeal and thus failed to allow him to present evidence to refute the defendant‘s allegations of misconduct against him and to challenge the admission of the decedent‘s will to probate. Held:
The Superior Court did not improperly limit the scope of its review of the plaintiff‘s appeal, as the court‘s jurisdiction extended only to the matter that the plaintiff challenged on appeal, which was the Probate Court decree removing him as the executor of the decedent‘s estate, and the requirement that the Superior Court conduct a trial de novo in a probate appeal did not mean that it could decide matters beyond what was appealed.
This court declined to review the plaintiff‘s inadequately briefed claim that the Superior Court precluded him from presenting evidence to refute the defendant‘s allegations of his misconduct in the administration of the estate, as the plaintiff did not identify any particular evidentiary ruling with respect to his claim or any specific erroneous factual findings that followed therefrom.
The Superior Court did not commit plain error by failing to overrule the Probate Court‘s admission of the decedent‘s will to probate, as the plaintiff did not appeal from the admission of the will to probate, and, thus, the Superior Court could not have overruled or reviewed the merits of a Probate Court decree that was beyond the scope of what was before it on appeal.
This court declined to review the plaintiff‘s claims that the Superior Court abused its discretion by quashing subpoenas he issued to nonparties who had knowledge about the execution and filing of the decedent‘s will, the plaintiff having abandoned those claims due to inadequate briefing.
This court declined to review the plaintiff‘s claim that the Superior Court abused its discretion by holding him responsible for the failures of attorneys he retained to assist with the administration of the estate, as he did not cite any legal authority or provide any legal analysis in support of his claim, which would fail even if it were reviewed, the Superior Court having found that the plaintiff was unable to administer the estate, failed to cooperate and follow the legal advice given by the attorneys he had engaged as counsel for the estate, was unwilling to comply with court orders and was motivated to pursue his self-interest over the interests of the estate and its beneficiaries.
Opinion
SEELEY, J. The plaintiff, Larry Allen Moore, appeals1 from the judgment of the Superior Court removing him as the executor of the estate of the decedent, Clifton Dewayne Bryant. On appeal, the plaintiff claims that the Superior Court, in adjudicating his appeal from the decree of the Probate Court granting a petition filed by the defendant, Chelsea Bryant-Mitchell, to remove him as executor, improperly (1) limited the scope of its review to the Probate Court‘s removal of the plaintiff as executor and, as a result, failed to allow the plaintiff to present evidence (a) to refute the allegations concerning the plaintiff‘s alleged misconduct in administering the estate and (b) to challenge the decedent‘s will
The following facts, as found by the Superior Court or established by the record, and procedural history are relevant to our resolution of this appeal. The decedent died on January 13, 2020. The plaintiff is the decedent‘s cousin,3 and the defendant is the decedent‘s widow. The decedent left a will, dated December 5, 2018, naming the plaintiff as executor of his estate (will). The will devised the decedent‘s interest in a limited liability company, 40 Wall Street, LLC (company), to the defendant, with her children as residuary beneficiaries, and provided that “[t]he business affairs” of the company “shall be managed by [the plaintiff].” The company is the owner of property at 40 Wall Street in Norwalk (property).
