Margaret P. TOURTELLOTTE, Karla Kreiger; Ashley C. Hiser; Ana V. Reyes; Jennifer A. Kover v. ELI LILLY AND COMPANY; Timothy Rowland; Margaret P. Tourtellotte; Karla Kreiger; Ashley C. Hiser; Anna V. Reyes, Appellants.
No. 15-1090
United States Court of Appeals, Third Circuit
January 13, 2016
Submitted Pursuant to Third Circuit LAR 34.1(a) Dec. 7, 2015.
Craig M. Borowski, Esq., Ellen E. Boshkoff, Esq., Joseph C. Pettygrove, Esq., Amanda L. Shelby, Esq., Faegre Baker & Daniels, Indianapolis, IN, Jocelyn L. Womack, Esq., Morgan Lewis & Bockius, Philadelphia, PA, Dean R. Phillips, Esq., Deborah H. Simon, Esq., Elliott Greenleaf & Siedzikowski, Blue Bell, PA, for Eli Lilly and Company; Timothy Rowland.
Before: FUENTES, SHWARTZ and VAN ANTWERPEN, Circuit Judges.
OPINION *
VAN ANTWERPEN, Circuit Judge.
Appellants Margaret P. Tourtellotte, Karla Krieger, and Ana Reyes appeal several final decisions of the U.S. District Court for the Eastern District of Pennsylvania: an April 16, 2013 decision granting in part Eli Lilly and Company’s (“Lilly”) renewed motion for summary judgment as to claims by Ana Reyes, except her retaliation claim; an April 16, 2013 decision granting Lilly’s renewed motion for summary judgment as to all claims by Karla Krieger; an April 16, 2013 decision granting Lilly’s renewed motion for summary judgment against all claims by Margaret Tourtellotte; an April 17, 2013 decision granting Timothy Rowland’s motion for summary judgment against Margaret Tourtellotte and Karla Krieger; a January 29, 2014 order denying Reyes’s motion in limine to admit evidence of Rowland’s conduct toward other employees, as well as the District Court’s final judgment entered against Reyes on December 16, 2014 following the jury trial on her retaliation claim. (App. 3a-9a). We will affirm the decisions of the District Court.
I. Factual Background and Procedural History
A. Tourtellotte, Krieger, and Reyes’s Version of the Facts
Viewing the record from Appellants’ perspective, the facts in this case are as
During a four-day regional meeting in Atlanta, Georgia for Appellants’ entire division, Rowland engaged in conduct all Appellants cite as contributing to their present claims. Tourtellotte states that Rowland again commented that the pharmaceutical industry is all about the “Barbie dolls.” (Id. at 970a, 1245a–1247a, 1348a). In front of other colleagues Rowland criticized Tourtellotte, but not her male co-workers. (Id. at 1838a, 1865a). Rowland mocked Reyes’s accent in front of their entire district, as well as the accent of another Lilly employee of Spanish descent.2 (Id. at 1240a–1243a). During a role-playing exercise, while assuming the part of a doctor speaking to a sales representative, Rowland said “black people do not speak fast.” (Id. at 945a–946a).
B. Tourtellotte
Rowland became Tourtellotte’s supervisor upon her return from maternity leave in January 2007. (Id. at 10a–11a). From the beginning, when the two interacted Rowland commented on Tourtellotte’s appearance, saying that doctors must love seeing her and referring to her as the “pretty redheaded Lilly rep.” (Id. at 1837a, 1838a). At their initial one-on-one meeting, Rowland first suggested that Tourtellotte discuss her career and commitment to her current position with her husband. (Id. at 1843a–1844a).
