FROM THE TENTH COURT OF APPEALS
HARRIS COUNTY
O P I N I O N
In this сase, we decide that felony driving while intoxicated (felony DWI) (1) can be the underlying felony in a "felony-murder" prosecution under Section 19.02(b)(3), Tex. Pen. Code, which, among other things, provides that a person commits murder if he causes a person's death during the commission of a "felony, other than manslaughter." (2)
A jury convicted appellant of felony-murder and sentenced him, as an habitual offender with two prior felony convictions, to 55 years in prison. Viewed in the light most favorable to the jury's verdict, the evidence shows that appellant was committing felony DWI (3) on a crowded public street and also tailgating, speeding and weaving when his car collidеd with another car resulting in the death of a five-year-old girl. (4) Appellant's blood-alcohol content was about three times the legal limit at the time of the collision. Appellant was charged with felony-murder under Section 19.02(b)(3), with the felony DWI alleged as the underlying felony. (5)
Appellant claimed in the trial court and on direct appeal that felony DWI cannot be the underlying felony for felony-murder, because the underlying felony is what supplies the required culpable mental state for felony-murder and felony DWI cannot supply this culpable mental state since felony DWI does not require proof of a culpable mental state. (6) The court of appeals rejected this claim. See Lomax v. State, No. 10-03-00156-CR, slip op. at 2-4 (Tex.App.-Waco, delivered March 29, 2006) (not designated for publication) (definition of felony-murder "plainly dispenses with any mental element" when felony DWI is the underlying felony for felony-murder). We granted review of the following ground:
Can a felony murder conviction be based on an underlying felony that expressly requires no mens rea, despite the fact that in a felony-murder conviction, the mens rea for the act of murder is supplied by the mens rea of the underlying felony?
The issue is whether Section 19.02(b)(3), which does not prescribe a culpable mental state, "plainly
dispenses" with a culpable mental state. See Section 6.02(b), Tex. Pen. Code, (if definition of offense
"does not prescribe a culpable mental state," a culpable mental state "is nevertheless required unless the
definition plainly dispеnses with any mental element"); Aguirre v. State,
It is significant and largely dispositive that Section 19.02(b)(3) omits a culpable mental state while
the other two subsections in Section 19.02(b) expressly require a culpable mental state. A person commits
murder under Section 19.02(b)(1), Tex. Pen. Code, when he "knowingly and intentionally" causes a
person's death. A person commits murder under Section 19.02(b)(2), Tex. Pen. Code, when he "intends
to cause serious bodily injury" and commits an act clearly dangerous to human life that causes a person's
death. The omission of a culpable mental state in Section 19.02(b)(3) is "a clear implication of the
legislature's intent to dispense with a mental element in that [sub]section." See Aguirre,
The language of the statute is, of course, to be considered. "It is particularly significant
when some such word as 'knowingly' is used in one section of a statute and omitted from
another." [Footnote omitted]. An example is The Meat Inspection Law of 1945.
[Footnote omitted]. The act defined criminal offenses in four consecutive sections. The
first three sections made it unlawful "to knowingly sell" meat from diseased animals,
[footnote omitted] and "to knowingly sell or offer to sell" meat from animals that died other
than by slaughter. [Footnote omitted]. The fourth section made it unlawful simply "to sell"
meat from animals such as horses. [Footnote omitted]. The omission of a culpable mental
state from only one of the four sections was a clear implication of the legislature's intent to
dispense with a mental element in that section. This Court had no difficulty in concluding
that a culpable mental state was not part of the offense defined in that section. See Nell
v. State,
Appellant argues that interpreting Section 19.02(b)(3) to dispense with a culpable mental state
renders murder under Section 19.02(b)(3) a "strict liability" offense and that "murder is never a strict
liability crime in Texas." While Section 19.02(b)(3) might contain some features not normally associated
with "strict liability" offenses, on balance these features do not overcome the clear legislative intent to plainly
dispense with a culpable mental state. See Aguirre,
Appellant also claims that interpreting Section 19.02(b)(3) to dispense with a culpable mental state is inconsistent with Commissioner Reynolds' opinion for this Court in Rodriquez v. State. (8) Appellant further claims that, in order to affirm the court of appeals' decision, this "Court must acknowledge that Rodriquez was decided wrongly and the felony murder statute is unconstitutional as vague and indefinite for failure to state a culpable mental state." (9)
The defendant in Rodriquez claimed that the felony-murder statute in that case, (10) which, like current Section 19.02(b)(3), also omitted a culpable mental state, was "unconstitutional for vagueness and indefiniteness," because it failed to show "what culpable state of mind" was required "in the commission of the 'act clearly dangerous to human life that causes the death of an individual.'" See Rodriquez, 548 S.W.2d at 28. Commissioner Reynolds' opinion for this Court applied the following analysis to this constitutional claim:
Section 6.02 of the Penal Code provides, in part, that
"(a) Except as provided in Subsection (b) of this section, a person does not commit an offense unless he intentionally, knowingly, recklessly, or with criminal negligence engages in conduct as the definition of the offense requires.
