MEDINA COUNTY ENVIRONMENTAL ACTION ASSOCIATION v. SURFACE TRANSPORTATION BOARD; UNITED STATES OF AMERICA; UNITED STATES FISH AND WILDLIFE SERVICE
No. 09-60108
United States Court of Appeals, Fifth Circuit
April 6, 2010
REVISED MAY 6, 2010
Before KING, BARKSDALE, and ELROD, Circuit Judges.
KING, Circuit Judge:
The petitioner, the Medina County Environmental Action Association (MCEAA), seeks review of a Construction and Operation Exemption Decision (the Decision) entered by one of the respondents, the Surface Transportation Board (STB). The Decision granted an exemption under
At issue is whether the STB and the second respondent, the United States Fish and Wildlife Service (FWS),2 complied with their obligations under § 7 of the Endangered Species Act (ESA) to ensure that the proposed rail was “not likely to jeopardize the continued existence of any endangered species” before approving the exemption.
Specifically, MCEAA challenges the respondents’ finding that the proposed rail and its “cumulative effects” are not likely to jeopardize the continued existence of the endangered golden-cheeked warbler, which is known to exist in Medina County, and of certain endangered karst invertebrates, which are known to exist in neighboring Bexar County. Also pending is MCEAA‘s motion to supplement the administrative record. For the reasons discussed below, we deny MCEAA‘s petition for review of the Decision and deny the motion to supplement.
I. Background
A. The Proposed Quarry and Rail
In 1999, Vulcan Construction Materials, LP (Vulcan), not a party to this case, entered into long-term leases for three contiguous pieces of property in north central Medina County, north of the unincorporated settlement of Quihi,
On April 16, 2001, at Vulcan‘s request, officials from FWS‘s Austin field office accompanied a geologist for Vulcan to the proposed quarry site to study the potential for the project to harm the golden-cheeked warbler. Vulcan proceeded, with the FWS‘s advice and guidance, to conduct intensive surveys of the Phase One area but found no warblers and little or no habitat that would support
Vulcan published another report in August 2003 that described the results of intensive surveys of the Phase One area conducted in 2002 and 2003. As in the prior report, Vulcan reported that no golden-cheeked warblers were found and that the potential warbler habitat within the Phase One area was “poor to marginal.” The report did disclose, however, that one warbler had been heard calling on one occasion from the northeast of the Phase One site in 2003. On October 17, 2003, the FWS provided feedback on the report by letter, noting that
B. Evaluation of the Proposed Rail for the § 10901 Exemption
On February 27, 2003, SGR petitioned the STB for an exemption under
1. The STB‘s Informal Consultation with the FWS
In assessing whether the proposed rail was “likely to jeopardize” endangered or threatened species or their habitats, the STB was required to consult with the FWS.
Because the golden-cheeked warbler was listed as being present in Medina County and because there was potential for the proposed action to affect the habitat of listed karst invertebrates in neighboring Bexar County, the informal consultation proceeded to the second step, in which the STB was required to conduct a “biological assessment” of the effects of the proposed action.
The ESA regulations permit an agency to conduct a biological assessment as part of an “Environmental Impact Statement” (EIS) prepared in compliance
the impact on the environment which results from the incremental impact of the action when added to other past, present, and reasonably foreseeable future actions regardless of what agency (Federal or non-Federal) or person undertakes such other actions. Cumulative impacts can result from individually minor but collectively significant actions taking place over a period of time.
As part of the EIS, the STB15 and an independent, third-party consultant, URS Corporation, conducted walking and aerial surveys of the various proposed routes for the seven-mile rail line and the site for the proposed loading loop. No golden-cheeked warblers were found. Almost no suitable warbler habitat was found, although the area just south of the proposed loading loop was dispersed woodland composed largely of juniper and oaks that the STB concluded had “low potential” to support warblers. The surveys also inspected the proposed rail routes and the Phase One area for karst features. The surveys revealed some karst features, but none that provided habitat for any endangered or threatened species.
