Mallory v. EyrichMallory v. Eyrich
William MALLORY; Arthur Primus; Vera Johnson; Charles
Collins, II; Mary Ann Randolph, Plaintiffs-Appellants,
v.
George C. EYRICH, John H. Hermanies, John A. Wiethe, and Don
Driehaus, County Defendants-Appellees,
Richard Celeste, Governor, et al., State Defendants,
Hamilton County Municipal Court Judges, et al., Intervening
Defendants.
No. 90-3558.
United States Court of Appeals,
Sixth Circuit.
Argued Nov. 28, 1990.
Decided Jan. 10, 1991.
Theodore M. Berry, Tobias & Kraus, Peter J. Randolph, Cincinnati, Ohio, Thomas I. Atkins (argued), Brooklyn, N.Y., James L. Hardiman, Hardiman, Alexander, Buchanan & Howland, Cleveland, Ohio, Margrett Ford, Brooklyn, N.Y., for plaintiffs-appellants.
James W. Harper, Asst. Pros. Atty. (argued), Pros. Atty.'s Office for County of Hamilton, Cincinnati, Ohio, for County defendants-appellees.
Andrew I. Sutter, Asst. Atty. Gen., Office of the Atty. Gen. of Ohio, Columbus, Ohio, for State defendants.
Carl J. Stich, Jr., Dinsmore & Shohl, Cincinnati, Ohio, for intervening defendants.
Before WELLFORD, Circuit Judge, LIVELY, Senior Circuit Judge, and McRAE*, Senior District Judge.
LIVELY, Senior Circuit Judge.
This appeal seeks reversal of a district court order, entered pursuant to
I.
A.
The underlying action was filed in the district court in 1986 by a group of black residents of Hamilton County, Ohio, challenging the at-large, county-wide scheme on which the election of Hamilton County Municipal Court judges is based. The plaintiffs asserted various claims under the United States Constitution, the Civil Rights Act of 1871,
The parties filed cross-motions for summary judgment on the issue of the applicability of section 2 of the Voting Rights Act to judicial elections. Following briefing and a hearing, the district court agreed with the defendants that section 2 does not apply to judicial elections and, accordingly, entered summary judgment for the defendants. Mallory v. Eyrich,
B.
Following remand and further discovery, the district court set a final pretrial conference date. Immediately prior to that conference the state defendants submitted an offer of judgment pursuant to
The county defendants' offer of judgment, after reciting proceedings of the Board of Elections, provided as follows:
1. ... the defendant Hamilton County Board of Elections offers Judgment to the plaintiffs on their claim that the statutory procedure by which multiple judicial positions on the Hamilton County Municipal Court are filled through county-wide single judicial district elections, violates the provisions of the Voting Rights Act of 1965, as amended.
2. This offer does not admit liability on any other claims raised by the plaintiffs.
3. This offer extends only to the liability phase of this case and should not be construed as a limitation upon the right of the County Defendants to fully participate during any remedial stage of this case.
Following receipt of the plaintiffs' acceptance, on September 15, 1989, the clerk entered judgment for the plaintiffs on the "Complaint challenging O.R.C. [Ohio Revised Code] 1908 as violative of Section 2 of the 1965 Voting Rights Act, 42 U.S.C. 1973, as amended."
After the General Assembly of Ohio failed to address the issue raised by this case, the district court, without conducting a hearing, entered a remedial order on March 30, 1990. This order appointed a special master and instructed the master to divide Hamilton County geographically into fourteen equal judicial districts, three of which were to have a black population of at least 51%. On the same date, the district court, again without a hearing, granted intervention of right to the sitting Hamilton County Municipal Court judges.
The county defendants and the intervening judges appealed the remedy order and the plaintiffs appealed the order granting intervention of right to the judges. In an unpublished order, this court dismissed both appeals as premature.
C.
On April 4, 1990, the county defendants filed a pleading in the district court styled "Defendant Board's Request for Relief from Judgment
The district court entered an order giving the plaintiffs an opportunity to show cause in writing why it should not grant the county defendants' request for relief from judgment. Following receipt of the plaintiffs' response, in which they raised the issues now relied upon for reversal, the district court granted the county defendants' motion, stating "the Court determines that the Judgment entered on September 15, 1989, should be and it is hereby set aside as to the Defendant Board of Elections of Hamilton County, Ohio, and such Defendant may participate in all future proceedings in this case." The plaintiffs filed a timely notice of appeal, and this court assigned an expedited briefing schedule. Following oral argument on November 28, 1990, the appeal was submitted for decision.
II.
The state defendants did not seek relief from the
A.
The defendants have raised a jurisdictional issue, which we will address first. They argue that the order granting relief from the
The defendants maintain that the judgment did not meet the finality requirement of
Of course, the issue is not whether the
This argument overlooks several important facts. First, the defendants relied solely on
B.
At any time more than 10 days before the trial begins, a party defending against a claim may serve upon the adverse party an offer to allow judgment to be taken against the defending party for the money or property or to the effect specified in the offer, with costs then accrued. If within 10 days after the service of the offer the adverse party serves written notice that the offer is accepted, either party may then file the offer and notice of acceptance together with proof of service thereof and thereupon the clerk shall enter judgment. An offer not accepted shall be deemed withdrawn and evidence thereof is not admissible except in a proceeding to determine costs. If the judgment finally obtained by the offeree is not more favorable than the offer, the offeree must pay the costs incurred after the making of the offer.
The primary purpose of
The rule encourages settlement by exposing plaintiffs to the possible award of costs should plaintiffs err in the evaluation of their cases. The possibility of substantial cost awards is the sword which encourages plaintiffs to settle.