"(b) If thе definition of an offense does not prescribe a culpable mental state, a culpable mental state is nevertheless required unless the definition plainly dispenses with any mental element.
"(c) If the definition of an offense does not prescribe a culpable mental state, but one is nevertheless required under Subsection (b) of this section, intent, knowledge, or recklessness suffices to establish criminal responsibility."[ (11)]
From a consideration of these sections together, it logically follows that because [§ 19.02(b)(3)] is silent as to, and does not plainly dispense with, the culpable mental state required for the underlying felony committed or attemрted, § 6.02(b) mandates that the culpable mental state shall, as specified in § 6.02(c), be one of intent, knowledge or recklessness. Upon the establishment of the underlying committed or attempted felony embracing the requisite mental element, [§ 19.02(b)(3)] then declares that an act which is committed in the course and in furtherance of, or in immediate flight from, the underlying committed or attempted felony and which is clearly dangerous to human life and causes death shall constitute murder. Thus, the culpable mental state for the act of murder is supplied by the mental state accompanying the underlying committed or attempted felony giving rise to the act. The trаnsference of the mental element establishing criminal responsibility for the original act to the resulting act conforms to and preserves the traditional men rea requirement of the criminal law. [Citation omitted].
Consequently, [§ 19.02(b)(3)] is not unconstitutional for its failure to specify the culpable mental state required for the act of murder. The fourth ground is overruled.
Rodriquez,
We begin by noting that the defendant in Rodriquez claimed that a culpable mental state was
required for the "act clearly dangerous to human life." See Rodriquez,
Rodriquez also decided, based solely on the omission of a culpable mental state in the applicable
felony-murder statute, that the felony-murder statute did not plainly dispense with a culpable mental state
for the underlying felony. See Rodriquez,
Based on the foregoing, we decide to overrule only that portion of the holding in Rodriquez that a culpable mental state is required for "the act of murder" in a felony-murder prosecution and that the mental state of the underlying felony supplies this culpable mental state. (15) It is, however, unnecessary to overrule Rodriquez as having decided that a culpable mental state is required for the "act clearly dangerous to human life" feature of Section 19.02(b)(3), since Rodriquez did not address that issue. (16)
We also understand appellant to argue that the 1993 legislative changes to the felony-murder statute and to other provisions in Chapter 19 and the addition of the more specific intoxication-related offenses in Chapter 49 indicate a legislative intent that a DWI homicide (whether the DWI be a felony or a misdemeanor) be prosecuted exclusively as intoxication manslaughter under Section 49.08(a), Tex. Pen. Code. Appellant argues:
The presence of a specific statute, intoxication manslaughter, which does not exclude felony DWI or limit itself to misdemeanor DWI, represents an expression of legislative intent that intoxication homicides be prosecuted under § 49.08, especially in light of the fact that the Legislature's intent in enacting Chapter 49 was to gather all intoxication-related offenses and definitions in one chapter, as opposed to having them spread throughout the penal code.[ (17)]
Omitting citations to authority and internal quotations, we quote from Judge Onion's opinion in Rodriguez describing the judiciary's duty to construe a statute when its plain language does not "lead to absurd consequences that the legislature could not possibly have intended."