2. The EIS Documents
The STB ultimately prepared three EIS documents for the proposed rail. The STB circulated the first, a “Draft Environmental Impact Statement” (Draft EIS), for notice and comment on November 5, 2004. The Draft EIS assessed the
In concluding that the proposed action was not likely to jeopardize the continued existence of any listed species, the EIS documents specifically considered the cumulative impacts of the construction and operation of Phase One of the quarry. The STB declined to assess the rest of the proposed quarry in its cumulative impacts analysis, concluding that no other development was “reasonably foreseeable.” The STB concluded in the EIS documents that the proposed rail and the cumulative impact of the Phase One quarry activities were not likely to adversely affect the golden-cheeked warbler because no warblers had been found in the proposed action area, because little suitable habitat existed in that area, and because Vulcan had announced plans to set aside the portions of the site containing the most suitable habitat, including a 200-foot-wide border around the entire quarry, as a “buffer zone.” The STB also concluded that the proposed rail and the cumulative impact of the Phase One quarry activities were not likely to adversely affect karst invertebrates, despite the fact that a number of karst features were present on the property. The EIS documents reflect the STB‘s conclusion that any danger that these activities might pose to groundwater and karst features would be adequately mitigated under a Water Pollution Abatement Plan (WPAP) that Vulcan was required by the Texas Commission on Environmental Quality (TCEQ) to implement as a condition of operating the quarry. The STB also noted that no listed species had been found in any of the karst features present in the Phase One area.
The EIS documents also contain the STB‘s assessment of the environmental impact of what the STB referred to as the “no-action” alternative. SGR contended that if the proposed rail project were not approved, Vulcan would
These findings as to the no-action alternative, which MCEAA does not seriously contest, highlight an important point that is easily lost in the technical and regulatory complexities of this case: Because the STB‘s approval was not required for any other action associated with the proposed quarry, because no other aspect of the proposed quarry required approval under § 7, and because
The EIS documents also included detailed studies of the amounts of noise and vibration that the construction and operation activities would produce. The main purpose of the analysis was to determine whether and to what extent the noise and vibration would affect offsite residences and cultural resources, such as prehistoric sites. The STB predicted that there was potential for adverse noise impact from the construction and operation of the rail, but proposed numerous mitigation measures that would decrease disruption. It also noted that the no-action alternative would produce more disruptive noise than any of the rail alternatives. The STB also analyzed the cumulative impact of noise from the quarry. Noise from the quarry is expected to include a once-daily, low-frequency “thump” from blasting and factory noise from the production facility. The STB concluded that this noise “would not materially contribute to” the rail noise. The STB also predicted that there would be no adverse vibration effects from the construction and operation of the rail. The STB speculated that pile driving from the rail construction could have adverse vibration effects on nearby water wells, but again listed mitigation measures that would minimize these effects. The STB further found that no vibration from the quarry operations would propagate outside the quarry boundary and therefore concluded that there
3. The Decision
The STB issued its Decision approving the
Although the STB‘s involvement with the proposed quarry ended with its grant of the exemption for the rail, the FWS‘s involvement is ongoing. At Vulcan‘s request, the FWS is continuing to work with Vulcan in an advisory capacity to ensure that Vulcan‘s actions at the quarry do not violate Vulcan‘s obligations under § 9 of the ESA. Although Vulcan‘s consultation and cooperation are voluntary, the penalties for violations of § 9—prison time, fines of up to $50,000 per violation, and the threat of citizen suits—provide powerful incentives for Vulcan to heed the FWS‘s advice.
C. MCEAA‘s Asserted Bases for Relief
On February 13, 2009, MCEAA timely filed a petition to appeal the STB‘s Decision, naming the STB and FWS as respondents. At issue is whether the STB, in granting the § 10502 exemption, reached an arbitrary and capricious conclusion that the activity that it was authorizing was “not likely to jeopardize the continued existence of any endangered species or threatened species or result in the destruction or adverse modification of habitat of such species.”
