LYNNE BLOCH, HELEN BLOCH
No. 06-3376
United States Court of Appeals For the Seventh Circuit
ARGUED MAY 13, 2009—DECIDED NOVEMBER 13, 2009
Circuit Judges Flaum, Rovner, and Williams took no part in the consideration of this case.
Before EASTERBROOK, Chief Judge, and BAUER, POSNER, KANNE, WOOD, EVANS, SYKES, and TINDER, Circuit Judges.
TINDER, Circuit Judge. In this case, we consider whether condominium owners can sue their condo association under the Fair Housing Act (FHA),
I. The Mezuzah Dispute
At the center of this case is a little rectangular box, about six inches tall, one inch wide, and one inch deep, which houses a small scroll of parchment inscribed with passages from the Torah, the holiest of texts in Judaism.1 The scroll is called a mezuzah (or in the plural form, mezuzot or mezuzoh). Though small in size, the mezuzah is a cental aspect of the Jewish religious tradition—many Jews believe they are commanded by God to affix mezuzot on the exterior doorposts of their dwelling (specifically, on the right doorpost when facing into the home, one-third of the way down frоm the top of the doorway, within about three inches of the doorway opening). Many Jews touch and kiss the mezuzah and pray when entering a home with a mezuzah on the doorpost.2
In 2001, the Association‘s rules and regulations committee enacted a set of rules to govern certain activities taking place outside the units in the common hallways. Lynne chaired that committee at that time and voted in favor of the rules. The “Hallway Rules,” as they have come to be called, stated:
Hallways
- Mats, boots, shoes, carts or objects of any sort are prohibited outside Unit entrance doors.
- Signs or name plates must not be placed on Unit doors.
- Pets must not be left unattended in the hall. Hallways should not be used as dog/pet runs.
- No alterations to the common area hallways are allowed.
- No playing with or riding of bicycles, tricycles, roller blades, etc. is allowed.
We‘re most concerned with Hallway Rule 1. From the Rules’ enactment until mid-2004, the Association did not remove mezuzot or any other object affixed to the outside of unit doors or doorposts, with the exception of a few pictures, depicting a swastika, a marijuana plant, and the Playboy bunny. Instead, the Association ordinarily relied on Rule 1 to remove clutter from the hallways.
In May 2004, the Association began renovating the building‘s hallways and repainted the walls and doors. The Association asked residents to remove everything from their doors to prepare for the work. The Blochs obliged and took down their mezuzot. When the work was finished, they put their mezuzot back up. But then, without notice to the Blochs, the Association began removing and cоnfiscating the mezuzot. The Association said that mezuzot on doorposts violated Hallway Rule 1, because “objects of any sort” included mezuzot. It included more than that, though, as the Association also confiscated crucifixes, wreaths, Christmas ornaments, political posters, and Chicago Bears pennants.
The Blochs voiced their concerns to the Association and provided the Association with information explaining the religious significance of the mezuzah. For example, a letter from the Chicago Rabbinical Council explained that Jewish law requires mezuzot to be displayed on the exterior doorpost, rather than indoors. Another letter explained that observant Jews could not live in a place that prohibited them from affixing mezuzot to their doorposts. But the Blochs received no relief from Frischholz or the Association. Though Frischholz knew as early as 2001 that removing mezuzot wоuld be a problem for Lynne Bloch, he made no effort to stop the staff from repeatedly tearing them down. Instead, he accused Lynne of being a racist, called her a liar, encouraged other tenants to vote against her reelection to the Association‘s Board of Managers, and told her that if she didn‘t like the way the rules were enforced, she should “get out.” He also admitted in his deposition that, when Lynne was on the Board, he held Board events on Friday evenings, despite knowing that Lynne could not attend due to her religious obligations. When asked about whether he was aware of those obligations, he answered affirmatively, stating, “She‘s
As for the Board, it rejected a formal proposal by the Blochs to change the Rules. The Association went on to warn the Blochs that they would be fined if they continued to display their mezuzot. So for over a year, each time the Blochs put their mezuzot back up, the Association took them down. We also know that the mezuzah of at least one other Jew, Debra Gassman, was removed pursuant to the reinterpretation of Rule 1.