The will was admitted to probate,4 and, on April 9, 2020, the plaintiff was appointed executor of the dece
On June 4, 2021, the defendant filed a petition with the Probate Court to remove the plaintiff as executor of the estate. In the petition,6 the defendant asserted that the plaintiff should be removed as executor due
The plaintiff appealed to the Superior Court, pursuant to
“[The plaintiff] also has serious conflicts of interest with the estate that are irreconcilable with his continuing as executor. [The plaintiff‘s] [barbershop] business occupied a portion of the property . . . which was the principal asset of the estate, on which he failed to pay rent. [The plaintiff] testified that he had a deal with [the decedent] that he was not obligated to pay rent and could use income from the property to pay the mortgage and for related maintenance and expenses.10 When [the] Probate [Court] . . . ordered [the plaintiff] to pay $1500 in monthly rent, [he] failed to do so,
“The most egregious conflict of interest, by far, is that [the plaintiff] asserts that he has an interest in
“The evidence was clear and convincing that [the plaintiff] consistently acted in his own self-interest
“[The plaintiff] was properly removed as executor pursuant to [
As a preliminary matter, we begin by setting forth the standard of review. “In appeals in which the trial court has ruled on a probate appeal de novo, we treat our scope of review as we would with any other Superior Court proceeding. . . . When the court has made factual findings, we defer to those findings unless they are clearly erroneous. . . . A finding of fact is clearly erroneous when there is no evidence in the record to support it . . . or when although there is evidence to support it, the reviewing court on the entire evidence is left with the definite and firm conviction that a mistake has been committed. . . . With regard to matters of law, however . . . our review is plenary.” (Citations omitted; internal quotation marks omitted.) Salce v. Cardello, 210 Conn. App. 66, 72–73, 269 A.3d 889 (2022), aff‘d, 348 Conn. 90, 301 A.3d 1031 (2023). “Whether grounds exist for an executor‘s removal is a question addressed to the sound discretion of the Probate Court.
I
The plaintiff claims that the Superior Court improperly limited the scope of its review with respect to his probate appeal and, as a result, failed to allow him to present evidence (1) to refute the allegations concerning his alleged misconduct in administering the estate and (2) to challenge the decedent‘s will that had been admitted to probate. In particular, he asserts that, “although [his probate appeal] was brought to the [Superior Court] as an appeal of the Probate Court‘s decree removing [him] as executor of the [decedent‘s] estate, its inquiry, in its role as a court with coextensive jurisdiction [to] the Probate Court and hearing the appeal as a trial de novo, should not have ended there.” According to the plaintiff, this resulted in the court‘s “arriv[ing] at erroneous findings of fact that could have been avoided had the . . . court allowed [him] to present evidence that called into question many of the defendant‘s allegation[s] relative to [his] alleged misconduct
“An appeal from a Probate Court to the Superior Court is not an ordinary civil action. . . . When entertaining an appeal from an order or decree of a Probate Court, the Superior Court takes the place of and sits as the court of probate. . . . In ruling on a probate appeal, the Superior Court exercises the powers, not of a constitutional court of general or common law jurisdiction, but of a Probate Court. . . .
“The function of the Superior Court in appeals from a Probate Court is to take jurisdiction of the order or decree appealed from and to try that issue de novo. . . . Thereafter, upon consideration of all evidence presented on the appeal which would have been admissible in the [P]robate [C]ourt, the [S]uperior [C]ourt should exercise the same power of judgment which the [P]robate [C]ourt possessed and decide the appeal as an original proposition unfettered by, and ignoring, the result reached in the [P]robate [C]ourt.” (Internal quotation marks omitted.) Wolfel v. Wolfel, 218 Conn. App. 760, 766–67, 292 A.3d 1261, cert. denied, 348 Conn. 902, 301 A.3d 528 (2023).
“[A] probate appeal . . . brings to the Superior Court only the order appealed from. The order remains intact until modified by a judgment of the Superior Court after a hearing de novo on the issues presented for review by the reasons of appeal. . . . The Superior Court may not consider or adjudicate issues beyond the scope of those proper for determination by the order or decree attacked. . . . The Superior Court, therefore, cannot enlarge the scope of the appeal.” (Emphasis
In the present case, therefore, the Superior Court had jurisdiction over only the matter that was appealed by the plaintiff, namely, the Probate Court decree removing him as the executor of the decedent‘s estate. To the extent that the plaintiff contends on appeal that the Superior Court was not limited in that respect, the claim lacks merit. The plaintiff confuses the nature of the de novo proceeding before the Superior Court. Although the Superior Court, in an appeal from a decree of the Probate court, must conduct a trial de novo and decide the appeal on the basis of the evidence presented, unrestrained by the Probate Court‘s decision, that does not mean that a Superior Court can decide matters beyond what has been appealed. On the contrary, case law is clear that “[a] probate appeal . . . brings to the Superior Court only the order appealed from.” (Emphasis in original; internal quotation marks omitted.) Id.