It is the duty of the court to administer the law as it is written, and not to make law; and however hаrsh a statute may seem to be, or whatever may seem to be its omission, courts cannot . . . make it apply to cases to which it does not apply, without assuming functions that pertain to the legislative department of the government. The legislature is constitutionally entitled to expect that the judiciary will faithfully follow the specific text that was adopted.
In divining legislative intent, we look first to the language of the statute. When the meaning is plain, we look no further. We focus on the text of the statute and interpret it in a literal manner to discern a fair, objective meaning of the text. When a court interprets a statute, it is obliged to implement the expressed will of our legislature, not the will it keeps to itself. If the meaning of the statutory text, when read using the established canons of statutory construction relating to such text, should have been plain to the legislators who voted on it, courts will ordinarily give effect to that plain meaning. Where the statute is clear and unambiguous, the Legislature must be understood to mean what it has expressed and it is not for the courts to add to or subtract from such statute.
Rodriguez,
Prior to 1993, former Section 19.05(a)(2) in the penal code codified the DWI version of involuntary manslaughter. (19) Also, prior to 1993, most DWI offenses were defined in civil statutes outside the penal code. (20) Under thesе pre-1993 civil statutes, a person was guilty of felony DWI if the person was convicted of DWI and it was shown that he had "two or more" prior DWI convictions. (21) In 1993, the Legislature repealed former Article 6701l, (22) eliminated the DWI version of involuntary manslaughter codified in former Section 19.05(a)(2), (23) and recodified this offense in almost identical terms as intoxication manslaughter in Section 49.08(a). (24) The Legislature also recodified felony DWI in Section 49.09(b)(2) in almost identical terms to its definition in former Article 6701l-1(e)(2) and former Section 12.41(1). (25)
These 1993 legislative enactments, therefore, made very few substantive changes to prior law. (26) These 1993 legislative enactments seem to have been primarily intended, as appellant asserts, "to gather all intoxiсated-related offenses and definitions in one chapter, as opposed to having them spread throughout the penal code." It is not apparent to this Court that these largely nonsubstantive 1993 legislative enactments were intended to make Chapter 49 the exclusive domain of DWI homicide prosecutions. Nothing in the pre-1993 law required that DWI homicides be prosecuted exclusively under the DWI version of involuntary manslaughter set out in former Section 19.05(a)(2)--the statutory predecessor to intoxication manslaughter in Section 49.08(a).
The plain language of Section 19.02(b)(3) also does not exclude felony DWI as an underlying
felony for a felоny-murder prosecution, and we must understand the Legislature to have meant what the
plain language of Section 19.02(b)(3) expresses. (27) In addition, that a general and a more specific statute
might be viewed as proscribing the same conduct does not, standing alone, compel a conclusion that the
Legislature intended that this conduct be prosecuted exclusively under the more specific statute. See State
v. Pembleton,
Appellant argues that this interpretation of these 1993 legislative changes not making Chapter 49
the exclusive domain of DWI homicides has the effect of allowing intoxication manslaughter to form the
basis of a felony-murder prosecution thereby resulting in the felony-murder rule "swallowing up"
intoxication manslaughter. See Lawson,
Appellant's argument is immaterial unless felony DWI is a lesser included offense of intoxication manslaughter. If felony DWI is a lesser included offense of intoxication manslaughter, then the question of whether Section 19.02(b)(3) should be interpreted as allowing intoxication manslaughter to form the basis of a felony-murder prosecution would be squarely presented in this case. The resolution of that question would be necessary to the decision in this case, because, if intoxication manslaughter would be excluded from a felony-murder prosecution, then, presumably, under Johnson, any lesser included offense of intoxication manslaughter would also be excluded. Thus, if felony DWI is a lesser included offense of intoxication manslaughter, then it too could not form the basis of a felony-murder prosecution.
