Case Information
*1
10-24-2002
Tenafly Eruv Assn v. Tenafly
Precedential or Non-Precedential: Precedential Docket No. 01-3301
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Recommended Citation
"Tenafly Eruv Assn v. Tenafly" (2002). 2002 Decisions. Paper 667. http://digitalcommons.law.villanova.edu/thirdcircuit_2002/667
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*2 Filed October 24, 2002 UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT No. 01-3301 TENAFLY ERUV ASSOCIATION, INC.; CHAIM BOOK; YOSIFA BOOK; STEPHANIE DARDICK GOTTLIEB; STEPHEN BRENNER, Appellants v. THE BOROUGH OF TENAFLY; ANN MOSCOVITZ, individually and in her official capacity as Mayor of the Borough of Tenafly; CHARLES LIPSON; MARTHA B KERGE; RICHARD WILSON; ARTHUR PECK; JOHN T. SULLIVAN, each individually and in their official capacities as Council Members of the Borough of Tenafly Appeal from the United States District Court for the District of New Jersey (D.C. Civil Action No. 00-cv-06051)
District Judge: Honorable William G. Bassler Argued March 21, 2002 Before: NYGAARD, ROTH and AMBRO, Circuit Judge s (Opinion filed October 24, 2002)
Robert G. Sugarman, Esquire (Argued) Harris J. Yale, Esquire Craig L. Lowenthal, Esquire Weil, Gotshal &; Manges 767 Fifth Avenue, 27th Floor New York, NY 10153 Richard D. Shapiro, Esquire Hellring, Lindeman, Goldstein &; Siegal One Gateway Center, 8th Floor Newark, NJ 07102 Nathan Lewin, Esquire (Argued) Alyza D. Lewin, Esquire Mintz, Levin, Cohn, Ferris, Glovsky &; Popeo
*3 701 Pennsylvania Avenue, N.W., Suite 900 Washington, D.C. 20004
Attorneys for Appellants Bruce S. Rosen, Esquire McCusker, Anselmi, Rosen, Carvelli &; Walsh 127 Main Street Chatham, NJ 07928 Walter A. Lesnevich, Esquire Lesnevich &; Marzano-Lesnevich 15 West Railroad Avenue Tenafly, NJ 07670 Noah R. Feldman, Esquire (Argued) New York University Law School 40 Washington Square South New York, NY 10012 Attorneys for Appellees
Kevin J. Hasson, Esquire Anthony R. Picarello, Jr., Esquire Roman P. Storzer, Esquire Derek L. Gaubatz, Esquire The Becket Fund for Religious Liberty 1350 Connecticut Avenue, N.W., Suite 605 Washington, D.C. 20036 Nathan J. Diament, Esquire Union of Orthodox Jewish Congregations 1640 Rhode Island Avenue, N.W. Washington, D.C. 20036 Abba Cohen, Esquire Agudath Israel of America 1730 Rhode Island Avenue, Ste. 504 Washington, D.C. 20036 David Zwiebel, Esquire Mordechai Biser, Esquire Agudath Israel of America 42 Broadway, 14th Floor New York, NY 10004 Ronald K. Chen, Esquire Rutgers Constitutional Litigation Clinic 123 Washington Street Newark, NJ 07102
*4
Edward Barocas, Esquire J.C. Salyer, Esquire
American Civil Liberties Union of New Jersey Foundation 35 Halsey Street, Suite 4B Newark, NJ 07102
Attorneys for Amicus-Curiae
OPINION OF THE COURT
AMBRO, Circuit Judge: The primary issues presented in this appeal from the District Court's order denying preliminary injunctive relief are whether the Free Speech and Free Exercise Clauses of the First Amendment allow the Borough of Tenafly, New Jersey, which has permitted various secularly motivated violations of a facially neutral ordinance, to invoke that ordinance against comparable religiously motivated acts by Orthodox Jews. Because there is no evidence that the acts in question are expressive, we hold that the Free Speech Clause does not apply. We further hold, however, that the Borough's selective enforcement of its ordinance likely violated the Free Exercise Clause. Because the other requirements for injunctive relief are satisfied, we reverse and direct the District Court to issue a preliminary injunction.
I. Background
An ordinance in the Borough of Tenafly, which encompasses 4.4 square miles and has a population of 13,806,1 provides in pertinent part: "No person shall place any sign or advertisement, or other matter upon any pole, tree, curbstone, sidewalk or elsewhere, in any public street or public place, excepting such as may be authorized by this or any other ordinance of the Borough." Tenafly, N.J., Ordinance 691 Article VIII(7) (1954). 2 Although Ordinance 691 does not allow Borough officials to make exceptions on a case-by-case basis, in practice they have often done so. House number signs nailed to utility poles in plain view are
- See Borough of Tenafly, About Tenafly, at http://www.tenaflynj.org/ about.htm (last visited September 20, 2002).
-
Our description of the facts is based on our independent review of the record because, as explained in more detail below, the First Amendment bars us from deferring to the District Court's factual findings unless they involve witness credibility. See Hurley v. Irish-American Gay, Lesbian &; Bisexual Group of Boston,
515 U.S. 557 , 567 (1995).
*5 post permanent directional signs bearing crosses on municipal property. Lost animal signs and other private postings often remain undisturbed by Borough officials. Orange ribbons were affixed to utility poles "for a lengthy period of time" by supporters of the local high school during a protracted controversy over school regionalization, but Borough officials made no effort to remove them. Every year, officials in the small community permit the local Chamber of Commerce to affix holiday displays to the Borough's utility poles for approximately six weeks during the Christmas holiday season. Red ribbons, wreaths, and seasonal holiday lights are attached to the Borough's utility poles as part of these displays.
