MARCOS MERCADO v. COMMISSIONER OF CORRECTION
(AC 39802)
Alvord, Keller and Prescott, Js.
July 24, 2018
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Syllabus
The petitioner, who had been convicted of murder, felony murder, and robbery in the first degree, sought a writ of habeas corpus, claiming that his trial counsel had provided ineffective assistance by, inter alia, failing to object to the use of testimony elicited from the petitioner on cross-examination and from his former girlfriend, B, in the stаte‘s rebuttal, regarding whether the petitioner had acknowledged to B that he had committed certain crimes in the past. The petitioner also claimed that his trial counsel was ineffective in failing to object to evidence pertaining to the petitioner‘s possession of a certain assault rifle seized incident to his arrest, and failing to present testimony from a firearms expert to prove that the assault rifle was not the murder weapon. The habeas court rendered judgment denying the habeas petition on the ground that the petitioner had failed to establish that trial counsel‘s claimed errors prejudiced him and, thereafter, denied the petition for certification to appeal, and the petitioner appealed to this court. Held that the habeas court did not abuse its discretion in denying the pеtition for certification to appeal, as the petitioner failed to show that there was a reasonable probability that but for trial counsel‘s alleged unprofessional errors, the result of the proceeding would have been different: it was unlikely that the preclusion of the challenged evidence would have changed the result of the petitioner‘s criminal trial when viewed in the context of the overwhelming amount of evidence against the petitioner, including his voluntary confession to the police that he shot the victim with the assault rifle that he retrieved from the trunk of his vehicle and that he took the victim‘s game console, which was corroborated by forensic evidence and the testimony of, inter alia, the state‘s experts and B, and the petitioner could not show that if his trial counsel had presented thе evidence of his own firearms expert, the result of his criminal trial would have been different, as the petitioner failed to show that such an expert would have offered any opinions in addition or contrary to those of the state‘s expert at his criminal trial; furthermore, the petitioner could not prevail on his claim that his trial counsel had provided ineffective assistance by failing to object to the state‘s recalling of B on rebuttal and to adequately preserve that issue for purposes of appellate review, as the testimony of the petitioner‘s criminal defense expert at the habeas trial established only that this court did not review the petitioner‘s claim on direct appeal because it was not preserved for appeal, and in the absence of expert testimony that this court would have reversed the petitioner‘s conviction had trial counsel preserved the record for appeal, the petitioner had provided no basis from which a court could find a reasonable probability that the result of his appeal would have been different.
Argued March 20—officially released July 24, 2018
Procedural History
Amended petition for a writ of habeas corpus, brought to the Superior Court in the judicial district of Tolland and tried to the court, Sferrazza, J.; judgment denying the petition; thereafter, the court denied the petition for certification to appeal, and the petitioner appealed to this court. Appeal dismissed.
Peter Tsimbidaros, for the appellant (petitioner).
Lisa A. Riggione, senior assistant state‘s attorney, with whom, on the brief, were Brian Preleski, state‘s attorney, and Kelli A. Masi, senior assistant state‘s attorney, for the appellee (respondent).
Opinion
The following facts, as set forth by this court on the petitioner‘s direct appeal, are relevant to our resolution of the petitioner‘s claims. “On December 26, 2007, the Southington police went to the apartment of the victim, Thomas Szadkowski, at 81 Academy Street to check on his welfare, as he had not reported to work that day. The
“The instant message screen revealed that the victim had invited the [petitioner] to his apartment. Another open screen displayed the [petitioner‘s] photograph and profile. The [petitioner] accepted the invitation and drove to the victim‘s apartment. After the [petitioner] and the victim engaged in a sexual act, the [petitioner] retrieved a gun from his motor vehicle, returned to the victim‘s apartment and shot him. When he left the apartment, the [petitioner] took the victim‘s Xbox 360 game console (Xbox). On December 26, 2007, the [petitioner] gave the Xbox to a former girlfriend, Laurel Brooks, as a gift for her younger brother. The [petitioner] was arrested at his home in New Britain on December 30, 2007. He subsequently signed a written statement and confessed, during a videotaped interview, to having shot the victim.1” (Footnote in original.) State v. Mercado, 139 Conn. App. 99, 100-101, 54 A.3d 633, cert. denied, 307 Conn. 943, 56 A.3d 951 (2012).