In connection with this claim, the plaintiff also asserts that the court improperly precluded him from presenting evidence to refute the allegations concerning his alleged misconduct in administering the estate and to challenge the decedent‘s will that had been admitted to probate. We decline to review this claim. “As our Supreme Court recently has stated, it is the responsibility of parties, not an appellate court, ‘to clearly identify how and where in the record the claim that the party is raising on appeal was preserved for review and where in the record the trial court‘s ruling on the claim may be found . . . .’ ” (Emphasis in original.) State ex rel. Dunn v. Burton, 229 Conn. App. 267, 294, 327 A.3d 982 (2024), quoting Dur-A-Flex, Inc. v. Dy, 349 Conn. 513, 589–90, 321 A.3d 295 (2024); see also Aspiazu v. Orgera, 205 Conn. 623, 636–37 n.5, 535 A.2d 338 (1987) (“[w]hen raising evidentiary issues on appeal, all briefs should
Although the plaintiff asserts that the court improperly precluded him from presenting certain evidence, which resulted in the court‘s making erroneous factual findings, he does not identify any particular evidentiary ruling made by the court with respect to this claim. He also has not identified the specific erroneous factual findings that followed. In all, his appellate briefing on this aspect of his claim consists of a single short paragraph, without citation to relevant authority regarding evidentiary rulings on the admission of evidence. Thus, in light of the plaintiff‘s failure “to clearly identify . . . where in the record the trial court‘s ruling on the claim may be found“; (emphasis omitted; internal quotation marks omitted) State ex rel. Dunn v. Burton, supra, 229 Conn. App. 294; and because he has not adequately briefed this claim; see, e.g., Wells Fargo Bank, N.A. v. Bissonnette, 232 Conn. App. 501, 519, 337 A.3d 1 (declining to review claim as inadequately briefed when totality of discussion of claim was contained in one short paragraph that was devoid of any legal citations or analysis), cert. denied, 352 Conn. 910, 336 A.3d 84 (2025); we decline to review this claim. See also Murthy v. Missouri, 603 U.S. 43, 67 n.7, 144 S. Ct. 1972, 219 L. Ed. 2d 604 (2024) (“[j]udges are not like pigs, hunting for truffles buried [in the record]” (internal quotation marks omitted)); State v. Tocco, 120 Conn. App. 768, 786–87, 993 A.2d 989 (“this court is not an advocate for any party; it would be beyond the proper role of this court in resolving the issues raised on appeal to sift through the voluminous record before us and speculate as to the specific evidence at issue in the present claim“), cert. denied, 297 Conn. 917, 996 A.2d 279 (2010).
II
The plaintiff‘s next claim is that the Superior Court committed plain error19 by failing to overrule the Probate Court‘s admission of the will into probate despite “obvious and facial defects in the will” and an accompanying Probate Court form, PC-200.20 The plaintiff asserts that this resulted in a manifest injustice to him and “the integrity of the entire estate administration process . . . being compromised.” In support of this claim, the plaintiff states that the decree of the Probate Court admitting the will to probate was based on clearly erroneous factual findings, and he identifies numerous purported deficiencies in the will and the PC-200 form. We reject this claim because the plaintiff‘s probate appeal was taken from the decree of the Probate Court removing him as executor of the estate, not from the decree of the Probate Court admitting the will to probate. Consequently, any claims pertaining to the admission of the will to probate were beyond the scope of what was before the Superior Court on appeal.
The contours of the Superior Court‘s jurisdiction over an appeal from a decree of the Probate Court are well
In the present case, the plaintiff‘s complaint states that he is appealing the “February 17, 2022 . . . [d]ecree granting a motion filed by the defendant . . . removing [him] from [his] role as executor” of the estate. The plaintiff did not appeal from the April 9, 2020 decree of the Probate Court admitting the will to probate. As we have stated, the Superior Court cannot “enlarge the scope of the appeal.” Silverstein‘s Appeal from Probate, supra, 13 Conn. App. 54; see also Marshall v. Marshall, 71 Conn. App. 565, 571, 803 A.2d 919 (concluding that Superior Court was without jurisdiction to consider “issue of whether counsel committed misconduct,” as “the plaintiff appealed from the admission of the will to probate and the approval of the defendant
Because the Superior Court could not have “overruled” or reviewed the merits of a Probate Court decree that was not properly before it on appeal, the plaintiff‘s claim of plain error fails.