We nevertheless decide that felony DWI is not a lesser included offense of intoxication manslaughter. Felony DWI requires proof of two prior DWI convictions. See Section 49.09(b)(1). Proof of these two prior DWI cоnvictions are not "facts required," or included within the proof necessary, to establish intoxication manslaughter under Section 49.08(a). (30) See Article 37.09(1), Tex. Code Crim. Proc. Proof of injury or risk of injury also is not necessary to establish felony DWI. See Article 37.09(2), Tex. Code Crim. Proc. Neither felony DWI nor intoxication manslaughter require proof of a culpable mental state. See Article 37.09(3), Tex. Code Crim. Proc. And, felony DWI does not consist of an attempt to commit intoxication manslaughter or is "otherwise included" in intoxication manslaughter. See Article 37.09(4), Tex. Code Crim. Proc. Having decided that felony DWI is not a lesser included offense of intoxication manslaughter, it is unnecessary to decide whether intoxication manslaughter can form the basis of a felony-murder prosecution.
We also agree with the State that felony DWI is neither manslaughter nor a lesser included offense of manslaughter. In this case, therefore, we give effect to the plain language of Section 19.02(b)(3) exempting only manslaughter as the underlying felony for felony-murder. (31)
The dissenting opinion would hold that felony DWI cannot be the underlying felony in a felony-murder prosecution. The dissenting opinion apparently would decide that every DWI homicide should be
prosecuted exclusively as an intoxication manslaughter (32) under an application of the in pari materia rule
of statutory construction, codified in Section 311.026, Tеx. Gov't Code. See Dissenting op. at 2; Ex
parte Smith,
This rule of statutory construction, however, applies only if a "general" provision and a "specific" provision "irreconcilably conflict." See id. Two statutes irreconcilably conflict when only one of them can apply to a particular situation. Two statutes do not irreconcilably conflict when, as in this case, both of them can apply to a particular situation. Prеsiding Judge Keller's concurring opinion in this Court's recent decision in Nesbit v. State provides an example of two statutes that irreconcilably conflict. See Nesbit v. State, slip op. at 6 (Tex.Cr.App. No. PD-1907-05, delivered June 13, 2007) (Keller, P.J., concurring). That concurring opinion concludes that, when computing the expiration day of a probationary term, the Code Construction Act for computing time excludes the first day, while the probation statute includes the first day. See id. These statutory provisions, therefore, irreconcilably conflict because both statutes (one including the first day and the other excluding it) cannot apply to computing the expiration of a probationary term. Thаt situation is not presented here. That Section 19.02(b)(3) and Section 49.08(a) might, in some situations, apply to the same conduct does not mean that they irreconcilably conflict. See Pembleton, 978 S.W.2d at 355-56; see also Footnote 28.
In addition, the in pari materia rule of statutory construction "applies where one statute deals with
a subject in comprehensive terms and another deals with a portion of the same subject in a more definite
way." See Alejos v. State,
The judgment of the Court of Appeals is affirmed.
Hervey, J.
Delivered: June 27, 2007
Publish
1. See Section 49.09(b)(2), Tex. Pen. Code.
2. Section 19.02(b)(3) provides that a person commits the offense of murder if he:
(3) commits or attempts to commit a felony, other than manslaughter, and in the course of
and in furtherance of the commission or attempt, or in immediate flight from the commission
оr attempt, he commits or attempts to commit an act clearly dangerous to human life that
causes the death of an individual.
3. The record reflects that appellant had two prior DWI convictions, which made the underlying felony
DWI a third-degree felony. See Section 49.09(b)(2).
4. The evidence, therefore, shows that the victim's death occurred "in the course of and in furtherance
of" appellant's commission of an inherently dangerous felony DWI. See Section 19.02(b)(3); Johnson v.
State, 5. In rеlevant part, the indictment alleged that appellant "while in the course of and the furtherance of
the commission of [felony DWI] did commit an act clearly dangerous to human life, to wit: by operating his
motor vehicle ... at an unreasonable speed, by failing to maintain a proper lookout for traffic and road
conditions, and by failing to take adequate evasive actions prior to striking a motor vehicle occupied by [the
victim] and did thereby cause the death of [the victim]."