Two points of contention between Rowland and Tourtellotte were her breastfeeding and childcare needs. At the regional meeting in Atlanta, Rowland did not adhere to Lilly’s nursing policy. (Id. at 11a). At the same time, Rowland made a comment about his wife’s body while discussing her nursing their son. (Id. at 1837a). At a team meeting the following month,
From mid-May until mid-June 2007, Tourtellotte was granted medical leave for extreme stress and anxiety.4 (Id. at 13a). While on medical leave, Tourtellotte’s position was filled. (Id.). Because her position was no longer available, Lilly placed Tourtellotte on paid medical reassignment when she returned in September 2007. (Id.). The terms of Tourtellotte’s medical reassignment gave her sixteen weeks of paid time, during which her primary responsibility was to find, apply, and secure a new position within the company. (Id. at 1890a). Tourtellotte did not apply for a single position during this time. (Id. at 13a). Lilly terminated her employment in January 2008 for failure to apply for or obtain a new position. (Id.).
C. Krieger
Krieger states that from the beginning Rowland treated her differently than nonminority and male employees. (Id. at 951a). At their first encounter, Rowland told Krieger that he loved women with blonde hair and blue eyes. (Id. at 33a). At their next interaction, Rowland threatened to fire Krieger because of her “terrible” performance and said “speak English to me” repeatedly in response to Krieger’s reaction to his statements. (Id. at 931a–933a). Krieger believes Rowland’s comment referred to Ebonics.5 (Id. at 932a, 934a). At a meeting the next month, Rowland met with Krieger and her partner, Peter Puleo, to address the fact that sales in their territory were at the bottom of the district. At the meeting, Rowland did not to make eye contact with Krieger and cut her off when she spoke. He also referred to an African American Lilly employee as the “smartest black man I know” and discussed women’s breast sizes with Puleo.6 (Id. at 34a, 940a–943a).
Krieger first reported Rowland to HR in March 2007 following the Atlanta meeting, but alleges that HR never investigated or followed up on her complaint.7 (Id. at
In July 2008, Lilly transferred Krieger to a new group supervised by Dan Gold, who Krieger states is Rowland’s mentor.9 (Id. at 37a). The next month, Gold issued Krieger a written warning for violating company policies regarding permissible expenses on a business meal, as well as for tardiness and performance issues, including failure to comply with field visit requirements.10 (Id. at 37a, 378a–382a). At some point in the fall of 2008, Krieger went on leave due to her husband’s health issues and hospitalization. (Id. at 38a). Upon her return, Lilly terminated Krieger in November 2008 for poor performance, including failing a test on her new products. (Id. at 38a).
D. Reyes
Reyes first met with Rowland upon her return from medical leave in January 2007.11 (Id. at 53a). During the meeting Rowland became extremely agitated and yelled at Reyes for no ascertainable reason. (Id.). Following their initial meeting, Rowland told Reyes a story about a poor Hispanic woman whom he once helped find a more appropriate job. (Id. at 1188a, 1193a). After Rowland became very upset with Reyes during a January 2007 field visit, Reyes made her first request for mentoring. (Id. at 1203a). During the next field visit, when Reyes made a renewed request for mentoring, Rowland told her that mentoring would be futile because just as his son would never be a famous basketball player, she would never
When Reyes approached Rowland about a merit pay increase in February 2007, Rowland told her that she would receive a one percent raise, which was commensurate with what she deserved. (Id. at 1201a–1202a). Rowland expressed his goal of decreasing team members and advised Reyes to look for other jobs within Lilly, such as one that would utilize her language skills. (Id. at 1202a–1203a). Rowland also repeated the story about the poor Hispanic woman. (Id. at 1202a). Reyes requested a mentor again during a February 2007 field ride, since her male partner had received one. (Id. at 1237a). Rowland again used the analogy of his son and basketball and suggested Reyes search for another position at Lilly. (Id. at 1236a–1238a).
