LOLAKSHI KALE; GURUSADAY DEY v. ANGELICA ALFONSO-ROYALS, Aсting Director, U.S. Citizenship and Immigration Services; MARCO RUBIO, Secretary, U.S. Department of State
No. 23-1799
United States Court of Appeals for the Fourth Circuit
June 3, 2025
PUBLISHED. Argued: March 21, 2025.
Before KING, GREGORY, and HEYTENS, Circuit Judges.
Affirmed by published opinion. Judge Gregory wrote the opinion, in which Judge King and Judge Heytens joined.
GREGORY, Circuit Judge:
Lalakshi Kale and his wife, Gurusaday Dey, challenge the United States Citizenship & Immigration Services (“USCIS“)‘s policies for managing visa supply and demand as violative of the Administrative Procedure Act (“APA“). Specifically, they allege that USCIS‘s decision to hold their adjustment of status applications in abeyance until a visa number comes available constitutes unlawful withholding and unreasonable delay, and they seek mandamus ordering the agency to adjudicate their visa application at once.
This case cоncerns a question confronted by several of our sister circuits: Whether
I.
Kale is an Indian national and has resided in the United States since 2009. J.A. 6, 18. He and his wife, also an Indian national, attempted to obtain legal permanent residence (colloquially known as “green cards“) based on his permanent employment. See J.A. 18-19. As such, they applied to USCIS for “adjustment of status” in 2022. J.A. 20-21. “This generally entails a three-step process: (1) the employer files an аpplication for a labor certification with the Department of Labor; (2) if the application is approved, the employer files a Form I-140 visa petition with USCIS on the noncitizen‘s behalf; and (3) if the Form I-140 petition is approved, the noncitizen files a Form I-485 application for adjustment of status.” Kanapuram v. Dir., USCIS, 131 F.4th 1302, 1304-05 (11th Cir. 2025). Kale‘s employer had filed for a permanent labor certifiсation on August 26, 2014, making that the “priority date” for his adjustment of status application. J.A. 18-19. Dey, as Kale‘s wife, has the same priority date for her application.
By statute, Congress charged USCIS with administering these visa applications in accordance with certain statutory limits. USCIS adjusts the status of immigrant-applicants pursuant to
The status of an alien who was inspected and admitted or paroled into the United States . . . may be adjusted by the Attorney General, in his discretion and under such regulations as he may prescribe,
to that of an alien lawfully admitted for permanent residence if (1) the alien makes an application for such adjustment, (2) the alien is eligible to receive an immigrant visa and is admissible to the United States for permanent residence, and (3) аn immigrant visa is immediately available to him at the time his application is filed.
While the number of visas issued is fixed by statute, demand for those visas is not. As such, the “Department of State ‘may make reasonable estimates of the anticipated numbers of visas to be issued’ within each category for each fiscal year and ‘rely upon such estimates in authorizing the issuance of visas.‘” Kanapuram, 131 F.4th at 1305 (citing
All this works seamlessly when USCIS‘s estimate for applications is accurate or overly cautious. However, sometimes demand is higher than predicted, making a given visa category “oversubscribed.” See Li v. Kerry, 710 F.3d 995, 997-98 (9th Cir. 2013). This requires the government to push back the cut-off date to stay within the statutory limits set by Congress, a process known as “retrogression.” See U.S. Citizenship & Immigr. Servs., Visa Retrogression, https://www.uscis.gov/green-card/green-card-processes-and-procedures/visa-availability-priority-dates/visa-retrogression [https://perma.cc/7CUH-FS9X (last accessed May 20, 2025)]. As the government explained before the district court, “[t]he cut-off date is the priority datе (the date upon which the underlying labor certification application was accepted for processing by the Department of Labor . . .) of the first applicant who could not be accommodated for a visa number.” J.A. 43 (citing Parker Decl. (DE 17-1) ¶ 12;
[I]f there are 3,000 visa numbers available for [certain visa applicants] and USCIS and DOS have demand from 8,000 applicants, then DOS needs to establish a cutoff date so that only 3,000 visa numbers would be allocated. The cut-off is the priority date of the 3001st applicant. Only persons with a priority date earlier than the cut-off date for their country/category have a visa available and may be approved for adjustment of status or issued an immigrant visa in a family-sponsored or employment-bаsed preference category.
Id. This cut-off date is also referred to as the “final action date.”
As noted above, Kale and Dey (hereafter “Appellants“) had priority dates of August 26, 2014. J.A. 18-19. In September 2022, these dates were considered “current” because the estimated final action date was December 1, 2014, and, accordingly, they were allowed to file аpplications for adjustment of status. See U.S. Dep‘t of State, Bureau of Consular Affs., Visa Bulletin for September 2022, https://www.travel.state.gov/content/travel/en/legal/visa-law0/visa-bulletin/2022/visa-bulletin-for-september-2022.html [https://perma.cc/64QF-8F6E (last accessed May 20, 2025)]; J.A. 21. However, demand was higher than forecasted, and there were more applicants
Rapid forward movements of the India E2 final action and application filing dates during FY-2022 were made to maximize number use under the unprecedented high employment limit of 281,507. As a result, heavy applicant demand has materialized and coupled with significantly lower visa number availability for India E2 for FY-2023 as compared to FY-2022, corrective action was required to keep number use within the maximum allowed under the FY-2023 annual limits.