6. The Legislature has plainly dispensed with proof of a culpable mental state for felony DWI. See
Section 49.11, Tex. Pen. Code, (expressly dispensing with proof of culpable mental state in prosecutions
under Chapter 49 with one exception not applicable in this case).
7. In addition, felony-murder is not like the "strict liability" or "public welfare" offenses described in
Aguirre. See Aguirre, 8. 9. Appellant did not raise any constitutional claims in the trial court. We also do not believe that
construing Section 19.02(b)(3) to dispense with a culpable mental state renders it "vague and indefinite."
It unambiguously apprises an ordinarily intelligent person, with two prior felony convictions and two prior
DWI convictions, that he could go to prison for 55 years if he kills someone during the commission of
another DWI. See Bouie v. City of Columbia, 10. See Former Section 19.02(a)(3) (1974 Penal Code).
11. These statutory provisions in Rodriquez are consistent with current Sections 6.02(a),(b), and (c),
Tex. Pen. Code.
12. Judge Onion's opinion in Rodriguez states that this "sort of talk is pure fiction."
The courts sometimes explain felony murder by stating that the felon's intent to commit the [underlying] felony supplies the intent to kill, so that the felon intended to kill, resulting in a plain case of intent-to-kill murder. [Citations omitted]. This sort of talk is pure fiction and it is better to recognize felony murder as a category of murder separate from intent-to-kill murder.
See Rodriguez, 13. But see Aguirre, 14. It is difficult to imagine how Section 19.02(b)(3), with its silencе as to a culpable mental state, could
be construed to require a culpable mental state for an underlying felony for which the Legislature has plainly
dispensed with a culpable mental state.
15. This holding in Rodriquez is inconsistent with the plain language of Section 19.02(b)(3) and the
historical purpose of the felony-murder rule, and it conflicts with newer, more soundly reasoned, decisions
such as Judge Onion's opinion in Rodriguez and Judge Cochran's concurring opinion in Lawson. See
Awadelkariem v. State, 16. We also note that this Court's subsequent decision in Lugo-Lugo v. State decided that the "act
clearly dangerous to human life" language in what is now Section 19.02(b)(2) does not require a culpable
mental state. See Lugo-Lugo v. State, 17. Appellant has not produced any extratextual legislative history of Chapter 49 to support his claim
that Chapter 49 is the exclusive domain of DWI homicides. Our extratextual research of the legislative
history of the 1993 legislative changes to the penal code (Senate Bill 1067) indicates that the legislative
record is silent on whether the Legislature intended that Chapter 49 be thе exclusive domain of DWI
homicides.
18. Accord Boykin v. State, 19. See Former Section 19.05(a)(2) (1974 Tex. Pen. Code) (person committed offense of involuntary
manslaughter if he "by accident or mistake" when operating a motor vehicle "while intoxicated and, by
reason of such intoxication, cause[d] the death of an individual").
20. See Former Tex. Rev. Civ. Stat. Ann., art. 6701l-1; Acts 1987, 70th Leg., ch. 507, § 3.
21. See Former Article 6701l-1(e)(2) (if person had "two or more" prior DWI convictions, the offense
was punishable by confinement in jail for a term of not less than 30 days or more than two years "or
imprisonment in the state penitentiary for a term of not less than 60 days or more than five years"); Former
Section 12.41(1) (1974 Penal Code) (any conviction "not obtained from a prosecution under" the penal
code shall be classified as a third-degree felony "if confinement in a penitentiary is affixed to the offense as
a possible punishment").
22. See Acts 1993, 73rd Leg., ch. 900, § 1.15.
23. See Acts 1993, 73rd Leg., ch. 900, § 1.01.
24. See Section 49.08(a) (person commits intoxication manslaughter if person operates a motor vehicle
and "is intoxicated and by reason of that intoxication causes the death of another by accident or mistake").
25. See Section 49.09(b)(2) (person commits felony DWI if he is convicted of DWI and it is shown
that he has two prior DWI convictions).
26. Under the pre-1993 penal code, the DWI version of involuntary manslaughter was a third-degree
felony. See Former Section 19.05(c). This offense (now defined as intoxication mаnslaughter) is currently
a second-degree felony. See Section 49.08(b).