In March 2007, Reyes started seeking treatment from her primary care physician for “anxiety and depression related to work and stress.” (Id. at 2002a). Reyes asserts that Rowland’s interactions with her male colleagues were different than those with her. Rowland once told Reyes that she could not attend a meeting with an important doctor because it was a “guys [sic] meeting.” (Id. at 1265a–1266a). Rowland asked Reyes to complete certain menial tasks that he did not require of her male partner, and which other sales representatives were not required to do. (Id. at 1256a). Reyes made a complaint to HR the next month on the basis that Rowland was discriminating against and harassing her because she was a female of Hispanic descent. (Id. at 1160a; Appellants’ Br. 16).12
Reyes requested, and was granted, paid medical leave beginning in May 2007 due to depression and anxiety. (Id. at 56a). Reyes submitted four subsequent requests to extend her leave, which were approved, with a revised return date of December 2007. (Id. at 56a). While on leave, Reyes requested that Lilly allow her to move into a position in which she would no longer work with Rowland, as recommended by her doctor. (Id. at 2007a). Also while on leave, Reyes filed a charge of discrimination jointly with the Pennsylvania Human Relations Commission (PHRC) and the Equal Employment Opportunity Commission (EEOC).13 (Id. at 1998a–2001a).
After Reyes’s return to work in December 2007, Rowland and Reyes met one-on-one in early January 2008 to discuss his expectations for their sales district. (Id. at 56a). Reyes alleges that at this meeting Rowland told her he would be watching her very closely because they would be seeing each other two to three times a week, as opposed to once a month as in the past. (Id. at 1288a–1289a). Right after her meeting with Rowland, Reyes was admitted to the hospital for bronchitis and asthma, and again went on depression-related medical leave approved until mid-February. (Id. at 57a, 2017a). While on leave, Reyes’s depression worsened and she told HR Representative Steve Washburn she would only come back to work if she had a different supervisor. (Id. at 57a). Washburn declined Reyes’s request. (Id.). Reyes was terminated effective February 18, 2008 for refusing to return to work. (Id. at 1220a–1221a, 1336a–1338a).
E. Procedural History
Tourtellotte initially brought suit against Lilly and Rowland in New Jersey state court. (Appellee Rowland’s Br. 2). Lilly and Rowland removed to federal court. (Id.). Tourtellotte voluntarily dismissed and refiled in Pennsylvania state court in Philadelphia in December 2008, along with claims by Krieger, Reyes, Ashley Hiser, and Jennifer Kover.14 (Id.). Lilly and Rowland removed the case to federal court in the Eastern District of Pennsylvania. (App. 76a). Lilly and Rowland initially filed motions for summary judgment to which Appellants responded with requests for additional discovery pursuant to
II. Discussion 15
A. Standard of Review
We exercise plenary review over a district court order granting summary judgment. Simpson v. Kay Jewelers, Div. of Sterling, Inc., 142 F.3d 639, 643 (3d Cir. 1998). Accordingly, our review is identical to that performed by the District Court. Anderson v. Consol. Rail Corp., 297 F.3d 242, 246 (3d Cir. 2002). We will affirm the District Court’s grant of summary judgment if the moving party has shown that the evidentiary material of the record, if reduced to admissible evidence, would be insufficient to permit the nonmoving party to carry its burden of proof. Celotex Corp. v. Catrett, 477 U.S. 317, 327 (1986). In reviewing the grant of summary judgment, we: “(i) resolve conflicting evidence in favor of the nonmovant, (ii) do not engage in credibility determinations, and (iii) draw all reasonable interferences in favor of the nonmovant.” Simpson, 142 F.3d at 643 n. 3 (quoting Fuentes v. Perskie, 32 F.3d 759, 762 n. 1 (3d Cir. 1994)).
With regard Reyes’s challenge to evidentiary rulings at trial, this Court reviews the admission or exclusion of evidence for abuse of discretion. Barker v. Deere & Co., 60 F.3d 158, 161 (3d Cir. 1995).
B. Analysis
Appellants make a number of federal and state law claims under
1. Tourtellotte and Krieger’s Breach of Contract Claims 18
New Jersey law recognizes that an employee manual, such as a handbook, can create an implied contract between the employer and employee. Wade v. Kessler Inst., 172 N.J. 327, 798 A.2d 1251, 1258 (2002) (citing Woolley v. Hoffmann-La Roche, Inc., 99 N.J. 284, 491 A.2d 1257, 1258 (1985), modified on other grounds, 101 N.J. 10, 499 A.2d 515 (1985) (mem.)). However, where the alleged discrimination would be in violation of the NJLAD, New Jersey law does not recognize “a separate breach of contract cause of action on the basis of generalized anti-discrimination language in an employee handbook.” Monaco v. Am. Gen. Assurance Co., 359 F.3d 296, 308–09 (3d Cir. 2004).