The court appointed Attorneys Christopher D. Eddy and Kenneth W. Simon to represent the petitioner. In a substitute long form information, the state charged the petitioner with murder in violation of
On March 3, 2016, the petitioner filed a third amended petition for a writ of habeas corpus, in which he alleged the ineffective assistance of his trial counsel. Specifically, as summarized by the habeas court in its memorandum of decision, the petitioner claimed that his trial counsel provided him with ineffective assistance by “failing to object, exclude, or move to limit the use of testimony elicited from the petitioner on cross-examination and from Laurel Brooks, in the state‘s rebuttal, regarding whether the petitioner had acknowledged to Brooks having committed robberies in the past . . . failing to object, exclude, or move to limit the use of evidence pertaining to the petitioner‘s possession of a .223 caliber [AR-15] Bushmaster assault rifle seized incident to his arrest . . . failing to present testimony from a firearms expert to prove that [the] Bushmaster rifle was
A trial commenced before the habeas court, Sferrazza, J., on October 3, 2016. The court heard testimony from Lieutenant Joseph Rainone, a Waterbury police officer who testified at the petitioner‘s criminal trial as a firearms expert for the state; Dr. Albert Harper, a firearms expert; Attorneys Eddy and Simon; Diaz; Carmen Baez, an investigator for the Office of the Public Defender; Attorney Sebastian DeSantis, a Connecticut criminal defense attorney; and the petitioner.
After trial, in a written memorandum of decision dated October 13, 2016, the habeas court denied the petition for a writ of habeas corpus. The court determined that the petitioner had failed to establish that trial counsel‘s claimed errors prejudiced him. The petitioner then filed a petition for certification to appeal, whiсh the habeas court denied. This appeal followed.
“Faced with a habeas court‘s denial of a petition for certification to appeal, a petitioner can obtain appellate review of the dismissal of his petition for habeas corpus only by satisfying the two-pronged test enunciated by our Supreme Court in Simms v. Warden, 229 Conn. 178, 640 A.2d 601 (1994), and adopted in Simms v. Warden, 230 Conn. 608, 612, 646 A.2d 126 (1994). First, [the petitioner] must demonstrate that the denial of his petition for certification constituted an abuse of discretion. . . . Second, if the petitioner can show an abuse of discretion, he must then prove that the decision of the habeas court should be reversed on the merits. . . . A petitioner may establish an abuse of discretion by demonstrating that the issues are debatable among jurists of reason . . . [the] court could resolve the issues [in a different manner] . . . or . . . the questions are adequate to deserve encouragement to proceed further. . . . In determining whether the habeas court abused its discretion in denying the petitioner‘s request for certification, we necessarily must consider the merits of the petitioner‘s underlying claims to determine whether the habeas court reasonably determined that the petitioner‘s appeal was frivolous.” (Internal quotation marks omitted.) Brown v. Commissioner of Correction, 179 Conn. App. 358, 364, 179 A.3d 794, cert. denied, 328 Conn. 919, 181 A.3d 91 (2018).
“We examine the petitioner‘s underlying claim[s] of ineffective assistance of counsel in order to determine whether the habeas court abused its discretion in denying the petition for certification to appeal. Our standard of review of a habeas court‘s judgment on ineffective assistance of counsel claims is well settled. In a habeas appeal, this court cannot disturb the underlying facts found by the habeas court unless they are clearly erroneous, but our review of whether the facts as found by the habeas court constituted a violation of the petitioner‘s constitutional right to effective assistance of counsel is plenary.” (Internal quotation marks omitted.) Parrott v. Commissioner of Correction, 107 Conn. App. 234, 236, 944 A.2d 437, cert. denied, 288 Conn. 912, 954 A.2d 184 (2008).