Id. In other words, USCIS could not approve all the filed аpplications until more visas became available in future years, and the final action date was shifted to keep within the visa limits set by Congress.
Appellants are not the only applicants impacted by retrogression, nor is this the first time that retrogression has happened. As a result, USCIS has adopted an “Adjudication Hold Policy” to hold applications in abeyancе when they were current at the time of filing but can no longer be granted due to retrogression of the final action date. See Kanapuram, 131 F.4th at 1305 (citing U.S. Citizenship & Immigration Servs. Policy Manual, at Vol. 7, Pt. A, Ch. 6(C)(5) (2025), https://www.uscis.gov/policy-manual/volume-7-part-a-chapter-6 [https://perma.cc/7Y2N-DV65 (last accessed May 20, 2025)]). Having an application held in abeyance triggers eligibility to apply for other benefits, similar to thоse provided by permanent residence. See, e.g., U.S. Citizenship & Immigration Servs. Policy Manual, at Vol. 7, Pt. B, Ch. 3 n.17 (2025), https://www.uscis.gov/policy-manual/volume-7-part-b-chapter-3#footnotelink-17 [https://perma.cc/FKK2-WZLV (last accessed May 20, 2025)] (ability to remain present in U.S. for period of authorized stay);
Appellants grew tired of waiting and filed the action before us. In their October 28, 2022, Amended Complaint, they brought three claims: two against USCIS and one against the State Department. J.A. 24-26. The government moved to dismiss the complaint under Federal Rule of Civil Procedure 12(b)(1), arguing that the district court lacked jurisdiction. J.A. 3, 39. The district court agreed, finding it lacked jurisdiction over the case under the jurisdiction-stripping provision of
II.
When a district court dismisses a complaint pursuant to Rule 12(b)(1), we review its legal conclusions de novo. Lovo v. Miller, 107 F.4th 199, 205 (4th Cir. 2024). We cannot proceed to the merits of any case before determining that we have
“When determining whether a statute deprives us of jurisdiction, we apply the ‘well-settled and strong presumption [that] when a statutory provision is reasonably susceptible to divergent interpretation, we adopt the reading that accords with traditional understandings and basic principles: that executive determinations generally are subject to judicial review.‘” Lovo, 107 F.4th at 206 (quoting Guerrero-Lasprilla v. Barr, 589 U.S. 221, 229 (2020)). “The presumption can only be overcomе by clear and convincing
evidence of congressional intent to preclude judicial review.” Id. (internal citations omitted).
III.
The Immigration and Nationality Act deprives courts of “jurisdiction to review . . . any other decision or action of the Attorney General or the Secretary of Homeland Security the authority for which is specified . . . to be in the discretion of the Attorney General or the Secretary of Homeland Security.”
In Shaiban v. Jaddou, we were asked to determine the scоpe of this very jurisdiction-stripping statute. See Shaiban v. Jaddou, 97 F.4th 263, 266 (4th Cir. 2024). There, we were faced with a denial of adjustment of status for having engaged in terrorist activity under
judicial review of a claim like [the plaintiff‘s].” Id. In other words, Shaiban requires us to ask whether the substantive statute itself defines USCIS‘s exercised authоrity as “discretionary;” if so, we lack jurisdiction under
However, as noted above, this jurisdiction-stripping statute requires more than just the grant of discretion to be triggered. The challenge must also be to a
Here, we ultimately find that USCIS‘s adjudication hold policy is a (1) “decision or action” that is (2) “committed to the discretion of the Attorney General of Secretary of Homeland Security.” To start, this case differs from Lovo because it is not merely a case of agency inaction. USCIS devised, within its explicit statutory discretion and in compliance with several potentially conflicting stаtutes, a system such that when a visa number is not immediately available to an applicant due to retrogression, it would place the application in an adjudication hold. See U.S. Citizenship & Immigration Servs., Policy Manual, Vol. 7, Pt. A, Ch. 6(C)(5) (2025), https://www.uscis.gov/policy-manual/volume-7-part-a-chapter-6 [https://perma.cc/EFE9-ECQF (last accessed May 20, 2025)]. USCIS
made an additional decision to apply this policy to Appellants’ applications until a visa number becomes available. And this decision was but one choice available to USCIS, with the other option being to deny their applications outright and require them to refile once their priority dates became current. See
Thе statutory authority conferred upon the agency is also significant. See
Our decision today is in accordance with the findings of every Court of Appeals to reach this exact question. The Third, Fifth, Eighth, and Eleventh Circuits have all found that “[t]he text of
F.4th at 844; Cheejati v. Blinken, 106 F.4th 388, 394-96 (5th Cir. 2024); Kanapuram, 131 F.4th at 1306-07. As the Third Circuit explained:
We are presented with a discretion-granting statute that explicitly provides
the Secretary the discretion to “prescribe” the regulations that guide its exercise of the discretionary authority. 8 U.S.C. § 1255(a) . Thus, we lack jurisdiction to review both the decision to put the [the plaintiffs‘] applications on hold and the “inextricably intertwined” process “prescribed” by the Secretary for reaching that decision.
Geda, 126 F.4th at 844. Similarly, the Fifth Circuit found
Like our sister circuits, we agree that
IV.
While we understand the frustration of Appellants and those similarly waiting for visa aрproval, we lack jurisdiction to hear this case.4 Based on the foregoing, the judgment of the district court is
AFFIRMED.
