MIRANDA B.; Hannah C.; Jamie G.; Jong K.; Joanne K.; James R.; James R.; George P.; Anthony G.; Juan S.; Leonard P., individually and on behalf of all others similarly situated, Plaintiffs-Appellees, United States of America, Intervenor, v. John KITZHABER, Governor of the State of Oregon; Oregon Department of Human Services; Bob Mink, Director of the Oregon Department of Human Services, Defendants-Appellants.
No. 01-35950.
United States Court of Appeals, Ninth Circuit.
Argued and Submitted March 6, 2003. Filed May 14, 2003.
328 F.3d 1181
Before O‘SCANNLAIN, FERNANDEZ, and FISHER, Circuit Judges.
Kathleen L. Wilde, Oregon Advocacy Center, Portland, Oregon, argued the cause for the plaintiffs-appellees; Stephen J. Mathieu, Oregon Advocacy Center, and Kent B. Thurber, Davis, Wright Tremaine, L.L.P., Portland, Oregon, filed a brief.
Kevin Russell, Attorney, Civil Rights Division, U.S. Department of Justice, Washington, D.C., argued the cause for the United States as Intervenor and filed a brief; Ralph F. Boyd, Jr., Assistant Attorney General, Jessica Dunsay Silver, Seth M. Galanter, Attorneys, Civil Rights Division, U.S. Department of Justice, were on the brief.
Appeal from the United States District Court for the District of Oregon; Anna J. Brown, District Judge, Presiding. D.C. No. CV-00-01753-AJB.
Per Curiam Opinion; Concurrence by Judge O‘SCANNLAIN
OPINION
PER CURIAM.
We must decide whether the Eleventh Amendment bars claims against the State of Oregon under the Americans with Disabilities Act and the Rehabilitation Act, and whether these statutes, in turn, bar claims against state officials.
I
The Plaintiffs are ten individuals with mental illness (collectively or individually “Miranda B.“) who are institutionalized in state psychiatric hospitals in Oregon. Miranda B. brought claims under Title II of the Americans with Disabilities Act (“ADA“),
The State filed a motion to dismiss Miranda B.‘s first amended complaint, arguing that Congress did not validly abrogate its Eleventh Amendment immunity under Title II or Section 504, and, therefore, Miranda B.‘s claims could not be brought in federal court. The State also claimed that Title II and Section 504 evidenced congressional intent to supersede Ex parte Young and
The district court agreed with the State that Miranda B. could not proceed under
The State now appeals the district court‘s denial of its motion to dismiss.
II
The State acknowledges that under our current precedent, the Eleventh Amendment does not bar Miranda B. from bringing her suit against Oregon in federal court.1 See, e.g., Dare v. California, 191 F.3d 1167, 1175 (9th Cir.1999); Clark, 123 F.3d at 1270. Not deterred, the State contends that the Supreme Court‘s decision in Board of Trustees of the University of Alabama v. Garrett, 531 U.S. 356, 121 S.Ct. 955, 148 L.Ed.2d 866 (2001), has fundamentally undercut the reasoning of our precedent, and, therefore, must be readdressed.2 Although we have revisited our precedent following Garrett, the State asks us to distinguish our holdings in these cases because we failed to address the specific arguments it makes. As the State candidly admits, its arguments are an “uphill, if not vertical, challenge.” We do not disagree.
A
The Eleventh Amendment prohibits a citizen from suing a state for monetary damages in federal court without its consent.3 Kimel v. Fla. Bd. of Regents, 528 U.S. 62, 72-73, 120 S.Ct. 631, 145 L.Ed.2d 522 (2000); Fla. Prepaid Postsecondary Educ. Expense Bd. v. College Savs. Bank, 527 U.S. 627, 634-35, 119 S.Ct. 2199, 144 L.Ed.2d 575 (1999). However, “Congress may abrogate the States’ Eleventh Amendment immunity when it both unequivocally intends to do so and `act[s] pursuant to a valid grant of constitutional authority,‘” namely its
In Clark, 123 F.3d at 1270-71, and Dare, 191 F.3d at 1174-75, we conducted the necessary congruence and proportionality tests and determined that Title II did not exceed congressional authority under
The Supreme Court in Garrett subsequently held that Congress did not validly abrogate the states’ Eleventh Amendment immunity under Title I of ADA,
Following the Court‘s decision, we held without reservation that because Garrett addressed only Title I of the ADA, the Court had not overruled Clark‘s and Dare‘s essential holding that Congress had validly abrogated state immunity under Title II. Hason v. Med. Bd. of Cal., 279 F.3d 1167, 1171, reh‘g en banc denied, 294 F.3d 1166 (9th Cir.2002), and cert. dismissed, 123 S.Ct. 1779, 155 L.Ed.2d 508, 2003 WL 1792116 (U.S. Apr. 7, 2003) (No. 02-479). And we have thereafter considered ourselves bound by our holding in Hason. See, e.g., Thomas v. Nakatani, 309 F.3d 1203, 1209 (9th Cir.2002) (stating that Hason reaffirmed Clark‘s and Dare‘s holding that Congress abrogated sovereign immunity under Title II); Lovell v. Chandler, 303 F.3d 1039, 1051 (9th Cir.2002) (same).