“In order to establish an ineffective assistance of counsel claim a petitioner must meet the two-pronged test enunciated in Strickland v. Washington, 466 U.S. 668, 687, 104 S. Ct. 2052, 80 L. Ed. 2d 674 (1984). Specifically, the claim must be supported by evidence establishing that (1) counsel‘s representation fell below an objective standard of reasonableness, and (2) counsel‘s deficient performance prejudiced the defense because there was a reasonable
The petitioner contends on appeal that the habeas court abused its discretion in denying his petition for certification to appeal because his trial counsel rendered ineffective assistance in three respects. He first claims that trial counsel was ineffective in “failing to take appropriate measures to preclude the admission of the highly prejudicial evidence of Mr. Mercаdo‘s prior commission of crimes.” Specifically, he argues that trial counsel “did not adequately object” when the state elicited testimony from the petitioner at his criminal trial regarding statements he allegedly made to Brooks about committing crimes in the past,3 and “did not adequately object” when the state recalled Brooks on rebuttal.4
Finally, and closely related to his first claim, the petitioner claims that by failing to object to the state‘s recalling of Brooks on rebuttal, trial counsel “failed to adequately preserve [the] issue for purposes of appellate review.” He notes that, on direct appeal of his conviction to this court, this court declined to review his claims related to the admission of Brooks’ testimony because “the issue had not been properly preserved by trial [counsel] during the criminal proceeding.” See footnote 4 of this opinion. He contends that “his conviction would have been overturned had trial [counsel] preserved the issue properly.” We address the petitioner‘s claims together.
“Because the court determined that the petitioner had not proven that he was prejudiced by the performance of his trial counsel, our focus on review is whether the court correctly determined the absence of prejudice.” Weinberg v. Commissioner of Correction, 112 Conn. App. 100, 108, 962 A.2d 155, cert. denied, 291 Conn. 904, 967 A.2d 1221 (2009). “With respect to the prejudice component of the Strickland test, the peti-tioner must demonstrate that counsel‘s errors were so serious as to deprive the [petitioner] of a fair trial, a trial whose result is reliable. . . . It is not еnough for the [petitioner] to show that the errors had some conceivable effect on the outcome of the proceedings. . . . Rather, [t]he [petitioner] must show that there is a reasonable probability that, but for counsel‘s unprofessional errors, the result of the proceeding would have been different. A reasonable probability is a probability sufficient to undermine confidence in the outcome. . . . When a [petitioner] challenges a conviction, the question is whether there is a reasonable probability that, absent the errors, the fact finder would have had a reasonable doubt respecting guilt.” (Internal quotation marks omitted.) Id., 107.
We conclude that the habeas court did not abuse its discretion in denying the petition for certification to appeal. The petitioner failed to satisfy his burden of showing a reasonable probability that
We note that “[t]he strength of the state‘s case is a significant factor in determining whether an alleged error caused prejudice to the petitioner. The stronger the case, the less probable it is that a particular error caused actual prejudice.” (Internal quotation marks omitted.) Weinberg v. Commissioner of Correction, supra, 112 Conn. App. 115. As the habeas court rightfully concluded, the state‘s case against the petitioner included an “overwhelming” amount of forensic evidence and testimony to support a finding of guilt. That evidence included: (1) physical evidence at the crime scene that “largely corresponded” with details supplied by the petitioner in his voluntary
Perhaps most significantly, the petitioner also voluntarily сonfessed to killing the victim and then taking his Xbox.10 In a voluntary statement given to Lieutenant James P. Wardwell of the New Britain Police Department, the petitioner confessed to communicating with the victim on the evening of December 24, 2007, via America Online instant messenger, arranging to meet the victim at the victim‘s home so that the petitioner could perform a sexual act on the victim, visiting the victim‘s home soon after arranging the meeting, performing the agreed upon sexual act on the victim, and then shooting the victim with an AR-15 that he retrieved from the trunk of his vehicle. As the habeas court noted, that confession was video recorded. At the petitioner‘s criminal trial, both an audio-visual recording and a transcript of the confession were admitted as full exhibits. When considered in light of the petitioner‘s detailed, and largely corroborated сonfession, it is difficult to imagine how trial counsel‘s claimed errors caused him to suffer prejudice. See Lewis v. Commissioner of Correction, 89 Conn. App. 850, 866, 877 A.2d 11 (agreeing with habeas court‘s conclusion that even if trial counsel should have objected to witness’ testimony regarding petitioner‘s post-Miranda silence, petitioner was not prejudiced as result of counsel‘s failure to do so because state had already elicited testimony that petitioner twice confessed to killing victim), cert. denied, 275 Conn. 905, 882 A.2d 672 (2005).