Hopper v. Euclid Manor Nursing Home, Inc.,
Marek v. Chesny, supra, has exposed civil rights plaintiffs to an additional risk in rejecting a
[T]he most reasonable inference is that the term "costs" in
Id. at 9,
The rule announced in Marek becomes relevant to this case because under 42 U.S.C. Sec. 1973l (e), attorney fees are included as "costs," as they are under Sec. 1988. As a result, the plaintiffs in this case faced an additional risk if they had rejected the defendants' offer of judgment: by rejecting the offer and then subsequently prevailing but somehow receiving a "less favorable" judgment at trial, they would have been required to bear their own attorney fees; fees to which they would have been entitled absent the
A second distinct feature of
The district court retains no discretion under
Although the district court normally has discretion [under
Hopper at 295, quoting in part Liberty Mut. Ins. Co. v. EEOC,
In addition to the mandatory nature of the rule in the award of costs to the offeror,
We agree with the plaintiffs that the clerk was required to enter judgment [under
Oates v. Oates,
From the foregoing it appears that
Further, even assuming that a
In certain close cases where finality cannot be conclusively resolved, the "danger of denying justice by delay" outweighs "the inconvenience and costs of piecemeal review," particularly when the questions on appeal are "fundamental to the further outcome of the case." Id. [Gillespie ] at 152-54,
III.
Having concluded that the
A.
In cases construing
A
We pass finally to consideration of the remaining subsection of
Olle v. Henry & Wright Corp.,
After further discussion of
Recently, the Supreme Court has spoken on
Liljeberg [Liljeberg v. Health Services Acquisition Corp.,
In Klapprott v. United States,
Id., [
Olle v. Henry & Wright,
We believe it is clear from the foregoing that the defendants did not present a valid basis for relief from judgment under
IV.
A.
We take judicial notice of several developments in this case since this particular appeal was commenced on June 15, 1990 (there have been approximately a half-dozen interlocutory appeals in this hotly-contested case).
The district court set a hearing to commence on June 25, 1990, inviting counsel to present evidence "[w]ithout limitations upon the matters to be presented by counsel." It appeared on its face that this order contemplated a hearing on liability as well as remedy. (The district court apparently had withdrawn its previous remedy order appointing a special master who was directed to create fourteen judicial districts.) On June 21 the plaintiffs filed a motion for the presiding judge to recuse himself.
The hearing commenced on June 25 and on June 28 the district court denied the plaintiffs' motion to reconsider an evidentiary ruling, or to reschedule the hearing. On July 2 the plaintiffs filed an emergency petition for a writ of mandamus or prohibition requesting, among other things, that the district judge be required to recuse himself or at least hold a hearing on the recusal motion. This court denied mandamus and prohibition in an unpublished order, but concluded that the notice of appeal in the present case had divested the district court of jurisdiction to conduct further proceedings. Accordingly, we extended a previously entered stay of proceedings in the district court until further orders of this court in the present appeal.
Following entry of our unpublished order staying the district court, Judge Rubin, to whom the case was originally assigned and who conducted all prior proceedings, entered an order on July 26 "reassigning the case to Chief Judge John D. Holschuh of the United States District Court for the Southern District of Ohio," presumably for the purpose of assignment to a different judge. Even though unusual in form, the purpose of this order appears to effect Judge Rubin's withdrawal from the case. Thus, the motion for recusal is now moot, as all future proceedings will be conducted by the district judge to whom the case is assigned, either by Chief Judge Holschuh or by the Chief Judge of the Sixth Circuit.
B.
As has been noted, the district court granted intervention of right to the Hamilton County Municipal court judges without conducting a hearing or giving the plaintiffs an opportunity to object. The plaintiffs attempted to appeal the intervention order, but this court concluded that the order was interlocutory and not immediately appealable. District courts have inherent power to reconsider interlocutory orders and reopen any part of a case before entry of a final judgment. Marconi Wireless Telegraph Co. v. United States,
The plaintiffs also complain that the district court denied their motion for class action certification, even though the defendants did not oppose certification. It seems that any benefit to the plaintiffs in this particular case would be identical whether or not a class is certified. Nevertheless, an order denying class certification "may be altered or amended before the decision on the merits."
C.
We have dealt with several matters involving the appeal but not directly related to the principal issue in the hope that, following remand, this case will move to a prompt determination on the merits. This is a case in which the eventual cost to the parties and the district court, in time and resources expended, will be less "if we now pass on the questions presented here rather than send the case back with those issues undecided." Gillespie,
The
The previously granted stay is lifted. Upon remand the district judge to whom the case is assigned will proceed expeditiously to resolve outstanding preliminary matters and to conduct a trial on the remaining issues. Since we have held that the June 15, 1990, notice of appeal transferred jurisdiction over the case to this court, the district court did not have jurisdiction to conduct the hearing that began on June 25. Of course, the parties may agree that evidence taken at that hearing be considered in any future proceedings.
WELLFORD, Circuit Judge, concurring:
I concur in Judge Lively's opinion with respect to the effect of
I would now adhere to the following:
Judicial offices and judicial selection processes are sui generis in our nation's political system; they determine the referees in our majoritarian political game. These offices are not "representative" ones, and their occupants are not representatives. Indeed, the state processes for filling them need not even be elective, as those for all representative offices presumably must be.... [W]hen Congress determined to expand Section 2 of the Act to incorporate a results test for vote dilution, it stopped short of imposing such a test for judicial offices on the States by limiting it to their election of "representatives."
Clements,
I recognize, however, that our decision to the contrary concerning the effect of Section 2 of the Voting Rights Act, reported at
Notes
The Honorable Robert M. McRae, Senior Judge, United States District Court for the Western District of Tennessee, sitting by designation