The State does not allege that intervening Supreme Court precedent has altered Hason or its progeny; rather, it merely contends that we did not give due consideration to Garrett‘s holding in deciding Hason. We fail to ascribe such a dim view to our previous cases. Garrett had been decided, and while we did not specifically address the State‘s arguments, they were readily apparent. “Once a panel resolves an issue in a precedential opinion, the matter is deemed resolved, unless overruled by the court itself sitting en banc, or by the Supreme Court.” Hart v. Massanari, 266 F.3d 1155, 1171 (9th Cir.2001). We decline further review of our settled precedent.5
B
The State faces a similarly daunting task in challenging our Section 504 precedent. In Clark, not only did we conclude that Congress validly abrogated the states’ Eleventh Amendment immunity under Section 504, but we also held that states, by accepting federal funds, waived any Eleventh Amendment immunity they might have possessed. Clark, 123 F.3d at 1271. As Miranda B. has correctly pointed out, our practice has been not to reach the ultimate issue of whether Congress validly abrogated state sovereign immunity if we conclude that the State has indeed waived its immunity. See, e.g., Douglas v. Cal. Dep‘t of Youth Auth., 271 F.3d 812, 820, as amended, 271 F.3d 910 (9th Cir.2001), and reh‘g en banc denied, 285 F.3d 1226 (9th Cir.2002).
Although the State admits that it accepted federal funds under the Rehabilitation Act and thus, under our precedent, waived its immunity, it argues that intervening Supreme Court precedent has also altered such analysis. In College Savings Bank v. Florida Prepaid Postsecondary Education Expense Board, 527 U.S. 666, 675-76, 119 S.Ct. 2219, 144 L.Ed.2d 605 (1999), the Supreme Court emphasized that states could waive their Eleventh Amendment immunity by receiving federal funds when receipt of those funds was conditioned on a waiver of sovereign immunity, but that such waivers must be “voluntary.” The State contends that its waiver of sovereign immunity was not voluntary because we had previously ruled that Congress had abrogated its immunity. In the State‘s view, it could not voluntarily waive that which it did not know it possessed.
Its argument has been foreclosed. In Douglas, which followed College Savings Bank, we determined that we need not reach the more difficult issue of whether Congress validly abrogated the states’ Eleventh Amendment immunity under Section 504 because it is clear that a state waives its immunity from suit under the Rehabilitation Act by accepting federal funds. Douglas, 271 F.3d at 820. In so doing, we clearly reaffirmed our waiver analysis set forth in Clark. Id. at 820-21; see also Vinson v. Thomas, 288 F.3d 1145, 1151 (9th Cir.2002) (reaffirming Douglas‘s holding that by accepting federal funds, a state waives its sovereign immunity); Lovell, 303 F.3d at 1051 (reaffirming that accepting federal funds waives sovereign immunity under section 504).
The State contends that we are not bound by Douglas because the issue of waiver was not before us and thus can be dismissed as dicta. We decline to dismiss our precedent so lightly. As we have noted before, “where a panel confronts an issue germane to the eventual resolution of the case, and resolves it after reasoned consideration in a published opinion, that ruling becomes the law of the circuit, regardless of whether doing so is necessary in some strict logical sense.” United States v. Johnson, 256 F.3d 895, 914 (9th Cir.2001) (en banc). We must therefore conclude that, because the State voluntarily accepted federal funds under Section 504, it has waived its right to immunity from suit under the Eleventh Amendment.
III
The State‘s displeasure with our precedent does not end with our Eleventh Amendment jurisprudence. It also sets its sights on our application of Ex parte Young.6 The State argues that because Title II prohibits discrimination by a “public entity,” and because Title II and Section 504 provide for comprehensive remedies, Miranda B. cannot pursue her Ex parte Young claims. See
A
Of course, we have previously allowed Ex parte Young suits to proceed under Title II and Section 504 of the Rehabilitation Act. See, e.g., Armstrong v. Davis, 275 F.3d 849, 879 (9th Cir.2001) (holding that ”Garrett makes clear that ... there is no barrier to the injunction against Nielson in his official capacity as Secretary of the Board [under the ADA].“); Armstrong v. Wilson, 124 F.3d 1019, 1025-26 (9th Cir.1997) (holding that Ex parte Young relief is available under the ADA and the Rehabilitation Act); Clark, 123 F.3d at 1271 (same). Moreover, the Supreme Court has endorsed the use of Ex parte Young under Title I of the ADA. See Garrett, 531 U.S. at 374 n. 9, 121 S.Ct. 955 (“Title I of the ADA still prescribes standards applicable to the States. Those standards can be enforced by ... private individuals in actions for injunctive relief under Ex parte Young....“). In short, the State‘s view of Ex parte Young is again contrary to much precedent.