II. The Standard of Review
We review the STB‘s and FWS‘s determinations as to § 7 of the ESA under the Administrative Procedure Act (APA),
III. Analysis
A. Whether the Scope of the Biological Assessment Rendered the Decision Arbitrary and Capricious
MCEAA argues that the STB‘s Decision was arbitrary and capricious because it relied on a biological assessment that assessed only the proposed rail and Phase One area. MCEAA contends that to satisfy § 7 of the ESA and the accompanying regulations, the STB and FWS should have analyzed the effects
The ESA § 7 regulations leave the contents of a biological assessment (which here was conducted as part of the EIS) to the discretion of the evaluating agency. The biological assessment “may” include “[a]n analysis of the effects of the action on the species and habitat, including consideration of cumulative effects, and the results of any related studies.”
1. The Proposed Development of the Entire Tract is Not an “Interrelated Action”
MCEAA first contends that the biological assessment should have evaluated the proposed development of the entire tract because the entire proposed quarry is an “interrelated action” with the proposed rail. The ESA regulations define an interrelated action as being “part of a larger action and depend[ing] on the larger action for [its] justification.”
It is important to remember that interrelated . . . activities are measured against the proposed action. That is, the relevant inquiry is whether the activity in question should be analyzed with the effects of the action under consultation because it is interrelated to . . . the proposed action. Be careful not to reverse the analysis by analyzing the relationship of the proposed action against the other activity.
See U.S. Fish & Wildlife Service, Section 7 Consultation Handbook at 4-26 (1998) (emphasis in original) (hereinafter “FWS Handbook“).18 The FWS‘s comments to the regulations further indicate that “the ‘but for’ test should be used to assess whether an activity is interrelated with . . . the proposed action.” 51 Fed. Reg. at 19,932. The Ninth Circuit, the only circuit to have interpreted the term, has adopted this definition. See Sierra Club v. Marsh, 816 F.2d 1376, 1387 (9th Cir. 1987) (“The test for interrelatedness . . . is ‘but for’ causation: but for the [proposed action], these activities would not occur.” (citing 51 Fed. Reg. at 19,932)). Although interpretations contained in agency manuals and
comments are not entitled to the highest level of deference, a court may nevertheless defer to an agency‘s interpretation of its own regulation, depending upon “the thoroughness evident in its consideration, the validity of its reasoning, its consistency with earlier and later pronouncements, and all those factors which give it power to persuade, if lacking power to control.” United States v. Mead Corp., 533 U.S. 218, 227-30 (2001) (internal quotation marks omitted). Applying this standard, we conclude that the FWS‘s interpretation is a reasonable construction of the regulation and entitled to deference. We adopt this interpretation.
MCEAA contends that the proposed development of the entire tract is an “interrelated action” with the proposed rail because “[t]he rail line has no independent utility without all of the phases of the quarry.” But this contention reverses the relevant analysis.19 The “larger action” is the proposed rail, the activity that the STB was called upon to approve. The issue, for purposes of determining whether proposed development of the entire tract was an interrelated action, is whether, but for the proposed rail, development of the tract as a quarry would occur. If development of the tract would not depend on the proposed rail, then the tract does not qualify as an interrelated action. The STB specifically found, after considering detailed submissions by SGR, that Vulcan feasibly could operate the quarry without a rail, using trucks to remove the limestone. The STB also found that Vulcan likely would take this course if the rail exemption were not granted. The respondents’ refusal to consider the
2. The Proposed Development of the Entire Tract is Not a “Cumulative Effect”
MCEAA next argues that the proposed development of the entire tract should have been evaluated as one of the “cumulative effects” of the proposed rail. The ESA regulations define “cumulative effects” as “those effects of future State or private activities, not involving Federal activities, that are reasonably certain to occur within the action area of the Federal action subject to consultation.”