The plaintiffs in this case are Orthodox Jewish residents of Tenafly3 whose faith forbids them from pushing or carrying objects outside their homes on the Sabbath or Yom Kippur. 4 In accordance with a religious convention practiced by Orthodox Jews for over two thousand years, however, the plaintiffs believe they may engage in such activities outside their homes on the Sabbath within an eruv, a ceremonial demarcation of an area. Tenafly Eruv Ass'n, Inc. v. Borough of Tenafly,
Centuries ago, an eruv would be built using ropes and wooden poles. Today, Orthodox Jews can construct an eruv by attaching lechis--thin black strips made of the same hard plastic material as, and nearly identical to, the coverings on ordinary ground wires--vertically along utility poles. Along with preexisting horizontal overhead utility lines, the lechis designate an eruv's boundaries. 5 Unless one knows which black plastic strips are lechis and which are utility wires, it is "absolutely impossible" to distinguish the two. Id. at 149. Throughout this litigation, the plaintiffs have maintained that an eruv (as well as each constituent lechi) is "not a religious symbol," but rather is an item with "religious significance." Id. at 148.
*6 On June 1, 1999, Erez Gotlieb and Gary Osen, two Orthodox Jews who are not parties to this case, met with Tenafly Mayor Ann Moscovitz to discuss creating an eruv in the Borough. Gotlieb and Osen met with Moscovitz because under Orthodox Jewish law an eruv is not valid unless a civil official with jurisdiction over the circumscribed area issues a ceremonial proclamation "renting" the area for a nominal fee (e.g., one dollar). The Mayor said she lacked authority to issue the requested proclamation, but agreed to bring the matter to the attention of the Borough Council, the Borough's legislative branch. 6 She did not mention Ordinance 691 or suggest that affixing lechis to utility poles might violate any other ordinance.
At the next Council meeting, on July 8, 1999, the Council and approximately thirty Tenafly residents debated whether the Borough should grant the proclamation. Many of those present expressed vehement objections prompted by their fear that an eruv would encourage Orthodox Jews to move to Tenafly. A Council member whom the District Court was unable to identify noted "a concern that the 5. Many major cities across the United States--such as Washington, D.C., New York, Chicago, Philadelphia, Los Angeles, Baltimore, Atlanta, and Cincinnati--have one or more eruvs. Both the White House and the United States Supreme Court are within the boundaries of an eruv. 6. Six Council members compose the Borough's legislative branch. The Mayor does not participate in lawmaking unless the Council is deadlocked, in which case she casts the tie-breaking vote.
Orthodoxy would take over" Tenafly. Id. at 151-52. One Council member voiced his "serious concern" that "UltraOrthodox" Jews might "stone[ ] cars that drive down the streets on the Sabbath." Id. at 153-54. The Borough Attorney participated in the debate. Neither he nor anyone else mentioned Ordinance 691 or indicated that attaching lechis to utility poles might be unlawful.
The Council decided to demand a formal, written proposal before voting on whether to issue the proclamation. Mayor Moscovitz advised Gotlieb and Osen, who did not attend the meeting, that the Council was unlikely to grant their request for a proclamation, but invited them to submit a formal application. Frustrated by the Borough's reticence, in August 1999 TEAI asked Bergen County Executive William P. Schuber, whose jurisdiction includes Tenafly, to issue the ceremonial proclamation necessary to validate the eruv. On December 15, 1999, he did so. The constitutionality of this action is not challenged in this case, and neither Schuber nor any other Bergen County official is a party.
Verizon, the local telephone company, owns the utility poles in Tenafly, though the poles are located on the
*7 Borough's property. 7 In April 2000, the plaintiffs asked Verizon for permission to attach lechis to its utility poles. The plaintiffs said in a sworn statement, which the District Court found "credible," that they did not believe any municipal ordinance prohibited them from doing so, and thus that they did not need the Council's permission. Id. at 155. After the plaintiffs informed Verizon about the proclamation, they say, the company's in-house counsel researched whether municipal approval was required and advised the plaintiffs that it was not.
In June 2000 Cablevision, holder of the local cable television franchise, volunteered to help the plaintiffs affix lechis to Verizon's utility poles as a community service. With the help of Cablevision personnel and equipment, an
7. When some of the events pertinent to this case occurred, the company now known as Verizon was named Bell Atlantic Telephone Company.
Borough officials apparently did not learn that an eruv was being erected in Tenafly until late August 2000. Mayor Moscovitz and Councilman Charles Lipson met with two local Jewish leaders on September 14, 2000, to discuss the matter. One of the Jewish leaders perceived some of the Mayor's remarks as derogatory toward Orthodox Jews, and the meeting was unproductive. Twelve days later, Borough Administrator Joseph DiGiacomo, acting at the Mayor's behest, asked Cablevision why it helped attach the lechis without the Borough's permission. According to DiGiacomo, the company told him that "a Rabbi" had advised it that TEAI had the necessary government approval. Id. at 158. On October 10, 2000, Mayor Moscovitz and the Council directed the Borough Administrator to ask Cablevision to remove the lechis from the utility poles"as soon as possible." Id.