The mezuzah removals persisted even during the funeral of Marvin Bloch, Lynne‘s husband and Helen and Nathan‘s father, despite the Blochs’ request that the mezuzot be left up for the seven-day Shivah, the Jewish period of mourning.4 Frischholz had agreed to allow the mezuzah to stay up during Shivah. The Association also provided a coat rack and a card table, both of which were placed in the hall outside the Blochs’ condo unit. A jug of water was placed on the table so visitors could wash their hands when returning from the cemetery. Upon their return from the burial, though, thе Blochs and their guests, including a rabbi, were shocked to find the doorpost empty once again. The Blochs were humili-ated having to explain to the rabbi why, on the day of the funeral, their mezuzah was not on the doorpost. The coat rack and the table, however, were still sitting in the hallway. The Blochs reaffixed the mezuzah after retrieving it from the management office. But on three more occasions during the week-long Shivah, the Blochs were interrupted in their mourning as they confronted the Shoreline Towers maintenance staff who came to again take down their mezuzah. (Of course, we don‘t vouch for the veracity of these facts and the inferences that can be drawn from them, but we must accept the facts as true and construe reasonable inferences in the Blochs’ favor at this stage in the proceedings.)
On September 16, 2005, the Blochs filed this lawsuit, seeking an injunction and damages for distress, humiliatiоn, and embarrassment. A magistrate judge entered an order prohibiting the defendants from removing the Blochs’ mezuzot, consistent with a rule change the Board of Managers was considering. Shortly thereafter, the Board ratified the change, which created an exception to Hallway Rule 1 for religious objects. In the coming months, the City of Chicago would amend its code to proscribe in condos and rental properties restrictions on affixing religious signs or symbols to doorposts. See
II. The Proceedings Leading to Rehearing En Banc
The Blochs sought relief on both federal and state grounds. On the federal side, the Blochs asserted three theories based on the FHA,
The Blochs appealed to this court and the panel affirmed over a dissent. Bloch v. Frischholz, 533 F.3d 562 (7th Cir. 2008). The majority agreed with the district court that the Blochs failed to present sufficient evidence of intentional discrimination to survive summary judgment. In the majority‘s view, the Hallway Rules were neutrally adopted and enforced, so the Blochs merely sought a religious accommodation. Id. at 565. Though the FHA permits accommodations for disabilities, it is silent as to religious accommodations. Id. Because we cannot create what Congress left out, the majority concluded the Blochs’ discrimination claims must fail, regardless of the theory. Id.
The dissent, on the other hand, didn‘t see a request for accommodation but rather a straightforward claim for intentional discrimination. Id. at 572-73 (Wood, J., dissenting). The dissent examined the statute and found that the Blochs could maintain a claim for post-sale discrimination under the FHA; Halprin left enough room for the Blochs to rely on
III. The Fair Housing Act
This case presents essentially two questions. First, under which federal theories, if any, can the Blochs seek relief? We focus exclusively on the three FHA provisions to determine whether any of them supports a claim for post-sale discrimination.5 Second, did the Blochs offer sufficient
We begin with the FHA. The Blochs argue they can sustain independent claims under all three provisions,
A. 42 U.S.C. § 3604(a)
Nonetheless, Halprin noted that “[a]s a purely semantic matter the statutory language might be stretched far enough to reach a case of ‘constructive eviction.‘” Id. That statutory language is the “otherwise make unavailable or deny” part, which is not tethered to the words “sale or rental” that constrain the other two
The question here is whether the defendants have made the Blochs’ units “unavailable” because of their religion (or their race). Proving constructive eviction is a tall order, but it‘s the best analogy the Blochs give to support their argument. Ordinarily, the plaintiff in such a case must show her residenсe is “unfit for occupancy,” often to the point that she is “compelled to leave.” BLACK‘S LAW DICTIONARY 594 (8th ed. 2004). Plaintiffs must show more than a mere diminution in property values, see Southend Neighborhood, 743 F.2d at 1210; Cox v. City of Dallas, Tex., 430 F.3d 734, 742-43 & n.21 (7th Cir. 2005), more than just that their properties would be less desirable to a certain group, see Tenafly Eruv Ass‘n v. Tenafly, 309 F.3d 144, 157 n.13 (3d Cir. 2002). Even in Halprin, the allegations of the defendants’ blatantly discriminatory acts, including spraying the plaintiff‘s yard with harmful chemicals, were insufficient to give rise to a
Still, despite the analogy to constructive eviction, nothing in
The Blochs argue that the defendants’ reinterpretation of Hallway Rule 1 rendered Shoreline Towers unavailable to them and other observant Jews because their religion requires that they be able to affix mezuzot to their dоorposts. Letters from the Mezuzah Division of Chicago Mitzvah Campaigns, the Rabbinical Council of Chicago, and the Decalogue Society of Lawyers state that Jewish law requires observant Jews to place mezuzot on the exterior of their entrance doorposts. One went so far as to explain that, “A Jew who is not permitted to affix mezuzohs as aforesaid to all of the doorposts of his dwelling would therefore be required by Jewish Law not to live there.” We think this evidence is sufficient to establish a dispute about whether Shoreline Towers was unavailable to observant Jews.