1
Notwithstanding our practice, we have not directly addressed whether there is a conflict between Title II‘s use of the term “public entity” and the doctrine of Ex parte Young. The State contends that such specific statutory language in Title II suggests that Congress did not intend to allow Ex parte Young actions against state officials: in this case, Miranda B. seeks injunctive relief against individual state officials, who are not public entities. Miranda B. does not dispute that Title II only applies to public entities by its terms, but disagrees with the State‘s narrow interpretation. The United States has intervened and joins Miranda B. in challenging the State‘s interpretation.
The Sixth Circuit has addressed and has rejected the State‘s argument, holding that “an official who violates Title II of the ADA does not represent `the state’ for purposes of the Eleventh Amendment, yet he or she nevertheless may be held responsible in an official capacity for violating Title II, which by its terms applies only to `public entit[ies].‘” Carten v. Kent State Univ., 282 F.3d 391, 396 (6th Cir.2002) (alteration in original). The Seventh and the Eighth Circuits have similarly arrived at the same conclusion. See Bruggeman v. Blagojevich, 324 F.3d 906, 2003 WL 1793049, *5 (7th Cir. Apr. 7, 2003); Randolph v. Rodgers, 253 F.3d 342, 348 (8th Cir.2001).
We agree with our sister circuits. Under Ex parte Young, “a suit against a state official in his or her official capacity is not a suit against the official but rather is a suit against the official‘s office.” Will v. Mich. Dep‘t of State Police, 491 U.S. 58, 71, 109 S.Ct. 2304, 105 L.Ed.2d 45 (1989). This distinction is why “unconstitutional conduct by a state officer may be `state action’ for purposes of the Fourteenth Amendment yet not attributable to the State for the purposes of the Eleventh.” Fla. Dep‘t of State v. Treasure Salvors, Inc., 458 U.S. 670, 685, 102 S.Ct. 3304, 73 L.Ed.2d 1057 (1982) (citation omitted). We find no difference between declaring that a named officer in her official capacity represents the “State” for purposes of the Fourteenth Amendment, and declaring that the same officer represents a “public entity” under Title II. As such, we follow the Sixth, Seventh, and Eighth Circuits in holding that Title II‘s statutory language does not prohibit Miranda B.‘s injunctive action against state officials in their official capacities.7
2
Next, the State argues that, because Title II and Section 504 provide for comprehensive remedies, injunctive relief under Ex parte Young is no longer viable. In support of its position, the State relies on Seminole Tribe of Florida v. Florida, 517 U.S. 44, 74, 116 S.Ct. 1114, 134 L.Ed.2d 252 (1996), which held that “where Congress has prescribed a detailed remedial scheme for the enforcement against a State of a statutorily created right, a court should hesitate before casting aside those limitations and permitting an action against a state officer based upon Ex parte Young.” In Seminole Tribe, the Court concluded that Congress intended to displace Ex parte Young actions which would “expose [] official[s] to the full remedial powers of a federal court” by creating a comprehensive scheme in which the State was subject to only a “modest set of sanctions.” Id. at 74-75, 116 S.Ct. 1114. The Court concluded that the “intricate scheme” that Congress set forth would be “superfluous ... when more complete and more immediate relief would be available under Ex parte Young.” Id. at 75, 116 S.Ct. 1114.
In Verizon Maryland, Inc. v. Public Service Commission of Maryland, 535 U.S. 635, 122 S.Ct. 1753, 152 L.Ed.2d 871 (2002), however, the Court refused to apply this reasoning to the Telecommunications Act of 1996. The Court allowed an Ex parte Young action against the state commissioners in their official capacity, holding that Seminole Tribe was inapplicable because the Act “plac[ed] no restriction on the relief a court [could] award” and it did not “say whom the suit is to be brought against.”8 535 U.S. at 647, 122 S.Ct. 1753.
The remedial provisions at issue here are similar to those under the Telecommunications Act. Title II is based on the remedial measures of the Rehabilitation Act, which in turn incorporated the remedies in Title VI of the Civil Rights Act of 1964.9 See
Moreover, before the ADA was enacted, other circuits had determined that Ex parte Young suits were permissible for violations of Title VI and Section 504. See, e.g., Brennan, 834 F.2d at 1253-54 (Section 504 claim can proceed under Ex parte Young). Because Congress is presumed to know the law and to have incorporated judicial interpretations when adopting a preexisting remedial scheme, Cannon v. Univ. of Chi., 441 U.S. 677, 697, 99 S.Ct. 1946, 60 L.Ed.2d 560 (1979); Lorillard v. Pons, 434 U.S. 575, 580-81, 98 S.Ct. 866, 55 L.Ed.2d 40 (1978), we cannot conclude that Congress intended Ex parte Young not to be applicable for violations of Title II or Section 504.