On October 23, 2000, Cablevision wrote to the plaintiffs and informed them that the Borough instructed it to take down the lechis. Cablevision said it would begin complying with the Borough's order within three days unless the plaintiffs demonstrated they had municipal approval. Counsel for the plaintiffs subsequently negotiated from the Borough a thirty-day reprieve to give TEAI an opportunity to apply for permission from the Council to maintain the eruv. The letter setting out this agreement, sent by the plaintiffs' counsel to Borough Attorney Walter Lesnevich, states in part: "I also appreciate your advice that the Borough has no specific ordinance covering this matter or
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any particular format for the Eruv Association to follow in submitting its request." Id. at 159. By the beginning of November 2000, neither Lesnevich nor any other Borough
8. According to the District Court, a map of Tenafly, which does not appear in the appellate record, "suggests" that the eruv enables the plaintiffs to push and carry objects in
of the Borough.
On November 7, 2000, the plaintiffs filed their application with the Borough, asking the Council not to remove or order the removal of the lechis. On November 21, 2000, the Council decided to hold two hearings to allow members of the public to comment on the plaintiffs' proposal. The Council scheduled the first hearing for November 28, 2000, and the second for December 12, 2000. Fifty-four members of the public, including plaintiff Chaim Book and other eruv proponents, spoke at the two hearings. The speakers were evenly divided between supporters and opponents of the eruv. During the hearings, Council members did not express their views until the conclusion of the December 12 hearing. At that hearing, just before the Council voted on the plaintiffs' application, one Councilman stated that "[t]o the best of my knowledge," the Borough had "no ordinance, no resolution that says that you cannot hang something from a utility pole." Mayor Moscovitz responded by saying "[t]here is an ordinance," and Lesnevich then described Ordinance 691. This exchange was apparently the first time that Borough officials mentioned Ordinance 691 with regard to the lechis.
Shortly after Lesnevich brought Ordinance 691 to the Council members' attention, the Council voted 5-0 to force the plaintiffs to remove the lechis. 9 The next day, the Borough ordered Cablevision to take the lechis off the utility poles "as soon as possible."
*9 Pursuant to Federal Rule of Civil Procedure 65(b), the District Court issued a temporary restraining order precluding the Borough from disturbing the eruv. Consent orders extended the duration of the restraint until the Court ruled on the plaintiffs' request for a preliminary injunction. After the parties completed limited discovery, the Court held an evidentiary hearing that spanned four days, received additional affidavits, and heard oral arguments. On August 10, 2001, the Court issued an opinion denying the plaintiffs' request for injunctive relief on the ground that they are not reasonably likely to succeed on the merits of any of their claims.
The District Court's discussion began with the plaintiffs' claim that the Borough violated the First Amendment's Free Speech Clause. The Court concluded (albeit without citing our decision in Troster v. Pennsylvania State Department of Corrections,
The District Court also rejected the plaintiffs' claim that the Borough violated the First Amendment's Free Exercise Clause. Id. at 180-86. The Court disagreed with the
*10
plaintiffs' position that the objective effect of the Borough's decision was to discriminate against religiously motivated activity. It noted that, under Lyng v. Northwest Indian Cemetery Protective Ass'n,
The Court thought, however, that the Council members' improper subjective motivations nonetheless necessitated strict scrutiny under Lukumi. Id. at 183. It found that, while the Council members had no religious animosity, they acted because of the "constitutionally impermissible" fear that the eruv would facilitate the formation of an insular Orthodox Jewish "community within a community" in Tenafly. Id. at 182-83. Nevertheless, no Free Exercise
Clause violation occurred because the Council members' decision was "narrowly tailored to further their interest in avoiding the appearance of an Establishment Clause concern." Id. at 184 n. 26 (emphasis added).
Finally, the Court held that the plaintiffs lack standing to sue under the FHA because the Borough did not "make unavailable or deny" housing within the meaning of the relevant provision, 42 U.S.C. S 3604 (a). Id. at 186-90. Every case finding a violation of S 3604 (a), the District Court noted, involved conduct that "directly affected the availability of housing," whereas the plaintiffs seek a "nonhousing use of municipal property." Id. at 187.
The Court concluded that, because the plaintiffs were not reasonably likely to succeed on any of their claims, injunctive relief was not appropriate. The plaintiffs timely appealed, giving us jurisdiction pursuant to 28 U.S.C. S 1292 (a) (1), 12 and we granted their request for an injunction prohibiting removal of the lechis pending our decision. Tenafly Eruv Ass'n, Inc. v. Borough of Tenafly, No. 01-3301 (3d Cir. Sept. 19, 2001) (order). II. Standard of Review
*11
We review the District Court's ultimate decision to deny a preliminary injunction for abuse of discretion. See Dam Things from Denmark, a/k/a Troll Co. ApS, v. Russ Berrie &; Co.,
12
Ordinarily we will not disturb the factual findings supporting the disposition of a preliminary injunction motion in the absence of clear error. See Fed. R. Civ. P. 52 (a); Novartis Consumer Health, Inc. v. Johnson &; JohnsonMerck Consumer Pharm. Co.,
III. Discussion
Four factors governed the District Court's decision whether to issue a preliminary injunction barring the Borough from removing the eruv. To obtain an injunction, the plaintiffs had to demonstrate (1) that they are reasonably likely to prevail eventually in the litigation and (2) that they are likely to suffer irreparable injury without relief. See S. Camden Citizens,
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relief would harm the plaintiffs and (4) whether granting relief would serve the public interest. See S. Camden Citizens,