Tourtellotte and Krieger bring breach of contract claims on the basis of anti-discrimination language in Lilly’s Red Book, the company’s employee handbook.19 (App. 16a, 50a). These Appellants assert that the Red Book creates a binding contract between employer and employees, on the basis of which employees can assert rights. (Appellants’ Br. 59–60). The District Court granted Lilly’s renewed motion for summary judgment on these claims with respect to both Appellants. (App. 15a–17a, 50a–51a).
We agree with the District Court that the language these Appellants cite does not create a binding contract that would give rise to a breach of contract claim, even assuming arguendo that the NJLAD permitted this claim in addition to the discrimination claim. Instead of providing the specific language that Tourtellotte and Krieger claim creates a binding contract between Lilly and its employees, these Appellants incorporate by reference twenty-eight pages of the Appendix which they assert “describes in full, the facts regarding the Red Book, its specific policies, and binding effect on employees of Lilly.”20 (Appellants’ Br. 59). As the District Court correctly noted, “[n]owhere in the language of the Red Book could one reasonably conclude that the provisions [Tourtellotte] points to were intended to create a legally binding obligation beyond the anti-discrimination laws already in place.” (App. 16a). The same reasoning accompanied the District Court’s finding that no contract existed in response to Krieger’s claim. (Id. at 50a). The passages Tourtellotte and Krieger cite contain the same type of “generalized anti-discrimination language” which this Court has held inadequate to create a contract. Monaco, 359 F.3d at 309. Because the language to which Tourtellotte and Krieger point for support is insufficient to create a cognizable contract, we will affirm the grant of summary judgment against Tourtellotte and Krieger on their contract claims.
2. Race and Sex Discrimination Claims Under Title VII and the NJLAD
All retaliation and discrimination claims brought under
This Court’s discrimination inquiry is the same for claims filed under
a. Tourtellotte’s Sex Discrimination Claim Under the NJLAD
Tourtellotte claims Lilly discriminated against her on the basis of sex in violation of the NJLAD by ultimately terminating her employment. (App. 24a).
None of the evidence Tourtellotte presents demonstrates the discriminatory intent necessary for an adverse employment action to satisfy the inference of discrimination element of a prima facie case. Accepting Tourtellotte’s version of the facts as correct, and resolving all disputes in her favor as the nonmovant, we agree with the District Court’s determination that Tourtellotte’s termination does not satisfy this element. Consequently, Tourtellotte has failed to establish a prima facie case of sex discrimination under the NJLAD. Demonstrating an adverse employment action, here Tourtellotte’s termination, is not sufficient to establish a prima facie case of sex discrimination. A prima facie case also requires that the adverse employment action be done with discriminatory intent, which is where Tourtellotte’s claim fails. See Cardenas, 269 F.3d at 263. Tourtellotte has not demonstrated that Lilly intentionally put her on medical reassignment for the purpose of terminating her employment. She has also not provided any evidence that once she was on medical reassignment, Lilly’s actions gave rise to an inference of discrimination on the basis of sex. Accordingly, we will affirm the District Court’s grant of summary judgment against Tourtellotte on this claim.
b. Krieger’s Claims Under Title VII and the NJLAD
Krieger asserts discrimination claims under both
Krieger cites largely the same evidence in support of the race and sex discrimination claims she advances. Further, as discussed supra, the standards for both race and sex discrimination are nearly identical for claims brought under
The District Court properly granted summary judgment for both the race and sex discrimination claims because Krieger has not presented specific facts or identified evidence, beyond her own bare assertions, that would support her disparate treatment theory of discrimination. (App. 46a). Even viewing Krieger’s allegations in the most favorable light, the evidence she presents does not give rise to an inference of discrimination. Krieger is unable to point to evidence of Rowland’s alleged interactions with others to support the disparate treatment theory and does not dispute the conduct for which she was disciplined or contend that the person who terminated her discriminated against her. (App. 46a). Therefore, we will affirm the District Court’s grant of summary judgment against Krieger for this claim.