The Endangered Species Handbook explains that “[i]ndicators of actions ‘reasonably certain to occur’ may include“:
approval of the action by State, tribal or local agencies or governments (e.g., permits, grants); indications by State, tribal or local agencies or governments that granting authority for the action is imminent; project sponsors’ assurance the action will proceed;
obligation of venture capital; or initiation of contracts. The more State, tribal or local administrative discretion remaining to be exercised before a proposed non-Federal action can proceed, the less there is a reasonable certainty the project will be authorized. Speculative non-Federal actions that may never be implemented are not factored into the “cumulative effects” analysis. At the same time, “reasonably certain to occur” does not require a guarantee the action will occur. The action agency and the Services should consider the economic, administrative, and legal hurdles remaining before the action proceeds.
FWS Handbook at 4-30.
Our circuit has not interpreted the term “reasonably certain to occur,” but it has interpreted the “reasonably foreseeable” standard for assessing cumulative impacts under NEPA,
As the petitioner, MCEAA has the burden of showing that the proposed development of the entire tract should have been treated as a cumulative effect because its development as a quarry is reasonably certain to occur. MCEAA argues that development of the entire tract is reasonably certain to occur because Vulcan has entered into long-term leases for it. But the fact of the long-term leases is not tantamount to a reasonable certainty that financial incentives will exist in the future to develop the land—certainly not in any way sufficiently specific for the respondents to conduct a meaningful scientific assessment of the development‘s effects.
MCEAA also argues, for the first time in its reply brief, that a map that Vulcan submitted to the TCEQ as part of its proposed WPAP shows specific plans for development of the entire tract. The map identifies karst features on the property and shows where those features are in relation to proposed quarry pits over the entire tract. We need not address this argument, as it is raised for the first time in a reply brief, see Alaniz v. Zamora-Quezada, 591 F.3d 761, 777 (5th Cir. 2009) (citing Peteet v. Dow Chem. Co., 868 F.2d 1428, 1437 (5th Cir. 1989)), but in any event, this argument is not persuasive. SGR clarified at oral argument that the TCEQ required a review of the proposed plans for the entire tract before awarding regulatory approval to begin quarry activities on the site,
MCEAA also overlooks one significant contingency to the development of future quarry phases: If golden-cheeked warblers or karst invertebrates are found to live on this land, then Vulcan will be obligated under § 9 to avoid any “take,” which may in turn preclude or inhibit development of the land. In this respect, time may work in the MCEAA‘s favor: warblers may move on to the unsurveyed portions of the property before any survey work is done. There is every indication that if future surveys reveal the presence of warblers, Vulcan‘s § 9 obligations will be strictly enforced—the FWS is monitoring Vulcan in an ongoing capacity, and the MCEAA may bring a citizens’ suit to enforce compliance.
The STB‘s and FWS‘s refusal to consider the proposed development of the entire tract as a “cumulative effect” of the proposed rail did not render the Decision arbitrary and capricious. As in Gulf Restoration, MCEAA has not shown that the future phases of the quarry are free from regulatory and financial contingencies such that their occurrence would be reasonably foreseeable, much less reasonably certain. We are persuaded that the respondents’ refusal to consider the proposed development of the entire tract as a “cumulative effect” of the proposed rail did not render the Decision arbitrary and capricious.
3. The Proposed Development of the Entire Tract is Not an “Indirect Effect”
Finally, MCEAA contends that the proposed development of the entire tract should have been evaluated as an “indirect effect” of the proposed rail. The ESA regulations define “indirect effects” as “those that are caused by the
The complexities of the regulatory arguments on this issue also obscure a fundamental point: The STB has no authority to stop development of the quarry, which the evidence shows could and would be developed regardless of whether the rail were built. The STB had two choices: Grant the exemption and allow the rail—the environmentally preferable alternative—to go forward, or deny the exemption, in which case quarry development would progress, serviced by a more environmentally disruptive fleet of trucks. We cannot say that the STB abused its discretion in choosing the former.