3
Finally, the State contends that an Ex parte Young claim in this case is truly against it and not public officials. This is the “fiction,” however, of all Ex parte Young cases. See, e.g., Ellett, 254 F.3d at 1138 (“The Court has recognized that the Ex Parte Young doctrine is based upon the `fiction’ that a state officer who violates federal law in his official capacity, pursuant to his authority under state law, is nonetheless not a state agent for sovereign immunity purposes.” (citation omitted)). We are not concerned under Ex parte Young whether the State is the real party at interest; instead, the test for when Ex parte Young allows suits against officials to proceed is quite simple: “In determining whether the doctrine of Ex parte Young avoids an Eleventh Amendment bar to suit, a court need only conduct a `straightforward inquiry into whether [the] complaint alleges an ongoing violation of federal law and seeks relief properly characterized as prospective.‘” Verizon, 535 U.S. at 645, 122 S.Ct. 1753 (alteration in original) (quoting Idaho v. Coeur d‘Alene Tribe of Idaho, 521 U.S. 261, 296, 117 S.Ct. 2028, 138 L.Ed.2d 438 (1997) (O‘Connor, J., joined by Scalia and Thomas, JJ., concurring in part and concurring in judgment)).
Here, there is no doubt that the relief sought is prospective injunctive relief only, and the State acknowledges as much. Because Miranda B.‘s claims “do[] not impose upon the State `a monetary loss resulting from a past breach of a legal duty on the part of the defendant state officials,‘” she may proceed under Ex parte Young. Verizon, 535 U.S. at 646, 122 S.Ct. 1753 (emphasis omitted) (quoting Edelman v. Jordan, 415 U.S. 651, 668, 94 S.Ct. 1347, 39 L.Ed.2d 662 (1974)).
IV
In its final argument, the State challenges the district court‘s denial of its motion to dismiss Miranda B.‘s
The State acknowledges that a denial of a motion to dismiss a
Clearly sovereign immunity is not directly implicated: suits brought under
V
For the foregoing reasons, the order of the district court is AFFIRMED and REMANDED.
I agree with the State of Oregon that if we had treated the issues at hand in the first instance with the thoughtful consideration that they deserved, we would have reached a different result. Nevertheless, I concur in the court‘s reasoned decision: our precedent clearly commands the conclusion that Oregon is not entitled to Eleventh Amendment immunity under Title II of the ADA and that the State waived its Eleventh Amendment immunity under Section 504 of the Rehabilitation Act by accepting federal funds.
I write separately not to belabor my reasoning for why I have concluded our precedent is wrong \xe2\x80\x94 I have done so in detail elsewhere, see, e.g., Hason v. Med. Bd. of Cal., 294 F.3d 1166 (9th Cir.2002) (O‘Scannlain, J., dissenting from denial of rehearing en banc); Douglas v. Cal. Dep‘t of Youth Auth., 285 F.3d 1226 (9th Cir.2002) (O‘Scannlain, J., dissenting from denial of rehearing en banc) \xe2\x80\x94 but rather to state once again that our precedent in these important areas is far out of step with both our sister circuits and the Supreme Court.1-1 As I have stated before, ”Clark and Dare have gone the way of the dodo bird and the wooly mammoth, overtaken and relegated to extinction by the course of events. `Clark is now outdated\xe2\x80\x94and Douglas wrong \xe2\x80\x94 for failing to recognize the change in the legal landscape of sovereign immunity.‘” Hason, 294 F.3d at 1171 (O‘Scannlain, J., dissenting from denial of rehearing en banc) (citations omitted). A majority of my colleagues, however, has thus far failed to agree that a sea change has occurred in this area which compels undertaking the more detailed approachs the Supreme Court has demanded of us in Board of Trustees of the University of Alabama v. Garrett, 531 U.S. 356, 121 S.Ct. 955, 148 L.Ed.2d 866 (2001), and College Savings Bank v. Florida Prepaid Postsecondary Education Expense Board, 527 U.S. 666, 119 S.Ct. 2219, 144 L.Ed.2d 605 (1999).
I am convinced that the Supreme Court eventually will correct our errors, which we have steadfastly refused to tackle in the first instance; the only question is when. Until such day arrives, however, I am bound by the law of our circuit and therefore concur, no matter my personal view.
Notes
The Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State, or by Citizens or Subjects of any Foreign State.