c. Reyes’s Race and Sex Discrimination Claims Under Title VII and the PHRA 22
Reyes brings discrimination claims on the basis of both race and sex under
3. Hostile Work Environment Claims Under Title VII and the NJLAD
In the years since the United States Supreme Court set forth the “severe or pervasive” standard in Meritor Savings Bank, FSB v. Vinson, the Court has further articulated that this is an objective standard, based on “an environment that a reasonable person would find hostile or abusive.” Harris, 510 U.S. at 21. To determine if the alleged harassment is so hostile or abusive to rise to the level of an unlawful hostile environment, the Supreme Court directs courts to “look[ ] at all the circumstances,” including the frequency of the alleged conduct. Id. at 23; Andrews v. City of Phila., 895 F.2d 1469, 1482 (3d Cir. 1990) (quoting Vance v. S. Bell Tel. and Tel. Co., 863 F.2d 1503, 1510 (11th Cir. 1989)) (stating that “a plaintiff must establish by the totality of the circumstances, the existence of a hostile or abusive working environment which is severe enough to affect the psychological stability of a minority employee”). Supreme Court hostile work environment jurisprudence states that the “sufficiently demanding” “standards for judging hostility” “ensure that
All three Appellants assert hostile work environment claims, Tourtellotte on the basis of sex under the NJLAD, Krieger on the bases of sex and race under the NJLAD, and Reyes on the bases of sex and race under the PHRA. (App. 29a, 41a, 64a). Because all three Appellants rely on nearly identical facts, including references to the allegedly discriminatory conduct experienced by their co-Appellants and the standards for assessing the claims are nearly identical for the state and federal statutes, as well as for race and sex, we present our assessment of their three claims in a single analysis. The District Court found that none of the Appellants established a prima facie case of a hostile work environment, and accordingly granted summary judgment against them. Appellants contend that the District Court erred in finding the alleged conduct neither “severe” nor “pervasive” (Appellants’ Br. 44–47). First, they contend that the District Court applied a heightened standard requiring “severe and pervasive” conduct for Tourtellotte and Krieger claims even though the NJLAD uses a more relaxed standard than
This Court, applying New Jersey state law when sitting in diversity, and applying federal law with respect to
The District Court correctly acknowledged that under the totality of the circumstances it “may,” but is not required to consider evidence of discriminatory conduct directed at other individuals, “especially where such evidence may assist the factfinder in determining whether facially neutral conduct was actually based on plaintiff’s protected class.” (Id. at 41a. n. 3) (citing Caver v. City of Trenton, 420 F.3d 243, 263 (3d Cir. 2005)); Andrews, 895 F.2d at 1485 (“[W]e hold that the pervasive use of derogatory and insulting terms relating to women generally and addressed to female employees personally may serve as evidence of a hostile environment.”). The District Court clarified that in reaching this assessment it was not ignoring the evidence of discriminatory conduct towards employees other than each individual plaintiff. (Id. at 43a). Appellants misconstrue Andrews. Appellants conflate its holding regarding the totality of the circumstances approach to mean that citing the grievances of others and asserting that these contributed to a hostile work environment is sufficient to establish a prima facie case.28 This argument misinterprets this Court’s precedent stating the elements of a prima facie case of a hostile work environment claim. The totality of the circumstances approach set forth in Andrews and its progeny allows courts to consider the larger context in which the alleged incidents occur in hostile work environment claims. See Andrews, 895 F.2d at 1474. Assessing the larger context does not allow each Appellant to rely on the evidence without demonstrating how conduct directed towards others impacted them in satisfaction of their own prima facie case. (App. 43a–44a). Consequently, we will affirm the District Court’s grant of summary judgment against all Appellants with respect to their hostile work environment claims.