27. Appellant claims it is significant that there is no history before and after 1993 of felony DWI being
used as the underlying felony in a felony-murder prosecution. We, however, tend to agree with the State's
response that this might in large part be due to this Court's erroneous decision in Rodriquez.
28. In addition, Section 19.02(b)(3) and Section 49.08(a) do not necessarily proscribe the same
conduct. A person, who causes the death of another during the commission of a misdemeanor DWI could
be prosecuted as a second-degree felon under Section 49.08(a), but not as a first-degree felon under
Section 19.02(b)(3). See Sections 49.04; 49.09(a). The Legislature could have also reasonably
determined that a person (such as appellant), who has two prior DWI convictions and causes the death
of another during the commission of another DWI, could be prosecuted as a second-degree felon under
Section 49.08 or as a first-degree felon under Section 19.02(b)(3). While there may be some overlap in
DWI homicide cases between Section 19.02(b)(3) and Section 49.08(a), these two provisions do not
entirely proscribe the same conduct, because conduct proscribed by the latter provision will not always be
proscribed by the former provision.
29. The State disagreеs that our interpretation of these 1993 legislative changes has the effect of
allowing the felony-murder rule to swallow up intoxication manslaughter. The State argues:
Nevertheless, if the appellant is claiming that intoxication manslaughter could always be tried as a felony murder, he is ignoring the fact that felony murder also requires the commission of an act clearly dangerous to human life, which is not a part of intoxication manslaughter. Not every person who drinks and kills someone also commits acts clearly dangerous to human life such as speeding, tailgating, and weaving through traffic. Those elements transcend the crime of intoxicаtion manslaughter and make the offender eligible for a greater punishment. More to the point of the present case, none of these actions are necessarily part of DWI. Therefore, this Court should not presume that the Legislature intended to foreclose the prosecution of a felony murder based on felony DWI.
These arguments are inconsistent with this Court's decision in Johnson. See also Footnote 4. This
Court's decision in Johnson holds that a felony-murder conviction can be based upon the underlying felony
without proof of an additional dangerous act beyond the underlying felony, thus supporting a decision that
death occurs "in furtherance of" the commission of the underlying felony. See also Footnоte 4. The State's
arguments would resurrect the judicially created merger doctrine, which "[e]ight members of this Court
explicitly rejected" in Johnson. See Lawson, 30. Section 49.08(a) defines intoxication manslaughtеr as a person who operates a motor vehicle while
intoxicated "and by reason of that intoxication causes the death of another by accident or mistake."
31. The record in this case reflects that the jury was also instructed on the lesser-included offense of
felony DWI. This Court, therefore, could reform the judgment in this case to reflect a conviction for third-degree felony DWI, if the felony-murder conviction was set aside. See Collier v. State,
The record also reflects that appellant pled "true" to two enhancement paragraphs each alleging
that appellant had previously been convicted of felony unauthorized use of a motor vehicle. Appellant was,
therefore, subject to a punishment range of 25 to 99 years, or life. See Section 12.42(d), Tex. Pen. Code,
(setting out this punishment range if it is shown on the trial of a "felony offense" that the defendant has
previously been convicted of "two felony offenses"). With a finding of "true" to these two enhancement
paragraphs, appellant would have been subject to the same punishment range (25 to 99 years, or life) even
if he was convicted of third-degree felony DWI or second-degree felony intoxication manslaughter, neither
of which require proof of a culpable mental state. See Section 49.11(a).
32. This arguably would mеan that a DWI homicide could not be prosecuted as manslaughter or
criminally negligent homicide. Arguably, this also would mean that a DWI assault with serious bodily injury
could not be prosecuted as an aggravated assault and could only be prosecuted as an intoxication assault.
However, in Burke v. State, this Court unanimously rejected this latter contention. See Burke v. State,
33. The dissenting opinion also suggests that this opinion holds that intoxication manslaughter can be
the underlying felony in a felony-murder prosecution. See Dissenting op. at 4. This opinion, however, does
not so hold and very carefully points out that it is unnecessary to decide that issue in this case.