But was it ever unavailable to the Blochs? Though our interpretation of unavailability under the FHA is undoubtedly a matter of federal law, an analogy to the common law property concept of constructive eviction is useful. The defendants argue that the Blochs were never
We recognize that the analogy to constructive eviction is imperfect.
The panel dissent raised one other possibility for the Blochs—the Hallway Rule restricted not only the Blochs’ ability to live in their unit but also their ability to sell to other observant Jews. To borrow the words from the dissent, “Hаllway Rule 1 operates exactly as a redlining rule does
B. 42 U.S.C. § 3604(b)
Turning to the second of the three FHA theories,
Like subsection (a), constructive eviction is an option under
But the “privilege” to inhabit the condo is not the only aspect of
Shoreline Towers operates under a common plan or “Declaration” that sets forth the rights, easements, privileges, and restrictions subject to which condo owners take their units upon purchase. Unit owners must, for instance, pay their share of the expenses of administration, maintenance, and repair of the building‘s common elements. The Declaration also establishes a Board of Managers, elected by the unit owners, to oversee the administration of the building; the Declaration vests the Board with the authority to carry out this duty. For example, the Board can cause certain repairs to the common elements to be performed at a unit owner‘s expense. The Board may also adopt and enforce rules and regulatiоns that it “deem[s] advisable for the maintenance, administration, management, operation, use, conservation and beautification of the Property, and for the health comfort, safety and general welfare of the Unit Owners and Occupants of the Property.” So, upon purchasing their units, the Blochs agreed to be bound by the enactments of the Board of Managers, both present and future.
This contractual connection between the Blochs and the Board distinguishes this case from Halprin. Halprin made it clear that
No. 06-3376 21
Here, however, the Blochs’ agreement to subject their rights to the restrictions imposed by the Board was a “condition” of the Blochs’ purchase; the Board‘s power to restrict unit owners’ rights flows from the terms of the sale. And the Blochs alleged that the Board discriminated against them in wielding that power. Consequently, because the Blochs purchased dwellings subject to the condition that the Condo Association can enact rules that restrict the buyer‘s rights in the future,
Allowing certain claims for post-acquisition discrimination to proceed under
C. 42 U.S.C. § 3617
The Blochs’ third and final FHA theory arises under
Whether a violation of
Despite the fact that a
We find this construction of
So the
Discriminatory intent is the pivotal element in this case. The Blochs clearly meet the first two elements: they are Jewish and they lived in the condo units they purchased at Shoreline Towers. The defendants also engaged in a pattern of conduct, repeatedly ripping down the Blochs’ mezuzot for over a year‘s time. This conduct would constitute “interference” if it was invidiously motivated—that is, if it was intentionally discriminatory. Thus, like their
IV. Intentional Discrimination
Whether the Blochs demonstrated a triable issue as to discrimination is the central question that divided the No. 06-3376 27 panel of this court that previously considered this case. Not seeing any evidence of discriminatory animus, the panel majority viewed the Blochs’ claim as one seeking a religious exception tо a neutral rule of general applicability because the Hallway Rules applied to all objects, not just mezuzot. Bloch, 533 F.3d at 565. Under the Supreme Court‘s reasoning in Employment Division v. Smith, 494 U.S. 872 (1990), the Association‘s failure to grant a “mezuzah exception” is not tantamount to intentional discrimination. That the Blochs’ claim arose under the FHA (unlike the Free Exercise Clause of the First Amendment, at issue in Smith) doesn‘t change matters; the FHA requires accommodations only for handicaps,
We agree with the panel dissent that the Blochs are not seeking an exception to a nеutral rule. Hallway Rule 1 might have been neutral when adopted; indeed, Lynne Bloch voted for the Rule when she was on the Board of Managers. But the Blochs’ principal argument is that the Rule isn‘t neutral anymore. As the dissent put it, “The whole point of the Blochs’ case, however, is that the Association, under the guise of ‘interpreting’ the rule in 2004, transformed it from a neutral one to one that was 28 No. 06-3376 targeted exclusively at observant Jewish residents.” Bloch, 533 F.3d at 572 (Wood, J., dissenting). In essence, the Blochs claim that, after the 2004 hallway repainting project, the Board, by its reinterpretation of Rule 1, effectively enacted a new rule to deprive Jews of an important religious practice.