4. Tourtellotte and Reyes’s Disability Discrimination Claims 29
Tourtellotte and Reyes both assert disability discrimination claims. After presenting the elements of a prima facie case of disability discrimination claim and the categories of disability claims under the NJLAD, we first address Tourtellotte’s failure to accommodate claim. Next, we analyze the issue of failure to exhaust administrative remedies with respect to Reyes’s disability discrimination claim under the NJLAD.
Disability discrimination claims under the NJLAD proceed within the McDonnell Douglas framework discussed supra. Viscik, 800 A.2d at 833–34 (applying McDonnell Douglas to a disparate treatment NJLAD disability claim); Victor v. State, 203 N.J. 383, 4 A.3d 126, 140–41 (2010) (applying McDonnell Douglas to a failure to accommodate NJLAD disability claim). The specific elements a prima facie case of disability discrimination vary to some extent, like all employment discrimination claims, depending on the specific cause of action. Victor, 203 N.J. 383, 4 A.3d at 141–42. To establish a prima facie case of disability discrimination for discriminatory discharge, a plaintiff must demonstrate that: (1) she is the member of a protected class, specifically that she has or is perceived to have a disability as defined by the NJLAD;30 (2) she was otherwise qualified to perform the essential functions of the job, with or without reasonable accommodation by the employer; (3) she experienced an adverse employment action; and (4) the employer sought someone else to perform the same work, or did fill the position with a similarly-qualified person. Id. Satisfaction of all four elements of a prima facie case creates a presumption of discrimination. Andersen v. Exxon Co., U.S.A., 89 N.J. 483, 446 A.2d 486, 492–93 (1982). At this point the McDonnell Douglas framework proceeds in the same manner as with the other claims described supra. Viscik, 800 A.2d at 833; Andersen, 446 A.2d at 493.
a. Tourtellotte
Tourtellotte premises her disability claim on a non-physical handicap, based on
i. Failure to Accommodate
Once a plaintiff has established a prima facie case of disability discrimination, in a failure to accommodate claim the plaintiff must establish four elements “to show that an employer failed to participate in the interactive process.”31 Victor, 4 A.3d at 145 (quoting Taylor v. Phoenixville Sch. Dist., 184 F.3d 296, 319 (3d Cir. 1999)). The elements are that: “1) the employer knew about the employee’s disability; 2) the employee requested accommodations or assistance for his or her disability; 3) the employer did not make a good faith effort to assist the employee in seeking accommodations; and 4) the employee could have been reasonably accommodated but for the employer’s lack of good faith.” Id. at 145 (quoting Taylor, 184 F.3d at 319–20). Interpreting the requirements of the NJLAD articulated by New Jersey courts, this Court places the burden on the employer, who has notice of an employee’s disability, to make a reasonable accommodation for the employee. Armstrong, 438 F.3d at 247. This burden does not require that “any particular concession must be made by the employer . . . [but instead what it] requires is that employers make a good-faith effort to seek accommodations.” Victor, 4 A.3d at 150 (alterations in original) (quoting Taylor, 184 F.3d at 317). An employer making a good faith effort in the interactive process bears the responsibility of “mak[ing] [a] reasonable effort to determine the appropriate accommodation.” Armstrong, 438 F.3d at 247 (quoting Tynan v. Vicinage 13 of Super. Ct., 351 N.J. Super. 385, 798 A.2d 648, 657 (Ct. App. Div. 2002)).
The District Court correctly found that Tourtellotte presented sufficient evidence to show that she is disabled as matter of law. (App. 19a). Tourtellotte states that as a result of Rowland’s conduct she suffered from extreme stress and anxiety, for which she sought treatment by an internal medicine practitioner. (Id. at 13a, 1860a). Looking to the requirements of a failure to accommodate claim, Tourtellotte easily meets the first two elements. Lilly does not dispute that it was aware of Tourtellotte’s disability because she requested medical leave based on her mental health issues. (Id. at 21a). With respect to the second element, Lilly agrees that Tourtellotte’s request to not come in contact with Rowland constituted a request for accommodation. (Appellee Lilly’s Br. 44).