III
The plaintiff‘s next claim is that the court abused its discretion by preventing him from introducing evidence challenging the authenticity of the will. Specifically, he argues that the court abused its discretion when it “quashed the subpoenas of key witnesses who possessed direct knowledge of the circumstances surrounding the execution and filing of the will.”21 To the extent that this claim involves a challenge to the admission of the decedent‘s will to probate, it fails for the reasons stated in part II of this opinion. To the extent that we construe the claim as a challenge to the court‘s rulings quashing subpoenas, we conclude that the plaintiff has abandoned this claim due to inadequate briefing and decline to review it.
The following additional facts and procedural history are relevant to this claim. Prior to the commencement of trial, the plaintiff subpoenaed several nonparties, including Diane Ely, Stephanie Bergamo and Libby
“[O]ur appellate courts repeatedly have recognized that [w]e are not required to review claims that are inadequately briefed. . . . We consistently have held that [a]nalysis, rather than mere abstract assertion, is required in order to avoid abandoning an issue by failure to brief the issue properly. . . . [F]or this court judiciously and efficiently to consider claims of error raised
We do not reach the merits of the plaintiff‘s claims as to the Benham motion and the probate staff motion because we deem those claims abandoned due to inadequate briefing. The plaintiff‘s appellate briefing on this issue is completely devoid of any citation to legal authority or substantive legal analysis. The plaintiff‘s principal appellate brief contains five paragraphs discussing this issue, four of which are only one sentence long. None of these five paragraphs includes a single citation to any form of legal authority. Moreover, the brief does not set forth the standard of review concerning a trial court‘s granting of a motion to quash, nor does it include relevant case law setting forth the legal principles that apply to such a claim. The brief is also completely bereft of any legal analysis discussing similar precedent or applying pertinent legal principles to
Accordingly, we deem the plaintiff‘s claims concerning the court‘s rulings on the Benham motion and probate staff motion to be abandoned due to inadequate briefing.
IV
The plaintiff‘s final claim on appeal is that the court abused its discretion by holding him responsible for the failures of the attorneys he had retained on behalf of the estate to assist with the administration of the estate. According to the plaintiff, he had been ordered by the Probate Court to perform certain tasks by dead
Aside from setting forth these assertions, the plaintiff has not cited any legal authority or provided any legal analysis in support of this claim. As we already have stated in this opinion, “[w]e are not required to review claims that are inadequately briefed. . . . We consistently have held that [a]nalysis, rather than mere abstract assertion, is required in order to avoid abandoning an issue by failure to brief the issue properly. . . . [F]or this court judiciously and efficiently to consider claims of error raised on appeal . . . the parties must clearly and fully set forth their arguments in their briefs. We do not reverse the judgment of a trial court on the basis of challenges to its rulings that have not been adequately briefed. . . . Where the parties cite no law and provide no analysis of their claims, we do not review such claims.” (Internal quotation marks omitted.) Jalbert v. Mulligan, supra, 153 Conn. App. 133.
Even if we were to review this claim, we would conclude, nonetheless, that it fails. In its memorandum of decision, the Superior Court found that, although “[the plaintiff] was executor, he displayed an inability to
Furthermore, the court‘s finding that the plaintiff had retained seven attorneys in two years to assist him with fulfilling his duties as executor, but still failed to do so, along with Hoyt‘s testimony describing the estate as a “[v]ery simple” one, supports the court‘s conclusion that the plaintiff was responsible for his failure to perform his duties as executor. The plaintiff‘s argument to the contrary—that he was hamstrung as executor by the attorneys he hired—is unavailing in light of the court‘s finding that the plaintiff also failed to cooperate with Hoyt. The Probate Court ordered the plaintiff to provide Hoyt with the records necessary to complete an accounting for the estate after he had failed to do the same, but he never complied with the order. The fact that the plaintiff was unable or unwilling to obtain those records for Hoyt and to work effectively with any of the attorneys he retained supports the court‘s determination that he was unfit to administer the estate
The judgment is affirmed.
In this opinion the other judges concurred.