On appeal, the Blochs argue that they survive summary judgment on both theories. We agree with the defendants, however, that the Blochs have waived the disparate impact option by not developing it during the summary judgment process below. The Blochs seem to recognize their waiver in their briefing, but they contend that the district court went outside the No. 06-3376 29 pleadings on summary judgment and considered disparate impact, which they say entitles them to raise it on appeal. See Nabozny v. Podlesny, 92 F.3d 446, 450 (7th Cir. 1996) (“If the court elects to rely on legal arguments and evidence not incorporated in, or submitted with, the summary judgment motion, the court is obligated to consider the entire record ‘to ensure that the record reveals no issue of material fact.‘” (quoting Brown v. United States, 976 F.2d 1104, 1110 (7th Cir. 1992))). But a close reading of the district court‘s order (and the Blochs’ briefing on summary judgment) reveals that the court never considered the disparate impact theory the Blochs advance here. That theory, which is based on our opinion in Arlington Heights, 558 F.2d at 1290, involves an intricate four-factor test that balances several competing interests, none of which was ever discussed in the district court‘s order. This is likely because the Blochs never developed a disparate impact claim under the Arlington Heights framework on summary judgment. The Blochs mentioned the words “disparate impact” in just a few off-hand statements in their summary judgment briefs; and they cited Arlington Heights only once, and not until their surreply. But they never engaged or even mentioned the four factors required to make out a disparate impact claim. And moreover, they only mention the disparate impact of the Hallway Rules in the context of intentional discrimination, not as an independent argument. This explains why the district court never mentioned Arlington Heights in its order. Though the district court did say thаt the Blochs “offer[ed] no admissible evidence of the disparate impact they claim,” it 30 No. 06-3376 did so, like the Blochs’ briefing, in the context of the Blochs’ claim for intentional discrimination—the only theory they presented at summary judgment. Accordingly, we conclude that the Blochs waived any Arlington Heights disparate impact argument.9
To begin with, the Blochs produced evidence to show that the Association reinterpreted the Hallway Rules in 2004 to apply to mezuzot, and other objects, which the Rules were never designed to reach. In addition to statements from past Board members and evidence that the Blochs’ mezuzot were never removed prior to 2004, a common сanon of construction supports the Blochs’ argument. See Corley v. United States, 129 S. Ct. 1558, 1566 (2009) (“[O]ne of the most basic interpretive canons” is “that [a] statute should be construed so that effect is No. 06-3376 31 given to all its provisions, so that no part will be inoperative or superfluous, void or insignificant” (quotation omitted)). Hallway Rule 1 prohibits “objects of any sort . . . outside Unit entrance doors.” After the 2004 hallway painting project, the Association construed that language to reach doors and doorposts. But Hallway Rule 2 prohibits “signs or name plates . . . placed on Unit doors.” So if Rule 1 were originally intended to cover doors and doorposts, Rule 2 would have been superfluous. As such, a trier of fact could conclude that when the Association adopted the Hallway Rules (with Lynne Bloch voting for their adoption), it never intended them to prohibit objects on the doorposts like mezuzot. Viewed in this light, the evidence shows that the Association did nоt make an exception for the Blochs from 2001 to 2004, only to withdraw that exception after the painting project. Instead, a factfinder could conclude that the Association intentionally reinterpreted the Rules to repeatedly remove the Blochs’ mezuzot, thus burdening their religious practices.