B. Whether the Effects Analysis Rendered the Decision Arbitrary and Capricious
MCEAA also contends that the respondents’ analysis of the effects and cumulative effects of the proposed rail and Phase One on listed species and karst formations was so inadequate as to render the Decision arbitrary and capricious.21
MCEAA first complains that the portions of the EIS documents that considered the environmental effects of noise and vibration from the construction and operation of the rail line, and the cumulative impact of noise and vibration from the quarry, were conclusory in nature and did not specifically assess what effect these would have on listed species. MCEAA also argues that the EIS documents should have assessed the effect that lighting from the quarry‘s
MCEAA also argues that the STB‘s analysis of the proposed action‘s effects on listed karst invertebrates was inadequate. According to MCEAA, despite the fact that karst features were identified on the quarry property, these features
Finally, MCEAA argues that the STB and FWS improperly premised their approvals of the proposed action on two mitigation measures that MCEAA contends are “unenforceable” and insufficient to mitigate the effects of the proposed action. The first such measure is Vulcan‘s commitment to maintaining a 200-foot-wide vegetated buffer along the perimeter of the site. The second is Vulcan‘s commitment to clear land only outside the golden-cheeked warblers’ breeding season. MCEAA‘s criticisms of these measures lack merit. The 200-foot-wide vegetated buffer is mandatory and enforceable as part of Vulcan‘s commitments to the TCEQ under the WPAP. And although Vulcan‘s commitment only to clear land outside the warblers’ breeding season is part of Vulcan‘s voluntary program of cooperation with the FWS to avoid violating § 9, the possible penalties and threat of citizen suits give Vulcan every incentive to
C. The Motion to Supplement
MCEAA has moved to supplement the administrative record with two documents that contain information that MCEAA contends the agencies should have considered before reaching their determinations.23 MCEAA argues that by failing to consider the type of information contained in these documents, the agencies failed to consider the “best scientific and commercial data” in rendering their decision, as § 7 of the ESA requires. See
When reviewing an agency action under the APA, we review “the whole record or those parts of it cited by a party.”
- the agency deliberately or negligently excluded documents that may have been adverse to its decision, . . .
- the district court needed to supplement the record with “background information” in order to determine whether the agency considered all of the relevant factors, or
- the agency failed to explain administrative action so as to frustrate judicial review.
Id. (internal quotation marks and citations omitted). MCEAA contends that supplementation is appropriate in this case because the FWS deliberately or negligently failed to consider the findings in its own 2005 Biological Opinion and the survey documents it received as to the effects of development on warbler habitat before concurring with the STB‘s findings in the Final EIS. The STB and FWS oppose supplementation, arguing that this is not the type of
The information that MCEAA urges from the proffered documents can be reduced to a simple proposition: When the golden-cheeked warbler‘s habitat is marginalized or destroyed by what MCEAA refers to as the “edge effects” of development—for example, land clearing, noise, lighting, and vibration—the warbler will move, if possible, to an area where the habitat is better. All of the survey evidence available to the STB and FWS, however, showed that there were no listed species in the proposed rail and Phase One area—rendering any analysis of whether the rail and quarry activities would drive them out of that area superfluous. Furthermore, the EIS documents discussed the quality and extent of potential habitat in the proposed rail and Phase One areas and gave extensive consideration to how construction and operations could proceed while best preserving the small amount of “low quality” habitat present in the Phase One area. The documents with which MCEAA proposes to supplement the administrative record do not contain information potentially adverse to the Decision and do not set out additional factors that the STB and FWS failed to consider. Accordingly, we deny the motion to supplement the administrative record.24
MCEAA‘s petition also attached an affidavit by John Kennerly, a landowner to the north of the 1,760-acre tract, dated January 12, 2009. This
IV. Conclusion
For the foregoing reasons, MCEAA‘s petition for review of the Decision and motion to supplement are DENIED.
Notes
include in every recommendation or report on proposals for legislation and other major Federal actions significantly affecting the quality of the human environment, a detailed statement by the responsible official on— (i) the environmental impact of the proposed action, (ii) any adverse environmental effects which cannot be avoided should the proposal be implemented, (iii) alternatives to the proposed action, (iv) the relationship between local short-term uses of man‘s environment and the maintenance and enhancement of long-term productivity, and (v) any irreversible and irretrievable commitments of resources which would be involved in the proposed action should it be implemented.
MCEAA also accuses the respondents of failing to consider the WPAP as a “related study,” as it may under