Tourtellotte’s disability discrimination on the basis of failure to accommodate claim fails at the third element, which focuses on whether the employer did acted in good faith. We agree with the District Court’s finding that Lilly met its burden and engaged in the interactive process in good faith. (App. 21a). As the District Court found, it was Tourtellotte’s outright
b. Reyes’s Disability Discrimination Claim Under the ADA 33
Plaintiffs pursuing discrimination claims must file a discrimination charge with the required agencies, including the
Reyes’s claim does not fail simply because she did not check the box indicating she wished to file a charge of discrimination on the basis of disability. As the District Court also noted, Reyes’s claim fails because there is nothing in the factual statement filed with the charge that would make a disability discrimination complaint reasonably related to the EEOC charge. (App. 59a–60a). Our determination that Reyes did not exhaust administrative remedies with respect to this claim is based on her failure to provide any basis from which the EEOC could be on notice of her intent to bring a disability discrimination charge. Additionally, Appellants’ insistence that Hicks v. ABT Associates, Inc. entailed a “virtually identical” process is inaccurate. (Appellants’ Br. 49). In Hicks, this Court determined that there was an issue of material fact as to whether the plaintiff had tried to amend his complaint, but which the EEOC improperly refused to allow. Hicks v. ABT Assocs., Inc., 572 F.2d 960, 964 (3d Cir. 1978). The issue in Hicks was whether summary judgment was proper when it was arguable that the Appellant had amended the complaint.
5. Retaliation Claims Under Title VII and the PHRA
Section 704(a) of
If the plaintiff establishes a prima facie case, the analysis proceeds as described supra within the McDonnell Douglas framework, which applies to retaliation cases brought under
a. Tourtellotte
Tourtellotte claims that Lilly violated the NJLAD by retaliating against her for filing a complaint about Rowland with HR. (App. 26a–27a). The District Court found that Tourtellotte did not establish a prima facie case due to her failure to establish a causal connection between her grievance and her termination. (Id.). On appeal, Tourtellotte argues that the District Court erred in granting summary
Tourtellotte provides no facts supporting her allegation that Lilly placed her on medical reassignment for the purpose of terminating her employment. (Appellants’ Br. 55). As discussed in the section supra on Tourtellotte’s disability discrimination claim on the basis of failure to accommodate, Tourtellotte was responsible for the breakdown in the interactive process. Tourtellotte has not provided any other that would establish a causal link between her HR complaint and termination. For the reasons set forth by the District Court, we will affirm the grant of summary judgment against Tourtellotte on her retaliation claim. (App. 27a–28a).
b. Krieger
Krieger claims that Lilly retaliated against her in violation of
As the District Court correctly concluded, even if Krieger could establish a prima facie case of retaliation, Lilly’s neutral reasons for disciplining and ultimately terminating Krieger are facially valid. Krieger admitted to engaging in the conduct that gave rise to the performance deficiencies meriting adverse employment action. (Id. at 49a). Krieger’s assertion that her admitted misconduct and performance issues are pretext since other
c. Reyes’s Challenges to Evidentiary Rulings at Trial
Reyes’s retaliation claim was the only claim of Appellants to survive Lilly and Rowland’s renewed motions for summary judgment and reach a jury. Reyes challenges two of the District Court’s evidentiary rulings at trial. One, Reyes challenges the District Court’s denial of her motion in limine to include evidence of Rowlands’s conduct towards other employees. (Appellants’ Br. 61–62).37 At trial, the District Court restricted introduction of evidence about Rowland’s conduct towards others to that which Reyes personally observed. (App. 1990a–1992a). Reyes asserts that at sidebars during the trial she attempted to make offers of proof as to why the court should admit evidence of similarly situated individuals and Lilly’s failure to properly investigate her claims. (Appellants’ Br. 62 & n. 14). Two, Reyes challenges the District Court’s admission, to which she objected at trial, of Lilly’s direct examination of Brian Rafferty, Rowland’s supervisor, about the coaching provided to Rowland in response to the HR investigations. (Appellants’ Br. 64–65). At sidebar, Reyes’s counsel contended that the direct examination of Rafferty was an attempt to illicit testimony about complaints made by other employees, which was barred by the District Court’s prior evidentiary ruling. (App. 1464a, 1479a–1480a). In the same order denying Reyes’s motion in limine to include evidence, the District Court granted Lilly’s motion in limine to exclude evidence of