We note, however, that we do not agree with the Borough's contention --and the District Court's acquiescence, if its use of the word "standing" was meant to signify a perceived lack of subject-matter jurisdiction over the plaintiffs' FHA claim--that the issue is jurisdictional. When the presence or absence of a cause of action depends on how statutory language is interpreted (as the plaintiffs' FHA claim does), the absence of a valid statutory cause of action does not preclude jurisdiction unless the claim is frivolous or a transparent attempt to manufacture federalcourt jurisdiction where none existed. See Verizon Md., Inc. v. Pub. Serv. Comm'n of Md.,
*13 consider the plaintiffs' free speech claim and then discuss their free exercise claim. 14 A. The Free Speech Claim
The First Amendment's Free Speech Clause provides that "Congress shall make no law . . . abridging the freedom of speech." U.S. Const. amend. I. "Speech" is not construed literally, or even limited to the use of words. Constitutional protection is afforded not only to speaking and writing, but also to some nonverbal acts of communication, viz., "expressive conduct" (or "symbolic speech"). Affixing lechis to utility poles does not involve the use of words, so the plaintiffs' behavior is protected by the Free Speech Clause only if it constitutes expressive conduct. 15
jurisdiction to consider it. See Growth Horizons, Inc. v. Delaware County,
15
Conduct is protected by the First Amendment when"the nature of [the] activity, combined with the factual context and environment in which it was undertaken," shows that the "activity was sufficiently imbued with elements of communication to fall within the [First Amendment's] scope." Spence v. Washington,
*14
(3d Cir. 1995). Context is crucial to evaluating an expressive conduct claim because "the context may give meaning to the symbol" or act in question. Spence,
Until 1995, the Supreme Court determined whether speech is "sufficiently imbued with elements of communication" by asking "whether '[a]n intent to convey a particularized message was present, and [whether] in the surrounding circumstances the likelihood was great that the message would be understood by those who viewed it."' Texas v. Johnson,
Community Sch. Dist.,
The Supreme Court's unanimous 1995 opinion, Hurley v. Irish-American Gay, Lesbian and Bisexual Group of Boston,
*15
a group of gays, lesbians, and bisexuals of Irish ancestry sued under a state public accommodations law barring discrimination on the basis of sexual orientation in an attempt to gain admission to a private St. Patrick's Day parade in which an array of disparate groups participated. While the parade organizers asserted their First Amendment right to shape the content of their speech, the
16. Some Justices have viewed other examples of nonverbal political protest as sufficiently communicative to receive First Amendment protection. See Brown v. Louisiana,
By establishing that "a private speaker does not forfeit constitutional protection simply by combining multifarious voices, or by failing to edit their themes to isolate an exact message as the exclusive subject matter of the speech," Hurley eliminated the "particularized message" aspect of the Spence-Johnson test. Id. at 569-70. The Hurley Court had no need to formulate a new test, however, because--unlike conduct that is not normally communicative--parades are inherently expressive. Id. at 568 ("Parades are thus a form of expression, not just motion, and the inherent expressiveness of marching to make a point explains our cases involving protest marches."). Thus Hurley left open how courts should evaluate symbolic speech claims.
Before Hurley, we treated the Spence-Johnson factors as prerequisites for conduct to be deemed expressive. See Steirer by Steirer v. Bethlehem Area Sch. Dist.,
*16
Hurley, our decision in Troster v. Pennsylvania State Department of Corrections,
18
expressive if, "considering 'the nature of[the] activity, combined with the factual context and environment in which it was undertaken,' we are led to the conclusion that the 'activity was sufficiently imbued with elements of communication to fall within the scope of the First and Fourteenth Amendments."'18Id. at 1090 (quoting Spence,
We then applied this formulation to reject a state corrections officer's claim that a regulation mandating that each corrections officer wear an American flag patch on his uniform's right shirt-sleeve, with the star field facing his rear, violated the First Amendment by compelling him to engage in expressive conduct. Id. at 1088. The officer believed that compulsory display debases the flag and that "displaying the flag with its star field to the rear signifies cowardice and retreat from the principles for which the flag stands." Id. Though we recognized the strength of the officer's convictions, we determined that he did not show that the act of wearing a flag patch was sufficiently communicative to receive First Amendment protection, as he did not present "evidence to support his otherwise bare
18. Outside our Circuit, courts continue to view the Spence-Johnson test as the governing standard for determining whether conduct constitutes protected expression. See, e.g., Gun Owners' Action League, Inc. v. Swift,
*17
(His. 1998); State v. Berrill,
assertion that the flag patch regulation compels expressive conduct." Id. at 1091 n. 4.
Our discussion in Troster focused on two inquiries. First, we examined whether the officer intended subjectively (i.e., actually intended) for his conduct to communicate to persons whom he expected to observe it (i.e., his intended audience). We determined that there was no proof that his conduct was "demonstrative of an attitude or belief" or that he "actually assert[ed] anything to anyone." Id. at 1091-92. Second, we considered whether observers understood the message the officer intended his conduct to convey. The record contained no evidence that "observers would likely understand the patch or the wearer to be telling them anything about the wearers' beliefs" or "that the flag patch on the correctional officers' uniform will relay any message (ideological or otherwise) to anyone." Id. at 1091-92 (emphases in original). Therefore, the officer's compelled speech claim failed because he did not show that the conduct in which he was forced to engage was expressive.