As the panel majority correctly observed, though, this evidence alone is insufficient to create a triable issue as to discriminatory intent. The Hallway Rules were applied neutrally after 2004. The Association cleared the doors and doorposts of everything from mezuzot to crucifixes to Christmas decorations to Chicago Bears’ pennants. Even if we were to assume that Judaism was the only religion affected by the reinterpretation of the Rules, the reasoning in Smith would put the kibosh on the plaintiff‘s case. Smith requires more than just evidence of an adverse impact on observant Jews. Even 32 No. 06-3376 the evidence of the Blochs’ attempt to amend the Hallway Rules is insufficient standing alone. Under Smith, the denial of a religious exception is not intentional discrimination.
This makes the Blochs’ task more difficult, but not impossible. They must show that the Association reinterpreted the Hallway Rules to apply to mezuzot “because of” and not merely “in spite of” the Blochs’ religion. See Pers. Adm‘r of Mass. v. Feeney, 442 U.S. 256, 279 (1979). In other words, the evidence must indicate that the Association was not simply indifferent when it reinterpreted the Hallway Rules; the evidence must show that the Association reinterpreted the Rules with Jews in mind. See Church of the Lukumi Babalu Aye, Inc. v. City of Hialeah, 508 U.S. 520, 534 (1993).
The First Amendment “‘forbids subtle departures from neutrality’ . . . and ‘covert suppression of particular religious beliefs.‘” Id. Concurring in Lukumi, Justice Scalia, the author of Smith, explained that the First Amendment prohibited “laws which, though neutral in their terms,
That‘s an assumption we just can‘t make on this record. “A finding of discriminatory intent is usually based on circumstantial evidence and the district court must exercise extreme caution in granting summary judgment No. 06-3376 33 in such a context.” Gomez, 867 F.2d at 402. We think the district court was too hasty here. The Blochs demonstrated that the Association repeatedly removed their mezuzot, even though the Blochs, in complaining and petitioning for the amendment of Rule 1, explained that they were required by Jewish Law to affix mezuzot to the exterior of their doorpost.
The Blochs also produced evidence of animus between Frischholz and Lynne Bloch. In some circumstances, evidence of animus might detract from an intentional discrimination claim—one could assume that the harasser acted out of personal spite instead of improper prejudice. But in this case, the evidence shows more than just a petty spat between neighbors. As early as 2001, Frischholz knew that Lynne Bloch would be offended by removing mezuzot from her doorposts. Still, he approved of their repeated removal from 2004 on. When she confronted him about it, he retaliated. He accused Lynne of being a racist, called her a liar, encouraged other tenants not to elect her to the Board, and told her that if she didn‘t like the Association‘s taking down her mezuzot, she should “get out.”
Frischholz‘s comments about the Friday night Board events are also telling. His responses smack of religious bias. He admitted that he was aware of Lynne‘s religious obligations but he showed utter intolerance for them: “She‘s perfectly able. She decides not to. . . . She says that she can‘t attend after sunset, because it is Shavus [sic].” Not only does this admission seem to sum up Frischholz‘s view of the Blochs’ religious beliefs, but it is 34 No. 06-3376 fair to infer thаt Frischholz scheduled the meetings on Friday nights with Judaism in mind. The same inference could be made about Frischholz‘s views toward mezuzot. The record also supports the view that Frischholz held substantial influence over the Board and its activities. A trier of fact could conclude that Frischholz carried out his contempt for Lynne by using his position of authority to target something he knew was important to the Blochs—their religion.
Perhaps the strongest evidence of anti-Semitic motives, though, occurred during the Shivah after Marvin Bloch‘s death. Despite the Blochs’ request, and the Association‘s agreement, to keep their mezuzah up during the mourning period, the defendants repeatedly removed it. In fact, as the panel dissent put it, “the defendants waited until the family literally was attending Dr. Bloch‘s funeral and then removed the mezuzot while everyone was away.” Bloch, 533 F.3d at 567. Not only that, but the record shows that the defendants selectively enforced the Hallway Rule only against the mezuzah. The coat rack and the table remained in the hallway outside the unit even after the mezuzah was stripped away. Instead of clearing the hallway of these obstacles, the Association‘s maintenance person pulled down only a six-inch-by-one inch religious item. Selectively interpreting “objects of any sort” to apply only to the mezuzah but not to secular objects creates an inference of discriminatory intent.
It is the combination of all of these facts and inferences, rather than any single one,
V. Conclusion
We REVERSE the judgment of the district court on the Blochs’ claims under
11-13-09