We agree with the habeas court that the inculpatory evidence against the petitioner was “overwhelming and rooted in the petitioner‘s voluntary confession, which the jury had . . . occasion to review visually and audibly. The specifics of that confession were corroborated in every salient respect by forensic evidence and testimony. The purported defiсiencies of defense counsel were truly insignificant when weighed against the evidence that supported the jury‘s verdict.” Viewed in the context of this overwhelming amount of evidence against him, it is unlikely that preclusion of the challenged evidence would have changed the result of the petitioner‘s criminal trial. See, e.g., Arthur v. Commissioner of Correction, 162 Conn. App. 606, 624, 131 A.3d 1267 (2016) (“we conclude on the basis of our review of the evidence that the petitioner cannot demonstrate prejudice because the [challenged] evidence was not significant to the state‘s case“), cert. denied, 323 Conn. 915, 149 A.3d 496 (2016); cf. Eubanks v. Commissioner of Correction, 166 Conn. App. 1, 21, 140 A.3d 402 (2016) (“the failure of the petitioner‘s trial counsel to object to the admission of [the witness‘] . . . testimony on hearsay grounds prejudiced the petitioner because when the corroborating evidence is viewed in the absence of the substantive use of that testimony, there is very little еvidence to support the petitioner‘s conviction“),
It is also unlikely that had trial counsel presented the testimony of a firearms expert, the jury would have had a reasonable doubt concerning guilt.11 As the habeas court concluded: “The prosecution‘s own expert testified before the jury that the Bushmaster, in the condition in which it was found, could not have fired the deadly shot. Both the fatal bullet and the bullet recovered from the petitioner‘s backyard were fired out of the same barrel, but that barrel was not the one present on the Bushmaster found at the petitioner‘s residence.” (Emphasis in original.) On the basis of this, the court found that “[t]he jury was completely educated by the state‘s expert to the precise facts about which a defense expert might testify.”
We agree with the habeas court‘s determination that, because the petitioner failed to show that an expert would have offered any opinions in additiоn or contrary to those of the state‘s expert at his criminal trial, he could not show that if trial counsel had presented the evidence of his own expert, the result of his criminal trial would have been different. The petitioner, therefore, failed to show that he was prejudiced by trial counsel‘s failure to present cumulative expert testimony. See, e.g., Hall v. Commissioner of Correction, supra, 152 Conn. App. 610 (“[b]ecause the videotape was merely cumulative of the testimony of numerous eyewitnesses who identified the petitioner as the [per-petrator], the petitioner cannot show that as a result of his trial counsel‘s deficient performance, there remains a probability sufficient to undermine confidence in the verdict that resulted in his appeal” [internal quotation
Finally, with respect to the petitioner‘s claim that trial counsel failed to preserve an issue for appeal, the petitioner has failed to satisfy his burden of showing a reasonablе probability that, had trial counsel objected to Brooks’ testimony, his conviction would have been overturned on appeal. The habeas court rejected the petitioner‘s argument that but for trial counsel‘s alleged errors, the outcome of his appeal would have been different. The petitioner, in his brief to this court, argues that he has shown prejudice by pointing to the trial court‘s “threshold determination in granting the [petitioner‘s] motion in limine that the evidence was indeed prejudicial,” and “the expert legal testimony introduced at the habeas trial.” Upon review of the record, however, it is clear that Attorney DeSantis’ testimony to which the petitioner refers establishes only that this court did not review the petitioner‘s claim on direct appeal because it was not preserved for appeal, which is not in dispute.
A further review of Attorney DeSantis’ testimony reveals that he testified only that a reasonably competent attorney would have objected to the state‘s attempt to ask the petitioner about his “other crimes” conversation with Brooks, which, if sustained, would have had the effect of precluding “other crimes testimony” from Brooks. He further testified that if the objection were overruled, it would have preserved the record for appeal. At no time did Attorney DeSantis testify that had trial counsel preserved the record for appeal, this court would have reversed the petitioner‘s conviction. Therefore, in light of the fact that the petitioner has provided no basis from which a court could find a reasonable probability that the result of his appeal would have been different, we agree with the habeas court‘s finding that the petitioner failed to prove that he was prejudiced by this claimed error.
Simply put, even if we were to determine that trial counsel‘s performance was deficient, in light of our review of the record and the sheer strength of the state‘s case against the petitioner, we conclude that the petitioner‘s claim that the result of his criminal proceedings would have been different is highly speculative at best.12 The petitioner has failed to demonstrate
The appeal is dismissed.
In this opinion the other judges concurred.