Our emphasis in Troster on the putative speaker's burden of proving that his conduct is "sufficiently imbued with elements of communication" is important to our resolution of the plaintiffs' expressive conduct claim in this case. If the putative speaker's burden were "limited to 'the advancement of a plausible contention' that [his or her] conduct is expressive"--a view espoused by a plurality of the D.C. Circuit but rejected by the Supreme Court in Clark --the result "would be to create a rule that all conduct is presumptively expressive." Clark,
With this background as context, we conclude that the plaintiffs have not met their burden of showing that affixing lechis to utility poles is "sufficiently imbued with elements of communication" to be deemed expressive conduct. The record indicates that the lechis were attached for the benefit of other Orthodox Jews, not the general public. Therefore, if the plaintiffs' conduct is expressive, their intended audience is other Orthodox Jews. But the plaintiffs have not introduced evidence that the lechis are meant to
*18
demonstrate a belief or assert anything to Orthodox Jews or that Orthodox Jews "likely understand" the eruv "to be telling them anything," i.e., that they discern "any message (ideological or otherwise)" from the lechis . 19 Troster,
Rather than "actually assert[ing] anything to anyone," id. at 1092, it seems that the eruv simply demarcates the space within which certain activities otherwise forbidden on the Sabbath are allowed. Plaintiff Chaim Book described the eruv as a "boundary" that "requires physical demarcation," a function historically achieved by"rop[ing] an area off." Similarly, at oral argument counsel for the plaintiffs told us that the lechis "replace[ ] the pole[s] that would be used prior to the time there were telephone poles" to designate the eruv's boundaries. While the plaintiffs describe the eruv in functional terms, explaining that it establishes an area within which Orthodox Jews may engage in certain otherwise impermissible activities, they offer no evidence that it communicates anything. The only evidence the plaintiffs introduced with respect to the religious significance of the eruv was the affidavit of Rabbi Hershel Schachter of Yeshiva University, an expert on Orthodox Jewish law. Rabbi Schachter explained that the eruv enables couples with young children and persons who use wheelchairs to attend synagogue on the Sabbath. He did not, however, suggest that the Orthodox Jews who affix 19. As we stated above, see supra note 15, it appears that until we requested briefing on the issue the parties merely assumed that the lechis are protected by the First Amendment. lechis intend to send any message thereby, or that the eruv conveys any message to Orthodox Jews.
Further, there is no evidence that Orthodox Jews receive a message or ascertain the eruv's boundaries by looking at the lechis. To the contrary, Rabbi Howard Jachter, speaking on behalf of the TEAI, said that "most Orthodox Jews do not . . . would not know how to make an eruv, wouldn't see where the eruv is, how it is. A rabbi wouldn't know how it is." Even plaintiff Chaim Book, who is obviously familiar with the eruv's boundaries and the lechis' locations, said, "I, who know some of the poles have lechis, have a hard time recognizing the lechi on the pole by just looking at it." In addition, plaintiffs' complaint states that "the eruv is not a religious symbol." Thus there is no evidence contradicting the Borough's assertion at oral argument--which the plaintiffs did not dispute--that Orthodox Jews learn the eruv's boundaries by word of mouth from the persons charged with erecting and inspecting it.
*19
Even if the plaintiffs had introduced evidence that the lechis serve a boundary function, that would be insufficient to prove they are "sufficiently imbued with elements of communication to fall within the scope of the First and Fourteenth Amendments." Troster,
22
dissenting) (noting that "expression and communication are the crucial attributes of speech," that "[n]owhere is this stress on expression and communication more clear than in the Court's approach to speech that falls outside the traditional domain of the spoken or written word," and that "[t]he classic examples of conduct-as-speech all contain patently expressive messages."). Otherwise, the act of constructing houses of worship would implicate the Free Speech Clause, whereas courts consistently analyze the constitutionality of zoning regulations limiting such construction under the Free Exercise Clause, not the Free Speech Clause. See, e.g., City of Boerne v. Flores,
Plaintiffs maintain that, although the eruv is functional, it is also expressive, just as the 18 -foot Chanukah menorah
*20
-
As explained in more detail below, Smith held that the Free Exercise Clause offers no protection when a neutral, generally applicable law incidentally burdens religious practice, with a possible exception for "hybrid" rights situations in which both the right to free exercise of religion and another constitutional right are implicated.
494 U.S. at 879, 881-82 . If the law imposing the burden on religious freedom is either not neutral or not generally applicable, however, it violates the First Amendment unless it satisfies strict scrutiny (i.e., unless it is narrowly tailored to advance a compelling government interest). See Church of the Lukumi Babalu Aye, Inc. v. City of Hialeah,508 U.S. 520 , 546 (1993). in Allegheny County v. Greater Pittsburgh ACLU ,492 U.S. 573 (1989), was expressive even though the functional purpose of menorahs is to hold candles. To the extent that the plaintiffs' point is that functionality and expression are "not mutually exclusive," we do not disagree; things ordinarily used for functional purposes can be used for communicative purposes as well. Name.Space, Inc. v. Network Solutions, Inc.,202 F.3d 573 , 586 (2d Cir. 2000) (concluding that Internet domain names are ordinarily functional, but can be expressive if they contain a message, e.g., ".jones_for_president"). But there is no evidence that the eruv is an example of such overlapping purposes, whereas there was ample evidence to that effect in Allegheny. As part of a holiday display that stood at the entrance to a government building and included a 45 -foot Christmas tree, the 18 -foot menorah was both intended and understood to express "a recognition that Christmas is not the only traditional way of observing the winter-holiday season" and "an acknowledgment of Chanukah as a contemporaneous alternative tradition." Allegheny, 492 U.S. at .
In sharp contrast here, there is no evidence that Orthodox Jews intend or understand the eruv to communicate any idea or message. Rather, the evidence shows that the eruv--like a fence around a house or the walls forming a synagogue--serves the purely functional purpose of delineating an area within which certain activities are permitted.