The standard of review for the admission or exclusion of evidence is generally abuse of discretion. Walden v. Georgia-Pacific Corp., 126 F.3d 506, 517 (3d Cir. 1997). If a party fails to preserve an evidentiary ruling, this Court reviews for plain error.38 Id. Evidentiary issues are properly preserved when the moving party makes offers of proof during trial to admit or object to evidence. Northeast Women’s Ctr., Inc. v. McMonagle, 868 F.2d 1342, 1352–53 (3d Cir. 1989). Pursuant to Rule 61, we will not remand or reverse if the admission or exclusion of evidence constituted harmless error. Abrams v. Lightolier Inc., 50 F.3d 1204, 1213 (3d Cir. 1995). An error is harmless “only if it is highly probable that the error[ ] did not affect the outcome of the case.” Hirst v. Inverness Hotel Corp., 548 F.3d 221, 228 (3d Cir. 2008) (alteration in original) (quoting McQueeney v. Wilmington Trust Co., 779 F.2d 916, 917 (3d Cir. 1985)) (internal quotation marks omitted). Additionally,
Assuming that Reyes properly preserved her objections to the evidentiary ruling on her motion in limine, we review both challenges for abuse of discretion.39 Reviewing under this standard, we cannot say that the District Court abused its discretion by excluding Reyes’s evidence and admitting Lilly’s. See Abrams, 50 F.3d at 1213. In her brief, Reyes only describes the evidence precluded by the denial of her motion in limine in very general terms, stating that the District Court “prohibited all evidence described [in this brief] regarding the seven women that complained to Lilly about Rowland.” (Appellants’ Br. 62). Other than general statements that the evidence would bear on Rowland’s motive, Reyes does not describe how the exclusion of this evidence affected the outcome of her trial. (Id.). As Reyes noted, this Court has stated that a “plaintiff may rely upon a broad array of evidence to demonstrate a causal link, [including evidence of] ongoing antagonism, inconsistent reasons for termination, and certain conduct towards others.” (Appellants’ Br. 63) (alteration in original) (quoting App. 71a) (internal quotation marks omitted) (citing Farrell v. Planters Lifesavers Co., 206 F.3d 271, 284 (3d Cir. 2000)). However,
With respect to Reyes’s challenge to the contents of Rafferty’s direct examination about the coaching provided to Rowland, Reyes states that the denial of her motion in limine, coupled with the admission of this evidence by Lilly, was “doubly prejudicial.” (Appellants’ Br. 65). In support of this, Reyes only asserts that this evidence could allow the jury to assume that Rafferty only coached Rowland on Reyes’s complaints and not others, but does not state how this impacted her ability to establish her case. (Id. at 64–65). Additionally, the District Court allowed Reyes to cross-examine Rafferty on the complaints, mitigating both her concerns about some of the evidence she wished to include in her motion in limine, as well as any negative impact of Rafferty’s testimony. (App. 1482a–1484a). Reviewing for harmless error, we cannot say that the District Court abused its discretion in admitting this evidence, which Reyes has not demonstrated affected her substantial rights. Accordingly, we will affirm the challenged admission.
6. Claims Against Rowland
Tourtellotte and Krieger claim that Rowland violated the NJLAD by aiding and abetting Lilly’s violations of the relevant statutes.40 (Appellants’ Br. 4). These Appellants only name Rowland jointly with Lilly for their NJLAD claims and for Krieger’s
While we agree with the District Court that many of Rowland’s actions were “inexcusable and offensive,” none of the alleged conduct rises to the level of unlawful discrimination. (Id. at 30a).
III. Conclusion
For the foregoing reasons, we will affirm the final judgments of the District Court on appeal before us.
VAN ANTWERPEN
UNITED STATES CIRCUIT JUDGE