We also reject the plaintiffs' contention that the eruv may be deemed expressive simply because some residents of Tenafly who are not Orthodox Jews discern various unintended messages emanating from it, notwithstanding that these persons would not be intended recipients even if the lechis were meant to send a message. To accept this position would mean that whether conduct is expressive depends entirely on how observers perceive it--even if the actor had no communicative intent, and even if the actor disapproves of the message (or messages) discerned by the observers. See Troster,
*21 nonverbal message intentionally sent by the actor); Peter Meijes Tiersma, Nonverbal Communication and the Freedom of "Speech", 1993 Wis. L. Rev. 1525, 1553, 1561-62 (stating that nonverbal conduct is expressive only if it involves "a conscious transfer of information," i.e.,"an attempt to communicate" by the actor).
Finally, we cannot accept the plaintiffs' argument that, by analogy to the protection afforded newsracks, the eruv is protected under the First Amendment. Relying on City of Lakewood v. Plain Dealer Publ'g Co.,
In sum, as in Troster, the plaintiffs offer nothing more than a "bare assertion" that their conduct is expressive. 22
B. The Free Exercise Claim
- Determining the appropriate level of scrutiny
The Free Exercise Clause, which binds the Borough pursuant to the Fourteenth Amendment, see Cantwell v. Connecticut,
*22 exercise [of religion]." U.S. Const. amend. I. Depending on the nature of the challenged law or government action, a free exercise claim can prompt either strict scrutiny or rational basis review. 24
If a law is "neutral" and "generally applicable," and burdens religious conduct only incidentally, the Free Exercise Clause offers no protection. Employment Div. v. Smith,
Babalu Aye, Inc. v. City of Hialeah,
Further, the Free Exercise Clause's mandate of neutrality toward religion prohibits government from "deciding that secular motivations are more important than religious motivations." Fraternal Order of Police v. City of Newark,
*23
Lukumi the Supreme Court invalidated an ordinance "punishing '[w]hoever . . . unnecessarily . . . kills any animal,' " where state and local officials interpreted the ordinance to ban animal sacrifices during Santeria religious ceremonies, but to exempt secular activities such as hunting, slaughtering animals for food, and even using live rabbits to train greyhounds.
Because the ordinance in Lukumi gave officials discretion to consider "the particular justification" for each violation, it "represent[ed] a system of 'individualized governmental assessment of the reasons for the relevant conduct,' " triggering under Smith strict scrutiny of the ordinance's application to religiously motivated conduct. Id. at 537 (quoting Smith,
27
motivated conduct.
*24 we determined that the police department's discriminatory value judgment failed even intermediate scrutiny. Fraternal Order of Police, 170 F.3d at n. 7 .
We note that, in contrast to our decision in Fraternal Order of Police, two other circuit courts have stated that the Free Exercise Clause offers no protection when a statute or policy contains broad, objectively defined exceptions not entailing subjective, individualized consideration. See Swanson v. Guthrie v. Indep. Sch. Dist. No. I-L,
Id. at 365. The Sunni Muslim officers' beards posed no greater threat to uniform appearance than did the beards worn by officers with medical conditions. Id. at 366. Thus the police department's policy was void under "any degree of heightened scrutiny." Id. at 367.
Smith, Lukumi, and Fraternal Order of Police point the way to the appropriate level of scrutiny in this case. On its face, Ordinance 691 is neutral and generally applicable. But "[o]fficial action that targets religious conduct for distinctive treatment cannot be shielded [from constitutional attack] by mere compliance with the requirement of facial neutrality." Lukumi,
Because Ordinance 691 is neutral and generally
applicable on its face, if the Borough had enforced it uniformly, Smith would control and the plaintiffs' claim would accordingly fail. The Borough insists it has done so, but the record shows otherwise. Indeed, the Borough has tacitly or expressly granted exemptions from the ordinance's unyielding language for various secular and religious--though never Orthodox Jewish--purposes. Cf. Fowler v. Rhode Island,
From the drab house numbers and lost animal signs to the more obtrusive holiday displays, church directional signs, and orange ribbons--the last of which the District Court erroneously deemed irrelevant to the constitutional analysis28--the Borough has allowed private citizens to affix
*25
-
Pursuant to our "constitutional duty to conduct an independent examination of the record as a whole," Hurley,
515 U.S. at 567 , we believe there is ample evidence in the record showing that orange ribbons were attached to the Borough's utility poles for "a lengthy period of time" and that Borough officials knew about them but made no effort to remove them. A594-95 (Mayor Moscovitz Test.); see also A277 (statement of Tenafly resident Lee Rosenbaum that"[s]urely, a town that brandished orange ribbons tied to almost every pole in town for what I think was several years can tolerate some unobtrusive markers").
29 various materials to its utility poles. Apart from their religious nature, the lechis are comparable to the postings the Borough has left in place. If anything, the lechis are less of a problem because they are so unobtrusive; even observant Jews are often unable to distinguish them from ordinary utility wires. While the Borough alleges that the lechis are different because the plaintiffs intend them to be "permanent," house numbers nailed to utility poles are likewise intended to be permanent. And although the Borough insists that the lechis' religious nature justifies its decision to remove them, this is precisely the sort of reasoning that Lukumi and Fraternal Order of Police forbid.
We believe that the Borough's selective, discretionary application of Ordinance 691 against the lechis violates the neutrality principle of Lukumi and Fraternal Order of Police because it "devalues" Orthodox Jewish reasons for posting items on utility poles by "judging them to be of lesser import than nonreligious reasons," and thus "single[s] out" the plaintiffs' religiously motivated conduct for discriminatory treatment. Lukumi,
*26 The Borough nonetheless contends that three aspects of this case--the plaintiffs' use of government property, the lack of a "substantial burden" on the plaintiffs' religious freedom, and the "optional" nature of the eruv--place it outside the framework of Lukumi and Fraternal Order of Police, and thus preclude us from applying strict scrutiny even though the Borough has discriminated against conduct motivated by Orthodox Jewish beliefs.
First, the Borough insists that, because the utility poles are on its land, this case is governed by Lyng v. Northwest Indian Cemetery Protective Ass'n,
465, our case, unlike Fraternal Order of Police , involves purely private conduct. Thus Smith and Lukumi obligate us to apply strict scrutiny. See supra note 27 .
We note that, in determining the appropriate standard to apply, we do not believe it necessary to consider the subjective motivations of the Council members who voted to remove the eruv. Lukumi and Fraternal Order of Police inferred discriminatory purpose from the objective effects of the selective exemptions at issue without examining the responsible officials' motives. See Lukumi,
Contrary to the Borough's position, however, the principle of Lukumi and Fraternal Order of Police--that government cannot discriminate between religiously motivated conduct and comparable secularly motivated
*27
conduct in a manner that devalues religious reasons for acting--applies not only when a coercive law or regulation prohibits religious conduct, but also when government denies religious adherents access to publicly available money or property. See Sherbert v. Verner,
In contrast, the principle of Northwest Indian Cemetery applies only when a person of faith asks for special, not equal, treatment in the context of a religion-neutral policy. See Adams v. Comm'r of Internal Revenue,
In this case, the plaintiffs are not asking for preferential treatment. Instead, they ask only that the Borough not invoke an ordinance from which others are effectively exempt to deny plaintiffs access to its utility poles simply because they want to use the poles for a religious purpose. Cf. Widmar v. Vincent,
Second, the Borough maintains that strict scrutiny should not apply because the plaintiffs have not shown that the removal of the eruv would substantially burden their religious practice. Under Smith and Lukumi, however, there is no substantial burden requirement when government discriminates against religious conduct. See Lukumi,
*28
religious freedom existed); Fraternal Order of Police,
Moreover, Smith admonished courts not to engage in the sort of inquiry the Borough demands. The Supreme Court explained that "[j]udging the centrality of different religious practices" violates the principle that "courts must not presume to determine the place of a particular belief in a religion." Smith,
*29
on ground that plaintiff's religious freedom was not substantially burdened); Goodall by Goodall v. Stafford County Sch. Bd.,
451 ("Whatever may be the exact line between unconstitutional prohibitions on the free exercise of religion and the legitimate conduct by government of its own affairs, the location of the line cannot depend on measuring the effects of a governmental action on a religious objector's spiritual development."); cf. Widmar,
Third, the Borough asserts that the plaintiffs cannot state a free exercise claim because the eruv is an "optional" religious practice. For reasons similar to those counseling against requiring the plaintiffs to demonstrate a substantial burden on their religious practice, we cannot accept the Borough's contention that courts presented with free exercise claims should, as a threshold matter, determine whether the religious practices at issue are "mandatory" or "optional." We need not consider whether the Borough's characterization of the eruv is accurate. Neither the Supreme Court nor our Court has intimated that only compulsory religious practices fall within the ambit of the Free Exercise Clause. To the contrary, our en banc decision in DeHart said that conduct implicates the Free Exercise Clause if it is motivated by "beliefs which are both sincerely held and religious in nature" without regard to whether it is mandatory.
*30
were correct, the Lukumi Court would have considered whether Santeria adherents believe their faith commands them to sacrifice animals. But the Court did not do so, instead deeming it sufficient that they had a sincere desire to sacrifice animals for religious reasons. See Lukumi,
Additionally, if anything turned on whether a religious practice is "mandatory" or "optional," courts would have to question "the validity of particular litigants' interpretations of [their] creeds" and perhaps even adjudicate "controversies over religious authority or dogma," tasks that are "not within the judicial ken." Smith ,
Finally, if the First Amendment shielded only compulsory religious practices, religions without commandments "would find themselves outside the scope of First Amendment protection altogether," Levitan,
As the Borough's arguments for eschewing strict scrutiny are unpersuasive, we must consider whether its invocation of Ordinance 691 against the lechis is likely to pass that test. between a religious practice which is a positive expression of belief and a religious commandment which the believer may not violate at peril of his soul" in the context of prisoners' free exercise claims). 2. Application of strict scrutiny
Because the Borough's decision to remove the eruv is not neutral toward conduct motivated by Orthodox Jewish beliefs, it "must undergo the most rigorous of scrutiny." Lukumi,
*31 691 it has tolerated, on the grounds that the lechis are "permanent" and religious in nature. Neither ground is persuasive.
Much of our strict scrutiny analysis parallels our earlier discussion of why the Borough's decision is not religionneutral. See Lukumi,
Though the Borough's claim that it can remove the eruv because of its religious nature requires more discussion, it is similarly unpersuasive. The Borough maintains that its decision to remove the eruv is justified by its "compelling" interest in avoiding "an Establishment Clause controversy." Contrary to the Borough's position, however, a government interest in imposing greater separation of church and state than the federal Establishment Clause mandates is not
compelling in the First Amendment context. See Widmar,
*32
schools under 42 U.S.C. S 2000e(j)). The opinions cited in support of this proposition were Cooper v. Eugene School District,
To the extent that the Oregon Supreme Court held in Cooper that concerns about appearing neutral toward religion could outweigh employees' free exercise rights in the public school context, we do not believe the United States Supreme Court's summary disposition approved that reasoning. Instead, we believe, especially in light of subsequent doctrinal developments, that the dictum in United States v. Board of Education may be inconsistent with Widmar's principle that an interest in more separation between church and state than the Establishment Clause requires cannot justify restricting rights shielded by the Free Exercise Clause. See Widmar,
First, summary dispositions by the Supreme Court"cannot be taken as adopting the reasoning of the lower court," Wis. Dep't of Revenue v. Wrigley Co.,
The Borough further argues, however, that leaving the eruv in place would constitute an actual Establishment Clause violation, and that the need to avoid such a violation justifies discriminating against the plaintiffs' religiously motivated conduct. Before explaining why this argument is also unavailing, we must examine the Supreme Court's recent pronouncements in the area. 34 Until the past
Court's summary disposition in Cooper cannot be interpreted as endorsing the Oregon Supreme Court's reasoning, particularly since that reasoning flatly contradicts Widmar. See Fusari v. Steinberg,
Since Cooper, moreover, the Supreme Court has held in several cases that a government interest in appearing neutral toward religion, where not necessary to comply with the Establishment Clause, cannot justify limiting First Amendment rights. See Good News Club v. Milford Cent. Sch.,
*33
the appeal in Cooper under the principle of Pickering v. Board of Education,
Recent Supreme Court decisions, however, have not applied the Lemon test. Instead, in cases involving Establishment Clause challenges to private individuals' use of government resources, the Court has applied the endorsement test developed by Justice O'Connor, which dispenses with the "entanglement" prong of the Lemon test and collapses its "purpose" and "effect" prongs into a single inquiry: would a reasonable, informed observer, i.e., one familiar with the history and context of private individuals' access to the public money or property at issue, perceive the challenged government action as endorsing religion?36 See Zelman v. Simmons-Harris, ___ U.S. ___ , ___
*34
-
"Entanglement" still matters, however, in the context of direct aid to public schools, where the Court subsumes it within the "effect" analysis, see Agostini v. Felton,
521 U.S. 203 , 232-33 (1997), and in the rare case where government delegates civic power to a religious group. See Bd. of Educ. of Kiryas Joel Village Sch. Dist. v. Grumet ,512 U.S. 687 , 696-705 (1994); Larkin v. Grendel's Den, Inc.,459 U.S. 116 , 126-27 (1982).
40
independent choices determined where children went to school); Good News Club v. Milford Cent. Sch.,
*35 against Establishment Clause attack). Each of these decisions upheld the challenged government action because it treated religion neutrally, and thus would not be viewed by a reasonable, informed observer as endorsing religion. 39
In contrast, government runs afoul of the endorsement test and violates the Establishment Clause when it affirmatively supports religion on preferential terms. See Santa Fe Indep. Sch. Dist. v. Doe,
*36
facing oncoming traffic on adjacent highway).
Applying these principles to this case, we believe that, if the Borough ceased discriminating against the plaintiffs' religiously motivated conduct to comply with the Free Exercise Clause, a reasonable, informed observer would not perceive an endorsement of Orthodox Judaism because the Borough's change of heart would "reflect[] nothing more than the governmental obligation of neutrality" toward religion. Sherbert,
Further, there is a vital difference between purely private religiously motivated conduct and conduct initiated or sponsored by government. See Rosenberger,
*37
at 311 (quoting Lee,
To the extent that access to the utility poles on Borough land constitutes a "benefit," "the 'guarantee of neutrality is respected, not offended"' when religious persons benefit incidentally from "'neutral criteria and evenhanded policies."' Good News Club,
Because the Free Exercise Clause requires neutral treatment of religion, see Smith,
Where a district court has denied a motion for a preliminary injunction, we may order the injunction to issue if "the four factors required to grant a preliminary injunction are apparent on the record before us." Tanimura &; Antle, Inc. v. Packed Fresh Produce, Inc.,
*38
Black Horse Pike,
Our review of the record leaves us convinced that, in addition to the reasonable probability that the plaintiffs will ultimately prevail on their free exercise claim, the remaining three factors for injunctive relief--irreparable injury, the balance of hardships, and the public interest-also favor a preliminary injunction. Limitations on the free exercise of religion inflict irreparable injury. Fifth Ave. Presbyterian Church v. City of New York,
With respect to the balance of hardships, a preliminary injunction would not harm the Borough more than denying relief would harm the plaintiffs. Enjoining removal of the eruv would cause neither the Borough nor its residents any serious injury. Without an injunction, on the other hand, the plaintiffs' free exercise of religion will be impaired. The balance easily tips in the plaintiffs' favor.
Finally, where there are no societal benefits justifying a burden on religious freedom, "the public interest clearly favors the protection of constitutional rights." Council of Alternative Political Parties v. Hooks,
In this context, the District Court should have preliminarily enjoined the Borough from removing the lechis pending a trial.
IV. Conclusion
Though the plaintiffs are not likely to prevail on their Fair Housing Act claim and do not present a viable free speech
*39 claim, they are reasonably likely to show that the Borough violated the Free Exercise Clause by applying Ordinance 691 selectively against conduct motivated by Orthodox Jewish beliefs. Because the three other factors for injunctive relief also favor the plaintiffs, we reverse the District Court's denial of injunctive relief and will enter an order directing the Court to issue a preliminary injunction barring the Borough from removing the lechis.
A True Copy: Teste: Clerk of the United States Court of Appeals for the Third Circuit
